SLP · Simulations Plus, Inc. · Holdings

$18.50 +0.00 (+0.00%) At close · Oct 5

Market Cap

$374.16M

20.22M

Volume · Oct 5 625.31K Avg daily vol (3M) 296.96K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of SLP: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 165

Total Value: $298,453,838

Total Shares: 16,294,542

Showing 1–100 of 165 holdings by value · page 1 of 2

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 169 13F filers

Top Holder

17.6%

of institutional value

Top 5

42.0%

of institutional value

Top 10

55.2%

of institutional value

HHI

558

Broadly held

Who Holds SLP

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 169 filers, like-for-like change -1.8%; actively managed books +0.2%; index-like books -7.1%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	62.4%	92	-2.2%	17	13
Exempt adviser	3.5%	3	-16.6%	2	1
Adviser	2.6%	7	-18.5%	1	1
Bank	8.0%	15	+1.7%	0	0
Broker-dealer	0.2%	1	+6.8%	0	0
Benefit plan	0.4%	3	+14.4%	1	1
Non-US	1.9%	6	+25.4%	2	0
Holding company	13.9%	6	-14.4%	1	0
Insurer	0.0%	0	—	0	0
Unknown	7.1%	36	+56.6%	7	6

Style	Share	Filers	Change	New	Exited
Index-like	26.4%	18	-7.1%	0	0
Systematic-like	6.1%	11	+2.7%	5	5
Concentrated	20.4%	25	+1.8%	5	4
Diversified active	47.1%	115	-0.8%	21	13
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	49.0%	101	-2.5%	12	9
Medium turnover	32.6%	38	-1.9%	9	4
High turnover	11.9%	22	+4.2%	9	8
Unknown	6.6%	8	-6.8%	1	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	10.8%	18	+36.4%	9	4
Medium horizon	12.4%	24	-9.9%	5	4
Long horizon	52.8%	119	-7.4%	13	10
Unknown	24.0%	8	+3.7%	4	4
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	6.5%	34	-20.5%	15	3
$1B to $10B	32.6%	48	+14.1%	8	10
$10B to $100B	15.1%	36	-15.1%	5	7
$100B or more	45.8%	51	-3.2%	3	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	5.9%	45	-35.6%	9	4
Pooled investment vehicles	26.1%	15	+10.7%	5	4
Registered funds and BDCs	22.9%	13	+2.7%	2	3
Pension and profit sharing plans	0.8%	2	-73.9%	0	0
Insurance companies	0.1%	2	0.0%	0	0
Governments and sovereign funds	0.1%	1	-74.6%	0	1
Other investment advisers	0.0%	2	+24.4%	0	0
Diversified	6.5%	12	+29.0%	1	1
Corporations	0.0%	0	—	0	0
Other	0.0%	0	—	0	0
Unknown	37.6%	77	-1.2%	14	9

Private funds	Share	Filers	Change	New	Exited
Hedge funds	32.5%	24	+5.7%	7	8
Private equity funds	0.2%	3	+48.5%	1	0
Venture capital funds	0.0%	1	+228.8%	0	0
Real estate funds	0.0%	3	+417.6%	1	1
Securitized asset funds	0.0%	1	0.0%	0	0
Other private funds	10.8%	9	-20.4%	1	2
Mixed private funds	0.2%	1	+26.7%	0	0
Private funds, type not stated	4.4%	3	-21.0%	1	0
No private funds	17.7%	50	-0.1%	8	3
Unknown	34.1%	74	+0.7%	12	8

Location	Share	Filers	Change	New	Exited
United States	90.7%	146	-4.3%	23	20
Outside the US	9.3%	23	+31.7%	8	2

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-03-31 13F and 3 holders with no observed 2026-06-30 13F.

Conviction and Crowding

169 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.001%

Mar 31, 2026: 0

Crowding

40.6%

of shares outstanding, 93rd percentile

Mar 31, 2026: 40.8%

Private-fund advisers

37.7%

of shares outstanding

Institutional ownership

78.2%

94.4% of the estimated free float

Top 10 holders

55.3%

of 13F shares, Herfindahl 0.056

Active holders

+0.2%

like-for-like share change of active filers

5% stakes on record

0 13D, 5 13G (5 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 9.9 quarters

