AVBP · ArriVent BioPharma, Inc. · Holdings

$18.85 +0.91 (+5.07%) At close · Oct 20

Russell 2000 member Rebalance outlook locked

Market Cap

$921.31M

49.31M

Volume · Oct 20 817.87K Avg daily vol (3M) 1M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of AVBP: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 158

Total Value: $1,634,964,067

Total Shares: 47,076,420

Showing 1–100 of 162 holdings by value · page 1 of 2

Institutional Ownership Trend

11 quarters

Holder Concentration

Across 159 13F filers

Top Holder

9.6%

of institutional value

Top 5

40.7%

of institutional value

Top 10

61.8%

of institutional value

HHI

493

Broadly held

Who Holds AVBP

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 157 filers, like-for-like change +9.6%; actively managed books +6.8%; index-like books +21.1%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	54.1%	75	+11.7%	16	9
Exempt adviser	8.6%	4	-4.8%	2	3
Adviser	1.4%	3	+210.5%	1	0
Bank	6.4%	13	+19.2%	1	0
Insurer	0.0%	1	new	1	0
Benefit plan	0.1%	3	+137.8%	2	0
Non-US	0.2%	5	+54.4%	0	0
Holding company	15.6%	6	+0.9%	0	1
Broker-dealer	0.0%	0	—	0	0
Unknown	13.7%	47	+10.2%	11	2

Style	Share	Filers	Change	New	Exited
Index-like	21.3%	28	+21.1%	4	0
Systematic-like	6.3%	21	+12.0%	6	2
Concentrated	32.3%	18	+0.2%	6	6
Diversified active	40.1%	90	+12.0%	18	7
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	31.7%	69	+12.8%	13	3
Medium turnover	52.6%	37	+3.0%	6	5
High turnover	9.4%	34	+29.5%	9	5
Unknown	6.3%	17	+29.9%	6	2
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	7.1%	32	+29.9%	10	3
Medium horizon	28.6%	27	+14.1%	8	4
Long horizon	34.4%	85	+9.7%	15	6
Unknown	29.9%	13	+1.8%	1	2
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	23.8%	26	+5.2%	11	6
$1B to $10B	36.3%	42	+7.2%	10	2
$10B to $100B	4.2%	39	-8.6%	10	6
$100B or more	35.7%	50	+18.2%	3	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	0.2%	18	+72.1%	6	4
Pooled investment vehicles	44.1%	27	+7.6%	4	4
Registered funds and BDCs	8.4%	14	+23.8%	3	0
Pension and profit sharing plans	0.0%	1	+25.2%	0	0
Insurance companies	0.1%	3	+23.9%	0	0
Governments and sovereign funds	0.3%	2	+236.0%	1	0
Other investment advisers	0.0%	1	+21.2%	0	0
Diversified	0.3%	7	-2.6%	1	1
Unknown	46.7%	84	+8.7%	19	6

Private funds	Share	Filers	Change	New	Exited
Hedge funds	33.1%	27	-0.6%	7	8
Private equity funds	8.2%	9	+30.8%	4	0
Venture capital funds	5.4%	3	+35.2%	0	0
Real estate funds	0.0%	2	+79.3%	0	1
Securitized asset funds	0.0%	1	0.0%	0	0
Other private funds	7.3%	6	+2.8%	0	0
Mixed private funds	0.1%	2	+79.7%	1	0
Private funds, type not stated	0.0%	1	-28.5%	0	0
No private funds	8.0%	27	+21.5%	6	3
Unknown	37.9%	79	+11.6%	16	3

Location	Share	Filers	Change	New	Exited
United States	84.2%	126	+13.8%	32	10
Outside the US	15.8%	31	-8.3%	2	5

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-03-31 13F and 2 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

157 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

7.01% of filers hold it in their top 10

Mar 31, 2026: 6

Holders above 5%

median weight 0.002%

Mar 31, 2026: 4

Crowding

56.9%

of shares outstanding, 99th percentile

Mar 31, 2026: 54.4%

Private-fund advisers

54.2%

of shares outstanding

Institutional ownership

99.0%

109.5% of the estimated free float above 100%: filers can report lent or client shares more than once

Top 10 holders

63.0%

of 13F shares, Herfindahl 0.051

Active holders

+6.8%

like-for-like share change of active filers

5% stakes on record

1 13D, 8 13G (2 institutional, 2 passive, 4 exempt)

