XXII · 22nd Century Group, Inc.
Substantial doubt about the company's ability to continue as a going concern.
“Given the Company's projected operating requirements and its existing cash and cash equivalents, there is substantial doubt about the Company's ability to continue as a going concern through one year following the date that the Condensed Consolidated Financial Statements are issued. Management's plans do not alleviate substantial doubt about the Company's ability to continue as a going concern through one year following the date that the Condensed Consolidated Financial Statements are issued.”View the 10-Q filed May 7, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2025-11-10 | Arno Andrew |
Director |
Award↑
Filing footnotes — Non-Qualified Stock Option (Direct)
Options vest 1/3 per year on the anniversary of the date of grant, subject to continued service with the Company. |
Non-Qualified Stock Option
|
51,888 |
| 2025-11-10 | FIRESTONE LAWRENCE |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Stock option (right to buy) (Direct)
Options vest 1/3 per year on the anniversary of the date of grant, subject to continued service with the Company. |
Stock option (right to buy)
|
200,472 |
| 2025-11-10 | Marion Arvil S. |
VP of Mfg. Operations* |
Award↑
Filing footnotes — Common Stock (Direct)
The restricted stock units vest 1/3 per year on November 10, 2026, 2027 and 2028, subject to continued service with the Company. The amount shown reflects the number of shares held following the reported transaction, as adjusted for a 1-for-23 stock split effectuated by the issuer on June 20, 2025. |
Common Stock
|
32,429 |
| 2025-11-10 | MANFREDONIA ROBERT P |
EVP of Sales and Marketing |
Award↑
Filing footnotes — Common Stock (Direct)
The restricted stock units vest 1/3 per year on November 10, 2026, 2027 and 2028, subject to continued service with the Company. The amount shown reflects the number of shares held following the reported transaction, as adjusted for a 1-for-23 stock split effectuated by the issuer on June 20, 2025. |
Common Stock
|
32,429 |
| 2025-11-10 | KEYS DAVID N |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
The restricted stock units vest 1/3 per year on November 10, 2026, 2027 and 2028, subject to continued service with the Company. |
Common Stock
|
12,578 |
| 2025-11-10 | Otto Daniel A |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Direct)
The restricted stock units vest 1/3 per year on November 10, 2026, 2027 and 2028, subject to continued service with the Company. The amount shown reflects the number of shares held following the reported transaction, as adjusted for a 1-for-23 stock split effectuated by the issuer on June 20, 2025. |
Common Stock
|
37,146 |
| 2025-11-10 | SALHANY LUCILLE S |
Director |
Award↑
Filing footnotes — Non-Qualified Stock Option (Direct)
Options vest 1/3 per year on the anniversary of the date of grant, subject to continued service with the Company. |
Non-Qualified Stock Option
|
33,020 |
| 2025-11-10 | Otto Daniel A |
Chief Financial Officer |
Award↑
Filing footnotes — Stock option (right to buy) (Direct)
Options vest 1/3 per year on the anniversary of the date of grant, subject to continued service with the Company. |
Stock option (right to buy)
|
111,439 |
| 2025-11-10 | SALHANY LUCILLE S |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
The restricted stock units vest 1/3 per year on November 10, 2026, 2027 and 2028, subject to continued service with the Company. The amount shown reflects the number of shares held following the reported transaction, as adjusted for a 1-for-23 stock split effectuated by the issuer on June 20, 2025. |
Common Stock
|
11,006 |
| 2025-11-10 | MANFREDONIA ROBERT P |
EVP of Sales and Marketing |
Award↑
Filing footnotes — Stock option (right to buy) (Direct)
Options vest 1/3 per year on the anniversary of the date of grant, subject to continued service with the Company. |
Stock option (right to buy)
|
97,288 |
| 2025-11-10 | Staffeldt Jonathan |
VP and Deputy General Counsel |
Award↑
Filing footnotes — Common Stock (Direct)
The restricted stock units vest 1/3 per year on November 10, 2026, 2027 and 2028, subject to continued service with the Company. The amount shown reflects the number of shares held following the reported transaction, as adjusted for a 1-for-23 stock split effectuated by the issuer on June 20, 2025. |
Common Stock
|
