CIK · Ubs Asset Management Income Fund, Inc. · Holdings

$2.29 -0.01 (-0.43%) At close · Oct 20

Market Cap

$125.63M

54.86M

Volume · Oct 20 521.85K Avg daily vol (3M) 476.13K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of CIK: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 51

Total Value: $15,843,111

Total Shares: 6,436,835

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 52 13F filers

Top Holder

17.7%

of institutional value

Top 5

67.1%

of institutional value

Top 10

80.6%

of institutional value

HHI

1,013

Broadly held

Who Holds CIK

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 52 filers, like-for-like change +52.9%; actively managed books +53.1%; index-like books +35.6%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	50.9%	26	+200.6%	5	3
Adviser	11.2%	3	+37.4%	0	0
Bank	4.5%	5	-28.2%	0	0
Broker-dealer	15.8%	1	-17.0%	0	0
Non-US	6.2%	1	+2.9%	0	0
Holding company	2.1%	2	+13.5%	0	0
Unknown	9.2%	14	+27.6%	1	3

Style	Share	Filers	Change	New	Exited
Index-like	0.9%	1	+35.6%	0	0
Systematic-like	21.2%	5	+1345.3%	2	0
Concentrated	0.5%	3	-35.0%	0	3
Diversified active	77.4%	43	+23.6%	4	3
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	49.2%	34	-1.1%	3	5
Medium turnover	16.2%	7	+168.2%	1	0
High turnover	33.5%	9	+290.4%	2	0
Unknown	1.1%	2	-75.5%	0	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	2.0%	4	-4.0%	0	1
Medium horizon	2.0%	7	+70.2%	1	1
Long horizon	53.6%	36	+3.5%	3	4
Unknown	42.4%	5	+295.8%	2	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	16.4%	9	+160.9%	1	2
$1B to $10B	35.7%	19	+220.2%	4	1
$10B to $100B	11.3%	10	+2.7%	1	1
$100B or more	36.6%	14	-0.3%	0	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	19.4%	20	+98.8%	3	3
Pooled investment vehicles	31.2%	5	+352.2%	2	0
Diversified	0.3%	1	0.0%	0	0
Pension and profit sharing plans	0.0%	0	—	0	0
Registered funds and BDCs	0.0%	0	—	0	0
Other investment advisers	0.0%	0	—	0	0
Unknown	49.1%	26	+0.6%	1	3

Private funds	Share	Filers	Change	New	Exited
Hedge funds	31.2%	5	+352.2%	2	0
Private equity funds	0.8%	1	new	1	0
Other private funds	0.3%	1	0.0%	0	0
No private funds	18.6%	19	+90.5%	2	3
Real estate funds	0.0%	0	—	0	0
Unknown	49.1%	26	+0.6%	1	3

Location	Share	Filers	Change	New	Exited
United States	91.5%	47	+58.9%	6	6
Outside the US	8.5%	5	+9.1%	0	0

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-03-31 13F and 1 holder with no observed 2026-06-30 13F.

Conviction and Crowding

52 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.001%

Mar 31, 2026: 0

Crowding

—

no cover-page share count is dated within about a year of the quarter end

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

no cover-page share count is dated within about a year of the quarter end

Top 10 holders

80.6%

of 13F shares, Herfindahl 0.101

Active holders

+53.1%

like-for-like share change of active filers

5% stakes on record

0 13D, 1 13G (1 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 12.0 quarters

Under 1 year 38.2% 1 to 3 years 25.7% 3 years or more 36.1% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$2.64

estimated per share

Mar 31, 2026: $2.82

Quarter-end price

$2.48

implied by 13F values

Estimated gain or loss

-6.1%

price against the estimated cost

Estimated at a loss

100.0%

of costed 13F value

Estimated cost covers 65.7% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Fund Ownership of CIK by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 0.84% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.00%	0.00 pp	0	0
Index ETFs	0.84%	+0.04 pp	462,560	1
Active ETFs	0.00%	0.00 pp	0	0
Active funds	0.00%	0.00 pp	1,136	2
Unclassified	0.00%	0.00 pp	0	0
All registered funds	0.85%	+0.04 pp	463,696	3

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 25 Adviser 3 Bank 5 Broker-dealer 1 Non-US 1 Holding company 2 Unknown 14

Showing 51 of 51

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

LANDSCAPE CAPITAL MANAGEMENT, L.L.C.

$2,884,464

18.21%

1,163,091

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Landscape High Leverage Fund, LP	216,526	$536,984	18.6%	Defined
LANDSCAPE OFFSHORE HL FUND LTD.	603,161	$1,495,839	51.9%	Defined
Held directly	343,404	$851,641	29.5%	Sole

LPL Financial LLC

$2,567,620

16.21%

1,035,331

Shaker Financial Services, LLC

$1,761,849

11.12%

752,927

WOLVERINE ASSET MANAGEMENT LLC

$1,661,914

10.49%

670,127

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	670,127	$1,661,914	100.0%	Defined

Invesco Ltd.

