ANIK · Anika Therapeutics, Inc. · Holdings

$21.55 +0.20 (+0.94%) At close · Oct 28 Q2 2026 earnings call transcript

Russell 2000 member Rebalance outlook locked

Customer concentration — top customer 53% of revenue

One customer — 53% of revenue (the three-months ended June 30, 2026)

“Revenue from the Company's sole significant customer, Johnson & Johnson MedTech ("J&J MedTech"), part of the Johnson & Johnson Medical Companies, as a percentage of the Company's total revenue was 53% and 50% for the three-months ended June 30, 2026, and 2025, respectively, and 50% for the six-months ended June 30, 2026, and 2025.”

One customer — 50% of revenue (the six-months ended June 30, 2026)

“Revenue from the Company's sole significant customer, Johnson & Johnson MedTech ("J&J MedTech"), part of the Johnson & Johnson Medical Companies, as a percentage of the Company's total revenue was 53% and 50% for the three-months ended June 30, 2026, and 2025, respectively, and 50% for the six-months ended June 30, 2026, and 2025.”

One customer — 50% of revenue (the six-months ended June 30, 2025)

“Revenue from the Company's sole significant customer, Johnson & Johnson MedTech ("J&J MedTech"), part of the Johnson & Johnson Medical Companies, as a percentage of the Company's total revenue was 53% and 50% for the three-months ended June 30, 2026, and 2025, respectively, and 50% for the six-months ended June 30, 2026, and 2025.”

One customer — 50% of revenue (the three-months ended June 30, 2025)

“Revenue from the Company's sole significant customer, Johnson & Johnson MedTech ("J&J MedTech"), part of the Johnson & Johnson Medical Companies, as a percentage of the Company's total revenue was 53% and 50% for the three-months ended June 30, 2026, and 2025, respectively, and 50% for the six-months ended June 30, 2026, and 2025.”

View the 10-Q filed Jul 29, 2026

Market Cap

$288.40M

13.38M

Volume · Oct 28 97.79K Avg daily vol (3M) 110K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of ANIK: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 138

Total Value: $180,381,020

Total Shares: 12,266,886

Showing 1–100 of 138 holdings by value · page 1 of 2

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 133 13F filers

Top Holder

11.8%

of institutional value

Top 5

38.2%

of institutional value

Top 10

58.4%

of institutional value

HHI

486

Broadly held

Who Holds ANIK

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 133 filers, like-for-like change -0.9%; actively managed books +4.1%; index-like books -9.9%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	56.0%	71	+6.4%	11	6
Exempt adviser	0.2%	1	-8.4%	0	0
Adviser	0.7%	4	+8.6%	0	0
Bank	6.1%	13	-2.6%	0	0
Insurer	0.1%	1	new	1	0
Broker-dealer	0.0%	1	new	1	0
Benefit plan	0.6%	4	-15.0%	1	0
Non-US	3.6%	4	+4.1%	0	0
Holding company	19.2%	5	-16.7%	1	1
Unknown	13.5%	29	-3.1%	2	5

Style	Share	Filers	Change	New	Exited
Index-like	32.6%	18	-9.9%	1	0
Systematic-like	14.0%	14	-6.6%	3	1
Concentrated	13.2%	17	-0.8%	1	2
Diversified active	40.2%	84	+10.3%	12	9
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	58.1%	77	-4.3%	7	4
Medium turnover	19.8%	25	+21.0%	3	2
High turnover	15.7%	22	-8.2%	6	6
Unknown	6.4%	9	-4.3%	1	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	7.3%	14	-7.4%	3	1
Medium horizon	26.8%	20	-6.2%	3	3
Long horizon	58.1%	91	+3.0%	9	6
Unknown	7.9%	8	-3.2%	2	2
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	6.3%	19	-2.3%	5	2
$1B to $10B	19.1%	32	+3.2%	4	3
$10B to $100B	16.8%	36	-3.9%	6	5
$100B or more	57.8%	46	-1.1%	2	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	9.2%	34	+5.9%	5	3
Pooled investment vehicles	25.1%	13	+6.0%	3	2
Registered funds and BDCs	13.4%	8	-2.2%	1	0
Pension and profit sharing plans	0.0%	1	0.0%	0	0
Insurance companies	0.1%	2	0.0%	0	0
Governments and sovereign funds	0.5%	3	-18.0%	1	0
Other investment advisers	0.4%	3	-8.2%	0	0
Diversified	7.4%	7	+34.9%	1	1
Other	0.0%	0	—	0	0
Unknown	44.0%	62	-8.9%	6	6

