TMP · Tompkins Financial Corp · Insider Trading
You came from your AI assistant. Add Equibles to it and ask about this data directly, free.
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
Insider Sentiment Score
Peer-relative 0–100 rank of how aggressively insiders accumulated over the trailing 90 days. See the full ranking.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-11-10 | Kershaw David |
SVP, PAO |
Sell↓
|
Common Stock
(I)
|
500 |
| 2026-11-09 | Tomazin Matthew D |
EVP, CFO & Treasurer |
Tax↓
Filing footnotes — Common Stock (Direct)
Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. |
Common Stock
|
43 |
| 2026-11-09 | Torcello Diane D |
EVP & President, Tompkins WNY |
Tax↓
Filing footnotes — Common Stock (Direct)
Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. |
Common Stock
|
38 |
| 2026-11-09 | ROMAINE STEPHEN S |
Director, President & CEO |
Tax↓
Filing footnotes — Common Stock (Direct)
Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. |
Common Stock
|
395 |
| 2026-11-09 | Tomazin Matthew D |
EVP, CFO & Treasurer |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. |
Common Stock
|
950 |
| 2026-11-09 | Mastin Stacie M |
SVP, Director of HR |
Tax↓
Filing footnotes — Common Stock (Direct)
Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. |
Common Stock
|
22 |
| 2026-11-09 | Tomazin Matthew D |
EVP, CFO & Treasurer |
Tax↓
Filing footnotes — Common Stock (Direct)
Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. |
Common Stock
|
41 |
| 2026-11-09 | Guarino Charles J |
SVP Chief Bank Operations Off. |
Tax↓
Filing footnotes — Common Stock (Direct)
Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. |
Common Stock
|
37 |
| 2026-11-09 | ROMAINE STEPHEN S |
Director, President & CEO |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. |
Common Stock
|
3,250 |
| 2026-11-09 | Torcello Diane D |
EVP & President, Tompkins WNY |
Tax↓
Filing footnotes — Common Stock (Direct)
Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. |
Common Stock
|
105 |
| 2026-11-09 | ROMAINE STEPHEN S |
Director, President & CEO |
Tax↓
Filing footnotes — Common Stock (Direct)
Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. |
Common Stock
|
631 |
| 2026-11-09 | Tomazin Matthew D |
EVP, CFO & Treasurer |
Tax↓
Filing footnotes — Common Stock (Direct)
Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. |
Common Stock
|
105 |
| 2026-11-09 | ROMAINE STEPHEN S |
Director, President & CEO |
Tax↓
Filing footnotes — Common Stock (Direct)
Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. |
Common Stock
|
370 |
| 2026-11-09 | Mastin Stacie M |
SVP, Director of HR |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. |
Common Stock
|
475 |
| 2026-11-09 | Torcello Diane D |
EVP & President, Tompkins WNY |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. |
Common Stock
|
675 |
| 2026-11-09 | Kershaw David |
SVP, PAO |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. |
Common Stock
|
385 |
| 2026-11-09 | Guarino Charles J |
SVP Chief Bank Operations Off. |
Tax↓
Filing footnotes — Common Stock (Direct)
Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. |
Common Stock
|
43 |
| 2026-11-09 | Kershaw David |
SVP, PAO |
Tax↓
Filing footnotes — Common Stock (Direct)
Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. |
Common Stock
|
41 |
| 2026-11-09 | Mastin Stacie M |
SVP, Director of HR |
Tax↓
Filing footnotes — Common Stock (Direct)
Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. |
Common Stock
|
15 |
| 2026-11-09 | Torcello Diane D |
EVP & President, Tompkins WNY |
Tax↓
Filing footnotes — Common Stock (Direct)
Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. |
Common Stock
|
37 |
| 2026-11-09 | Kershaw David |
SVP, PAO |
Tax↓
Filing footnotes — Common Stock (Direct)
Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. |
Common Stock
|
64 |
| 2026-11-09 | Kershaw David |
SVP, PAO |
Tax↓
Filing footnotes — Common Stock (Direct)
Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. |
Common Stock
|
38 |
| 2026-11-09 | Guarino Charles J |
SVP Chief Bank Operations Off. |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. |
Common Stock
|
475 |
| 2026-11-09 | Mastin Stacie M |
SVP, Director of HR |
Tax↓
Filing footnotes — Common Stock (Direct)
Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. |
Common Stock
|
40 |
| 2026-11-09 | Taylor Eric W |
EVP, President TFA |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. |
Common Stock
|
630 |
| 2026-11-09 | Kunkel Ginger G |
President TCB Pennsylvania |
Tax↓
Filing footnotes — Common Stock (Direct)
Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. |
Common Stock
|
80 |
| 2026-11-09 | Guarino Charles J |
SVP Chief Bank Operations Off. |
Tax↓
