SERV · Serve Robotics Inc. · Holdings

$2.63 -0.21 (-7.43%) Q2 2026 earnings call transcript

Russell 2000 member Rebalance outlook locked

Market Cap

$229.00M

86.71M

Volume · Oct 30 3.58M Avg daily vol (3M) 3.72M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of SERV: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 196

Total Value: $271,426,174

Total Shares: 42,342,030

Showing 1–100 of 212 holdings by value · page 1 of 3

Institutional Ownership Trend

10 quarters

Holder Concentration

Across 202 13F filers

Top Holder

14.5%

of institutional value

Top 5

45.9%

of institutional value

Top 10

63.3%

of institutional value

HHI

574

Broadly held

Who Holds SERV

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 196 filers, like-for-like change +3.7%; actively managed books -12.1%; index-like books +20.6%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	38.8%	99	+7.9%	30	28
Exempt adviser	0.1%	1	-81.5%	0	0
Adviser	0.6%	2	-80.6%	0	1
Bank	14.3%	13	+36.1%	1	2
Insurer	0.1%	2	new	2	0
Broker-dealer	1.5%	3	+58.4%	1	0
Benefit plan	0.2%	1	+41.1%	0	0
Non-US	0.5%	7	-4.0%	0	0
Holding company	21.9%	6	+23.1%	0	0
Unknown	21.9%	62	-18.6%	15	20

Style	Share	Filers	Change	New	Exited
Index-like	56.1%	25	+20.6%	2	2
Systematic-like	4.8%	11	-8.8%	8	8
Concentrated	0.6%	28	-93.7%	8	16
Diversified active	38.5%	132	+8.9%	31	24
Unknown	0.0%	0	-100.0%	0	1
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	60.7%	113	+6.3%	23	23
Medium turnover	18.0%	38	+0.1%	6	6
High turnover	7.8%	26	+3.1%	17	18
Unknown	13.5%	19	-1.8%	3	4
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	16.0%	24	+2.5%	7	13
Medium horizon	24.6%	29	-14.3%	10	10
Long horizon	56.4%	131	+18.6%	25	20
Unknown	3.0%	12	-34.1%	7	8
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	2.5%	42	-41.3%	14	17
$1B to $10B	5.7%	54	-49.8%	18	20
$10B to $100B	15.8%	46	-3.2%	13	10
$100B or more	76.1%	54	+17.7%	4	4
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	2.5%	63	-4.4%	23	17
Pooled investment vehicles	4.7%	12	-6.0%	6	9
Registered funds and BDCs	28.1%	11	+12.5%	1	2
Pension and profit sharing plans	2.4%	2	+2.9%	0	0
Insurance companies	0.2%	3	+24.2%	0	0
Charitable organizations	0.0%	1	0.0%	0	0
Governments and sovereign funds	0.3%	1	+15.6%	0	0
Other investment advisers	0.0%	1	-0.8%	0	0
Diversified	0.5%	5	-2.1%	0	0
Unknown	61.2%	97	+1.2%	19	23

Private funds	Share	Filers	Change	New	Exited
Hedge funds	8.8%	17	+4.0%	5	7
Private equity funds	0.3%	7	+76.1%	4	1
Real estate funds	0.1%	4	+153.1%	3	1
Securitized asset funds	0.4%	1	+13.8%	0	0
Other private funds	3.9%	7	+36.4%	1	0
Mixed private funds	0.1%	1	-38.2%	0	0
No private funds	25.4%	63	+4.7%	17	16
Venture capital funds	0.0%	0	-100.0%	0	1
Private funds, type not stated	0.0%	0	-100.0%	0	2
Unknown	61.1%	96	+1.7%	19	23

Location	Share	Filers	Change	New	Exited
United States	86.3%	161	+4.8%	43	46
Outside the US	13.7%	35	-2.4%	6	5

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-03-31 13F and 3 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

196 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 1

Holders above 5%

median weight 0.001%

Mar 31, 2026: 0

Crowding

7.02%

of shares outstanding, 21st percentile

Mar 31, 2026: 7.59%

Private-fund advisers

5.67%

of shares outstanding

Institutional ownership

42.0%

45.9% of the estimated free float

Top 10 holders

63.0%

of 13F shares, Herfindahl 0.064

Active holders

-12.1%

like-for-like share change of active filers

5% stakes on record

0 13D, 2 13G (1 institutional, 1 passive, 0 exempt)

