ZLAB · Zai Lab Ltd · Holdings

$23.04 -0.54 (-2.29%) Q2 2026 earnings call transcript

Market Cap

$2.55B

112.27M

Volume · Oct 28 702.67K Avg daily vol (3M) 1.03M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of ZLAB: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 91

Total Value: $828,660,050

Total Shares: 43,497,347

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 92 13F filers

Top Holder

15.1%

of institutional value

Top 5

56.7%

of institutional value

Top 10

78.3%

of institutional value

HHI

827

Broadly held

Who Holds ZLAB

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 92 filers, like-for-like change +52.6%; actively managed books +48.0%; index-like books +131.7%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	61.7%	37	+22.7%	7	12
Exempt adviser	0.4%	2	+1182.6%	1	0
Adviser	1.2%	4	+4.5%	1	0
Bank	1.2%	10	-23.1%	0	2
Broker-dealer	0.0%	1	-34.0%	0	0
Non-US	0.6%	5	+56.4%	0	2
Holding company	14.3%	6	+140.1%	0	0
Insurer	0.0%	0	—	0	0
Benefit plan	0.0%	0	—	0	0
Unknown	20.6%	27	+235.0%	5	5

Style	Share	Filers	Change	New	Exited
Index-like	8.4%	10	+131.7%	0	1
Systematic-like	11.7%	8	+129.8%	2	2
Concentrated	25.9%	20	+1.7%	2	1
Diversified active	54.0%	54	+72.3%	10	17
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	43.3%	45	+20.4%	2	13
Medium turnover	41.1%	22	+86.5%	5	3
High turnover	14.2%	19	+105.6%	6	5
Unknown	1.4%	6	+127.3%	1	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	2.1%	12	+24.1%	2	3
Medium horizon	26.0%	13	+238.7%	1	0
Long horizon	62.4%	59	+13.3%	6	16
Unknown	9.5%	8	+759.0%	5	2
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	3.6%	16	+10.7%	2	4
$1B to $10B	31.5%	24	+155.8%	6	3
$10B to $100B	40.1%	23	+16.7%	5	7
$100B or more	24.8%	29	+58.6%	1	7
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	1.0%	14	-7.7%	3	5
Pooled investment vehicles	55.5%	13	+28.3%	4	5
Registered funds and BDCs	4.8%	6	-15.7%	0	1
Other investment advisers	0.0%	2	+5.5%	0	0
Diversified	0.0%	1	0.0%	0	0
Governments and sovereign funds	0.0%	0	-100.0%	0	1
Corporations	0.0%	0	—	0	0
Pension and profit sharing plans	0.0%	0	—	0	0
Other	0.0%	0	—	0	0
Unknown	38.6%	56	+150.1%	7	9

Private funds	Share	Filers	Change	New	Exited
Hedge funds	38.1%	14	+49.1%	5	3
Private equity funds	0.0%	0	-100.0%	0	2
Venture capital funds	13.3%	1	+0.6%	0	0
Real estate funds	0.0%	2	+72.8%	1	0
Securitized asset funds	0.0%	1	0.0%	0	0
Other private funds	0.3%	2	-72.4%	0	2
Mixed private funds	4.4%	1	0.0%	0	0
No private funds	5.5%	17	-2.0%	2	3
Private funds, type not stated	0.0%	0	-100.0%	0	2
Unknown	38.3%	54	+148.2%	6	9

Location	Share	Filers	Change	New	Exited
United States	94.6%	69	+58.7%	11	16
Outside the US	5.4%	23	-9.5%	3	5

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-03-31 13F and 1 holder with no observed 2026-06-30 13F.

Conviction and Crowding

92 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

3.26% of filers hold it in their top 10

Mar 31, 2026: 1

Holders above 5%

median weight 0.001%

Mar 31, 2026: 1

Crowding

—

no cover-page share count is dated within about a year of the quarter end

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

no cover-page share count is dated within about a year of the quarter end

Top 10 holders

78.9%

of 13F shares, Herfindahl 0.084

Active holders

+48.0%

like-for-like share change of active filers

5% stakes on record

0 13D, 4 13G (1 institutional, 2 passive, 1 exempt)

How long holders have held it value-weighted 9.1 quarters

Under 1 year 42.4% 1 to 3 years 34.2% 3 years or more 23.4% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $5,514,065 (1 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$22.25

estimated per share

Mar 31, 2026: $23.72

Quarter-end price

$19.00

implied by 13F values

Estimated gain or loss

-14.6%

price against the estimated cost

Estimated at a loss

79.1%

of costed 13F value

Estimated cost covers 69.5% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies ZLAB's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	SVRA Savara Inc	10	0.429
2	LXEO Lexeo Therapeutics, Inc.	6	0.375
3	VOR Vor Biopharma Inc.	7	0.373
4	PCVX Vaxcyte, Inc.	10	0.373
5	IPSC Century Therapeutics, Inc.	6	0.354
6	JANX Janux Therapeutics, Inc.	5	0.347
7	XNCR Xencor Inc	5	0.347
8	ALT Altimmune, Inc.	5	0.303
9	LONA LeonaBio, Inc.	4	0.302
10	JATT JATT II Acquisition Corp.	4	0.302

