SOR · Source Capital · Shareholders & Ownership
Market Cap
$371.63M
Shares
8.23M
Volume · Oct 21
6553
Avg daily vol (3M)
9283
Every disclosed holder of SOR in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns SOR
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positionsNo chart: shares outstanding cannot be set against these holders.
| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 1,600,506 | — |
| Insiders (Forms 3, 4, 5) | 0 | — |
| 13D/G-only blocks | 0 | — |
| Registered funds (N-PORT, not summed) | 46,793 | — |
% Out is unavailable: no shares outstanding count is on record.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of SOR
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
DKM Wealth Management, Inc.
13F
CIK 2055833 · Registered investment adviser · Sep 30, 2026
|
318,676 | ||
| 2 |
D.A. DAVIDSON & CO.
13F
CIK 1080107 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
166,920 | ||
| 3 |
Shaker Financial Services, LLC
13F
CIK 1511794 · Registered investment adviser · Sep 30, 2026
|
125,834 | ||
| 4 |
DIVERSIFIED MANAGEMENT INC
13F
CIK 922372 · Registered investment adviser · Sep 30, 2026
|
122,077 | ||
| 5 |
Hara Capital LLC
13F
CIK 2010015 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
99,565 | ||
| 6 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
90,877 | ||
| 7 |
FIRST TRUST ADVISORS LP
13F
CIK 1125816 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
75,554 | ||
| 7.1 |
First Trust Income Opportunities ETF
Fund
S000053967 · Registered fund · Aug 31, 2026
First Trust Exchange-Traded Fund VIII, not summed
|
45,029 | ||
| 8 |
Mesirow Financial Investment Management, Inc.
13F
CIK 1469475 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
75,409 | ||
| 9 |
WELLS FARGO & COMPANY/MN
13F
CIK 72971 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
67,504 | ||
| 10 |
RAYMOND JAMES FINANCIAL INC
13F
CIK 720005 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
58,017 | ||
| 11 |
Invesco Ltd.
13F
CIK 914208 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
33,952 | ||
| 12 |
Anchor Investment Management, LLC
13F
CIK 1634149 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
28,757 | ||
| 13 |
Smith Asset Management Co., LLC
13F
CIK 2068217 · Registered investment adviser · Sep 30, 2026
|
25,455 | ||
| 14 |
|
24,800 | ||
| 15 |
Keating Financial Advisory Services, Inc.
13F
CIK 2103443 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
22,786 | ||
| 16 |
LPL Financial LLC
13F
CIK 1403438 · Broker-dealer · Jun 30, 2026
carried, not yet filed for the newest quarter
|
21,025 | ||
| 17 |
|
15,799 | ||
| 18 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
15,115 | ||
| 19 |
Chemistry Wealth Management LLC
13F
CIK 1910183 · Registered investment adviser · Sep 30, 2026
|
14,160 | ||
| 20 |
Baltimore-Washington Financial Advisors, Inc.
13F
CIK 1555486 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
14,067 | ||
| 21 |
BANK OF AMERICA CORP /DE/
13F
CIK 70858 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
14,038 | ||
| 22 |
PECAUT & CO.
13F
CIK 1597200 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
13,601 | ||
| 23 |
Hennion & Walsh Asset Management, Inc.
13F
CIK 1861642 · Unknown · Sep 30, 2026
|
13,564 | ||
| 24 |
READYSTATE ASSET MANAGEMENT LP
13F
CIK 1900923 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
12,280 | ||
| 25 |
NWF Advisory Services Inc.
13F
CIK 2045735 · Registered investment adviser · Sep 30, 2026
|
12,010 | ||
| 26 |
AE Wealth Management LLC
13F
CIK 1697723 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
11,760 | ||
| 27 |
EVOLVE PRIVATE WEALTH, LLC
13F
CIK 2111131 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
10,666 | ||
| 28 |
Pinnacle Financial Partners, Inc.
13F
CIK 2082866 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
10,334 | ||
| 29 |
CARY STREET PARTNERS FINANCIAL LLC
13F
CIK 1475045 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
9,812 | ||
| 30 |
Capital Investment Counsel, Inc
13F
CIK 1418421 · Registered investment adviser · Sep 30, 2026
|
9,000 | ||
| 31 |
Private Advisor Group, LLC
13F
CIK 1567755 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
7,977 | ||
| 32 |
Janney Montgomery Scott LLC
13F
CIK 1329948 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
7,388 | ||
| 33 |
Cetera Investment Advisers
13F
CIK 1666741 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
6,304 | ||
| 34 |
|
5,560 | ||
| 35 |
PENSION & WEALTH MANAGEMENT ADVISORS, INC.
13F
CIK 2145782 · Registered investment adviser · Sep 30, 2026
|
5,258 | ||
| 36 |
NewEdge Advisors, LLC
13F
CIK 1633516 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
5,120 | ||
| 37 |
Beacon Pointe Advisors, LLC
13F
CIK 1744317 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
4,674 | ||
| 38 |
ASSETMARK, INC
13F
CIK 1344551 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
3,586 | ||
| 39 |
Align Financial, LLC
13F
CIK 2089183 · Unknown · Sep 30, 2026
|
3,346 | ||
| 40 |
JONES FINANCIAL COMPANIES LLLP
13F
CIK 815917 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,766 | ||
| 41 |
ROYAL BANK OF CANADA
13F
CIK 1000275 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,815 | ||
| 42 |
AlphaCentric Advisors LLC
13F
CIK 1913464 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,700 | ||
| 42.1 |
AlphaCentric Real Income Fund
Fund
S000071674 · Registered fund · Jun 30, 2026
MUTUAL FUND SERIES TRUST, not summed
|
1,700 | ||
| 43 |
Crossingbridge Advisors, LLC
13F
CIK 1770024 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,700 | ||
| 44 |
Manchester Capital Management LLC
13F
CIK 1393389 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,520 | ||
| 45 |
Key Capital Management, INC
13F
CIK 2107249 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,308 | ||
| 46 |
NBC SECURITIES, INC.
13F
CIK 791540 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,111 | ||
| 47 |
PNC FINANCIAL SERVICES GROUP, INC.
13F
CIK 713676 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,000 | ||
| 48 |
WOLVERINE ASSET MANAGEMENT LLC
13F
CIK 1279891 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
965 | ||
| 49 |
Rockefeller Capital Management L.P.
13F
CIK 1739439 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
913 | ||
| 50 |
WHI TRUST Co LLC
13F
CIK 2013902 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
912 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
Showing 1–50 of 58 holders
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