How long holders have held it value-weighted 7.8 quarters

Under 1 year 21.1% 1 to 3 years 78.9% 3 years or more 0.000% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $9,101,795 (2 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$22.21

estimated per share

Mar 31, 2026: $21.01

Quarter-end price

$34.74

implied by 13F values

Estimated gain or loss

+56.4%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 84.8% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies AVBP's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	TRVI Trevi Therapeutics, Inc.	12	0.326
2	NERV Minerva Neurosciences, Inc.	5	0.310
3	ERAS Erasca, Inc.	9	0.272
4	STRO Sutro Biopharma, Inc.	5	0.272
5	PRAX Praxis Precision Medicines, Inc.	10	0.269
6	MBX MBX Biosciences, Inc.	8	0.269
7	IRON Disc Medicine, Inc.	8	0.265
8	ODTX Odyssey Therapeutics, Inc.	6	0.263
9	CMPX Compass Therapeutics, Inc.	6	0.263
10	UNCY Unicycive Therapeutics, Inc.	4	0.261

Shareholder Targets

13F filers that own its peers but not AVBP, quarter ended Jun 30, 2026

Found through its holder-overlap peers: TRVI, NERV, ERAS, STRO, PRAX, MBX, IRON, ODTX, CMPX, UNCY, MANE, ELVN, VERA, AVLN, CTNM, RCUS, COGT, CRNX, DNTH, XENE. 628 filers in all.

#	Filer	In peers	Of book	Largest peers
1	T. Rowe Price Investment Management, Inc. Adviser, Diversified active	$1,113,226,165 8 held	0.730%	ERAS, DNTH, XENE
2	Frazier Life Sciences Management, L.P. Registered adviser, Concentrated	$1,109,201,122 4 held	24.2%	ERAS, MBX, TRVI
3	Polar Capital Holdings Plc Registered adviser, Diversified active	$1,094,001,068 7 held	3.09%	ELVN, XENE, COGT
4	DEERFIELD MANAGEMENT COMPANY, L.P. Registered adviser, Diversified active	$983,218,910 8 held	16.7%	PRAX, COGT, VERA
5	GILEAD SCIENCES, INC. Unknown, Concentrated	$968,825,350 1 held	58.7%	RCUS
6	Driehaus Capital Management LLC Registered adviser, Diversified active	$916,755,546 5 held	5.33%	PRAX, XENE, CRNX
7	BAKER BROS. ADVISORS LP Registered adviser, Concentrated	$889,439,710 8 held	4.47%	PRAX, CRNX, DNTH
8	Siren, L.L.C. Unknown, Diversified active	$883,745,464 10 held	17.9%	ERAS, MANE, ELVN
9	PERCEPTIVE ADVISORS LLC Registered adviser, Diversified active	$838,284,408 5 held	13.5%	PRAX, AVLN, STRO
10	Deep Track Capital, LP Adviser, Diversified active	$601,976,558 5 held	9.17%	MANE, VERA, MBX

Fund Ownership of AVBP by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 12.41% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	2.31%	+0.43 pp	1,141,314	55
Index ETFs	10.09%	+1.73 pp	4,976,771	33
Active ETFs	0.17%	+0.06 pp	85,520	5
Active funds	5.58%	-0.32 pp	2,753,722	40
Unclassified	0.04%	+0.04 pp	19,622	3
All registered funds	18.21%	+1.93 pp	8,976,949	136

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 75 Exempt adviser 3 Adviser 3 Bank 13 Insurer 1 Benefit plan 3 Non-US 5 Holding company 6 Unknown 49

Showing 100 of 162

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

SUVRETTA CAPITAL MANAGEMENT, LLC

$156,869,546

9.59%

4,515,531

INFINITUM ASSET MANAGEMENT, LLC

$154,189,460

9.43%

4,438,384

HHLR ADVISORS, LTD.

$136,497,524

8.35%

3,929,117

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HILLHOUSE INVESTMENT MANAGEMENT, LTD.	3,929,117	$136,497,524	100.0%	Other

BlackRock, Inc.