Private funds	Share	Filers	Change	New	Exited
Hedge funds	34.0%	22	+10.3%	4	3
Private equity funds	0.3%	3	+82.9%	1	0
Venture capital funds	0.0%	1	+54.1%	0	0
Real estate funds	0.1%	3	+156.3%	1	1
Other private funds	5.2%	8	+0.7%	1	0
Mixed private funds	0.3%	2	+82.0%	1	0
Private funds, type not stated	0.6%	1	-3.8%	0	0
No private funds	15.8%	32	-0.6%	3	2
Securitized asset funds	0.0%	0	—	0	0
Unknown	43.8%	61	-8.9%	6	6

Location	Share	Filers	Change	New	Exited
United States	91.3%	114	-1.7%	16	10
Outside the US	8.7%	19	+8.2%	1	2

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-03-31 13F and 3 holders with no observed 2026-06-30 13F.

Conviction and Crowding

133 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.000%

Mar 31, 2026: 0

Crowding

40.7%

of shares outstanding, 93rd percentile

Mar 31, 2026: 38.4%

Private-fund advisers

37.1%

of shares outstanding

Institutional ownership

92.0%

97.9% of the estimated free float

Top 10 holders

58.4%

of 13F shares, Herfindahl 0.049

Active holders

+4.1%

like-for-like share change of active filers

5% stakes on record

1 13D, 2 13G (2 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 15.0 quarters

Under 1 year 10.7% 1 to 3 years 29.6% 3 years or more 59.7% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$16.02

estimated per share

Mar 31, 2026: $15.84

Quarter-end price

$14.63

implied by 13F values

Estimated gain or loss

-8.7%

price against the estimated cost

Estimated at a loss

48.9%

of costed 13F value

Estimated cost covers 37.0% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies ANIK's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	C Citigroup Inc	3	0.029
2	V Visa Inc.	4	0.025
3	IBM International Business Machines Corp	3	0.022
4	AAPL Apple Inc.	4	0.021
5	MSFT Microsoft Corp	4	0.021
6	GOOGL Alphabet Inc.	4	0.021
7	AMD Advanced Micro Devices Inc	3	0.021
8	COST Costco Wholesale Corp	3	0.020
9	JNJ Johnson & Johnson	3	0.018
10	JPM Jpmorgan Chase & Co	3	0.017

Shareholder Targets

13F filers that own its peers but not ANIK, quarter ended Jun 30, 2026

Found through its holder-overlap peers: C, V, IBM, AAPL, MSFT, GOOGL, AMD, COST, JNJ, JPM. 6,959 filers in all.

#	Filer	In peers	Of book	Largest peers
1	NORGES BANK Non-US, Index-like	$199,020,421,244 10 held	19.8%	GOOGL, AAPL, MSFT
2	PRICE T ROWE ASSOCIATES INC /MD/ Registered adviser, Diversified active	$190,164,808,302 10 held	19.1%	GOOGL, AAPL, MSFT
3	UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Registered adviser, Index-like	$113,511,074,537 10 held	20.7%	AAPL, GOOGL, MSFT
4	Capital World Investors Adviser, Diversified active	$106,556,407,372 10 held	12.6%	GOOGL, MSFT, AAPL
5	Capital Research Global Investors Adviser, Diversified active	$105,496,403,779 8 held	14.8%	GOOGL, MSFT, AAPL
6	Berkshire Hathaway Inc Insurer, Concentrated	$103,714,385,303 2 held	34.7%	AAPL, GOOGL
7	Amundi Holding company, Index-like	$77,826,381,844 10 held	18.7%	AAPL, GOOGL, MSFT
8	FRANKLIN RESOURCES INC Adviser, Diversified active	$77,215,250,088 10 held	16.9%	AAPL, MSFT, GOOGL
9	WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active	$74,915,020,659 10 held	12.9%	GOOGL, MSFT, AAPL
10	Capital International Investors Adviser, Diversified active	$70,703,535,223 8 held	14.6%	GOOGL, MSFT, AAPL

Fund Ownership of ANIK by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 12.44% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	3.39%	+0.40 pp	454,067	52
Index ETFs	9.05%	-0.36 pp	1,211,399	20
Active ETFs	0.98%	-0.96 pp	130,632	13
Active funds	5.03%	+0.31 pp	672,616	60
Unclassified	1.26%	+1.26 pp	169,146	8
All registered funds	19.71%	+0.65 pp	2,637,860	153