37,146 |
| 2025-11-10 | FIRESTONE LAWRENCE |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Direct)
The restricted stock units vest 1/3 per year on November 10, 2026, 2027 and 2028, subject to continued service with the Company. The amount shown reflects the number of shares held following the reported transaction, as adjusted for a 1-for-23 stock split effectuated by the issuer on June 20, 2025. |
Common Stock
|
66,824 |
| 2025-11-10 | Marion Arvil S. |
VP of Mfg. Operations* |
Award↑
Filing footnotes — Stock option (right to buy) (Direct)
Options vest 1/3 per year on the anniversary of the date of grant, subject to continued service with the Company. |
Stock option (right to buy)
|
97,288 |
| 2025-11-10 | Arno Andrew |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
The restricted stock units vest 1/3 per year on November 10, 2026, 2027 and 2028, subject to continued service with the Company. The amount shown reflects the number of shares held following the reported transaction, as adjusted for a 1-for-23 stock split effectuated by the issuer on June 20, 2025. |
Common Stock
|
17,295 |
| 2025-11-10 | Staffeldt Jonathan |
VP and Deputy General Counsel |
Award↑
Filing footnotes — Stock option (right to buy) (Direct)
Options vest 1/3 per year on the anniversary of the date of grant, subject to continued service with the Company. |
Stock option (right to buy)
|
111,439 |
| 2025-11-10 | KEYS DAVID N |
Director |
Award↑
Filing footnotes — Stock option (right to buy) (Direct)
Options vest 1/3 per year on the anniversary of the date of grant, subject to continued service with the Company. |
Stock option (right to buy)
|
37,737 |
| 2025-08-25 | KEYS DAVID N |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
The restricted stock units vest on March 10, 2026, subject to continued service with the Company. |
Common Stock
|
2,118 |
| 2025-08-25 | KEYS DAVID N |
Director |
Award↑
Filing footnotes — Stock option (right to buy) (Direct)
Options vest on June 10, 2026, subject to continued service with the Company. |
Stock option (right to buy)
|
6,357 |
| 2025-07-15 | KEYS DAVID N |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2025-03-10 | FIRESTONE LAWRENCE |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Direct)
The restricted stock units vest 1/3 per year on March 10, 2026, 2027 and 2028, subject to continued service with the Company. |
Common Stock
|
30,014 |
| 2025-03-10 | SALHANY LUCILLE S |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted stock units vest 100% on March 10, 2026, subject to continued service by the Reporting Person with the Company. |
Common Stock
|
2,472 |
| 2025-03-10 | Staffeldt Jonathan |
VP and Deputy General Counsel |
Award↑
Filing footnotes — Common Stock (Direct)
The restricted stock units vest 1/3 per year on March 10, 2026, 2027 and 2028, subject to continued service with the Company. |
Common Stock
|
16,684 |
| 2025-03-10 | MANFREDONIA ROBERT P |
EVP of Sales and Marketing |
Award↑
Filing footnotes — Stock option (right to buy) (Direct)
Options vest 1/3 per year on the anniversary of the date of grant, subject to continued service with the Company. |
Stock option (right to buy)
|
43,698 |
| 2025-03-10 | Arno Andrew |
Director |
Award↑
Filing footnotes — Non-Qualified Stock Option (Direct)
33.33% exercisable on March 10, 2026, 33.33% exercisable on March 10, 2027, and 33.34% exercisable on March 10, 2028.. |
Non-Qualified Stock Option
|
12,713 |
| 2025-03-10 | Marion Arvil S. |
VP of Mfg. Operations* |
Award↑
Filing footnotes — Common Stock (Direct)
The restricted stock units vest 1/3 per year on March 10, 2026, 2027 and 2028, subject to continued service with the Company. |
Common Stock
|
14,565 |
| 2025-03-10 | Johnson Anthony L. |
Director |
Award↑
Filing footnotes — Non-Qualified Stock Option (Direct)
33.33% exercisable on March 10, 2026, 33.33% exercisable on March 10, 2027, and 33.34% exercisable on March 10, 2028.. |
Non-Qualified Stock Option
|
7,416 |
| 2025-03-10 | Marion Arvil S. |
VP of Mfg. Operations* |
Award↑
Filing footnotes — Stock option (right to buy) (Direct)
Options vest 1/3 per year on the anniversary of the date of grant, subject to continued service with the Company. |
Stock option (right to buy)
|
43,698 |
| 2025-03-10 | FIRESTONE LAWRENCE |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Stock option (right to buy) (Direct)
