AGEN · Agenus Inc · Shareholders & Ownership
$6.18
+0.14 (+2.32%)
At close · Oct 19
Return incl. dividend (before tax)
Going-concern doubt
— flagged Aug 7, 2026
Substantial doubt about the company's ability to continue as a going concern.
“Because the timing and completion of these transactions are not entirely within our control, in accordance with applicable accounting standards, substantial doubt exists about our ability to continue as a going concern for at least one year after the date these condensed consolidated financial statements are issued.”View the 10-Q filed Aug 7, 2026
Market Cap
$276.43M
Shares
45.02M
Volume · Oct 19
735K
Avg daily vol (3M)
1.29M
Every disclosed holder of AGEN in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns AGEN
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 14,261,748 | 31.68% |
| Insiders (Forms 3, 4, 5) | 566,973 | 1.26% |
| 13D/G-only blocks | 13,544,410 | 30.09% |
| Remaining | 16,647,276 | 36.98% |
| Registered funds (N-PORT, not summed) | 5,855,622 | 13.01% |
Shares outstanding: 45,020,407, the issuer's latest cover-page count restated onto today's split basis.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of AGEN
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
Invus Public Equities, L.P.
13G
CIK 2005369 · Unknown · Jul 13, 2026
Rule 13d-1(c), passive investor
|
4,533,755 | ||
| 2 |
RA CAPITAL MANAGEMENT, L.P.
13G
CIK 1346824 · Registered investment adviser · Jul 13, 2026
Rule 13d-1(c), passive investor
|
4,344,772 | ||
| 3 |
BlackRock, Inc.
13F
CIK 2012383 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,564,884 | ||
| 3.1 |
BlackRock, Inc.
13G
CIK 2012383 · Holding company · Jun 30, 2026
Rule 13d-1(b), qualified institution, not summed
|
2,513,893 | ||
| 3.2 |
iShares Russell 2000 ETF
Fund
S000004344 · Registered fund · Jun 30, 2026
iShares Trust, not summed
|
903,711 | ||
| 3.3 |
iShares Russell 2000 Value ETF
Fund
S000004342 · Registered fund · Jun 30, 2026
iShares Trust, not summed
|
258,455 | ||
| 3.4 |
iShares Russell 2000 Growth ETF
Fund
S000004343 · Registered fund · Jun 30, 2026
iShares Trust, not summed
|
256,842 | ||
| 3.5 |
iShares Micro-Cap ETF
Fund
S000004439 · Registered fund · Jun 30, 2026
iShares Trust, not summed
|
133,984 | ||
| 4 |
VANGUARD GROUP INC
13G
CIK 102909 · Registered investment adviser · Jun 30, 2025
Rule 13d-1(b), qualified institution
|
2,532,550 | ||
| 5 |
ZYNEXT VENTURES USA LLC
13D
CIK 2106704 · Unknown · Jan 15, 2026
|
2,133,333 | ||
| 6 |
VANGUARD CAPITAL MANAGEMENT LLC
13F
CIK 2100119 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,676,096 | ||
| 7 |
VANGUARD PORTFOLIO MANAGEMENT LLC
13F
CIK 2100121 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,427,587 | ||
| 8 |
VANGUARD TOTAL STOCK MARKET INDEX FUND
Fund
S000002848 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
1,159,672 | ||
| 9 |
Siren, L.L.C.
13F
CIK 2005245 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,064,250 | ||
| 10 |
GEODE CAPITAL MANAGEMENT, LLC
13F
CIK 1214717 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,035,040 | ||
| 11 |
MACKENZIE FINANCIAL CORP
13F
CIK 919859 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
714,175 | ||
| 12 |
VANGUARD STRATEGIC EQUITY FUND
Fund
S000002593 · Registered fund · Jun 30, 2026
VANGUARD HORIZON FUNDS, not summed
|
511,809 | ||
| 13 |
VANGUARD EXTENDED MARKET INDEX FUND
Fund
S000002841 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
485,158 | ||
| 14 |
GOLDMAN SACHS GROUP INC
13F
CIK 886982 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
448,383 | ||
| 14.1 |
Goldman Sachs Absolute Return Tracker Fund
Fund
S000020314 · Registered fund · Jun 30, 2026
GOLDMAN SACHS TRUST, not summed
|
39,218 | ||
| 15 |
MARSHALL WACE, LLP
13F
CIK 1318757 · Exempt reporting adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
439,621 | ||
| 16 |
RAYMOND JAMES FINANCIAL INC
13F
CIK 720005 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
430,078 | ||
| 17 |
GLOBEFLEX CAPITAL L P
13F
CIK 921531 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
418,581 | ||
| 18 |
|
412,383 | ||
| 18.1 |
State Street Total Return V.I.S. Fund
Fund
S000001637 · Registered fund · Jun 30, 2026
STATE STREET VARIABLE INSURANCE SERIES FUNDS INC, not summed
|
1,006 | ||
| 18.2 |
State Street Balanced Index Fund
Fund
S000082802 · Registered fund · Jun 30, 2026
STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
|
551 | ||
| 18.3 |
STATE STREET SMALL/MID CAP EQUITY INDEX PORTFOLIO
Fund
S000050332 · Registered fund · Jun 30, 2026
STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
|
500 | ||
| 19 |
|
400,058 | ||
| 20 |
Man Group plc
13F
CIK 1637460 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
340,425 | ||
| 21 |
NORTHERN TRUST CORP
13F
CIK 73124 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
314,052 | ||
| 22 |
Connor, Clark & Lunn Investment Management Ltd.