Under 1 year 19.3% 1 to 3 years 53.2% 3 years or more 27.6% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net sellers of $2,636,253 (0 buying, 2 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$18.61

estimated per share

Mar 31, 2026: $19.49

Quarter-end price

$18.31

implied by 13F values

Estimated gain or loss

-1.6%

price against the estimated cost

Estimated at a loss

26.3%

of costed 13F value

Estimated cost covers 63.7% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies SLP's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	NATH Nathans Famous, Inc.	3	0.316
2	ALOT AstroNova, Inc.	4	0.276
3	IHS IHS Holding Ltd	4	0.267
4	IMXI International Money Express, Inc.	5	0.253
5	TALK Talkspace, Inc.	5	0.253
6	AVNS Avanos Medical, Inc.	5	0.248
7	KRMD KORU Medical Systems, Inc.	3	0.245
8	MLAB Mesa Laboratories Inc	3	0.245
9	LPRO Open Lending Corp	4	0.220
10	GBTG Global Business Travel Group, Inc.	4	0.220

Shareholder Targets

13F filers that own its peers but not SLP, quarter ended Jun 30, 2026

Found through its holder-overlap peers: NATH, ALOT, IHS, IMXI, TALK, AVNS, KRMD, MLAB, LPRO, GBTG, SEM, RAMP, CCO, APGE, ACA, ATRC, TXNM, DBRHP, GSAT, SILA. 954 filers in all.

#	Filer	In peers	Of book	Largest peers
1	AMERICAN EXPRESS CO Unknown, Unknown	$1,481,612,408 1 held	100.0%	GBTG
2	Venrock Adviser, LLC Registered adviser, Concentrated	$1,127,318,496 1 held	34.2%	APGE
3	Pentwater Capital Management LP Registered adviser, Concentrated	$970,065,850 6 held	7.92%	TXNM, APGE, DBRHP
4	Balyasny Asset Management L.P. Registered adviser, Systematic-like	$848,095,968 12 held	1.62%	TXNM, APGE, ACA
5	Wendel SE Unknown, Unknown	$518,917,263 1 held	100.0%	IHS
6	Blackstone Inc. Adviser, Concentrated	$461,633,628 6 held	1.29%	TXNM, GBTG, APGE
7	AQR Arbitrage LLC Registered adviser, Diversified active	$460,893,333 13 held	8.69%	TXNM, DBRHP, APGE
8	HBK INVESTMENTS L P Registered adviser, Concentrated	$405,815,279 2 held	5.91%	APGE, TXNM
9	NORGES BANK Non-US, Index-like	$395,772,996 5 held	0.040%	GSAT, TXNM, ACA
10	Magnetar Financial LLC Registered adviser, Concentrated	$378,868,578 12 held	3.90%	TXNM, DBRHP, APGE

Fund Ownership of SLP by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 11.53% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	2.92%	+0.64 pp	590,592	56
Index ETFs	8.61%	+0.44 pp	1,741,154	24
Active ETFs	0.81%	-0.28 pp	163,579	7
Active funds	8.11%	+1.90 pp	1,640,743	52
Unclassified	0.06%	+0.05 pp	11,152	2
All registered funds	20.51%	+2.76 pp	4,147,220	141

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 89 Exempt adviser 2 Adviser 8 Bank 15 Broker-dealer 1 Benefit plan 3 Non-US 6 Holding company 6 Unknown 35

Showing 100 of 165

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

First Light Asset Management, LLC

$51,133,915

17.13%

2,792,677

BlackRock, Inc.

$27,503,428

9.22%

1,502,099

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	84,167	$1,541,097	5.6%	Sole
BlackRock Asset Management Canada Ltd	136	$2,490	0.0%	Sole
BlackRock Investment Management, LLC	52,595	$963,014	3.5%	Sole
BLACKROCK ADVISORS LLC	76,894	$1,407,929	5.1%	Sole
BlackRock Fund Advisors	699,356	$12,805,208	46.6%	Sole
BlackRock Institutional Trust Company, N.A.	541,897	$9,922,134	36.1%	Sole
BlackRock Japan Co. Ltd	3,640	$66,648	0.2%	Sole
BlackRock Investment Management (UK) Ltd.	6,819	$124,855	0.5%	Sole
BlackRock (Netherlands) B.V.	9,241	$169,202	0.6%	Sole
BlackRock Asset Management Ireland Ltd	18,184	$332,949	1.2%	Sole
Aperio Group, LLC	8,814	$161,384	0.6%	Sole
SpiderRock Advisors, LLC	356	$6,518	0.0%	Sole