Options vest 1/3 per year on the anniversary of the date of grant, subject to continued service with the Company. |
Stock option (right to buy)
|
90,043 |
| 2025-03-10 | Arno Andrew |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted stock units vest 100% on March 10, 2026, subject to continued service by the Reporting Person with the Company. |
Common Stock
|
4,237 |
| 2025-03-10 | Otto Daniel A |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Direct)
The restricted stock units vest 1/3 per year on March 10, 2026, 2027 and 2028, subject to continued service with the Company. |
Common Stock
|
16,684 |
| 2025-03-10 | Otto Daniel A |
Chief Financial Officer |
Award↑
Filing footnotes — Stock option (right to buy) (Direct)
Options vest 1/3 per year on the anniversary of the date of grant, subject to continued service with the Company. |
Stock option (right to buy)
|
50,054 |
| 2025-03-10 | SALHANY LUCILLE S |
Director |
Award↑
Filing footnotes — Non-Qualified Stock Option (Direct)
33.33% exercisable on March 10, 2026, 33.33% exercisable on March 10, 2027, and 33.34% exercisable on March 10, 2028. |
Non-Qualified Stock Option
|
7,416 |
| 2025-03-10 | Staffeldt Jonathan |
VP and Deputy General Counsel |
Award↑
Filing footnotes — Stock option (right to buy) (Direct)
Options vest 1/3 per year on the anniversary of the date of grant, subject to continued service with the Company. |
Stock option (right to buy)
|
50,054 |
| 2025-03-10 | MANFREDONIA ROBERT P |
EVP of Sales and Marketing |
Award↑
Filing footnotes — Common Stock (Direct)
The restricted stock units vest 1/3 per year on March 10, 2026, 2027 and 2028, subject to continued service with the Company. |
Common Stock
|
14,565 |
| 2025-03-10 | Johnson Anthony L. |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted stock units vest 100% on March 10, 2026, subject to continued service by the Reporting Person with the Company. |
Common Stock
|
2,472 |
| 2024-09-12 | FIRESTONE LAWRENCE |
Director, Chief Executive Officer |
Buy↑
|
Common Stock
|
39,000 |
| 2024-08-01 | MANFREDONIA ROBERT P |
EVP of Sales and Marketing |
Other↑
|
No Securities Owned
|
0 |
| 2024-07-01 | Marion Arvil S. |
VP of Mfg. Operations* |
Other↑
|
No Securities Owned
|
0 |
| 2024-05-30 | FIRESTONE LAWRENCE |
Director, Chief Executive Officer |
Buy↑
|
Common Stock
|
9,000 |
| 2024-01-05 | Arno Andrew |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is a weighted average price. The purchase prices ranged from $.17 to $.18. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. |
Common Stock
|
100,000 |
| 2024-01-04 | FIRESTONE LAWRENCE |
Director, Chief Executive Officer |
Buy↑
|
Common Stock
|
100,000 |
| 2023-12-01 | FIRESTONE LAWRENCE |
Director, Chief Executive Officer |
Other↑
|
No Securities Owned
|
0 |
| 2023-07-19 | Arno Andrew |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2023-03-21 | MISH JAMES A |
Director, Chief Executive Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld by the Company to satisfy taxes resulting from the vesting of restricted stock units. |
Common Stock
|
225,841 |
| 2023-03-21 | FRANZINO JOHN |
Chief Administrative Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld by the Company to satisfy taxes resulting from the vesting of restricted stock units. |
Common Stock
|
14,244 |
| 2023-03-19 | MISH JAMES A |
Director, Chief Executive Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld by the Company to satisfy taxes resulting from the vesting of restricted stock units. |
Common Stock
|
54,735 |
| 2023-03-19 | FRANZINO JOHN |
Chief Administrative Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld by the Company to satisfy taxes resulting from the vesting of restricted stock units. |
Common Stock
|
21,210 |
| 2023-03-14 | SALHANY LUCILLE S |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted stock units vest 100% on March 14, 2024, subject to continued service by the Reporting Person with the Company. |
Common Stock
|
128,342 |
| 2023-03-14 | SANDERS RICHARD M. |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted stock units vest 100% on March 14, 2024, subject to continued service by the Reporting Person with the Company. |
Common Stock
|
128,342 |
| 2023-03-14 | Kinsman Robert Hugh |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Direct)
The restricted stock units vest 1/3 per year on March 14, 2024, 2025, and 2026; subject to continued service with the Company. |
Common Stock
|
275,698 |