$1,660,803

10.48%

669,679

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Capital Management LLC	669,679	$1,660,803	100.0%	Defined

Fiera Capital Corp

$1,018,407

6.43%

410,648

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fiera Capital Inc.	410,648	$1,018,407	100.0%	Other

BANK OF AMERICA CORP /DE/

$534,960

3.38%

215,710

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	215,710	$534,960	100.0%	Defined

CITADEL ADVISORS LLC

$262,473

1.66%

105,836

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	105,836	$262,473	100.0%	Defined

OSAIC HOLDINGS, INC.

$204,158

1.29%

82,322

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	82,322	$204,158	100.0%	Defined

NOMURA HOLDINGS INC

$173,600

1.10%

70,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA GLOBAL FINANCIAL PRODUCTS INC	70,000	$173,600	100.0%	Defined

Stonebridge Financial Group, LLC/CA

$162,440

1.03%

65,500

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$158,149

1.00%

63,770

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	63,770	$158,149	100.0%	Other

Almitas Capital LLC

$155,161

0.98%

62,565

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

$148,286

0.94%

59,793

MORGAN STANLEY

$146,029

0.92%

58,883

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	58,883	$146,029	100.0%	Defined

WEDBUSH SECURITIES INC

$143,091

0.90%

57,698

Dynamic Advisor Solutions LLC

$140,465

0.89%

60,028

COMMONWEALTH EQUITY SERVICES, LLC

$140,439

0.89%

56,629

JANE STREET GROUP, LLC

$138,546

0.87%

55,866

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	25,537	$63,331	45.7%	Defined
Jane Street Global Trading, LLC	30,329	$75,215	54.3%	Defined

Janney Montgomery Scott LLC

$136,697

0.86%

55,120

Clearstead Advisors, LLC

$132,387

0.84%

53,382

BOOTHBAY FUND MANAGEMENT, LLC

$127,670

0.81%

51,480

Gladstone Institutional Advisory LLC

$114,394

0.72%

46,127

MELFA WEALTH MANAGEMENT, INC.

$106,516

0.67%

42,950

WELLS FARGO & COMPANY/MN

$104,060

0.66%

41,960

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	5,000	$12,400	11.9%	Defined
WELLS FARGO CLEARING SERVICES, LLC	36,960	$91,660	88.1%	Defined

XTX Topco Ltd

$97,969

0.62%

39,504

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	39,504	$97,969	100.0%	Defined

Capital Investment Advisors, LLC

$79,851

0.50%

32,198

MML INVESTORS SERVICES, LLC

$79,784

0.50%

32,171

Sigma Planning Corp

$78,335

0.49%

31,587

TWO SIGMA SECURITIES, LLC

$77,703

0.49%

31,332

STIFEL FINANCIAL CORP

$76,560

0.48%

30,871

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	30,871	$76,560	100.0%	Defined

ROYAL BANK OF CANADA

$69,918

0.44%

28,193

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	28,193	$69,918	100.0%	Defined

Compound Planning, Inc.

$52,995

0.33%

21,369

Virtu Financial LLC

$51,889

0.33%

20,923

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	20,923	$51,889	100.0%	Defined

ENVESTNET ASSET MANAGEMENT INC

$42,301

0.27%

17,057

PINNACLE ASSOCIATES LTD

$40,809

0.26%

17,440

One Capital Management, LLC

$39,469

0.25%

15,915

AMERIPRISE FINANCIAL INC

$34,452

0.22%

13,892

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	13,100	$32,488	94.3%	Defined
Ameriprise Bank, FSB	792	$1,964	5.7%	Defined

CLG LLC

$34,358

0.22%

14,683

Kestra Advisory Services, LLC

$32,527

0.21%

13,116

Fortis Group Advisors, LLC

$30,471

0.19%

12,287

CoreCap Advisors, LLC

$29,952

0.19%

12,800

American Financial Advisors, LLC

$28,334

0.18%

11,425

Private Advisor Group, LLC

$27,912

0.18%

11,255

UBS Group AG

$17,470

0.11%

7,045

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	7,035	$17,446	99.9%	Defined
UBS Securities LLC	10	$24	0.1%	Defined

Hilton Head Capital Partners, LLC

$14,760

0.09%

5,952

NBC SECURITIES, INC.

$10,210

0.06%

4,117

Larson Financial Group LLC

$4,960

0.03%

2,000

US BANCORP \DE\

$2,480

0.02%

1,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	1,000	$2,480	100.0%	Defined

HIGHLINE WEALTH PARTNERS LLC

$1,872

0.01%

800

Geneos Wealth Management Inc.

$1,192

0.01%

481

Key facts CIK 810766 CUSIP 224916106 13F (30d) 7 filings 7 filers Visit website