AMTX · Aemetis, Inc · Holdings

$1.71 +0.09 (+5.56%) Play latest call Q3 2026 earnings call transcript

Russell 2000 member Rebalance outlook locked

Market Cap

$118.42M

73.10M

Volume · Nov 9 369.52K Avg daily vol (3M) 1.06M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of AMTX: 13F, 13D and 13G, insiders and funds →

Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 94

Total Value: $35,359,812

Total Shares: 21,076,063

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 89 13F filers

Top Holder

21.9%

of institutional value

Top 5

57.8%

of institutional value

Top 10

71.6%

of institutional value

HHI

960

Broadly held

Who Holds AMTX

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 88 filers, like-for-like change +37.9%; actively managed books -14.3%; index-like books +116.6%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	41.8%	33	+20.7%	9	6
Exempt adviser	1.7%	1	-68.6%	0	3
Adviser	6.2%	2	+4.6%	1	0
Bank	9.8%	12	+79.8%	1	0
Broker-dealer	1.2%	2	+52.5%	1	0
Non-US	0.5%	3	-6.4%	1	1
Holding company	24.9%	5	+324.3%	0	0
Insurer	0.0%	0	—	0	0
Benefit plan	0.0%	0	—	0	0
Unknown	13.9%	30	-0.5%	13	7

Style	Share	Filers	Change	New	Exited
Index-like	62.6%	15	+116.6%	6	0
Systematic-like	10.4%	9	-20.9%	3	8
Concentrated	3.0%	11	+9.1%	2	2
Diversified active	24.1%	53	-13.4%	15	7
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	57.8%	50	+145.1%	13	1
Medium turnover	2.7%	11	-38.1%	5	3
High turnover	15.2%	18	-38.6%	6	13
Unknown	24.2%	9	+22.6%	2	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	25.7%	14	+17.8%	6	6
Medium horizon	25.0%	11	+496.4%	7	1
Long horizon	45.3%	57	+26.6%	11	4
Unknown	4.0%	6	-63.0%	2	6
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	2.5%	13	+0.4%	5	3
$1B to $10B	3.2%	17	-23.2%	7	5
$10B to $100B	10.3%	18	-11.8%	5	7
$100B or more	84.0%	40	+54.9%	9	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	2.6%	11	+33.6%	2	0
Pooled investment vehicles	6.4%	8	-48.1%	0	5
Registered funds and BDCs	31.7%	6	+59.8%	2	0
Pension and profit sharing plans	0.4%	1	0.0%	0	0
Insurance companies	0.0%	1	new	1	0
Governments and sovereign funds	0.4%	1	new	1	0
Other investment advisers	0.2%	2	+25.9%	0	0
Diversified	0.2%	3	+236.7%	3	1
Unknown	58.2%	55	+53.6%	17	11

Private funds	Share	Filers	Change	New	Exited
Hedge funds	8.1%	8	-52.8%	0	8
Private equity funds	0.1%	1	0.0%	0	0
Real estate funds	0.0%	0	—	0	0
Other private funds	2.3%	5	+90.6%	2	0
Mixed private funds	0.1%	1	new	1	0
Private funds, type not stated	0.1%	1	-90.0%	0	1
No private funds	32.9%	18	+56.3%	6	0
Securitized asset funds	0.0%	0	—	0	0
Unknown	56.5%	54	+73.8%	17	8

Location	Share	Filers	Change	New	Exited
United States	96.1%	72	+49.0%	20	11
Outside the US	3.9%	16	-51.2%	6	6

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-03-31 13F.

Conviction and Crowding

88 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.000%

Mar 31, 2026: 0

Crowding

4.49%

of shares outstanding, 15th percentile

Mar 31, 2026: 7.31%

Private-fund advisers

2.66%

of shares outstanding

Institutional ownership

25.1%

27.0% of the estimated free float

Top 10 holders

73.0%

of 13F shares, Herfindahl 0.100

Active holders

-14.3%

like-for-like share change of active filers

5% stakes on record

0 13D, 1 13G (1 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 10.2 quarters

Under 1 year 32.6% 1 to 3 years 36.0% 3 years or more 31.5% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$3.84

estimated per share

Mar 31, 2026: $3.62

Quarter-end price

$1.64

implied by 13F values

Estimated gain or loss

-57.3%

price against the estimated cost

Estimated at a loss

100.0%

of costed 13F value

Estimated cost covers 42.2% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies AMTX's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	TSLA Tesla, Inc.	3	0.024
2	BRK-B Berkshire Hathaway Inc	3	0.022
3	AMZN Amazon Com Inc	3	0.019
4	AAPL Apple Inc.	3	0.019
5	MSFT Microsoft Corp	3	0.019
6	GOOGL Alphabet Inc.	3	0.019

Shareholder Targets

13F filers that own its peers but not AMTX, quarter ended Jun 30, 2026

Found through its holder-overlap peers: TSLA, BRK-B, AMZN, AAPL, MSFT, GOOGL. 7,041 filers in all.

