SPRU · Spruce Power Holding Corp · Holdings

$1.63 +0.36 (+28.35%) At close · Nov 6 Play latest call Q2 2026 earnings call transcript

Market Cap

$30.57M

19.25M

Volume · Nov 6 268.05K Avg daily vol (3M) 119.56K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of SPRU: 13F, 13D and 13G, insiders and funds →

Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 46

Total Value: $16,382,585

Total Shares: 6,419,925

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 46 13F filers

Top Holder

53.0%

of institutional value

Top 5

82.8%

of institutional value

Top 10

92.1%

of institutional value

HHI

3,112

Highly concentrated

Who Holds SPRU

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 46 filers, like-for-like change -0.6%; actively managed books -1.2%; index-like books +1.9%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	24.7%	22	+4.5%	2	1
Bank	14.1%	8	+0.6%	1	0
Holding company	4.3%	5	+4.8%	0	0
Exempt adviser	0.0%	0	-100.0%	0	1
Broker-dealer	0.0%	0	-100.0%	0	1
Non-US	0.0%	0	—	0	0
Adviser	0.0%	0	—	0	0
Unknown	56.8%	11	-1.5%	2	3

Style	Share	Filers	Change	New	Exited
Index-like	21.0%	9	+1.9%	0	0
Systematic-like	8.1%	6	-2.9%	0	2
Concentrated	53.2%	6	+2.1%	1	0
Diversified active	17.7%	25	-9.2%	4	4
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	24.3%	27	+3.4%	2	0
Medium turnover	0.7%	4	-2.3%	1	0
High turnover	10.1%	10	-20.7%	2	6
Unknown	64.9%	5	+2.1%	0	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	66.5%	7	+2.6%	0	1
Medium horizon	5.5%	6	+43.9%	2	1
Long horizon	25.6%	31	-7.9%	3	1
Unknown	2.3%	2	-42.6%	0	3
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	54.0%	4	+3.5%	1	0
$1B to $10B	3.0%	11	+10.9%	0	4
$10B to $100B	4.9%	8	+9.0%	2	1
$100B or more	38.1%	23	-7.6%	2	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	1.0%	10	-0.1%	0	0
Pooled investment vehicles	8.9%	7	+13.5%	2	1
Registered funds and BDCs	14.8%	5	0.0%	0	0
Unknown	75.3%	24	-2.1%	3	5

Private funds	Share	Filers	Change	New	Exited
Hedge funds	8.8%	6	+0.7%	2	2
Other private funds	1.8%	3	-5.6%	0	0
No private funds	14.2%	13	+0.7%	0	0
Private equity funds	0.0%	0	—	0	0
Unknown	75.3%	24	-0.8%	3	4

Location	Share	Filers	Change	New	Exited
United States	98.3%	40	+0.1%	4	4
Outside the US	1.7%	6	-27.7%	1	2

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Conviction and Crowding

46 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

2.17% of filers hold it in their top 10

Mar 31, 2026: 1

Holders above 5%

median weight 0.000%

Mar 31, 2026: 1

Crowding

4.18%

of shares outstanding, 14th percentile

Mar 31, 2026: 5.20%

Private-fund advisers

3.71%

of shares outstanding

Institutional ownership

35.1%

43.8% of the estimated free float

Top 10 holders

92.4%

of 13F shares, Herfindahl 0.313

Active holders

-1.2%

like-for-like share change of active filers

5% stakes on record

1 13D, 0 13G

How long holders have held it value-weighted 7.1 quarters

Under 1 year 70.6% 1 to 3 years 7.15% 3 years or more 22.2% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$24.25

estimated per share

Mar 31, 2026: $23.08

Quarter-end price

$2.58

implied by 13F values

Estimated gain or loss

-89.4%

price against the estimated cost

Estimated at a loss

98.0%

of costed 13F value

Estimated cost covers 29.7% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shareholder Targets

13F filers that own its peers but not SPRU, quarter ended Jun 30, 2026

SPRU has no holder-overlap peers, so these filers hold the largest Technology stocks: NVDA, AAPL, MSFT, AVGO, MU, AMD, INTC, AMAT, LRCX, CSCO, TSM, KLAC, SNDK, TXN, PANW, MRVL, WDC, APH, ORCL, STX. 7,091 filers in all.

