HE · Hawaiian Electric Industries Inc · Holdings

$8.39 +0.18 (+2.13%)

S&P 600 member Russell 2000 member Rebalance outlook locked

Market Cap

$1.42B

172.73M

Volume · Oct 27 1.8M Avg daily vol (3M) 2.66M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of HE: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 343

Total Value: $1,987,451,968

Total Shares: 147,687,644

Showing 1–100 of 350 holdings by value · page 1 of 4

Institutional Ownership Trend

27 quarters

Superinvestors Holding HE

All superinvestors →

Mario Gabelli $2,300,221 Ray Dalio $1,159,602

Holder Concentration

Across 339 13F filers

Top Holder

18.0%

of institutional value

Top 5

50.1%

of institutional value

Top 10

64.2%

of institutional value

HHI

722

Broadly held

Who Holds HE

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 337 filers, like-for-like change +3.3%; actively managed books +4.1%; index-like books +2.2%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	48.9%	178	+5.7%	25	25
Exempt adviser	0.0%	1	-62.0%	0	2
Adviser	6.7%	7	+5.9%	0	1
Bank	11.6%	14	+5.6%	0	0
Insurer	1.2%	2	+12.3%	0	0
Broker-dealer	0.2%	2	+15.0%	0	0
Benefit plan	0.6%	5	+21.7%	0	0
Non-US	0.8%	9	-9.2%	0	1
Holding company	22.2%	9	+0.4%	0	1
Unknown	7.9%	110	-7.2%	10	9

Style	Share	Filers	Change	New	Exited
Index-like	40.4%	37	+2.2%	0	0
Systematic-like	1.4%	18	+50.3%	8	3
Concentrated	17.9%	59	+0.4%	6	10
Diversified active	40.3%	223	+4.7%	21	26
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	70.5%	214	+3.4%	14	14
Medium turnover	13.9%	68	+6.7%	8	12
High turnover	1.9%	34	-3.4%	11	10
Unknown	13.8%	21	+0.8%	2	3
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	14.0%	31	+0.6%	9	10
Medium horizon	24.7%	66	-1.2%	10	7
Long horizon	58.8%	224	+4.8%	12	19
Unknown	2.4%	16	+42.7%	4	3
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	2.7%	77	-14.5%	13	15
$1B to $10B	18.6%	96	+0.9%	16	13
$10B to $100B	10.2%	94	+12.6%	5	9
$100B or more	68.5%	70	+3.6%	1	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	5.8%	113	+12.6%	16	12
Pooled investment vehicles	4.2%	22	+38.3%	7	7
Registered funds and BDCs	20.6%	19	+1.0%	1	1
Pension and profit sharing plans	0.0%	2	-72.3%	0	0
Insurance companies	0.4%	3	+39.5%	0	0
Charitable organizations	0.0%	1	0.0%	0	0
Governments and sovereign funds	0.5%	2	-13.4%	0	2
Other investment advisers	0.1%	4	+1.6%	0	0
Other	0.1%	1	-1.6%	0	0
Diversified	17.3%	11	+3.3%	1	2
Corporations	0.0%	0	-100.0%	0	1
Unknown	51.1%	159	+1.2%	10	14

Private funds	Share	Filers	Change	New	Exited
Hedge funds	23.3%	35	+9.5%	9	8
Private equity funds	0.6%	10	+20.5%	0	1
Venture capital funds	0.0%	1	+45.2%	0	0
Real estate funds	0.0%	4	+42.8%	0	1
Liquidity funds	0.0%	1	-27.0%	0	1
Securitized asset funds	0.3%	1	+18.7%	0	0
Other private funds	3.2%	16	+0.2%	1	2
Mixed private funds	0.3%	1	+3.6%	0	0
Private funds, type not stated	0.1%	2	-0.7%	1	1
No private funds	21.1%	108	+2.0%	14	13
Unknown	51.1%	158	+1.3%	10	12

Location	Share	Filers	Change	New	Exited
United States	94.6%	291	+1.9%	30	34
Outside the US	5.4%	46	+38.9%	5	5

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-03-31 13F and 3 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