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 75 Exempt adviser 1 Adviser 4 Bank 13 Insurer 1 Broker-dealer 1 Benefit plan 4 Non-US 4 Holding company 5 Unknown 30

Showing 100 of 138

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$21,208,683

11.76%

1,449,671

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	476,605	$6,972,731	32.9%	Sole
BlackRock Asset Management Canada Ltd	50	$731	0.0%	Sole
BlackRock Investment Management, LLC	33,590	$491,421	2.3%	Sole
BLACKROCK ADVISORS LLC	27,867	$407,694	1.9%	Sole
BlackRock Fund Advisors	468,603	$6,855,661	32.3%	Sole
BlackRock Institutional Trust Company, N.A.	438,166	$6,410,368	30.2%	Sole
Aperio Group, LLC	4,443	$65,001	0.3%	Sole
SpiderRock Advisors, LLC	347	$5,076	0.0%	Sole

Caligan Partners LP

$20,995,951

11.64%

1,435,130

MORGAN STANLEY

$8,987,499

4.98%

614,320

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	1,948	$28,499	0.3%	Defined
MORGAN STANLEY & CO. LLC	3,655	$53,472	0.6%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	377,450	$5,522,093	61.4%	Defined
MORGAN STANLEY SMITH BARNEY LLC	1,322	$19,340	0.2%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	229,945	$3,364,095	37.4%	Defined

ACADIAN ASSET MANAGEMENT LLC

$8,873,738

4.92%

606,544

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	606,544	$8,873,738	100.0%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$8,370,013

4.64%

572,113

AQR CAPITAL MANAGEMENT LLC

$8,190,545

4.54%

559,846

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
KEB ASSET MANAGEMENT, LLC	31	$453	0.0%	Other
RF&L WEALTH MANAGEMENT, LLC	5	$73	0.0%	Other
Prism Planning Partners LLC	186	$2,721	0.0%	Other
Arax Advisory Partners	4,415	$64,591	0.8%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	1,643	$24,037	0.3%	Other
Stokes Family Office, LLC	553	$8,090	0.1%	Other
Held directly	553,013	$8,090,580	98.8%	Defined

BOOTHBAY FUND MANAGEMENT, LLC

$7,748,633

4.30%

529,640

RENAISSANCE TECHNOLOGIES LLC

$7,043,130

3.90%

481,417

DIMENSIONAL FUND ADVISORS LP

$6,599,517

3.66%

451,095

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	741	$10,840	0.2%	Defined
DFA Australia Ltd.	3,809	$55,725	0.8%	Defined
Dimensional Ireland Ltd	12,223	$178,822	2.7%	Defined
Held directly	434,322	$6,354,130	96.3%	Sole

CAPITAL MANAGEMENT CORP /VA

$6,561,174

3.64%

448,474

DEUTSCHE BANK AG\

$5,172,465

2.87%

353,552

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS Investments UK Ltd	353,552	$5,172,465	100.0%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$4,850,970

2.69%

331,577

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	51,041	$746,729	15.4%	Defined
Held directly	280,536	$4,104,241	84.6%	Defined

STATE STREET CORP

$4,563,038

2.53%

311,896

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	311,896	$4,563,038	100.0%	Defined

TWO SIGMA INVESTMENTS, LP

$3,700,863

2.05%

252,964

D. E. Shaw & Co., Inc.

$3,585,314

1.99%

245,066

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	214,317	$3,135,457	87.5%	Defined
D. E. Shaw Investment Management, L.L.C. joint	30,749	$449,857	12.5%	Defined

GOLDMAN SACHS GROUP INC

$3,477,872

1.93%

237,722

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	64,089	$937,622	27.0%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	173,633	$2,540,250	73.0%	Defined

JACOBS LEVY EQUITY MANAGEMENT, INC

$3,182,463

1.76%

217,530

Nuveen, LLC

$2,290,149

1.27%

156,538

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	369	$5,398	0.2%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	134,257	$1,964,179	85.8%	Defined
TEACHERS ADVISORS, LLC joint	21,912	$320,572	14.0%	Defined

Quantinno Capital Management LP

$2,271,409

1.26%

155,257

UBS Group AG

$2,133,287

1.18%

145,816

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	475	$6,949	0.3%	Defined
UBS AG	145,339	$2,126,309	99.7%	Defined
UBS Securities LLC	2	$29	0.0%	Defined

Man Group plc

$2,058,616

1.14%

140,712

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Numeric Investors LLC	140,712	$2,058,616	100.0%	Defined

Hillsdale Investment Management Inc.