How long holders have held it value-weighted 6.0 quarters

Under 1 year 24.5% 1 to 3 years 75.5% 3 years or more 0.000% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$10.08

estimated per share

Mar 31, 2026: $10.82

Quarter-end price

$6.58

implied by 13F values

Estimated gain or loss

-34.7%

price against the estimated cost

Estimated at a loss

100.0%

of costed 13F value

Estimated cost covers 86.7% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies SERV's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	RKLB Rocket Lab Corp	4	0.079
2	BNY Bank of New York Mellon Corp	4	0.047
3	ACIO Aptus Collared Investment Opportunity ETF	3	0.043
4	HONA Honeywell Aerospace Inc.	4	0.043
5	HON Honeywell International Inc	4	0.041
6	VRTX Vertex Pharmaceuticals Inc	3	0.039
7	WMB Williams Companies, Inc.	3	0.036
8	IVZ Invesco Ltd.	5	0.036
9	PANW Palo Alto Networks Inc	5	0.035
10	NVDA Nvidia Corp	8	0.035

Shareholder Targets

13F filers that own its peers but not SERV, quarter ended Jun 30, 2026

Found through its holder-overlap peers: RKLB, BNY, ACIO, HONA, HON, VRTX, WMB, IVZ, PANW, NVDA, AMZN, GOOGL, XLB, AMD, TSLA, GD, MSFT, AVGO, META, JPM. 7,135 filers in all.

#	Filer	In peers	Of book	Largest peers
1	NORGES BANK Non-US, Index-like	$285,587,173,966 16 held	28.5%	NVDA, GOOGL, MSFT
2	Capital Research Global Investors Adviser, Diversified active	$235,165,118,278 14 held	32.9%	AVGO, NVDA, GOOGL
3	Capital World Investors Adviser, Diversified active	$208,895,339,982 12 held	24.8%	AVGO, GOOGL, META
4	WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active	$121,309,454,700 19 held	20.9%	NVDA, GOOGL, AVGO
5	Capital International Investors Adviser, Diversified active	$121,231,378,831 11 held	25.1%	AVGO, GOOGL, MSFT
6	Amundi Holding company, Index-like	$116,719,983,843 18 held	28.1%	NVDA, GOOGL, MSFT
7	FRANKLIN RESOURCES INC Adviser, Diversified active	$100,688,957,877 19 held	22.1%	NVDA, MSFT, GOOGL
8	AMERIPRISE FINANCIAL INC Adviser, Diversified active	$87,039,811,366 20 held	17.7%	NVDA, GOOGL, MSFT
9	Fisher Asset Management, LLC Adviser, Diversified active	$69,474,049,386 19 held	20.8%	NVDA, GOOGL, MSFT
10	HSBC HOLDINGS PLC Unknown, Index-like	$64,840,221,033 19 held	31.2%	NVDA, GOOGL, MSFT

Fund Ownership of SERV by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 15.54% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	2.59%	+0.43 pp	2,244,217	57
Index ETFs	12.96%	+2.49 pp	11,233,316	35
Active ETFs	0.09%	-0.03 pp	77,303	2
Active funds	0.83%	+0.51 pp	716,068	25
Unclassified	0.06%	+0.06 pp	54,829	1
All registered funds	16.52%	+3.46 pp	14,325,733	120

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 99 Exempt adviser 1 Adviser 2 Bank 13 Insurer 2 Broker-dealer 3 Benefit plan 1 Non-US 7 Holding company 6 Unknown 62

Showing 100 of 212

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$39,748,813

14.64%

6,040,854

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	68,390	$450,006	1.1%	Sole
BlackRock Asset Management Canada Ltd	733	$4,823	0.0%	Sole
BlackRock Investment Management, LLC	220,510	$1,450,955	3.7%	Sole
BLACKROCK ADVISORS LLC	158,222	$1,041,100	2.6%	Sole
BlackRock Fund Advisors	2,998,241	$19,728,425	49.6%	Sole
BlackRock Institutional Trust Company, N.A.	2,399,384	$15,787,946	39.7%	Sole
BlackRock Fund Managers Ltd.	37,604	$247,434	0.6%	Sole
BlackRock Investment Management (UK) Ltd.	9,372	$61,667	0.2%	Sole
BlackRock Asset Management Ireland Ltd	72,371	$476,201	1.2%	Sole
BlackRock (Luxembourg) S.A.	3,729	$24,536	0.1%	Sole
BlackRock Life Ltd	569	$3,744	0.0%	Sole
BlackRock Asset Management Schweiz AG	11,818	$77,762	0.2%	Sole
Aperio Group, LLC	58,911	$387,634	1.0%	Sole
SpiderRock Advisors, LLC	1,000	$6,580	0.0%	Sole

