UNCY · Unicycive Therapeutics, Inc. · Holdings

$3.87 +0.07 (+1.84%) At close · Oct 21

Russell 2000 member Rebalance outlook locked

Market Cap

$110.45M

27.86M

Volume · Oct 21 1.44M Avg daily vol (3M) 864.16K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of UNCY: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 84

Total Value: $65,563,021

Total Shares: 13,979,251

Institutional Ownership Trend

21 quarters

Holder Concentration

Across 79 13F filers

Top Holder

10.2%

of institutional value

Top 5

43.0%

of institutional value

Top 10

64.5%

of institutional value

HHI

534

Broadly held

Who Holds UNCY

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 79 filers, like-for-like change +17.2%; actively managed books -12.4%; index-like books +185.2%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	59.0%	32	-16.9%	13	3
Exempt adviser	5.5%	2	+251.0%	0	0
Adviser	0.1%	1	-77.2%	1	1
Bank	9.0%	11	+383.3%	3	0
Broker-dealer	0.0%	1	new	1	0
Benefit plan	0.0%	2	-83.9%	2	1
Non-US	0.2%	3	-76.2%	1	0
Holding company	14.4%	5	+564.5%	2	0
Unknown	11.7%	22	+70.5%	12	2

Style	Share	Filers	Change	New	Exited
Index-like	36.4%	16	+185.2%	7	0
Systematic-like	9.3%	8	-41.1%	3	0
Concentrated	14.5%	9	+14.6%	1	1
Diversified active	39.8%	46	-9.9%	24	6
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	29.7%	42	+349.3%	25	0
Medium turnover	29.2%	10	-21.7%	2	4
High turnover	28.1%	21	-14.7%	6	3
Unknown	12.9%	6	+53.8%	2	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	18.1%	13	+6.0%	4	2
Medium horizon	29.4%	14	+89.9%	5	1
Long horizon	24.7%	45	-0.6%	24	2
Unknown	27.8%	7	-0.4%	2	2
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	10.0%	11	-8.4%	3	2
$1B to $10B	36.0%	21	-8.9%	8	1
$10B to $100B	6.1%	11	+151.9%	8	4
$100B or more	47.8%	36	+47.6%	16	0
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	0.2%	7	+1.4%	1	0
Pooled investment vehicles	39.1%	11	-35.3%	2	3
Registered funds and BDCs	17.4%	6	+74.6%	3	0
Insurance companies	0.2%	2	new	2	0
Governments and sovereign funds	0.3%	1	new	1	0
Corporations	0.0%	1	new	1	0
Other investment advisers	0.0%	0	—	0	0
Diversified	1.0%	3	new	3	0
Pension and profit sharing plans	0.0%	0	—	0	0
Unknown	41.9%	48	+183.9%	22	4

Private funds	Share	Filers	Change	New	Exited
Hedge funds	27.9%	11	+3.6%	4	2
Private equity funds	13.5%	3	-56.3%	1	1
Venture capital funds	4.1%	1	0.0%	0	0
Real estate funds	0.0%	1	0.0%	0	0
Other private funds	1.9%	5	+29.7%	2	0
Mixed private funds	0.2%	1	new	1	0
No private funds	16.1%	11	+82.8%	5	0
Unknown	36.4%	46	+175.9%	22	4

Location	Share	Filers	Change	New	Exited
United States	93.1%	67	+13.0%	32	5
Outside the US	6.9%	12	+138.0%	3	2
Unknown	0.0%	0	—	0	0

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Conviction and Crowding

79 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.000%

Mar 31, 2026: 0

Crowding

25.0%

of shares outstanding, 71st percentile

Mar 31, 2026: 31.8%

Private-fund advisers

21.0%

of shares outstanding

Institutional ownership

43.5%

46.6% of the estimated free float

Top 10 holders

67.6%

of 13F shares, Herfindahl 0.061

Active holders

-12.4%

like-for-like share change of active filers

5% stakes on record

0 13D, 5 13G (2 institutional, 3 passive, 0 exempt)