First Eagle Investment Management, LLC

$19,602,356

6.57%

1,070,582

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIRST EAGLE SEPARATE ACCOUNT MANAGEMENT, LLC	420	$7,690	0.0%	Sole
Held directly	1,070,162	$19,594,666	100.0%	Sole

VANGUARD CAPITAL MANAGEMENT LLC

$13,576,260

4.55%

741,467

Trium Capital LLP

$12,406,559

4.16%

673,172

KENNEDY CAPITAL MANAGEMENT LLC

$9,870,408

3.31%

539,072

Tributary Capital Management, LLC

$9,855,339

3.30%

538,249

GEODE CAPITAL MANAGEMENT, LLC

$8,063,228

2.70%

440,373

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	63,557	$1,163,728	14.4%	Defined
Held directly	376,816	$6,899,500	85.6%	Defined

MARSHALL WACE, LLP

$7,516,986

2.52%

410,540

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	410,540	$7,516,986	100.0%	Other

STATE STREET CORP

$7,004,307

2.35%

382,540

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	382,540	$7,004,307	100.0%	Defined

JPMORGAN CHASE & CO

$5,970,467

2.00%

326,077

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	9,825	$179,895	3.0%	Defined
J.P. Morgan Investment Management Inc.	25,725	$471,024	7.9%	Defined
J.P. Morgan Securities LLC	290,527	$5,319,548	89.1%	Defined

MORGAN STANLEY

$5,784,162

1.94%

315,902

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	7	$128	0.0%	Defined
MORGAN STANLEY & CO. LLC	4,649	$85,123	1.5%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	257,865	$4,721,508	81.6%	Defined
MORGAN STANLEY SMITH BARNEY LLC	14,262	$261,136	4.5%	Defined
Morgan Stanley Bank, N.A.	3,252	$59,544	1.0%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	35,867	$656,723	11.4%	Defined

GOLDMAN SACHS GROUP INC

$5,728,868

1.92%

312,882

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	211,344	$3,869,708	67.5%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	101,538	$1,859,160	32.5%	Defined

AQR CAPITAL MANAGEMENT LLC

$5,499,113

1.84%

300,334

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
KEB ASSET MANAGEMENT, LLC	1	$18	0.0%	Other
RF&L WEALTH MANAGEMENT, LLC	14	$256	0.0%	Other
Prism Planning Partners LLC	130	$2,380	0.0%	Other
Compound Planning, Inc.	10	$183	0.0%	Other
Arax Advisory Partners	3,388	$62,034	1.1%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	1,623	$29,717	0.5%	Other
Stokes Family Office, LLC	519	$9,502	0.2%	Other
Held directly	294,649	$5,395,023	98.1%	Defined

DIMENSIONAL FUND ADVISORS LP

$4,272,801

1.43%

233,359

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	1,241	$22,722	0.5%	Defined
DFA Australia Ltd.	3,264	$59,763	1.4%	Defined
Dimensional Ireland Ltd	30,894	$565,669	13.2%	Defined
Held directly	197,960	$3,624,647	84.8%	Sole

North Star Investment Management Corp.

$4,013,332

1.34%

219,188

JANE STREET GROUP, LLC

$3,821,077

1.28%

208,688

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	99,246	$1,817,194	47.6%	Defined
Jane Street Global Trading, LLC	109,442	$2,003,883	52.4%	Defined

GLAZER CAPITAL, LLC

$3,690,636

1.24%

201,564

HERALD INVESTMENT MANAGEMENT Ltd

$3,662,000

1.23%

200,000

RENAISSANCE TECHNOLOGIES LLC

$3,388,228

1.14%

185,048

D. E. Shaw & Co., Inc.

$3,359,665

1.13%

183,488

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	183,488	$3,359,665	100.0%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$3,110,649

1.04%

169,888

Rockefeller Capital Management L.P.

$3,089,189

1.04%

168,716

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	168,716	$3,089,189	100.0%	Defined

TWO SIGMA INVESTMENTS, LP

$2,854,364

0.96%

155,891

TUDOR INVESTMENT CORP ET AL

$2,850,903

0.96%

155,702

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$2,797,987

0.94%

152,812

NORTHERN TRUST CORP

$2,780,336

0.93%

151,848

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	149,144	$2,730,826	98.2%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	2,704	$49,510	1.8%	Other

GABELLI FUNDS LLC

$2,692,631

0.90%

147,058

ENVESTNET ASSET MANAGEMENT INC

$2,394,014

0.80%

130,749

Meros Investment Management, LP

$2,384,492

0.80%

130,229

Qube Research & Technologies Ltd

$2,379,494

0.80%

129,956

Polar Asset Management Partners Inc.