VANGUARD CAPITAL MANAGEMENT LLC

$19,291,934

7.11%

2,931,905

STATE STREET CORP

$16,164,809

5.96%

2,456,658

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	2,456,658	$16,164,809	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$11,929,540

4.40%

1,813,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	1,813,000	$11,929,540	100.0%	Other

GEODE CAPITAL MANAGEMENT, LLC

$11,548,524

4.25%

1,755,095

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	239,752	$1,577,568	13.7%	Defined
Held directly	1,515,343	$9,970,956	86.3%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$10,139,957

3.74%

1,541,027

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	1,541,027	$10,139,957	100.0%	Other

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$9,935,142

3.66%

1,509,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	1,509,900	$9,935,142	100.0%	Other

CITADEL ADVISORS LLC

$9,802,226

3.61%

1,489,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	1,489,700	$9,802,226	100.0%	Defined

Legal & General Group Plc

$9,024,166

3.32%

1,371,454

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	6,941	$45,671	0.5%	Defined
Legal & General Investment Management Ltd	1,364,513	$8,978,495	99.5%	Defined

EXCHANGE TRADED CONCEPTS, LLC

$8,529,402

3.14%

1,834,280

FIRST TRUST ADVISORS LP

$7,683,525

2.83%

1,167,709

CITADEL ADVISORS LLC

$6,451,690

2.38%

980,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	980,500	$6,451,690	100.0%	Defined

JANE STREET GROUP, LLC

$5,958,190

2.20%

905,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	905,500	$5,958,190	100.0%	Defined

MORGAN STANLEY

$5,641,149

2.08%

857,318

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	48,870	$321,564	5.7%	Defined
MORGAN STANLEY & CO. LLC	72,441	$476,661	8.4%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	445,348	$2,930,389	51.9%	Defined
MORGAN STANLEY SMITH BARNEY LLC	269,504	$1,773,336	31.4%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	21,155	$139,199	2.5%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$5,368,791

1.98%

815,926

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	629,431	$4,141,655	77.1%	Defined
Global X Management (AUS) Ltd joint	178,412	$1,173,950	21.9%	Defined
Global X Investments Canada Inc. joint	8,083	$53,186	1.0%	Defined

CAPTRUST FINANCIAL ADVISORS

$5,188,099

1.91%

788,465

UBS Group AG

$4,573,954

1.69%

695,130

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	1,349	$8,876	0.2%	Defined
UBS AG	411,037	$2,704,623	59.1%	Defined
UBS Switzerland AG	282,744	$1,860,455	40.7%	Defined

Nuveen, LLC

$4,045,988

1.49%

614,892

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	37,585	$247,308	6.1%	Defined
TEACHERS ADVISORS, LLC joint	577,307	$3,798,680	93.9%	Defined

NORTHERN TRUST CORP

$3,989,932

1.47%

606,373

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	560,869	$3,690,517	92.5%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	34,238	$225,285	5.6%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	11,266	$74,130	1.9%	Other

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$3,317,978

1.22%

504,252

JANE STREET GROUP, LLC

$3,278,156

1.21%

498,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	498,200	$3,278,156	100.0%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$3,182,219

1.17%

483,620

VANGUARD FIDUCIARY TRUST CO

$2,784,300

1.03%

423,146

Walleye Trading LLC

$2,411,570

0.89%

366,500

Clear Street Group Inc.

$2,394,462

0.88%

363,900

CITADEL ADVISORS LLC

$2,356,711

0.87%

358,163

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	176,093	$1,158,691	49.2%	Defined
Held directly	182,070	$1,198,020	50.8%	Defined

Walleye Trading LLC

$2,231,278

0.82%

339,100

Themes Management Co LLC

$1,945,206

0.72%

418,324

LPL Financial LLC

$1,848,953

0.68%

280,996

TUDOR INVESTMENT CORP ET AL

$1,792,707

0.66%

272,448

LANDSCAPE CAPITAL MANAGEMENT, L.L.C.