$112,918,751

6.91%

3,250,396

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	46,679	$1,621,628	1.4%	Sole
BlackRock Asset Management Canada Ltd	219	$7,608	0.0%	Sole
BlackRock Investment Management, LLC	110,893	$3,852,422	3.4%	Sole
BLACKROCK ADVISORS LLC	82,305	$2,859,275	2.5%	Sole
BlackRock Fund Advisors	1,787,443	$62,095,769	55.0%	Sole
BlackRock Institutional Trust Company, N.A.	1,125,554	$39,101,745	34.6%	Sole
BlackRock Fund Managers Ltd.	5,784	$200,936	0.2%	Sole
BlackRock Asset Management Ireland Ltd	59,033	$2,050,806	1.8%	Sole
BlackRock (Luxembourg) S.A.	5,358	$186,136	0.2%	Sole
BlackRock Asset Management Schweiz AG	3,996	$138,821	0.1%	Sole
Aperio Group, LLC	23,132	$803,605	0.7%	Sole

ORBIMED ADVISORS LLC

$105,169,374

6.43%

3,027,328

FMR LLC

$96,541,034

5.90%

2,778,959

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	2,329,701	$80,933,812	83.8%	Defined
FIDELITY MANAGEMENT TRUST CO	448,925	$15,595,654	16.2%	Defined
STRATEGIC ADVISERS LLC	333	$11,568	0.0%	Defined

Octagon Capital Advisors LP

$68,474,415

4.19%

1,971,054

VANGUARD CAPITAL MANAGEMENT LLC

$61,659,088

3.77%

1,774,873

Sofinnova Investments, Inc.

$58,945,164

3.61%

1,696,752

STATE STREET CORP

$58,814,333

3.60%

1,692,986

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	1,692,986	$58,814,333	100.0%	Defined

Vivo Capital, LLC

$58,436,049

3.57%

1,682,097

NOVO HOLDINGS A/S

$52,110,000

3.19%

1,500,000

General Catalyst Group Management, LLC

$51,928,865

3.18%

1,494,786

Logos Global Management LP

$34,740,000

2.12%

1,000,000

GEODE CAPITAL MANAGEMENT, LLC

$33,789,026

2.07%

972,626

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	135,016	$4,690,455	13.9%	Defined
Held directly	837,610	$29,098,571	86.1%	Defined

D. E. Shaw & Co., Inc.

$30,293,662

1.85%

872,011

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	872,011	$30,293,662	100.0%	Defined

GOLDMAN SACHS GROUP INC

$29,658,335

1.81%

853,723

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	530,072	$18,414,701	62.1%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	315,254	$10,951,923	36.9%	Defined
Goldman Sachs Trust Company, N.A. joint	8,397	$291,711	1.0%	Other

HSG Holding Ltd

$23,043,319

1.41%

663,308

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SNP China Enterprises Ltd	663,308	$23,043,319	100.0%	Defined

Point72 Asset Management, L.P.

$19,690,493

1.20%

566,796

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$17,658,342

1.08%

508,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	508,300	$17,658,342	100.0%	Other

MILLENNIUM MANAGEMENT LLC

$15,239,187

0.93%

438,664

UBS Group AG

$15,236,755

0.93%

438,594

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	438,594	$15,236,755	100.0%	Defined

Balyasny Asset Management L.P.

$13,737,828

0.84%

395,447

AMERIPRISE FINANCIAL INC

$13,256,401

0.81%

381,589

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	381,589	$13,256,401	100.0%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$11,649,016

0.71%

335,320

NORTHERN TRUST CORP

$11,559,836

0.71%

332,753

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	311,488	$10,821,092	93.6%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	15,452	$536,801	4.6%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	5,813	$201,943	1.7%	Other

Foresite Capital Management VI LLC

$10,468,586

0.64%

301,341

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$10,221,341

0.63%

294,224

VANGUARD FIDUCIARY TRUST CO

$9,007,734

0.55%

259,290

Seven Fleet Capital Management LP

$8,567,092

0.52%

246,606

ACUTA CAPITAL PARTNERS, LLC

$7,597,429

0.46%

218,694

DIMENSIONAL FUND ADVISORS LP

$7,347,821

0.45%

211,509

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	465	$16,154	0.2%	Defined
DFA Australia Ltd.	8,057	$279,900	3.8%	Defined
Dimensional Ireland Ltd	10,812	$375,608	5.1%	Defined
Held directly	192,175	$6,676,159	90.9%	Sole