How long holders have held it value-weighted 7.3 quarters

Under 1 year 43.4% 1 to 3 years 31.0% 3 years or more 25.5% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $1,457,567 (1 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$6.75

estimated per share

Mar 31, 2026: $5.72

Quarter-end price

$4.69

implied by 13F values

Estimated gain or loss

-30.5%

price against the estimated cost

Estimated at a loss

87.4%

of costed 13F value

Estimated cost covers 70.3% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies UNCY's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	TLPH Talphera, Inc.	3	0.354
2	NERV Minerva Neurosciences, Inc.	3	0.316
3	SMMT Summit Therapeutics Inc.	4	0.278
4	AVBP ArriVent BioPharma, Inc.	4	0.261
5	DBVT DBV Technologies S.A.	3	0.243
6	EDIT Editas Medicine, Inc.	3	0.243
7	ABVX Abivax S.A.	7	0.232
8	TRVI Trevi Therapeutics, Inc.	5	0.231
9	FTH Faeth Therapeutics, Inc.	3	0.218
10	AVTX Avalo Therapeutics, Inc.	4	0.214

Shareholder Targets

13F filers that own its peers but not UNCY, quarter ended Jun 30, 2026

Found through its holder-overlap peers: TLPH, NERV, SMMT, AVBP, DBVT, EDIT, ABVX, TRVI, FTH, AVTX, VOR, OKUR, LBRX, COGT, OLMA, GERN, TNGX, IMCR, IVA, CRVS. 794 filers in all.

#	Filer	In peers	Of book	Largest peers
1	TCG Crossover Management, LLC Unknown, Diversified active	$1,515,519,161 7 held	36.4%	ABVX, TNGX, COGT
2	Jupiter Topco LLC Unknown, Diversified active	$828,564,368 11 held	0.340%	COGT, ABVX, TNGX
3	RTW INVESTMENTS, LP Registered adviser, Diversified active	$685,260,643 5 held	5.85%	TNGX, IMCR, COGT
4	BAKER BROS. ADVISORS LP Registered adviser, Concentrated	$560,899,724 6 held	2.82%	SMMT, FTH, DBVT
5	WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active	$544,215,290 13 held	0.090%	IMCR, COGT, TRVI
6	Caligan Partners LP Registered adviser, Concentrated	$516,793,790 8 held	24.9%	ABVX, TNGX, AVTX
7	Darwin Global Management, Ltd. Exempt adviser, Concentrated	$482,612,150 1 held	12.5%	ABVX
8	Siren, L.L.C. Unknown, Diversified active	$466,425,011 6 held	9.47%	TNGX, ABVX, COGT
9	FARALLON CAPITAL MANAGEMENT LLC Registered adviser, Diversified active	$460,001,862 6 held	2.71%	TNGX, AVTX, ABVX
10	Boxer Capital Management, LLC Registered adviser, Concentrated	$459,468,880 7 held	34.8%	TNGX, ABVX, CRVS

Fund Ownership of UNCY by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 8.32% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	1.25%	+0.67 pp	348,011	34
Index ETFs	7.07%	+4.22 pp	1,969,310	6
Active ETFs	0.30%	+0.29 pp	82,596	5
Active funds	0.34%	+0.28 pp	95,921	16
Unclassified	0.00%	0.00 pp	0	0
All registered funds	8.96%	+5.46 pp	2,495,838	61

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 37 Exempt adviser 2 Adviser 1 Bank 11 Broker-dealer 1 Benefit plan 2 Non-US 3 Holding company 5 Unknown 22

Showing 94 of 94

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$6,628,754

10.11%

1,413,381

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	7,676	$36,000	0.5%	Sole
BlackRock Investment Management, LLC	72,876	$341,788	5.2%	Sole
BLACKROCK ADVISORS LLC	53,930	$252,931	3.8%	Sole
BlackRock Fund Advisors	926,337	$4,344,520	65.5%	Sole
BlackRock Institutional Trust Company, N.A.	352,562	$1,653,515	24.9%	Sole

Nantahala Capital Management, LLC

$6,572,786

10.03%

1,401,447

VANGUARD CAPITAL MANAGEMENT LLC

$5,025,245

7.66%

1,071,481

Octagon Capital Advisors LP

$4,690,000

7.15%

1,000,000

DIADEMA PARTNERS LP

$3,717,294

5.67%

792,600

GEODE CAPITAL MANAGEMENT, LLC

$2,645,248

4.03%

564,019

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	91,963	$431,306	16.3%	Defined
Held directly	472,056	$2,213,942	83.7%	Defined

Vivo Capital, LLC

$2,579,500

3.93%

550,000

MARSHALL WACE, LLP

$2,569,472

3.92%

547,862

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	547,862	$2,569,472	100.0%	Other

Logos Global Management LP

$2,221,010

3.39%

473,563

STATE STREET CORP

$2,111,259

3.22%

450,162

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	450,162	$2,111,259	100.0%	Defined