$1,788,317

0.66%

271,781

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Landscape High Leverage Fund, LP	50,712	$333,684	18.7%	Defined
LANDSCAPE OFFSHORE HL FUND LTD.	140,934	$927,345	51.9%	Defined
Held directly	80,135	$527,288	29.5%	Sole

ExodusPoint Capital Management, LP

$1,754,839

0.65%

266,693

DIMENSIONAL FUND ADVISORS LP

$1,748,786

0.64%

265,773

IMC-Chicago, LLC

$1,656,725

0.61%

251,782

Daiwa Securities Group Inc.

$1,616,805

0.60%

347,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Daiwa Capital Markets America Inc.	347,700	$1,616,805	100.0%	Defined

Daiwa Securities Group Inc.

$1,616,805

0.60%

347,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Daiwa Capital Markets America Inc.	347,700	$1,616,805	100.0%	Defined

XTX Topco Ltd

$1,594,103

0.59%

242,265

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	242,265	$1,594,103	100.0%	Defined

Bank of New York Mellon Corp

$1,533,692

0.57%

233,084

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	82,650	$543,837	35.5%	Defined
The Bank of New York Mellon	150,432	$989,842	64.5%	Defined
Held directly	2	$13	0.0%	Defined

GROUP ONE TRADING LLC

$1,168,897

0.43%

177,644

GOLDMAN SACHS GROUP INC

$1,151,657

0.42%

175,024

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	144,700	$952,126	82.7%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	30,324	$199,531	17.3%	Defined

COMMONWEALTH EQUITY SERVICES, LLC

$1,148,696

0.42%

174,574

DNB Asset Management AS

$1,067,440

0.39%

162,225

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DNB FUND	162,225	$1,067,440	100.0%	Other

Crawford Fund Management, LLC

$1,052,800

0.39%

160,000

JPMORGAN CHASE & CO

$1,027,983

0.38%

156,229

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	29,741	$195,695	19.0%	Defined
J.P. Morgan Investment Management Inc.	336	$2,210	0.2%	Defined
J.P. Morgan Securities LLC	106,443	$700,394	68.1%	Defined
J.P. Morgan Securities plc	179	$1,177	0.1%	Defined
J.P. Morgan SE	19,530	$128,507	12.5%	Defined

BANK OF AMERICA CORP /DE/

$955,001

0.35%

145,137

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	71,647	$471,437	49.4%	Defined
BOFA SECURITIES, INC.	73,490	$483,564	50.6%	Defined

SIMPLEX TRADING, LLC

$901,492

0.33%

137,005

MILLENNIUM MANAGEMENT LLC

$873,652

0.32%

132,774

Mitsubishi UFJ Asset Management Co., Ltd.

$859,328

0.32%

130,597

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MITSUBISHI UFJ FINANCIAL GROUP INC	130,597	$859,328	100.0%	Defined

Walleye Trading LLC

$834,370

0.31%

126,804

TUDOR INVESTMENT CORP ET AL

$834,344

0.31%

126,800

WELLS FARGO & COMPANY/MN

$810,404

0.30%

123,162

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	60,993	$401,333	49.5%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	3,319	$21,839	2.7%	Defined
WELLS FARGO CLEARING SERVICES, LLC	58,284	$383,508	47.3%	Defined
Wells Fargo Securities, LLC	566	$3,724	0.5%	Defined

Advisory Services Network, LLC

$806,306

0.30%

122,539

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Institutional Asset Management Trust Co	51	$335	0.0%	Other
Held directly	122,488	$805,971	100.0%	Sole

Swiss National Bank

$799,470

0.29%

121,500

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$755,613

0.28%

114,835

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	70	$460	0.1%	Defined
UBS Asset Management Switzerland AG	93,751	$616,881	81.6%	Sole
Held directly	21,014	$138,272	18.3%	Other

WHITE PINE CAPITAL LLC

$697,282

0.26%

105,970

PEAK6 LLC

$681,688

0.25%

103,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	103,600	$681,688	100.0%	Defined

CITIGROUP INC

$673,291

0.25%

102,324

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	102,324	$673,291	100.0%	Defined

Squarepoint Ops LLC

$663,941

0.24%

100,903

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	100,903	$663,941	100.0%	Defined

AlphaCentric Advisors LLC

$658,000

0.24%

100,000

Vontobel Holding Ltd.