#	Filer	In peers	Of book	Largest peers
1	NORGES BANK Non-US, Index-like	$210,847,038,575 6 held	21.0%	GOOGL, AAPL, MSFT
2	Capital Research Global Investors Adviser, Diversified active	$124,989,360,826 6 held	17.5%	GOOGL, MSFT, AMZN
3	Capital World Investors Adviser, Diversified active	$111,809,290,488 6 held	13.3%	GOOGL, MSFT, TSLA
4	UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Registered adviser, Index-like	$109,813,300,777 6 held	20.0%	AAPL, GOOGL, MSFT
5	Berkshire Hathaway Inc Insurer, Concentrated	$103,714,385,303 2 held	34.7%	AAPL, GOOGL
6	Amundi Holding company, Index-like	$83,161,540,251 6 held	20.0%	AAPL, GOOGL, MSFT
7	WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active	$76,009,910,220 6 held	13.1%	GOOGL, MSFT, AAPL
8	FRANKLIN RESOURCES INC Adviser, Diversified active	$71,502,130,454 6 held	15.7%	AAPL, MSFT, GOOGL
9	Capital International Investors Adviser, Diversified active	$65,587,872,641 6 held	13.6%	GOOGL, MSFT, AAPL
10	DIMENSIONAL FUND ADVISORS LP Registered adviser, Diversified active	$55,894,000,473 6 held	10.1%	AAPL, MSFT, GOOGL

Fund Ownership of AMTX by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 8.74% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	1.33%	+0.43 pp	973,647	34
Index ETFs	7.41%	+3.69 pp	5,418,189	6
Active ETFs	0.00%	0.00 pp	0	0
Active funds	1.61%	+0.43 pp	1,174,217	19
Unclassified	0.00%	0.00 pp	0	0
All registered funds	10.35%	+4.55 pp	7,566,053	59

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 37 Exempt adviser 1 Adviser 2 Bank 13 Broker-dealer 2 Non-US 3 Holding company 5 Unknown 31

Showing 100 of 100

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$6,511,569

18.42%

3,970,470

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	11,213	$18,389	0.3%	Sole
BlackRock Investment Management, LLC	182,819	$299,823	4.6%	Sole
BLACKROCK ADVISORS LLC	129,455	$212,306	3.3%	Sole
BlackRock Fund Advisors	2,495,528	$4,092,665	62.9%	Sole
BlackRock Institutional Trust Company, N.A.	1,151,455	$1,888,386	29.0%	Sole

VANGUARD CAPITAL MANAGEMENT LLC

$4,905,631

13.87%

2,991,239

Mirae Asset Global Investments Co., Ltd.

$4,450,000

12.58%

2,500,000

GEODE CAPITAL MANAGEMENT, LLC

$3,065,015

8.67%

1,721,919

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	247,697	$440,900	14.4%	Defined
Held directly	1,474,222	$2,624,115	85.6%	Defined

Grantham, Mayo, Van Otterloo & Co. LLC

$1,745,479

4.94%

1,064,317

STATE STREET CORP

$1,190,966

3.37%

726,199

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SSGA FUNDS MANAGEMENT, INC. joint	726,199	$1,190,966	100.0%	Defined

D. E. Shaw & Co., Inc.

$1,021,765

2.89%

623,028

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	273,641	$448,771	43.9%	Defined
D. E. Shaw Investment Management, L.L.C. joint	349,387	$572,994	56.1%	Defined

NORTHERN TRUST CORP

$833,101

2.36%

507,989

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	497,823	$816,429	98.0%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	10,166	$16,672	2.0%	Other

Russell Investments Group, Ltd.

$773,236

2.19%

434,404

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	270,779	$481,985	62.3%	Defined
Russell Investments Canada Limited	5,385	$9,585	1.2%	Defined
Russell Investments Capital, LLC	59,728	$106,315	13.7%	Defined
Russell Investments France SAS	45,135	$80,340	10.4%	Defined
Russell Investments Trust Company	53,377	$95,011	12.3%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$725,475

2.05%

442,363

VANGUARD FIDUCIARY TRUST CO

$719,859

2.04%

438,939

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$657,184

1.86%

400,722

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	400,722	$657,184	100.0%	Other

MILLENNIUM MANAGEMENT LLC

$650,100

1.84%

396,403

MARSHALL WACE, LLP

$490,031

1.39%

298,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	298,800	$490,031	100.0%	Other

CITADEL ADVISORS LLC

$438,386

1.24%

267,309

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	267,309	$438,386	100.0%	Defined

TWO SIGMA INVESTMENTS, LP

$438,214

1.24%

267,204

CIBC Bancorp USA Inc.