Caption Management, LLC

$1,969,800

3.00%

420,000

Diametric Capital, LP

$1,754,679

2.68%

374,132

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thakore Nainoor	374,132	$1,754,679	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$1,570,212

2.39%

334,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	334,800	$1,570,212	100.0%	Other

J. Goldman & Co LP

$1,535,248

2.34%

327,345

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$1,476,412

2.25%

314,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	314,800	$1,476,412	100.0%	Other

DIADEMA PARTNERS LP

$1,424,240

2.17%

303,676

MILLENNIUM MANAGEMENT LLC

$1,273,128

1.94%

271,456

Dauntless Investment Group, LLC

$1,003,660

1.53%

214,000

CITIGROUP INC

$856,646

1.31%

182,654

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	182,654	$856,646	100.0%	Defined

NORTHERN TRUST CORP

$853,250

1.30%

181,930

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	178,104	$835,307	97.9%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	3,826	$17,943	2.1%	Other

JANE STREET GROUP, LLC

$839,041

1.28%

178,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	178,900	$839,041	100.0%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$793,529

1.21%

169,196

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$750,582

1.14%

160,039

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	160,039	$750,582	100.0%	Other

Jump Financial, LLC

$717,570

1.09%

153,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Leap GP LLC joint	153,000	$717,570	100.0%	Defined

VANGUARD FIDUCIARY TRUST CO

$698,645

1.07%

148,965

CITADEL ADVISORS LLC

$692,713

1.06%

147,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	147,700	$692,713	100.0%	Defined

GOLDMAN SACHS GROUP INC

$681,475

1.04%

145,304

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	91,060	$427,071	62.7%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	54,244	$254,404	37.3%	Defined

DIMENSIONAL FUND ADVISORS LP

$670,912

1.02%

143,052

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	2,360	$11,068	1.6%	Defined
DFA Australia Ltd.	5,366	$25,166	3.8%	Defined
Dimensional Ireland Ltd	7,831	$36,727	5.5%	Defined
Held directly	127,495	$597,951	89.1%	Sole

Caption Management, LLC

$515,900

0.79%

110,000

MORGAN STANLEY

$514,233

0.78%

109,645

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	1,550	$7,269	1.4%	Defined
MORGAN STANLEY & CO. LLC	29,780	$139,668	27.2%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	37,466	$175,715	34.2%	Defined
MORGAN STANLEY SMITH BARNEY LLC	6,725	$31,540	6.1%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	34,124	$160,041	31.1%	Defined

Seven Fleet Capital Management LP

$484,946

0.74%

103,400

LOS ANGELES CAPITAL MANAGEMENT LLC

$445,639

0.68%

95,019

CITADEL ADVISORS LLC

$433,825

0.66%

92,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	92,500	$433,825	100.0%	Defined

Persistent Asset Partners Ltd

$422,873

0.64%

90,165

Scientech Research LLC

$349,358

0.53%

74,490

UBS Group AG

$325,378

0.50%

69,377

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	69,377	$325,378	100.0%	Defined

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$302,846

0.46%

64,504

CITADEL ADVISORS LLC

$286,877

0.44%

61,168

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	61,168	$286,877	100.0%	Defined

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$257,208

0.39%

54,842

Bank of New York Mellon Corp

$247,664

0.38%

52,807

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	15,012	$70,406	28.4%	Defined
The Bank of New York Mellon	37,793	$177,249	71.6%	Defined
Held directly	2	$9	0.0%	Defined

CANTOR FITZGERALD, L. P.

$234,500

0.36%

50,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Cantor Fitzgerald & Co.	50,000	$234,500	100.0%	Defined

Nuveen, LLC

$224,275

0.34%

47,820

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	14,761	$69,229	30.9%	Defined
TEACHERS ADVISORS, LLC joint	33,059	$155,046	69.1%	Defined

SIMPLEX TRADING, LLC

$189,579

0.29%

40,422

BARCLAYS PLC

$182,914

0.28%

39,001

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	3,270	$15,336	8.4%	Defined
BARCLAYS CAPITAL INC.	35,731	$167,578	91.6%	Defined

BANK OF AMERICA CORP /DE/

$148,382

0.23%

31,638

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	14,080	$66,035	44.5%	Defined
BOFA SECURITIES, INC.	17,558	$82,347	55.5%	Defined

JANE STREET GROUP, LLC

$138,355

0.21%

29,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	29,500	$138,355	100.0%	Defined

RHUMBLINE ADVISERS

$137,360

0.21%

29,288

PRELUDE CAPITAL MANAGEMENT, LLC

$130,002

0.20%

27,719

DEUTSCHE BANK AG\

$113,845

0.17%

24,274

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	445	$2,087	1.8%	Defined
DWS Investments UK Ltd	23,829	$111,758	98.2%	Defined

WELLS FARGO & COMPANY/MN

$103,503

0.16%

22,069

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	22,069	$103,503	100.0%	Defined

ALLIANCEBERNSTEIN L.P.