$2,341,372

0.78%

127,874

Groupe la Francaise

$2,329,032

0.78%

127,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Caisse Federale de Credit Mutuel joint	127,200	$2,329,032	100.0%	Defined

VANGUARD FIDUCIARY TRUST CO

$2,184,694

0.73%

119,317

GABELLI & Co INVESTMENT ADVISERS, INC.

$2,181,636

0.73%

119,150

CITADEL ADVISORS LLC

$2,020,837

0.68%

110,368

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	57,809	$1,058,482	52.4%	Defined
Held directly	52,559	$962,355	47.6%	Defined

Quantinno Capital Management LP

$2,013,147

0.67%

109,948

RICE HALL JAMES & ASSOCIATES, LLC

$1,886,113

0.63%

103,010

Prescott Group Capital Management, L.L.C.

$1,847,204

0.62%

100,885

BANK OF AMERICA CORP /DE/

$1,754,189

0.59%

95,805

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	95,805	$1,754,189	100.0%	Defined

WELLS FARGO & COMPANY/MN

$1,559,736

0.52%

85,185

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	15,280	$279,776	17.9%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	16,330	$299,002	19.2%	Defined
WELLS FARGO CLEARING SERVICES, LLC	53,575	$980,958	62.9%	Defined

CREDIT INDUSTRIEL ET COMMERCIAL

$1,552,688

0.52%

84,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Caisse Federale de Credit Mutuel	84,800	$1,552,688	100.0%	Defined

Squarepoint Ops LLC

$1,550,033

0.52%

84,655

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	84,655	$1,550,033	100.0%	Defined

Topline Capital Management, LLC

$1,545,583

0.52%

84,412

UBS Group AG

$1,458,207

0.49%

79,640

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	9,096	$166,547	11.4%	Defined
UBS AG	69,484	$1,272,252	87.2%	Defined
UBS Securities LLC	1,060	$19,408	1.3%	Defined

ABC ARBITRAGE SA

$1,453,555

0.49%

78,869

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ABC ARBITRAGE ASSET MANAGEMENT joint	78,869	$1,453,555	100.0%	Other

Nuveen, LLC

$1,257,731

0.42%

68,691

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	29,592	$541,829	43.1%	Defined
TEACHERS ADVISORS, LLC joint	39,099	$715,902	56.9%	Defined

Bank of New York Mellon Corp

$1,246,817

0.42%

68,095

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	29,372	$537,801	43.1%	Defined
The Bank of New York Mellon	32,241	$590,332	47.3%	Defined
BNY Mellon, NA joint	6,480	$118,648	9.5%	Defined
Held directly	2	$36	0.0%	Defined

BNP PARIBAS ARBITRAGE, SA

$975,245

0.33%

53,263

OMERS ADMINISTRATION Corp

$942,965

0.32%

51,500

KORNITZER CAPITAL MANAGEMENT INC /KS

$883,603

0.30%

48,258

Invesco Ltd.

$877,340

0.29%

47,916

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	2,521	$46,158	5.3%	Defined
Invesco Trust Co joint	6,814	$124,764	14.2%	Defined
Invesco Capital Management LLC	38,581	$706,418	80.5%	Defined

Susquehanna Portfolio Strategies, LLC

$756,624

0.25%

41,323

AZZAD ASSET MANAGEMENT INC /ADV

$708,120

0.24%

38,674

Connor, Clark & Lunn Investment Management Ltd.

$706,399

0.24%

38,580

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	38,580	$706,399	100.0%	Sole

CRAWFORD INVESTMENT COUNSEL INC

$695,596

0.23%

37,990

EntryPoint Capital, LLC

$672,691

0.23%

36,739

Virtu Financial LLC

$670,786

0.22%

36,635

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	36,635	$670,786	100.0%	Defined

Navalign, LLC

$640,959

0.21%

35,006

WATER ISLAND CAPITAL LLC

$608,587

0.20%

33,238

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$548,658

0.18%

29,965

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	13,940	$255,241	46.5%	Other
G1 EXECUTION SERVICES, LLC	16,025	$293,417	53.5%	Other

Cerity Partners LLC

$534,541

0.18%

29,194

LPL Financial LLC

$518,246

0.17%

28,304

HSBC HOLDINGS PLC

$514,803

0.17%

28,116

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC BANK PLC	28,116	$514,803	100.0%	Defined

Hennion & Walsh Asset Management, Inc.