Filing footnotes — Common Stock (Direct)
Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. |
Common Stock
|
105 |
| 2026-11-09 | Kunkel Ginger G |
President TCB Pennsylvania |
Tax↓
Filing footnotes — Common Stock (Direct)
Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. |
Common Stock
|
51 |
| 2026-11-09 | Huhtala John E |
EVP, President of TCB CNY |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. |
Common Stock
|
605 |
| 2026-11-09 | Kunkel Ginger G |
President TCB Pennsylvania |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. |
Common Stock
|
620 |
| 2026-10-16 | DeMilia David M |
EVP, Pres of TCB Hudson Valley |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares withheld for Option cost and taxes |
Common Stock
|
227 |
| 2026-10-16 | DeMilia David M |
EVP, Pres of TCB Hudson Valley |
Convert↑
|
Common Stock
|
255 |
| 2026-10-16 | DeMilia David M |
EVP, Pres of TCB Hudson Valley |
Convert↓
Filing footnotes — Stock Appreciation Rights (SAR) (Direct)
Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a five-year vesting schedule, with 0% vesting in year one and 25% vesting in years two through five. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. |
Stock Appreciation Rights (SAR)
|
255 |
| 2026-10-14 | DeMilia David M |
EVP, Pres of TCB Hudson Valley |
Other↑
Filing footnotes — Common Stock (Direct)
Optional cash purchase through Tompkins Financial Dividend Reinvestment and Stock Puchase and Sale Plan. |
Common Stock
|
1 |
| 2026-10-02 | Catarisano Nancy E. |
Director |
Award↑
Filing footnotes — Phantom Stock (Direct)
Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. |
Phantom Stock
|
90 |
| 2026-10-02 | Coletti Janet M. |
Director |
Award↑
Filing footnotes — Phantom Stock (Direct)
Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. |
Phantom Stock
|
19 |
| 2026-10-02 | Catarisano Nancy E. |
Director |
Award↑
Filing footnotes — Phantom Stock (Direct)
Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. |
Phantom Stock
|
209 |
| 2026-10-02 | Eaton Helen |
Director |
Award↑
Filing footnotes — Phantom Stock (Direct)
Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. |
Phantom Stock
|
156 |
| 2026-10-02 | Davidson Heidi M |
Director |
Award↑
Filing footnotes — Phantom Stock (Direct)
Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. |
Phantom Stock
|
169 |
| 2026-10-02 | Davidson Heidi M |
Director |
Award↑
Filing footnotes — Phantom Stock (Direct)
Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. |
Phantom Stock
|
90 |
| 2026-10-01 | Fessenden Daniel J. |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock elected to be received by the reporting person in lieu of cash retainer fees pursuant to the Second Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. |
Common Stock
|
128 |
| 2026-10-01 | Lee Angela B |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock elected to be received by the reporting person in lieu of cash retainers pursuant to the Second Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. |
Common Stock
|
216 |
| 2026-10-01 | Johnson Patricia A |
Director |
Award↑
Filing footnotes — Common Stock Drip (Direct)
Represents shares of common stock elected to be received by the reporting person in lieu of cash retainer fees pursuant to the Second Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. |
Common Stock Drip
|
187 |
| 2026-09-14 | DeMilia David M |
EVP, Pres of TCB Hudson Valley |
Other↑
Filing footnotes — Common Stock (Direct)
Optional cash purchase through Tompkins Financial Dividend Reinvestment and Stock Puchase and Sale Plan. |
Common Stock
|
1 |
| 2026-09-02 | Fontaine Alyssa H |
EVP, General Counsel & CRO |
Convert↓
Filing footnotes — Stock Appreciation Rights (SAR) (Direct)
Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a five-year vesting schedule, with 0% vesting in year one and 25% vesting in years two through five. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. |
Stock Appreciation Rights (SAR)
|
802 |
| 2026-09-02 | Fontaine Alyssa H |
EVP, General Counsel & CRO |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares withheld for Option cost and taxes. |
Common Stock
|
713 |
| 2026-09-02 | Fontaine Alyssa H |
EVP, General Counsel & CRO |
Convert↑
|
Common Stock
|
802 |
| 2026-08-12 | DeMilia David M |
EVP, Pres of TCB Hudson Valley |
Other↑
Filing footnotes — Common Stock (Direct)
Optional cash purchase through Tompkins Financial Dividend Reinvestment and Stock Puchase and Sale Plan. |
Common Stock
|
0 |
| 2026-08-07 | McKenna John M |
EVP, Pres. Tompkins Comm. Bank |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares withheld for Option cost and taxes |
Common Stock
|
712 |
| 2026-08-07 | McKenna John M |
EVP, Pres. Tompkins Comm. Bank |
Convert↑
|
Common Stock
|
802 |