$644,764

0.24%

138,659

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK VONTOBEL AG	138,659	$644,764	100.0%	Defined

NATIONAL BANK OF CANADA /FI/

$640,530

0.24%

97,345

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
National Bank Financial Inc.	11,745	$77,282	12.1%	Defined
Held directly	85,600	$563,248	87.9%	Defined

RHUMBLINE ADVISERS

$554,634

0.20%

84,291

Walleye Capital LLC

$553,378

0.20%

84,100

Sphera Management Technology Funds Ltd

$526,400

0.19%

80,000

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$507,337

0.19%

77,103

PRICE T ROWE ASSOCIATES INC /MD/

$506,719

0.19%

77,009

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	77,009	$506,719	100.0%	Defined

DEUTSCHE BANK AG\

$468,469

0.17%

71,196

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	349	$2,296	0.5%	Defined
DWS Investments UK Ltd	70,847	$466,173	99.5%	Defined

PFG Investments, LLC

$457,448

0.17%

69,521

D. E. Shaw & Co., Inc.

$427,700

0.16%

65,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	65,000	$427,700	100.0%	Defined

Snowden Capital Advisors LLC

$405,920

0.15%

61,690

AMERICAN CENTURY COMPANIES INC

$365,683

0.13%

55,575

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	55,575	$365,683	100.0%	Defined

Cambridge Investment Research Advisors, Inc.

$292,230

0.11%

44,412

MetLife Investment Management, LLC

$283,315

0.10%

43,057

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	43,057	$283,315	100.0%	Defined

RAYMOND JAMES FINANCIAL INC

$272,023

0.10%

41,341

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	13,900	$91,462	33.6%	Defined
Raymond James Financial Services Advisors, Inc.	27,441	$180,561	66.4%	Defined

Jain Global LLC

$268,582

0.10%

40,818

LAFFER TENGLER INVESTMENTS, INC.

$265,858

0.10%

40,404

SNS Financial Group, LLC

$254,876

0.09%

38,735

PEAK6 LLC

$254,784

0.09%

38,721

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	38,721	$254,784	100.0%	Defined

Invesco Ltd.

$252,420

0.09%

38,362

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	9,859	$64,871	25.7%	Defined
Invesco Trust Co joint	28,503	$187,549	74.3%	Defined

VANGUARD ASSET MANAGEMENT, Ltd

$249,855

0.09%

37,972

Quantinno Capital Management LP

$237,123

0.09%

36,037

Gruss & Co., LLC

$234,248

0.09%

35,600

Verition Fund Management LLC

$228,984

0.08%

34,800

JONES FINANCIAL COMPANIES LLLP

$225,338

0.08%

34,246

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	34,246	$225,338	100.0%	Sole

ALLIANCEBERNSTEIN L.P.

$224,378

0.08%

34,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	34,100	$224,378	100.0%	Defined

Engineers Gate Manager LP

$213,619

0.08%

32,465

Sanctuary Advisors, LLC

$206,000

0.08%

31,307

Jupiter Topco LLC

$186,872

0.07%

28,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	28,400	$186,872	100.0%	Defined

Russell Investments Group, Ltd.

$186,608

0.07%

28,360

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	28,360	$186,608	100.0%	Defined

ROYAL BANK OF CANADA

$183,120

0.07%

27,830

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	2,182	$14,357	7.8%	Defined
RBC Capital Markets, LLC	10,772	$70,879	38.7%	Defined
RBC Dominion Securities Inc.	14,876	$97,884	53.5%	Defined

Verition Fund Management LLC

$180,950

0.07%

27,500

ENVESTNET ASSET MANAGEMENT INC

$179,160

0.07%

27,228

Next Capital Management LLC

$173,876

0.06%

26,425

Summit Trail Advisors, LLC

$166,046

0.06%

25,235

OSAIC HOLDINGS, INC.

$164,453

0.06%

24,993

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	24,450	$160,881	97.8%	Defined
Osaic Advisory Services, LLC	543	$3,572	2.2%	Defined

INTEGRITY ALLIANCE, LLC.

$163,991

0.06%

35,267

Walleye Capital LLC

$163,842

0.06%

24,900

Police & Firemen's Retirement System of New Jersey

$158,531

0.06%

24,093

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	24,093	$158,531	100.0%	Defined

Vanguard Global Advisers, LLC

$157,321

0.06%

23,909

THOROUGHBRED FINANCIAL SERVICES, LLC

$156,275

0.06%

23,750

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Key facts CIK 1832483 CUSIP 81758H106 13F (30d) 42 filings 36 filers Visit website Investor relations