CIK · Ubs Asset Management Income Fund, Inc. · Shareholders & Ownership

$2.31 +0.02 (+0.66%)

Market Cap

$125.63M

54.86M

Volume · Oct 21 211.36K Avg daily vol (3M) 476.13K

Every disclosed holder of CIK in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns CIK

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

No chart: shares outstanding cannot be set against these holders.

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	51	6,436,835	—	Yes
Insiders (Forms 3, 4, 5)	2	56,022	—	Yes
13D/G-only blocks	2	12,013,019	—	Yes
Registered funds (N-PORT, not summed)	4	532,001	—	No

% Out is unavailable: no shares outstanding count is on record.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of CIK

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	First Trust Portfolios L.P. 13G CIK 1184765 · Unknown · Sep 30, 2026 Rule 13d-1(b), qualified institution	9,227,043	—	-716,735	Sep 30, 2026	Rule 13d-1(b), qualified institution
2	SIT INVESTMENT ASSOCIATES INC 13G CIK 769317 · Registered investment adviser · Sep 30, 2026 Rule 13d-1(b), qualified institution	2,785,976	—	—	Sep 30, 2026	Rule 13d-1(b), qualified institution
3	LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 13F CIK 1536186 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,163,091	—	+1,163,091	Jun 30, 2026	carried, not yet filed for the newest quarter
4	LPL Financial LLC 13F CIK 1403438 · Broker-dealer · Jun 30, 2026 carried, not yet filed for the newest quarter	1,035,331	—	-212,531	Jun 30, 2026	carried, not yet filed for the newest quarter
5	Shaker Financial Services, LLC 13F CIK 1511794 · Registered investment adviser · Sep 30, 2026	752,927	—	-114,828	Sep 30, 2026
6	WOLVERINE ASSET MANAGEMENT LLC 13F CIK 1279891 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	670,127	—	+286,025	Jun 30, 2026	carried, not yet filed for the newest quarter
7	Invesco Ltd. 13F CIK 914208 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	669,679	—	+211,113	Jun 30, 2026	carried, not yet filed for the newest quarter
7.1	Invesco CEF Income Composite ETF Fund S000027370 · Registered fund · May 31, 2026 Invesco Exchange-Traded Fund Trust II, not summed	462,560	—	+22,783	May 31, 2026	Invesco Exchange-Traded Fund Trust II, not summed
8	Fiera Capital Corp 13F CIK 1505817 · Non-US institution · Jun 30, 2026 carried, not yet filed for the newest quarter	410,648	—	+11,452	Jun 30, 2026	carried, not yet filed for the newest quarter
9	BANK OF AMERICA CORP /DE/ 13F CIK 70858 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	215,710	—	-21,325	Jun 30, 2026	carried, not yet filed for the newest quarter
10	CITADEL ADVISORS LLC 13F CIK 1423053 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	105,836	—	+69,844	Jun 30, 2026	carried, not yet filed for the newest quarter
11	OSAIC HOLDINGS, INC. 13F CIK 1677044 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	82,322	—	+1,300	Jun 30, 2026	carried, not yet filed for the newest quarter
12	NOMURA HOLDINGS INC 13F CIK 1163653 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	70,000	—	+20,000	Jun 30, 2026	carried, not yet filed for the newest quarter
13	Calamos CEF Income & Arbitrage ETF Fund S000083148 · Registered fund · Jul 31, 2026 Calamos ETF Trust, not summed	68,305	—	—	Jul 31, 2026	Calamos ETF Trust, not summed
14	Stonebridge Financial Group, LLC/CA 13F CIK 2142299 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	65,500	—	—	Jun 30, 2026	carried, not yet filed for the newest quarter
15	SUSQUEHANNA INTERNATIONAL GROUP, LLP 13F CIK 1446194 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	63,770	—	+19,804	Jun 30, 2026	carried, not yet filed for the newest quarter
16	Almitas Capital LLC 13F CIK 1596468 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	62,565	—	+62,565	Jun 30, 2026	carried, not yet filed for the newest quarter
17	Dynamic Advisor Solutions LLC 13F CIK 1599747 · Unknown · Sep 30, 2026	60,028	—	-13,449	Sep 30, 2026
18	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 13F CIK 1141802 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	59,793	—	0	Jun 30, 2026	carried, not yet filed for the newest quarter
19	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	58,883	—	+15,452	Jun 30, 2026	carried, not yet filed for the newest quarter
20	WEDBUSH SECURITIES INC 13F CIK 1142495 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	57,698	—	+177	Jun 30, 2026	carried, not yet filed for the newest quarter
21	COMMONWEALTH EQUITY SERVICES, LLC 13F CIK 312272 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	56,629	—	-7,732	Jun 30, 2026	carried, not yet filed for the newest quarter
22	JANE STREET GROUP, LLC 13F CIK 1595888 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	55,866	—	+34,679	Jun 30, 2026	carried, not yet filed for the newest quarter