$101,210

0.15%

21,580

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	21,580	$101,210	100.0%	Defined

Chicago Partners Investment Group LLC

$100,412

0.15%

21,410

PRICE T ROWE ASSOCIATES INC /MD/

$94,025

0.14%

20,048

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	20,048	$94,025	100.0%	Defined

MetLife Investment Management, LLC

$72,920

0.11%

15,548

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	15,548	$72,920	100.0%	Defined

SEI INVESTMENTS CO

$69,229

0.11%

14,761

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI TRUST CO	14,761	$69,229	100.0%	Sole

Invesco Ltd.

$61,940

0.09%

13,207

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	3,464	$16,246	26.2%	Defined
Invesco Trust Co joint	9,743	$45,694	73.8%	Defined

Virtu Financial LLC

$54,450

0.08%

11,610

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	11,610	$54,450	100.0%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$52,767

0.08%

11,251

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	11,251	$52,767	100.0%	Defined

JANE STREET GROUP, LLC

$52,401

0.08%

11,173

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	11,173	$52,401	100.0%	Defined

XTX Topco Ltd

$49,714

0.08%

10,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	10,600	$49,714	100.0%	Defined

JPMORGAN CHASE & CO

$47,509

0.07%

10,130

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	10,130	$47,509	100.0%	Defined

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$46,950

0.07%

10,000

Vanguard Global Advisers, LLC

$36,896

0.06%

7,867

Police & Firemen's Retirement System of New Jersey

$33,796

0.05%

7,206

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	7,206	$33,796	100.0%	Defined

NEW YORK STATE COMMON RETIREMENT FUND

$30,485

0.05%

6,500

STRS OHIO

$22,512

0.03%

4,800

BNP PARIBAS ARBITRAGE, SA

$17,512

0.03%

3,734

GABLES CAPITAL MANAGEMENT INC.

$14,070

0.02%

3,000

Legal & General Group Plc

$11,091

0.02%

2,365

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	2,365	$11,091	100.0%	Defined

GROUP ONE TRADING LLC

$10,787

0.02%

2,300

Ameritas Investment Partners, Inc.

$10,397

0.02%

2,217

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EATON VANCE MANAGEMENT	2,217	$10,397	100.0%	Other

Rockefeller Capital Management L.P.

$9,849

0.02%

2,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	2,100	$9,849	100.0%	Defined

Persistent Asset Partners Ltd

$9,487

0.01%

2,023

Russell Investments Group, Ltd.

$9,159

0.01%

1,953

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	1,953	$9,159	100.0%	Defined

Tower Research Capital LLC (TRC)

$8,385

0.01%

1,788

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	1,788	$8,385	100.0%	Defined

ROYAL BANK OF CANADA

$3,718

0.01%

793

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	792	$3,714	99.9%	Defined
Held directly	1	$4	0.1%	Sole

GAMMA Investing LLC

$3,563

0.01%

759

OSAIC HOLDINGS, INC.

$2,973

0.00%

634

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	634	$2,973	100.0%	Defined

SBI Securities Co., Ltd.

$2,612

0.00%

557

ACTION POINT FINANCIAL PLANNING, LLC

$2,345

0.00%

500

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$1,575

0.00%

336

TFC Financial Management, Inc.

$1,407

0.00%

300

Larson Financial Group LLC

$938

0.00%

200

FMR LLC

$922

0.00%

197

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	84	$393	42.6%	Defined
STRATEGIC ADVISERS LLC	113	$529	57.4%	Defined

Farther Finance Advisors, LLC

$868

0.00%

185

Sterling Capital Management LLC

$633

0.00%

135

HARBOUR INVESTMENTS, INC.

$469

0.00%

100

Root Financial Partners, LLC

$380

0.00%

Fortitude Family Office, LLC

$352

0.00%

Caitong International Asset Management Co., Ltd

$243

0.00%

IFP Advisors, Inc

$201

0.00%

Essential Partners LLC

$65

0.00%

Bogart Wealth, LLC

$28

0.00%

DANSKE BANK A/S

0.00%

Key facts CIK 1766140 CUSIP 90466Y202 13F (30d) 8 filings 8 filers Visit website Investor relations