MORGAN STANLEY

$6,597,470

0.40%

189,910

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	17	$590	0.0%	Defined
MORGAN STANLEY & CO. LLC	17,186	$597,041	9.0%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	127,652	$4,434,630	67.2%	Defined
MORGAN STANLEY SMITH BARNEY LLC	2,383	$82,785	1.3%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	27,472	$954,376	14.5%	Defined
EATON VANCE MANAGEMENT	15,200	$528,048	8.0%	Defined

Squadron Capital Management LLC

$6,357,420

0.39%

183,000

BANK OF AMERICA CORP /DE/

$6,074,844

0.37%

174,866

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	149,980	$5,210,305	85.8%	Defined
BOFA SECURITIES, INC.	24,886	$864,539	14.2%	Defined

CITADEL ADVISORS LLC

$5,445,217

0.33%

156,742

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	156,742	$5,445,217	100.0%	Defined

NOMURA HOLDINGS INC

$5,371,394

0.33%

154,617

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA GLOBAL FINANCIAL PRODUCTS INC	154,617	$5,371,394	100.0%	Defined

Woodline Partners LP

$5,128,978

0.31%

147,639

JANE STREET GROUP, LLC

$4,811,490

0.29%

138,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	138,500	$4,811,490	100.0%	Defined

Affinity Asset Advisors, LLC

$4,342,500

0.27%

125,000

HRT FINANCIAL LP

$4,211,321

0.26%

121,224

E Fund Management Co., Ltd.

$3,798,054

0.23%

109,328

Nuveen, LLC

$3,746,742

0.23%

107,851

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	14,966	$519,918	13.9%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	16,440	$571,125	15.2%	Defined
TEACHERS ADVISORS, LLC joint	76,445	$2,655,699	70.9%	Defined

Bank of New York Mellon Corp

$3,610,561

0.22%

103,931

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	35,288	$1,225,905	34.0%	Defined
The Bank of New York Mellon	68,608	$2,383,441	66.0%	Defined
BNY Mellon, NA joint	35	$1,215	0.0%	Defined

KVP Capital Advisors, LP

$3,543,480

0.22%

102,000

WELLINGTON MANAGEMENT GROUP LLP

$3,503,702

0.21%

100,855

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	32,026	$1,112,583	31.8%	Defined
Wellington Trust Company, NA joint	64,414	$2,237,742	63.9%	Defined
Wellington Management Australia Pty Ltd	4,415	$153,377	4.4%	Defined

Burkehill Global Management, LP

$3,474,000

0.21%

100,000

CITADEL ADVISORS LLC

$2,834,784

0.17%

81,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	81,600	$2,834,784	100.0%	Defined

SECTORAL ASSET MANAGEMENT INC

$2,745,953

0.17%

79,043

Trexquant Investment LP

$2,496,416

0.15%

71,860

BARCLAYS PLC

$2,465,497

0.15%

70,970

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	68,017	$2,362,910	95.8%	Defined
BARCLAYS CAPITAL INC.	2,953	$102,587	4.2%	Defined

JPMORGAN CHASE & CO

$2,282,139

0.14%

65,692

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	19,257	$668,988	29.3%	Defined
J.P. Morgan Investment Management Inc.	42,961	$1,492,465	65.4%	Defined
J.P. Morgan Securities plc	3,474	$120,686	5.3%	Defined

XTX Topco Ltd

$2,165,413

0.13%

62,332

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	62,332	$2,165,413	100.0%	Defined

Assenagon Asset Management S.A.

$2,031,636

0.12%

67,095

TWO SIGMA INVESTMENTS, LP

$2,008,110

0.12%

57,804

Tidal Investments LLC

$1,981,361

0.12%

57,034

Soleus Capital Management, L.P.

$1,737,000

0.11%

50,000

Quadrature Capital Ltd

$1,706,602

0.10%

49,125

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Quadrature US Inc.	49,125	$1,706,602	100.0%	Other

Swiss National Bank

$1,695,312

0.10%

48,800

ALPS ADVISORS INC

$1,635,350

0.10%

47,074

RHUMBLINE ADVISERS

$1,606,863

0.10%

46,254

Moody Aldrich Partners LLC

$1,530,088

0.09%

44,044

ALLIANCEBERNSTEIN L.P.