337 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.593% of filers hold it in their top 10

Mar 31, 2026: 4

Holders above 5%

median weight 0.003%

Mar 31, 2026: 1

Crowding

23.7%

of shares outstanding, 68th percentile

Mar 31, 2026: 22.8%

Private-fund advisers

23.0%

of shares outstanding

Institutional ownership

82.8%

83.1% of the estimated free float

Top 10 holders

65.9%

of 13F shares, Herfindahl 0.076

Active holders

+4.1%

like-for-like share change of active filers

5% stakes on record

0 13D, 5 13G (5 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 12.0 quarters

Under 1 year 18.7% 1 to 3 years 50.4% 3 years or more 30.9% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$11.73

estimated per share

Mar 31, 2026: $11.54

Quarter-end price

$13.53

implied by 13F values

Estimated gain or loss

+15.4%

price against the estimated cost

Estimated at a loss

16.6%

of costed 13F value

Estimated cost covers 38.1% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies HE's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	MSB Mesabi Trust	6	0.355
2	WBI WaterBridge Infrastructure LLC	9	0.324
3	PBT Permian Basin Royalty Trust	7	0.305
4	LB LandBridge Corp	8	0.277
5	SJT San Juan Basin Royalty Trust	4	0.257
6	MIAX Miami International Holdings, Inc.	7	0.236
7	TPL Texas Pacific Land Corp	10	0.136
8	NRP Natural Resource Partners LP	3	0.133
9	AAA Alternative Access First Priority CLO Bond ETF	8	0.128
10	OR OR Royalties Inc.	4	0.126

Shareholder Targets

13F filers that own its peers but not HE, quarter ended Jun 30, 2026

Found through its holder-overlap peers: MSB, WBI, PBT, LB, SJT, MIAX, TPL, NRP, AAA, OR, FNV, PAG, WPM, JOE, TFPM, RYN, AN, BG, CACI, BA. 3,215 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Capital World Investors Adviser, Diversified active	$13,776,157,391 5 held	1.64%	BA, WPM, BG
2	Newport Trust Company, LLC Bank, Concentrated	$6,117,608,881 1 held	14.8%	BA
3	MASSACHUSETTS FINANCIAL SERVICES CO /MA/ Registered adviser, Diversified active	$4,579,714,204 5 held	1.56%	FNV, BA, WPM
4	Elliott Investment Management L.P. Registered adviser, Concentrated	$4,091,649,733 2 held	28.6%	TFPM, OR
5	CANADA PENSION PLAN INVESTMENT BOARD Non-US, Diversified active	$3,694,138,224 8 held	2.04%	BG, WPM, BA
6	Glencore plc Holding company, Unknown	$3,501,395,373 1 held	71.9%	BG
7	LOOMIS SAYLES & CO L P Registered adviser, Diversified active	$3,060,721,775 5 held	3.87%	BA, CACI, WBI
8	FIL Ltd Non-US, Diversified active	$2,907,941,728 8 held	2.11%	FNV, WPM, BG
9	First Eagle Investment Management, LLC Registered adviser, Diversified active	$2,695,815,505 2 held	4.45%	WPM, FNV
10	Capital Research Global Investors Adviser, Diversified active	$2,481,541,547 4 held	0.350%	BA, FNV, WPM

Fund Ownership of HE by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 29.92% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	4.87%	+0.63 pp	8,413,801	76
Index ETFs	25.05%	+0.97 pp	43,261,333	65
Active ETFs	2.91%	+0.08 pp	5,032,752	15
Active funds	10.23%	+0.93 pp	17,667,131	87
Unclassified	0.39%	+0.39 pp	670,018	9
All registered funds	43.45%	+3.00 pp	75,045,035	252

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 182 Exempt adviser 1 Adviser 7 Bank 14 Insurer 2 Broker-dealer 2 Benefit plan 5 Non-US 9 Holding company 9 Unknown 112