#	Filer	In peers	Of book	Largest peers
1	VANGUARD PORTFOLIO MANAGEMENT LLC Registered adviser, Diversified active	$489,725,900,193 20 held	22.1%	NVDA, AAPL, MSFT
2	Invesco Ltd. Adviser, Diversified active	$413,827,857,231 20 held	32.8%	NVDA, AAPL, MU
3	NORGES BANK Non-US, Index-like	$280,908,085,880 20 held	28.0%	NVDA, AAPL, MSFT
4	BANK OF AMERICA CORP /DE/ Bank, Diversified active	$205,326,967,659 20 held	13.3%	NVDA, AAPL, MSFT
5	Capital Research Global Investors Adviser, Diversified active	$203,724,108,091 19 held	28.5%	AVGO, NVDA, MSFT
6	Capital World Investors Adviser, Diversified active	$185,750,860,435 15 held	22.0%	AVGO, MU, NVDA
7	UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Registered adviser, Index-like	$174,850,027,256 20 held	31.9%	NVDA, AAPL, MSFT
8	CHARLES SCHWAB INVESTMENT MANAGEMENT INC Registered adviser, Diversified active	$146,658,496,220 20 held	19.5%	NVDA, AAPL, MSFT
9	Bank of New York Mellon Corp Bank, Index-like	$142,295,773,520 20 held	23.4%	NVDA, AAPL, MSFT
10	Legal & General Group Plc Unknown, Index-like	$140,613,395,463 20 held	29.3%	NVDA, AAPL, MSFT

Fund Ownership of SPRU by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 4.49% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.92%	+0.04 pp	177,881	5
Index ETFs	3.57%	+0.14 pp	687,160	3
Active ETFs	0.09%	+0.01 pp	17,238	4
Active funds	0.40%	+0.06 pp	76,098	10
Unclassified	0.00%	0.00 pp	0	0
All registered funds	4.98%	+0.25 pp	958,377	22

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 20 Bank 9 Holding company 5 Unknown 12

Showing 47 of 47

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

STEEL PARTNERS HOLDINGS L.P.

$8,847,800

54.01%

3,429,380

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Steel Partners Holdings GP Inc. joint	3,429,380	$8,847,800	100.0%	Other

JPMORGAN CHASE & CO

$1,994,351

12.17%

773,005

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Investment Management Inc.	772,993	$1,994,321	100.0%	Defined
J.P. Morgan Securities plc	12	$30	0.0%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$1,672,010

10.21%

648,066

BlackRock, Inc.

$674,323

4.12%

261,366

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BlackRock Investment Management, LLC	3,876	$10,000	1.5%	Sole
BLACKROCK ADVISORS LLC	110	$283	0.0%	Sole
BlackRock Fund Advisors	56,590	$146,002	21.7%	Sole
BlackRock Institutional Trust Company, N.A.	200,790	$518,038	76.8%	Sole

RENAISSANCE TECHNOLOGIES LLC

$628,315

3.84%

243,533

TWO SIGMA INVESTMENTS, LP

$341,929

2.09%

132,531

GEODE CAPITAL MANAGEMENT, LLC

$329,817

2.01%

192,876

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	41,566	$71,077	21.6%	Defined
Held directly	151,310	$258,740	78.4%	Defined

VANGUARD FIDUCIARY TRUST CO

$264,633

1.62%

102,571

STATE STREET CORP

$235,396

1.44%

91,239

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS TRUST COMPANY	91,239	$235,396	100.0%	Defined