23	Janney Montgomery Scott LLC 13F CIK 1329948 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	55,120	—	0	Jun 30, 2026	carried, not yet filed for the newest quarter
24	Clearstead Advisors, LLC 13F CIK 842775 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	53,382	—	+53,382	Jun 30, 2026	carried, not yet filed for the newest quarter
25	BOOTHBAY FUND MANAGEMENT, LLC 13F CIK 1549230 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	51,480	—	+17,513	Jun 30, 2026	carried, not yet filed for the newest quarter
26	DeFelice Laura A Insider CIK 1739194 · Jan 21, 2025 Director, issuer-wide	47,402	—	+40,766	Jan 21, 2025	Director, issuer-wide
27	Gladstone Institutional Advisory LLC 13F CIK 1766530 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	46,127	—	+46,127	Jun 30, 2026	carried, not yet filed for the newest quarter
28	MELFA WEALTH MANAGEMENT, INC. 13F CIK 1962465 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	42,950	—	0	Jun 30, 2026	carried, not yet filed for the newest quarter
29	WELLS FARGO & COMPANY/MN 13F CIK 72971 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	41,960	—	-95,600	Jun 30, 2026	carried, not yet filed for the newest quarter
30	XTX Topco Ltd 13F CIK 1828301 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	39,504	—	+13,204	Jun 30, 2026	carried, not yet filed for the newest quarter
31	Capital Investment Advisors, LLC 13F CIK 1582732 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	32,198	—	-9,400	Jun 30, 2026	carried, not yet filed for the newest quarter
32	MML INVESTORS SERVICES, LLC 13F CIK 701059 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	32,171	—	+555	Jun 30, 2026	carried, not yet filed for the newest quarter
33	Sigma Planning Corp 13F CIK 1449126 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	31,587	—	+152	Jun 30, 2026	carried, not yet filed for the newest quarter
34	TWO SIGMA SECURITIES, LLC 13F CIK 1450144 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	31,332	—	+31,332	Jun 30, 2026	carried, not yet filed for the newest quarter
35	STIFEL FINANCIAL CORP 13F CIK 720672 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	30,871	—	0	Jun 30, 2026	carried, not yet filed for the newest quarter
36	ROYAL BANK OF CANADA 13F CIK 1000275 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	28,193	—	-636	Jun 30, 2026	carried, not yet filed for the newest quarter
37	Compound Planning, Inc. 13F CIK 1978879 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	21,369	—	+3,125	Jun 30, 2026	carried, not yet filed for the newest quarter
38	Virtu Financial LLC 13F CIK 1533964 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	20,923	—	+2,353	Jun 30, 2026	carried, not yet filed for the newest quarter
39	PINNACLE ASSOCIATES LTD 13F CIK 743127 · Registered investment adviser · Sep 30, 2026	17,440	—	0	Sep 30, 2026
40	ENVESTNET ASSET MANAGEMENT INC 13F CIK 1407543 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	17,057	—	-8,553	Jun 30, 2026	carried, not yet filed for the newest quarter
41	One Capital Management, LLC 13F CIK 1606588 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	15,915	—	0	Jun 30, 2026	carried, not yet filed for the newest quarter
42	CLG LLC 13F CIK 2059872 · Registered investment adviser · Sep 30, 2026	14,683	—	+14,683	Sep 30, 2026
43	AMERIPRISE FINANCIAL INC 13F CIK 820027 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	13,892	—	-10,000	Jun 30, 2026	carried, not yet filed for the newest quarter
44	Kestra Advisory Services, LLC 13F CIK 1830819 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	13,116	—	+115	Jun 30, 2026	carried, not yet filed for the newest quarter
45	CoreCap Advisors, LLC 13F CIK 1902501 · Registered investment adviser · Sep 30, 2026	12,800	—	0	Sep 30, 2026
46	Fortis Group Advisors, LLC 13F CIK 1815183 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	12,287	—	0	Jun 30, 2026	carried, not yet filed for the newest quarter
47	American Financial Advisors, LLC 13F CIK 1767898 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	11,425	—	0	Jun 30, 2026	carried, not yet filed for the newest quarter
48	Private Advisor Group, LLC 13F CIK 1567755 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	11,255	—	+11,255	Jun 30, 2026	carried, not yet filed for the newest quarter
49	Gerber Charles Insider CIK 2034933 · Jan 3, 2025 Director, issuer-wide	8,620	—	—	Jan 3, 2025	Director, issuer-wide
50	UBS Group AG 13F CIK 1610520 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	7,045	—	+2,073	Jun 30, 2026	carried, not yet filed for the newest quarter

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Showing 1–50 of 58 holders

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Key facts CIK 810766 CUSIP 224916106 13F (30d) 7 filings 7 filers Visit website