Showing 100 of 350

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$358,317,768

18.03%

26,483,206

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	188,771	$2,554,071	0.7%	Sole
BlackRock Investment Management (Australia) Ltd	74,303	$1,005,319	0.3%	Sole
BlackRock Asset Management Canada Ltd	2,667	$36,084	0.0%	Sole
BlackRock Investment Management, LLC	512,677	$6,936,519	1.9%	Sole
BLACKROCK ADVISORS LLC	374,325	$5,064,617	1.4%	Sole
BlackRock Fund Advisors	18,680,564	$252,748,030	70.5%	Sole
BlackRock Institutional Trust Company, N.A.	5,565,790	$75,305,138	21.0%	Sole
BlackRock Fund Managers Ltd.	32,683	$442,200	0.1%	Sole
BlackRock Investment Management (UK) Ltd.	51,281	$693,831	0.2%	Sole
BlackRock Asset Management Ireland Ltd	718,571	$9,722,265	2.7%	Sole
BlackRock Life Ltd	9,143	$123,704	0.0%	Sole
BlackRock Asset Management Schweiz AG	25,546	$345,637	0.1%	Sole
Aperio Group, LLC	246,546	$3,335,767	0.9%	Sole
SpiderRock Advisors, LLC	339	$4,586	0.0%	Sole

HORIZON KINETICS ASSET MANAGEMENT LLC

$303,009,721

15.25%

22,395,397

VANGUARD PORTFOLIO MANAGEMENT LLC

$140,359,976

7.06%

10,373,982

VANGUARD CAPITAL MANAGEMENT LLC

$101,191,654

5.09%

7,479,058

STATE STREET CORP

$97,163,151

4.89%

7,181,312

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED joint	7,181,312	$97,163,151	100.0%	Defined

T. Rowe Price Investment Management, Inc.

$83,866,462

4.22%

6,198,556

GEODE CAPITAL MANAGEMENT, LLC

$58,659,665

2.95%

4,335,526

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	634,747	$8,588,126	14.6%	Defined
Held directly	3,700,779	$50,071,539	85.4%	Defined

Quantinno Capital Management LP

$53,848,547

2.71%

3,979,937

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$41,757,368

2.10%

3,086,280

Invesco Ltd.

$36,030,320

1.81%

2,662,995

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	82,498	$1,116,197	3.1%	Defined
Invesco Trust Co joint	66,281	$896,781	2.5%	Defined
Invesco Capital Management LLC	2,514,216	$34,017,342	94.4%	Defined

DIMENSIONAL FUND ADVISORS LP

$34,839,085

1.75%

2,574,951

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	13,925	$188,405	0.5%	Defined
DFA Australia Ltd.	95,187	$1,287,880	3.7%	Defined
Dimensional Fund Advisors Pte. Ltd.	1,142	$15,451	0.0%	Defined
Dimensional Ireland Ltd	92,922	$1,257,234	3.6%	Defined
Held directly	2,371,775	$32,090,115	92.1%	Sole

MORGAN STANLEY

$33,839,013

1.70%

2,501,036

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	3,305	$44,716	0.1%	Defined
MORGAN STANLEY & CO. LLC	126,116	$1,706,349	5.0%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	1,252,365	$16,944,498	50.1%	Defined
MORGAN STANLEY SMITH BARNEY LLC	478,014	$6,467,528	19.1%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	641,236	$8,675,922	25.6%	Defined

BANK OF AMERICA CORP /DE/

$32,135,006

1.62%

2,375,093

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	842,014	$11,392,449	35.5%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	41,377	$559,830	1.7%	Defined
BOFA SECURITIES, INC.	1,236,561	$16,730,670	52.1%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	255,141	$3,452,057	10.7%	Defined

NORTHERN TRUST CORP

$25,929,471

1.30%

1,916,443

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	1,789,354	$24,209,959	93.4%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	43,893	$593,872	2.3%	Defined
MASON STREET ADVISORS, LLC joint	57,466	$777,514	3.0%	Other
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	25,730	$348,126	1.3%	Other

JUPITER ASSET MANAGEMENT LTD

$24,417,861

1.23%

1,804,720

GOLDMAN SACHS GROUP INC

$21,012,076

1.06%

1,552,999

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	1,440,648	$19,491,967	92.8%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	112,351	$1,520,109	7.2%	Defined