GSA CAPITAL PARTNERS LLP

$203,507

1.24%

78,879

MYDA Advisors LLC

$129,000

0.79%

50,000

RAYMOND JAMES FINANCIAL INC

$119,152

0.73%

46,183

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Raymond James Financial Services Advisors, Inc.	46,183	$119,152	100.0%	Defined

BRIDGEWAY CAPITAL MANAGEMENT, LLC

$113,584

0.69%

44,025

NORTHERN TRUST CORP

$103,225

0.63%

40,010

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	40,010	$103,225	100.0%	Defined

Corient Private Wealth LLC

$97,178

0.59%

37,666

Squarepoint Ops LLC

$89,585

0.55%

34,723

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	34,723	$89,585	100.0%	Defined

JANE STREET GROUP, LLC

$83,579

0.51%

32,395

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	32,395	$83,579	100.0%	Defined

CITADEL ADVISORS LLC

$67,903

0.41%

26,319

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	26,319	$67,903	100.0%	Defined

Essex Financial Services, Inc.

$62,273

0.38%

24,137

XTX Topco Ltd

$62,255

0.38%

24,130

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	24,130	$62,255	100.0%	Defined

Engineers Gate Manager LP

$46,311

0.28%

17,950

JANE STREET GROUP, LLC

$45,408

0.28%

17,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	17,600	$45,408	100.0%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$44,123

0.27%

17,102

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	17,102	$44,123	100.0%	Defined

GOLDMAN SACHS GROUP INC

$42,379

0.26%

16,426

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	16,426	$42,379	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$31,334

0.19%

12,145

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	12,145	$31,334	100.0%	Other

DIMENSIONAL FUND ADVISORS LP

$24,953

0.15%

14,593

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DFA Australia Ltd.	2,233	$3,818	15.3%	Defined
Dimensional Ireland Ltd	8,334	$14,251	57.1%	Defined
Held directly	4,026	$6,884	27.6%	Sole

Vanguard Global Advisers, LLC

$12,115

0.07%

4,696

ROYAL BANK OF CANADA

$8,885

0.05%

3,444

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	3,444	$8,885	100.0%	Defined

OSAIC HOLDINGS, INC.

$3,792

0.02%

1,470

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	780	$2,012	53.1%	Defined
Osaic Advisory Services, LLC	690	$1,780	46.9%	Defined

MORGAN STANLEY

$1,539

0.01%

597

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	15	$38	2.5%	Defined
MORGAN STANLEY SMITH BARNEY LLC	582	$1,501	97.5%	Defined

JONES FINANCIAL COMPANIES LLLP

$516

0.00%

200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	200	$516	100.0%	Sole

Medallion Wealth Advisors, LLC

$322

0.00%

125

SIMPLEX TRADING, LLC

$224

0.00%

131

WELLS FARGO & COMPANY/MN

$224

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	87	$224	100.0%	Defined

Farther Finance Advisors, LLC

$138

0.00%

HARBOUR INVESTMENTS, INC.

$110

0.00%

CoreCap Advisors, LLC

$99

0.00%

SHP Wealth Management

$74

0.00%

Allworth Financial LP

$59

0.00%

UBS Group AG

$40

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	8	$20	50.0%	Defined
UBS AG	8	$20	50.0%	Defined

FMR LLC

$30

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	12	$30	100.0%	Defined

Larson Financial Group LLC

$29

0.00%

DANSKE BANK A/S

$28

0.00%

Moisand Fitzgerald Tamayo, LLC

$22

0.00%

BARCLAYS PLC

$13

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS CAPITAL INC.	8	$13	100.0%	Defined

HUNTINGTON NATIONAL BANK

0.00%

CITIGROUP INC

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	1	$1	100.0%	Defined

Key facts CIK 1772720 CUSIP 9837FR209 13F (30d) 20 filings 11 filers Visit website Investor relations