$2,030,951

1.13%

138,821

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$1,658,661

0.92%

113,374

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$1,560,201

0.86%

106,644

AMERICAN CENTURY COMPANIES INC

$1,515,068

0.84%

103,559

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	103,559	$1,515,068	100.0%	Defined

NORTHERN TRUST CORP

$1,435,699

0.80%

98,134

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	96,412	$1,410,507	98.2%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	1,722	$25,192	1.8%	Other

ENVESTNET ASSET MANAGEMENT INC

$1,298,485

0.72%

88,755

GLOBEFLEX CAPITAL L P

$1,281,588

0.71%

87,600

VANGUARD FIDUCIARY TRUST CO

$1,280,520

0.71%

87,527

JANE STREET GROUP, LLC

$1,247,309

0.69%

85,257

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	79,853	$1,168,249	93.7%	Defined
Jane Street Global Trading, LLC	5,404	$79,060	6.3%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$1,123,188

0.62%

76,773

MASSACHUSETTS FINANCIAL SERVICES CO /MA/

$1,049,819

0.58%

71,758

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MFS Heritage Trust CO	12,143	$177,652	16.9%	Defined
Held directly	59,615	$872,167	83.1%	Sole

IRONWOOD INVESTMENT MANAGEMENT LLC

$958,308

0.53%

65,503

BNP PARIBAS ARBITRAGE, SA

$935,632

0.52%

63,953

Indivisible Partners

$845,753

0.47%

43,019

Assenagon Asset Management S.A.

$793,792

0.44%

40,376

JPMORGAN CHASE & CO

$793,163

0.44%

54,215

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	4,951	$72,433	9.1%	Defined
J.P. Morgan Investment Management Inc.	7,503	$109,768	13.8%	Defined
J.P. Morgan Securities LLC	41,604	$608,666	76.7%	Defined
J.P. Morgan Securities plc	157	$2,296	0.3%	Defined

DIKER MANAGEMENT LLC

$785,075

0.44%

53,662

FMR LLC

$775,097

0.43%

52,980

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	21,245	$310,814	40.1%	Defined
STRATEGIC ADVISERS LLC	31,735	$464,283	59.9%	Defined

AMERIPRISE FINANCIAL INC

$765,953

0.42%

52,355

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	52,355	$765,953	100.0%	Defined

BARCLAYS PLC

$765,426

0.42%

52,319

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	52,036	$761,286	99.5%	Defined
BARCLAYS CAPITAL INC.	283	$4,140	0.5%	Defined

HSBC HOLDINGS PLC

$733,036

0.41%

50,105

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC BANK PLC	50,105	$733,036	100.0%	Defined

Advyzon Investment Management, LLC

$667,449

0.37%

45,622

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Murphy Amy B joint	45,622	$667,449	100.0%	Other

Cerity Partners LLC

$594,884

0.33%

40,662

Palumbo Wealth Management LLC

$586,311

0.33%

40,076

Bank of New York Mellon Corp

$567,247

0.31%

38,773

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	17,277	$252,762	44.6%	Defined
The Bank of New York Mellon	21,495	$314,471	55.4%	Defined
Held directly	1	$14	0.0%	Defined

Corient Private Wealth LLC

$518,121

0.29%

35,415

STATE OF WISCONSIN INVESTMENT BOARD

$495,957

0.27%

33,900

IEQ CAPITAL, LLC

$489,607

0.27%

33,466

Trexquant Investment LP

$451,891

0.25%

30,888

Invesco Ltd.

$446,404

0.25%

30,513

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	1,828	$26,743	6.0%	Defined
Invesco Trust Co joint	4,589	$67,137	15.0%	Defined
Invesco Capital Management LLC	24,096	$352,524	79.0%	Defined

R Squared Ltd

$395,960

0.22%

27,065

GSA CAPITAL PARTNERS LLP

$383,057

0.21%

26,183

Mariner, LLC

$379,736

0.21%

25,956

MERCER GLOBAL ADVISORS INC /ADV

$369,919

0.21%

25,285

BANK OF AMERICA CORP /DE/

$359,137

0.20%

24,548

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BOFA SECURITIES, INC.	24,548	$359,137	100.0%	Defined

Blueprint Investment Partners LLC

$346,920

0.19%

17,646

Blueprint Financial Advisors LLC

$346,920

0.19%

17,646

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Blueprint Investment Partners LLC	17,646	$346,920	100.0%	Defined

Engineers Gate Manager LP

$336,343

0.19%

22,990

TUDOR INVESTMENT CORP ET AL

$334,105

0.19%

22,837

Point72 Asset Management, L.P.