UBS Group AG

$18,649,170

0.94%

1,378,357

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	549,285	$7,431,826	39.9%	Defined
UBS AG	813,272	$11,003,570	59.0%	Defined
UBS Switzerland AG	15,800	$213,774	1.1%	Defined

PRINCIPAL FINANCIAL GROUP INC

$18,108,118

0.91%

1,338,368

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$17,886,660

0.90%

1,322,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	1,322,000	$17,886,660	100.0%	Other

MAD RIVER INVESTORS

$17,884,630

0.90%

1,321,850

JANE STREET GROUP, LLC

$15,386,316

0.77%

1,137,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	1,137,200	$15,386,316	100.0%	Defined

VANGUARD FIDUCIARY TRUST CO

$15,331,005

0.77%

1,133,112

12 West Capital Management LP

$15,221,250

0.77%

1,125,000

Bank of New York Mellon Corp

$14,761,430

0.74%

1,091,015

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation joint	625,415	$8,461,864	57.3%	Defined
BNY Mellon Investment Adviser, Inc.	140,421	$1,899,896	12.9%	Defined
The Bank of New York Mellon	312,548	$4,228,774	28.6%	Defined
BNY Mellon, NA joint	12,629	$170,869	1.2%	Defined
Held directly	2	$27	0.0%	Defined

JPMORGAN CHASE & CO

$13,218,983

0.67%

977,013

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	68,877	$931,905	7.0%	Defined
J.P. Morgan Investment Management Inc.	169,323	$2,290,940	17.3%	Defined
J.P. Morgan Securities LLC	721,004	$9,755,184	73.8%	Defined
J.P. Morgan Securities plc	245	$3,314	0.0%	Defined
JPMorgan Asset Management (UK) Ltd	16,265	$220,065	1.7%	Defined
55I, LLC	1,299	$17,575	0.1%	Other

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$13,170,507

0.66%

973,430

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	973,430	$13,170,507	100.0%	Other

CITADEL ADVISORS LLC

$11,673,846

0.59%

862,812

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	862,812	$11,673,846	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$10,580,460

0.53%

782,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	782,000	$10,580,460	100.0%	Other

Nuveen, LLC

$9,865,899

0.50%

729,187

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	30,103	$407,293	4.1%	Defined
TEACHERS ADVISORS, LLC joint	699,084	$9,458,606	95.9%	Defined

SCHWARTZ INVESTMENT COUNSEL INC

$9,726,720

0.49%

1,088,000

CITADEL ADVISORS LLC

$9,690,186

0.49%

716,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	716,200	$9,690,186	100.0%	Defined

WELLS FARGO & COMPANY/MN

$8,749,470

0.44%

646,672

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	144,850	$1,959,820	22.4%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	324,038	$4,384,234	50.1%	Defined
WELLS FARGO CLEARING SERVICES, LLC	177,714	$2,404,470	27.5%	Defined
Wells Fargo Securities, LLC	12	$162	0.0%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	58	$784	0.0%	Defined

Legal & General Group Plc

$8,619,908

0.43%

637,096

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	263,776	$3,568,889	41.4%	Defined
Legal & General Investment Management Ltd	373,320	$5,051,019	58.6%	Defined

Public Sector Pension Investment Board

$8,024,710

0.40%

593,105

Moors & Cabot, Inc.

$7,824,818

0.39%

578,331

VICTORY CAPITAL MANAGEMENT INC

$7,380,290

0.37%

545,476

RENAISSANCE TECHNOLOGIES LLC

$7,200,666

0.36%

532,200

SEI INVESTMENTS CO

$6,982,561

0.35%

516,080

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	170,566	$2,307,757	33.1%	Defined
SEI TRUST CO	345,514	$4,674,804	66.9%	Sole

PDT Partners, LLC

$6,927,021

0.35%

511,975

AMERICAN CENTURY COMPANIES INC

$6,682,913

0.34%

493,933

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	493,933	$6,682,913	100.0%	Defined

