XXII · 22nd Century Group, Inc. · Shareholders & Ownership
Substantial doubt about the company's ability to continue as a going concern.
“Given the Company's projected operating requirements and its existing cash and cash equivalents, there is substantial doubt about the Company's ability to continue as a going concern through one year following the date that the Condensed Consolidated Financial Statements are issued. Management's plans do not alleviate substantial doubt about the Company's ability to continue as a going concern through one year following the date that the Condensed Consolidated Financial Statements are issued.”View the 10-Q filed Aug 14, 2026
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Every disclosed holder of XXII in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns XXII
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 651 | 5.29% |
| Insiders (Forms 3, 4, 5) | 15 | 0.12% |
| 13D/G-only blocks | 3,679 | 29.89% |
| Remaining | 7,965 | 64.70% |
| Registered funds (N-PORT, not summed) | 24 | 0.20% |
Shares outstanding: 12,310, the issuer's latest cover-page count restated onto today's split basis.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of XXII
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
|
1,229 | ||
| 2 |
|
1,229 | ||
| 3 |
Iroquois Capital Management, LLC
13G
CIK 1481867 · Unknown · Aug 14, 2026
Rule 13d-1(c), passive investor
|
1,221 | ||
| 4 |
Anson Funds Management LP
13G
CIK 1491072 · Registered investment adviser · Jun 30, 2026
Rule 13d-1(b), qualified institution, not summed
|
596 | ||
| 4.1 |
Anson Funds Management LP
13F
CIK 1491072 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
596 | ||
| 5 |
|
55 | ||
| 6 |
Fidelity Extended Market Index Fund
Fund
S000006021 · Registered fund · Aug 31, 2026
Fidelity Concord Street Trust, not summed
|
24 | ||
| 7 |
FIRESTONE LAWRENCE
Insider
CIK 1112888 · Nov 10, 2025
Director, Chief Executive Officer, issuer-wide
|
4 | ||
| 8 |
|
2 | ||
| 9 |
|
2 | ||
| 10 |
|
2 | ||
| 11 |
|
2 | ||
| 12 |
|
1 | ||
| 13 |
|
1 | ||
| 14 |
|
1 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.