$329,394

0.18%

22,515

CANADA PENSION PLAN INVESTMENT BOARD

$321,860

0.18%

22,000

MARSHALL WACE, LLP

$320,660

0.18%

21,918

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	21,918	$320,660	100.0%	Other

ALLIANCEBERNSTEIN L.P.

$320,543

0.18%

21,910

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	21,910	$320,543	100.0%	Defined

BAILARD, INC.

$305,241

0.17%

15,526

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$304,258

0.17%

15,476

Simplicity Wealth,LLC

$285,070

0.16%

14,500

STRS OHIO

$280,896

0.16%

19,200

Integrated Quantitative Investments LLC

$279,125

0.15%

19,079

PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO

$277,604

0.15%

18,975

Squarepoint Ops LLC

$274,327

0.15%

18,751

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	18,751	$274,327	100.0%	Defined

XTX Topco Ltd

$261,496

0.14%

17,874

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	17,874	$261,496	100.0%	Defined

BRIDGEWAY CAPITAL MANAGEMENT, LLC

$256,025

0.14%

17,500

RHUMBLINE ADVISERS

$239,112

0.13%

16,344

NOESIS CAPITAL MANGEMENT CORP

$230,808

0.13%

11,740

MARTINGALE ASSET MANAGEMENT L P

$224,014

0.12%

15,312

MILLENNIUM MANAGEMENT LLC

$211,213

0.12%

14,437

Inscription Capital, LLC

$201,162

0.11%

13,750

OCCUDO QUANTITATIVE STRATEGIES LP

$196,919

0.11%

13,460

PRUDENTIAL FINANCIAL INC

$165,465

0.09%

11,310

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	11,310	$165,465	100.0%	Defined

Cetera Investment Advisers

$154,668

0.09%

10,572

Focus Partners Wealth

$147,587

0.08%

10,088

WELLS FARGO & COMPANY/MN

$141,266

0.08%

9,656

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	9,588	$140,272	99.3%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	18	$263	0.2%	Defined
WELLS FARGO CLEARING SERVICES, LLC	50	$731	0.5%	Defined

Russell Investments Group, Ltd.

$123,023

0.07%

8,409

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	8,409	$123,023	100.0%	Defined

Kemnay Advisory Services Inc.

$116,425

0.06%

7,958

MetLife Investment Management, LLC

$104,194

0.06%

7,122

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	7,122	$104,194	100.0%	Defined

Arax Advisory Partners

$81,547

0.05%

5,574

CITIGROUP INC

$77,216

0.04%

5,278

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	5,278	$77,216	100.0%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$77,129

0.04%

5,272

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	5,272	$77,129	100.0%	Defined

Versant Capital Management, Inc

$67,748

0.04%

3,446

Vanguard Global Advisers, LLC

$63,186

0.04%

4,319

NEW YORK STATE COMMON RETIREMENT FUND

$50,078

0.03%

3,423

Police & Firemen's Retirement System of New Jersey

$47,723

0.03%

3,262

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	3,262	$47,723	100.0%	Defined

MEEDER ASSET MANAGEMENT INC

$36,516

0.02%

2,496

PNC FINANCIAL SERVICES GROUP, INC.

$21,813

0.01%

1,491

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	1,491	$21,813	100.0%	Defined

Smartleaf Asset Management LLC

$18,448

0.01%

1,261

Ameritas Investment Partners, Inc.

$17,585

0.01%

1,202

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EATON VANCE MANAGEMENT	1,202	$17,585	100.0%	Other

Legal & General Group Plc

$15,815

0.01%

1,081

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	1,081	$15,815	100.0%	Defined

Allworth Financial LP

$14,498

0.01%

991

HUNTINGTON NATIONAL BANK

$13,810

0.01%

944

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Key facts CIK 898437 CUSIP 035255108 13F (30d) 25 filings 25 filers Visit website Investor relations