$416,361

1.18%

253,879

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CIBC Private Wealth Advisors, Inc.	250,300	$410,492	98.6%	Defined
CIBC WORLD MARKETS CORP	3,579	$5,869	1.4%	Defined

GOLDMAN SACHS GROUP INC

$327,509

0.93%

199,701

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	11,602	$19,027	5.8%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	188,099	$308,482	94.2%	Defined

HAMILTON CAPITAL PARTNERS, LLC

$320,313

0.91%

195,313

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$320,272

0.91%

195,288

Bank of New York Mellon Corp

$315,133

0.89%

177,042

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	53,690	$95,568	30.3%	Defined
The Bank of New York Mellon	123,351	$219,564	69.7%	Defined
Held directly	1	$1	0.0%	Defined

JANE STREET GROUP, LLC

$268,960

0.76%

164,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	164,000	$268,960	100.0%	Defined

LPL Financial LLC

$255,586

0.72%

143,588

State of Wyoming

$225,764

0.64%

126,834

OSAIC HOLDINGS, INC.

$225,538

0.64%

137,524

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	70,485	$115,595	51.3%	Defined
CW Advisors, LLC	67,039	$109,943	48.7%	Sole

J. Derek Lewis & Associates Inc.

$208,260

0.59%

117,000

BRIDGEWAY CAPITAL MANAGEMENT, LLC

$208,116

0.59%

126,900

XTX Topco Ltd

$202,084

0.57%

123,222

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	123,222	$202,084	100.0%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$196,481

0.56%

119,806

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	119,806	$196,481	100.0%	Defined

CITADEL ADVISORS LLC

$176,956

0.50%

107,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	107,900	$176,956	100.0%	Defined

PNC FINANCIAL SERVICES GROUP, INC.

$169,964

0.48%

95,486

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	95,486	$169,964	100.0%	Other

STIFEL FINANCIAL CORP

$164,677

0.47%

100,413

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	100,413	$164,677	100.0%	Defined

Nuveen, LLC

$141,891

0.40%

86,519

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TEACHERS ADVISORS, LLC joint	86,519	$141,891	100.0%	Defined

CITADEL ADVISORS LLC

$138,252

0.39%

84,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	84,300	$138,252	100.0%	Defined

MORGAN STANLEY

$125,959

0.36%

76,807

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	70	$114	0.1%	Defined
MORGAN STANLEY & CO. LLC	17,694	$29,018	23.0%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	17,478	$28,663	22.8%	Defined
MORGAN STANLEY SMITH BARNEY LLC	10,131	$16,614	13.2%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	31,434	$51,550	40.9%	Defined

CAPTRUST FINANCIAL ADVISORS

$119,736

0.34%

73,010

GROUP ONE TRADING LLC

$106,995

0.30%

65,241

Centiva Capital, LP

$106,983

0.30%

65,234

GSA CAPITAL PARTNERS LLP

$104,313

0.30%

63,606

RHUMBLINE ADVISERS

$102,813

0.29%

62,691

DEUTSCHE BANK AG\

$98,001

0.28%

55,057

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS Investments UK Ltd	55,057	$98,001	100.0%	Defined

BANK OF AMERICA CORP /DE/

$93,371

0.26%

56,934

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	37,137	$60,904	65.2%	Defined
BOFA SECURITIES, INC.	19,797	$32,467	34.8%	Defined

WELLS FARGO & COMPANY/MN

$91,995

0.26%

56,095

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	55,095	$90,355	98.2%	Defined
WELLS FARGO CLEARING SERVICES, LLC	1,000	$1,640	1.8%	Defined

Lido Advisors, LLC

$78,866

0.22%

44,307

NEW YORK STATE COMMON RETIREMENT FUND

$77,736

0.22%

47,400

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$76,260

0.22%

46,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	46,500	$76,260	100.0%	Other

Clear Harbor Asset Management, LLC

$69,402

0.20%

38,990

IMC-Chicago, LLC

$63,396

0.18%

35,616

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

$62,956

0.18%

38,388

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$56,908

0.16%

34,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	34,700	$56,908	100.0%	Other

UBS Group AG

$56,722

0.16%

34,587

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	3,000	$4,920	8.7%	Defined
UBS AG	31,587	$51,802	91.3%	Defined

JANE STREET GROUP, LLC

$56,088

0.16%

34,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	34,200	$56,088	100.0%	Defined

Mirae Asset Global Investments Co., Ltd.

$56,070

0.16%

31,500

Invesco Ltd.