$508,244

0.17%

27,577

DEUTSCHE BANK AG\

$488,930

0.16%

26,703

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Deutsche Bank Trust Co Americas	9,846	$180,280	36.9%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC	112	$2,050	0.4%	Defined
DWS Investments UK Ltd	16,745	$306,600	62.7%	Defined

BRIDGEWAY CAPITAL MANAGEMENT, LLC

$488,877

0.16%

26,700

FMR LLC

$485,818

0.16%

26,533

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	26,172	$479,209	98.6%	Defined
STRATEGIC ADVISERS LLC	360	$6,591	1.4%	Defined
FIAM LLC	1	$18	0.0%	Defined

JONES FINANCIAL COMPANIES LLLP

$479,740

0.16%

26,201

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	26,201	$479,740	100.0%	Sole

NATIXIS ADVISORS, LLC

$479,502

0.16%

26,188

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Natixis Investment Managers, L.P.	26,188	$479,502	100.0%	Defined

ROYAL BANK OF CANADA

$470,858

0.16%

25,716

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	522	$9,557	2.0%	Defined
RBC Capital Markets, LLC	24,981	$457,402	97.1%	Defined
RBC Trust Co (Delaware) Ltd	43	$787	0.2%	Defined
CITY NATIONAL BANK	170	$3,112	0.7%	Defined

IEQ CAPITAL, LLC

$466,447

0.16%

25,475

ALLIANCEBERNSTEIN L.P.

$443,285

0.15%

24,210

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	24,210	$443,285	100.0%	Defined

PRELUDE CAPITAL MANAGEMENT, LLC

$435,668

0.15%

23,794

RHUMBLINE ADVISERS

$395,715

0.13%

21,612

SEI INVESTMENTS CO

$390,881

0.13%

21,348

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI TRUST CO	21,348	$390,881	100.0%	Sole

Linden Thomas Advisory Services, LLC

$389,002

0.13%

21,107

Corient Private Wealth LLC

$377,240

0.13%

20,603

FIRST NATIONAL BANK OF OMAHA

$346,297

0.12%

18,913

MERCER GLOBAL ADVISORS INC /ADV

$345,766

0.12%

18,884

CITIGROUP INC

$314,583

0.11%

17,181

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	17,181	$314,583	100.0%	Defined

MILLENNIUM MANAGEMENT LLC

$301,931

0.10%

16,490

Inscription Capital, LLC

$298,562

0.10%

16,306

KING LUTHER CAPITAL MANAGEMENT CORP

$292,960

0.10%

16,000

Pathstone Holdings, LLC

$292,575

0.10%

15,979

Quantbot Technologies LP

$292,483

0.10%

15,974

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	15,974	$292,483	100.0%	Sole

OSAIC HOLDINGS, INC.

$289,774

0.10%

15,826

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	15,826	$289,774	100.0%	Defined

BARCLAYS PLC

$280,765

0.09%

15,334

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	14,885	$272,544	97.1%	Defined
BARCLAYS CAPITAL INC.	449	$8,221	2.9%	Defined

AMERICAN CENTURY COMPANIES INC

$262,437

0.09%

14,333

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	14,333	$262,437	100.0%	Defined

Green Alpha Advisors, LLC

$252,988

0.08%

13,727

AMERIPRISE FINANCIAL INC

$237,737

0.08%

12,984

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	12,984	$237,737	100.0%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$237,627

0.08%

12,978

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	12,978	$237,627	100.0%	Defined

Mariner, LLC

$224,004

0.08%

12,234

CANADA PENSION PLAN INVESTMENT BOARD

$223,382

0.07%

12,200

FEDERATED HERMES, INC.

$210,748

0.07%

11,510

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FEDERATED MDTA LLC	11,510	$210,748	100.0%	Defined

Janney Montgomery Scott LLC

$207,159

0.07%

11,314

Savvy Advisors, Inc.

$188,354

0.06%

10,287

BAILARD, INC.

$184,300

0.06%

10,000

SG Americas Securities, LLC

$174,860

0.06%

9,550

MetLife Investment Management, LLC

$168,708

0.06%

9,214

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	9,214	$168,708	100.0%	Defined

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Key facts CIK 1023459 CUSIP 829214105 13F (30d) 22 filings 22 filers Visit website Investor relations