$1,513,274

0.09%

43,560

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	43,560	$1,513,274	100.0%	Defined

CITIGROUP INC

$1,433,545

0.09%

41,265

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	41,265	$1,433,545	100.0%	Defined

DEUTSCHE BANK AG\

$1,361,112

0.08%

39,180

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	713	$24,769	1.8%	Defined
DWS Investments UK Ltd	38,467	$1,336,343	98.2%	Defined

WELLS FARGO & COMPANY/MN

$1,273,915

0.08%

36,670

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	34,591	$1,201,691	94.3%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	2,057	$71,460	5.6%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	22	$764	0.1%	Defined

Quantinno Capital Management LP

$1,273,255

0.08%

36,651

Invesco Ltd.

$1,145,236

0.07%

32,966

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	5,733	$199,163	17.4%	Defined
Invesco Trust Co joint	14,979	$520,370	45.4%	Defined
Invesco Capital Management LLC	12,254	$425,703	37.2%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$1,096,081

0.07%

31,551

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	31,551	$1,096,081	100.0%	Defined

Tema ETFs LLC

$1,095,712

0.07%

36,186

Jump Financial, LLC

$1,029,832

0.06%

29,644

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Leap GP LLC joint	29,644	$1,029,832	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$992,938

0.06%

28,582

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	28,582	$992,938	100.0%	Other

Zurcher Kantonalbank (Zurich Cantonalbank)

$982,551

0.06%

28,283

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$976,194

0.06%

28,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	28,100	$976,194	100.0%	Other

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$930,962

0.06%

26,798

SG Americas Securities, LLC

$861,725

0.05%

24,805

Rafferty Asset Management, LLC

$846,961

0.05%

24,380

TUDOR INVESTMENT CORP ET AL

$808,990

0.05%

23,287

MetLife Investment Management, LLC

$776,786

0.05%

22,360

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	22,360	$776,786	100.0%	Defined

Engineers Gate Manager LP

$773,277

0.05%

22,259

AQR CAPITAL MANAGEMENT LLC

$747,498

0.05%

21,517

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RF&L WEALTH MANAGEMENT, LLC	15	$521	0.1%	Other
Prism Planning Partners LLC	2	$69	0.0%	Other
Compound Planning, Inc.	11	$382	0.1%	Other
Arax Advisory Partners	153	$5,315	0.7%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	78	$2,709	0.4%	Other
Stokes Family Office, LLC	26	$903	0.1%	Other
Held directly	21,232	$737,599	98.7%	Defined

Corient Private Wealth LLC

$709,738

0.04%

20,430

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$705,012

0.04%

20,294

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	17,462	$606,629	86.0%	Defined
Global X Management (AUS) Ltd joint	2,832	$98,383	14.0%	Defined

AMERICAN CENTURY COMPANIES INC

$678,611

0.04%

19,534

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	19,534	$678,611	100.0%	Defined

Optimize Financial Inc

$654,883

0.04%

18,851

Sound Capital Solutions LLC

$654,883

0.04%

18,851

VOYA INVESTMENT MANAGEMENT LLC

$610,694

0.04%

17,579

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	17,579	$610,694	100.0%	Defined

Squarepoint Ops LLC

$609,478

0.04%

17,544

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	17,544	$609,478	100.0%	Defined

Caption Management, LLC

$554,693

0.03%

15,967

Persistent Asset Partners Ltd

$546,599

0.03%

15,734

Legal & General Group Plc

$537,808

0.03%

15,481

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	3,681	$127,877	23.8%	Defined
Legal & General Investment Management Ltd joint	11,800	$409,931	76.2%	Defined

VANGUARD ASSET MANAGEMENT, Ltd

$517,382

0.03%

14,893

NEW YORK STATE COMMON RETIREMENT FUND

$513,561

0.03%

14,783

PROFUND ADVISORS LLC

$439,217

0.03%

12,643

FOX RUN MANAGEMENT, L.L.C.

$413,336

0.03%

11,898

Vanguard Global Advisers, LLC

$406,596

0.02%

11,704

Jain Global LLC

$399,058

0.02%

11,487

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$394,541

0.02%

11,357

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	395	$13,722	3.5%	Defined
UBS Asset Management Switzerland AG	10,962	$380,819	96.5%	Sole

DeepCurrents Investment Group LLC

$390,025

0.02%

11,227

Police & Firemen's Retirement System of New Jersey

$388,532

0.02%

11,184

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	11,184	$388,532	100.0%	Defined

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Key facts CIK 1868279 CUSIP 04272N102 13F (30d) 10 filings 10 filers Visit website Investor relations