$55,715

0.16%

33,973

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	8,122	$13,320	23.9%	Defined
Invesco Trust Co joint	25,851	$42,395	76.1%	Defined

Schonfeld Strategic Advisors LLC

$51,737

0.15%

31,547

BARCLAYS PLC

$51,527

0.15%

28,948

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	28,945	$51,522	100.0%	Defined
BARCLAYS CAPITAL INC.	3	$5	0.0%	Defined

JPMORGAN CHASE & CO

$50,113

0.14%

30,557

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	26,875	$44,075	88.0%	Defined
J.P. Morgan SE	3,682	$6,038	12.0%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$48,954

0.14%

29,850

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	29,850	$48,954	100.0%	Defined

Farther Finance Advisors, LLC

$44,788

0.13%

25,162

Police & Firemen's Retirement System of New Jersey

$44,258

0.13%

26,987

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	26,987	$44,258	100.0%	Defined

R Squared Ltd

$42,036

0.12%

23,616

Board of Trustees of The Leland Stanford Junior University

$41,492

0.12%

25,300

Vanguard Global Advisers, LLC

$39,745

0.11%

24,235

ALLIANCEBERNSTEIN L.P.

$32,472

0.09%

19,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	19,800	$32,472	100.0%	Defined

FMR LLC

$30,936

0.09%

18,864

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	18,070	$29,634	95.8%	Defined
STRATEGIC ADVISERS LLC	794	$1,302	4.2%	Defined

COMMONWEALTH EQUITY SERVICES, LLC

$30,126

0.09%

16,925

HUTCHINSON CAPITAL MANAGEMENT/CA

$28,864

0.08%

17,600

Vanguard Personalized Indexing Management, LLC

$28,765

0.08%

17,540

INTECH INVESTMENT MANAGEMENT LLC

$25,175

0.07%

15,351

Patriot Financial Group Insurance Agency, LLC

$25,071

0.07%

14,085

Blue Trust, Inc.

$21,406

0.06%

12,026

REGIONS FINANCIAL CORP

$20,112

0.06%

11,299

BNP PARIBAS ARBITRAGE, SA

$19,978

0.06%

12,182

AXQ CAPITAL, LP

$17,398

0.05%

10,609

RB Capital Management, LLC

$16,400

0.05%

10,000

CITIGROUP INC

$14,250

0.04%

8,006

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	8,006	$14,250	100.0%	Defined

Legal & General Group Plc

$10,338

0.03%

6,304

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	6,304	$10,338	100.0%	Defined

SBI Securities Co., Ltd.

$10,245

0.03%

5,756

Ameritas Investment Partners, Inc.

$9,648

0.03%

5,883

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EATON VANCE MANAGEMENT	5,883	$9,648	100.0%	Other

SIMPLEX TRADING, LLC

$7,928

0.02%

4,454

Tower Research Capital LLC (TRC)

$6,343

0.02%

3,868

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	3,868	$6,343	100.0%	Defined

Federation des caisses Desjardins du Quebec

$4,731

0.01%

2,885

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Desjardins Securities inc.	2,885	$4,731	100.0%	Defined

Parkside Financial Bank & Trust

$4,466

0.01%

2,509

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Parkside Financial Bank & Trust	2,509	$4,466	100.0%	Defined

ROYAL BANK OF CANADA

$3,778

0.01%

2,304

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	2,130	$3,493	92.5%	Defined
RBC Capital Markets, LLC	174	$285	7.5%	Defined

Optiver Holding B.V.

$3,653

0.01%

2,228

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Optiver VOF	2,228	$3,653	100.0%	Defined

FIFTH THIRD BANCORP

$2,670

0.01%

1,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	1,500	$2,670	100.0%	Defined

Sterling Capital Management LLC

$2,511

0.01%

1,411

GAMMA Investing LLC

$2,285

0.01%

1,284

Benson Wealth Management INC

$1,800

0.01%

1,098

ACTION POINT FINANCIAL PLANNING, LLC

$1,640

0.00%

1,000

Global Retirement Partners, LLC

$1,261

0.00%

769

NewEdge Advisors, LLC

$1,148

0.00%

700

EverSource Wealth Advisors, LLC

$706

0.00%

397

Essential Partners LLC

$172

0.00%

Caitong International Asset Management Co., Ltd

$147

0.00%

True Wealth Design, LLC

$108

0.00%

SJS Investment Consulting Inc.

$83

0.00%

Transamerica Financial Advisors, LLC

$75

0.00%

TD Waterhouse Canada Inc.

$48

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	27	$48	100.0%	Defined

IFP Advisors, Inc

$12

0.00%

Key facts CIK 738214 CUSIP 00770K202 13F (30d) 44 filings 32 filers Visit website Investor relations