Corient Private Wealth LLC

$6,632,797

0.33%

490,229

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$6,429,317

0.32%

475,190

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	9,843	$133,175	2.1%	Defined
UBS Asset Management Switzerland AG	399,765	$5,408,820	84.1%	Defined
UBS Asset Management (UK) Ltd.	15,787	$213,597	3.3%	Other
Held directly	49,795	$673,725	10.5%	Defined

VOYA INVESTMENT MANAGEMENT LLC

$5,931,550

0.30%

438,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	438,400	$5,931,550	100.0%	Defined

EagleClaw Capital Managment, LLC

$5,882,167

0.30%

434,750

CITIGROUP INC

$5,876,673

0.30%

434,344

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	151	$2,043	0.0%	Defined
Citigroup Financial Products Inc. joint	434,193	$5,874,630	100.0%	Defined

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$5,857,908

0.29%

432,957

STIFEL FINANCIAL CORP

$5,856,744

0.29%

432,871

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	432,674	$5,854,079	100.0%	Defined
Held directly	197	$2,665	0.0%	Defined

PRUDENTIAL FINANCIAL INC

$5,761,561

0.29%

425,836

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	398,336	$5,389,486	93.5%	Defined
Prudential Trust Co	27,500	$372,075	6.5%	Defined

RHUMBLINE ADVISERS

$5,707,684

0.29%

421,854

ALLIANCEBERNSTEIN L.P.

$5,477,322

0.28%

404,828

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	404,828	$5,477,322	100.0%	Defined

ROYAL BANK OF CANADA

$5,118,465

0.26%

378,305

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	5,042	$68,218	1.3%	Defined
RBC Capital Markets, LLC	361,627	$4,892,813	95.6%	Defined
RBC Dominion Securities Inc.	910	$12,312	0.2%	Defined
RBC Rochdale, LLC	7,325	$99,107	1.9%	Defined
Held directly	3,401	$46,015	0.9%	Sole

HighTower Advisors, LLC

$5,035,974

0.25%

372,208

Swiss National Bank

$4,686,792

0.24%

346,400

STATE OF WISCONSIN INVESTMENT BOARD

$4,663,696

0.23%

344,693

JANE STREET GROUP, LLC

$4,639,437

0.23%

342,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	342,900	$4,639,437	100.0%	Defined

GABELLI FUNDS LLC

$4,542,021

0.23%

335,700

OSAIC HOLDINGS, INC.

$4,303,892

0.22%

318,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	39,900	$539,847	12.5%	Defined
CW Advisors, LLC	275,786	$3,731,384	86.7%	Sole
Osaic Advisory Services, LLC	2,414	$32,661	0.8%	Defined

Allianz Asset Management GmbH

$4,242,913

0.21%

313,593

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Pacific Investment Management Company LLC	313,593	$4,242,913	100.0%	Defined

D. E. Shaw & Co., Inc.

$3,864,072

0.19%

285,593

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	159,764	$2,161,606	55.9%	Defined
D. E. Shaw Investment Management, L.L.C. joint	125,829	$1,702,466	44.1%	Defined

DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main

$3,858,958

0.19%

285,215

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UNION ASSET MANAGEMENT HOLDING AG joint	285,215	$3,858,958	100.0%	Defined

Janney Montgomery Scott LLC

$3,674,978

0.18%

271,617

AMERIPRISE FINANCIAL INC

$3,669,470

0.18%

271,210

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	270,452	$3,659,215	99.7%	Defined
Ameriprise Financial Services, LLC	758	$10,255	0.3%	Defined

COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS

$3,568,429

0.18%

263,742

RAYMOND JAMES FINANCIAL INC

$3,310,249

0.17%

244,660

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	220,665	$2,985,597	90.2%	Defined
Raymond James Financial Services Advisors, Inc.	23,995	$324,652	9.8%	Defined

ALGERT GLOBAL LLC

$3,174,679

0.16%

234,640

FIRST TRUST ADVISORS LP

$3,063,029

0.15%

226,388

PRICE T ROWE ASSOCIATES INC /MD/

$3,062,529

0.15%

226,351

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	226,351	$3,062,529	100.0%	Defined

FMR LLC

$2,818,055

0.14%

208,282

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	206,704	$2,796,705	99.2%	Defined
STRATEGIC ADVISERS LLC	1,578	$21,350	0.8%	Defined

Lesa Sroufe & Co

$2,710,140

0.14%

200,306

RBF Capital, LLC

$2,706,000

0.14%

200,000

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$2,699,952

0.14%

199,553

FEDERATED HERMES, INC.