13F
CIK 1596800 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
310,035 | ||
| 23 |
VANGUARD EXPLORER FUND
Fund
S000002578 · Registered fund · Jul 31, 2026
VANGUARD EXPLORER FUND, not summed
|
290,646 | ||
| 24 |
VANGUARD FIDUCIARY TRUST CO
13F
CIK 933478 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
271,614 | ||
| 25 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
262,068 | ||
| 26 |
RENAISSANCE TECHNOLOGIES LLC
13F
CIK 1037389 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
228,346 | ||
| 27 |
VANGUARD STRATEGIC SMALL-CAP EQUITY FUND
Fund
S000012432 · Registered fund · Jun 30, 2026
VANGUARD HORIZON FUNDS, not summed
|
205,345 | ||
| 28 |
PANAGORA ASSET MANAGEMENT INC
13F
CIK 883677 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
179,589 | ||
| 29 |
Susquehanna Portfolio Strategies, LLC
13F
CIK 1996449 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
158,737 | ||
| 30 |
SMALL COMPANY GROWTH PORTFOLIO
Fund
S000004394 · Registered fund · Jun 30, 2026
VANGUARD VARIABLE INSURANCE FUNDS, not summed
|
114,747 | ||
| 31 |
Jump Financial, LLC
13F
CIK 1831577 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
103,981 | ||
| 32 |
Bank of New York Mellon Corp
13F
CIK 1390777 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
101,773 | ||
| 33 |
CHARLES SCHWAB INVESTMENT MANAGEMENT INC
13F
CIK 884546 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
99,392 | ||
| 34 |
TWO SIGMA INVESTMENTS, LP
13F
CIK 1179392 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
98,685 | ||
| 35 |
Schwab Small-Cap Index Fund
Fund
S000005912 · Registered fund · Jul 31, 2026
SCHWAB CAPITAL TRUST, not summed
|
96,310 | ||
| 36 |
SIIT SMALL CAP II FUND
Fund
S000036633 · Registered fund · May 31, 2026
SEI INSTITUTIONAL INVESTMENTS TRUST, not summed
|
84,700 | ||
| 37 |
STRS OHIO
13F
CIK 820478 · Pension or benefit plan · Jun 30, 2026
carried, not yet filed for the newest quarter
|
76,900 | ||
| 38 |
CANADA PENSION PLAN INVESTMENT BOARD
13F
CIK 1283718 · Non-US institution · Jun 30, 2026
carried, not yet filed for the newest quarter
|
67,100 | ||
| 39 |
PRICE T ROWE ASSOCIATES INC /MD/
13F
CIK 80255 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
57,656 | ||
| 39.1 |
T. Rowe Price Extended Equity Market Index Fund
Fund
S000002090 · Registered fund · Jun 30, 2026
T. ROWE PRICE INDEX TRUST, INC., not summed
|
24,500 | ||
| 39.2 |
T. Rowe Price Small-Cap Index Fund
Fund
S000051327 · Registered fund · Jun 30, 2026
T. ROWE PRICE INDEX TRUST, INC., not summed
|
6,078 | ||
| 40 |
|
57,116 | ||
| 41 |
BANK OF AMERICA CORP /DE/
13F
CIK 70858 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
52,012 | ||
| 42 |
|
51,988 | ||
| 43 |
Invesco Ltd.
13F
CIK 914208 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
50,938 | ||
| 44 |
ACUITAS US MICROCAP FUND
Fund
S000045890 · Registered fund · Jun 30, 2026
FORUM FUNDS II, not summed
|
45,503 | ||
| 45 |
WELLS FARGO & COMPANY/MN
13F
CIK 72971 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
43,217 | ||
| 46 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
CIK 1446194 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
42,016 | ||
| 47 |
Avestar Capital, LLC
13F
CIK 1704404 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
41,000 | ||
| 48 |
EQ/2000 Managed Volatility Portfolio
Fund
S000025800 · Registered fund · Jun 30, 2026
EQ Advisors Trust, not summed
|
40,407 | ||
| 49 |
PGIM Quant Solutions Small-Cap Value Fund
Fund
S000004689 · Registered fund · Jul 31, 2026
Target Portfolio Trust, not summed
|
39,500 | ||
| 50 |
DEUTSCHE BANK AG\
13F
CIK 948046 · Non-US institution · Jun 30, 2026
carried, not yet filed for the newest quarter
|
38,904 | ||
| 50.1 |
DWS Small Cap Index VIP
Fund
S000006223 · Registered fund · Jun 30, 2026
DEUTSCHE DWS INVESTMENTS VIT FUNDS, not summed
|
6,177 |
2 more nested rows are not shown here; Every filing lists them all.
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
Showing 1–50 of 163 holders
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Key facts
CIK
1098972
CUSIP
00847G804
13F (30d)
10 filings
10 filers
Visit website
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