$2,614,848

0.13%

193,263

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FEDERATED MDTA LLC	193,263	$2,614,848	100.0%	Defined

DEUTSCHE BANK AG\

$2,489,843

0.13%

184,024

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	2,706	$36,612	1.5%	Defined
DWS Investments UK Ltd	174,243	$2,357,507	94.7%	Defined
DWS International GmbH	7,075	$95,724	3.8%	Defined

BOOTHBAY FUND MANAGEMENT, LLC

$2,485,609

0.13%

183,711

STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM

$2,461,648

0.12%

181,940

HRT FINANCIAL LP

$2,398,720

0.12%

177,289

IEQ CAPITAL, LLC

$2,340,703

0.12%

173,001

GAMCO INVESTORS, INC. ET AL

$2,300,221

0.12%

170,009

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$2,147,156

0.11%

158,696

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	158,696	$2,147,156	100.0%	Defined

CANADA LIFE ASSURANCE Co

$2,008,826

0.10%

148,472

Connor, Clark & Lunn Investment Management Ltd.

$2,003,008

0.10%

148,042

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	148,042	$2,003,008	100.0%	Sole

VANGUARD ASSET MANAGEMENT, Ltd

$1,976,083

0.10%

146,052

Advisory Services Network, LLC

$1,925,576

0.10%

142,319

LPL Financial LLC

$1,917,065

0.10%

141,690

Summit Trail Advisors, LLC

$1,896,053

0.10%

140,137

Quantbot Technologies LP

$1,845,167

0.09%

136,376

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	136,376	$1,845,167	100.0%	Sole

Focus Partners Wealth

$1,829,025

0.09%

135,183

Caprock Group, LLC

$1,762,377

0.09%

130,257

Vanguard Investments Australia, Ltd.

$1,741,189

0.09%

128,691

Balyasny Asset Management L.P.

$1,575,920

0.08%

116,476

Atlas Wealth Partners, LLC

$1,571,063

0.08%

116,117

Susquehanna Portfolio Strategies, LLC

$1,561,659

0.08%

115,422

BARCLAYS PLC

$1,540,267

0.08%

113,841

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	98,643	$1,334,639	86.6%	Defined
BARCLAYS CAPITAL INC.	11,990	$162,224	10.5%	Defined
BARCLAYS CAPITAL SECURITIES LTD	3,208	$43,404	2.8%	Defined

Thrivent Financial for Lutherans

$1,533,814

0.08%

113,364

T3 Companies, LLC

$1,522,258

0.08%

170,275

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T3 TRADING GROUP, LLC	170,275	$1,522,258	100.0%	Sole

MACQUARIE GROUP LTD

$1,513,533

0.08%

111,865

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Macquarie Investment Management Australia Limited	111,865	$1,513,533	100.0%	Sole

CITADEL ADVISORS LLC

$1,440,945

0.07%

106,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	106,500	$1,440,945	100.0%	Defined

MetLife Investment Management, LLC

$1,307,458

0.07%

96,634

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	96,634	$1,307,458	100.0%	Defined

PROMETHIUM ADVISORS,LLC

$1,270,168

0.06%

142,077

AQR CAPITAL MANAGEMENT LLC

$1,253,932

0.06%

92,678

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Petros Family Wealth, LLC	240	$3,247	0.3%	Other
Compound Planning, Inc.	17	$230	0.0%	Other
Arax Advisory Partners	621	$8,402	0.7%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	244	$3,301	0.3%	Other
Stokes Family Office, LLC	21	$284	0.0%	Other
Held directly	91,535	$1,238,468	98.8%	Defined

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Key facts CIK 354707 CUSIP 419870100 13F (30d) 70 filings 70 filers Visit website Investor relations