Shareholder Targets

13F filers that own its peers but not ZLAB, quarter ended Jun 30, 2026

Found through its holder-overlap peers: SVRA, LXEO, VOR, PCVX, IPSC, JANX, XNCR, ALT, LONA, JATT, CATX, BCRX, LBRX, IFRX, TSHA, AURA, AMAN, HLXC, EDIT, AVTX. 707 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Jupiter Topco LLC Unknown, Diversified active	$1,188,279,063 10 held	0.480%	PCVX, BCRX, LXEO
2	VANGUARD CAPITAL MANAGEMENT LLC Registered adviser, Index-like	$929,641,175 16 held	0.020%	PCVX, BCRX, TSHA
3	T. Rowe Price Investment Management, Inc. Adviser, Diversified active	$709,619,068 1 held	0.470%	PCVX
4	VANGUARD PORTFOLIO MANAGEMENT LLC Registered adviser, Diversified active	$647,896,530 15 held	0.030%	PCVX, BCRX, XNCR
5	Deep Track Capital, LP Adviser, Diversified active	$516,746,704 6 held	7.61%	PCVX, LBRX, AVTX
6	WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active	$485,713,558 14 held	0.080%	PCVX, TSHA, JANX
7	Caligan Partners LP Registered adviser, Concentrated	$298,324,239 5 held	14.4%	PCVX, AVTX, LBRX
8	Vestal Point Capital, LP Registered adviser, Diversified active	$266,402,950 5 held	6.23%	TSHA, BCRX, LXEO
9	PRICE T ROWE ASSOCIATES INC /MD/ Registered adviser, Diversified active	$247,479,017 15 held	0.020%	PCVX, XNCR, AVTX
10	DEERFIELD MANAGEMENT COMPANY, L.P. Registered adviser, Concentrated	$234,549,070 2 held	2.92%	BCRX, SVRA

Fund Ownership of ZLAB by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 0.77% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.03%	0.00 pp	29,268	2
Index ETFs	0.74%	+0.04 pp	833,904	8
Active ETFs	0.24%	+0.04 pp	267,926	8
Active funds	4.01%	+1.63 pp	4,497,466	19
Unclassified	0.00%	0.00 pp	2,125	1
All registered funds	5.02%	+1.72 pp	5,630,689	38

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 36 Exempt adviser 2 Adviser 4 Bank 10 Broker-dealer 1 Non-US 5 Holding company 6 Unknown 27

Showing 94 of 94

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

RTW INVESTMENTS, LP

$124,906,608

15.07%

6,574,032

TCG Crossover Management, LLC

$116,614,913

14.07%

6,137,627

RA CAPITAL MANAGEMENT, L.P.

$109,127,127

13.17%

5,743,533

ADAR1 Capital Management, LLC

$64,011,646

7.72%

3,369,034

FMR LLC

$53,489,066

6.45%

2,815,214

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC joint	1,250,019	$23,750,361	44.4%	Defined
FIDELITY MANAGEMENT TRUST CO	518,676	$9,854,844	18.4%	Defined
Fidelity Institutional Asset Management Trust Co	241,659	$4,591,521	8.6%	Defined
FIAM LLC	804,860	$15,292,340	28.6%	Defined

GOLDMAN SACHS GROUP INC

$43,994,120

5.31%

2,315,480

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	2,315,480	$43,994,120	100.0%	Defined

Woodline Partners LP

$41,938,567

5.06%

2,207,293

Frazier Life Sciences Management, L.P.

$36,144,080

4.36%

1,902,320

BAMCO INC /NY/

$30,850,186

3.72%

1,623,694

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARON CAPITAL MANAGEMENT INC /NY/ joint	1,623,694	$30,850,186	100.0%	Defined

TWO SIGMA INVESTMENTS, LP

$24,688,486

2.98%

1,299,394

CITADEL ADVISORS LLC

$24,409,414

2.95%

1,284,706

Rock Springs Capital Management LP

$15,479,433

1.87%

814,707

BlackRock, Inc.

$12,624,778

1.52%

664,462

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BlackRock Fund Advisors	640,158	$12,163,002	96.3%	Sole
BlackRock Asset Management Ireland Ltd	23,893	$453,967	3.6%	Sole
Aperio Group, LLC	411	$7,809	0.1%	Sole

C WorldWide Group Holding A/S

$9,690,000

1.17%

510,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 2	510,000	$9,690,000	100.0%	Defined

JANE STREET GROUP, LLC

$9,054,279

1.09%

476,541

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	154,458	$2,934,702	32.4%	Defined
Jane Street Global Trading, LLC	84,831	$1,611,789	17.8%	Defined
Jane Street Asia Trading Ltd	237,252	$4,507,788	49.8%	Defined

B Group, Inc.

$8,562,274

1.03%

450,646

SCHRODER INVESTMENT MANAGEMENT GROUP

$7,470,173

0.90%

393,167

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Schroder Investment Management Limited	393,167	$7,470,173	100.0%	Sole

Hennion & Walsh Asset Management, Inc.

$6,929,974

0.84%

263,097

NAN FUNG TRINITY (HK) LTD

$6,582,854

0.79%

346,466

Aberdeen Group plc

$5,914,586

0.71%

311,294

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
abrdn Inc.	311,294	$5,914,586	100.0%	Defined

CITIGROUP INC

$5,714,725

0.69%

300,775

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	300,775	$5,714,725	100.0%	Defined

Spruce Street Capital LP

$5,303,090

0.64%

279,110

AMERIPRISE FINANCIAL INC

$4,810,249

0.58%

253,171

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	253,081	$4,808,539	100.0%	Defined
Ameriprise Financial Services, LLC	90	$1,710	0.0%	Defined

BNP PARIBAS ASSET MANAGEMENT Holding S.A.

$4,692,658

0.57%

246,982

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNP PARIBAS ASSET MANAGEMENT Europe	246,982	$4,692,658	100.0%	Defined

Hudson Bay Capital Management LP

$4,085,000

0.49%

215,000

JANE STREET GROUP, LLC

$3,864,600

0.47%

203,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	203,400	$3,864,600	100.0%	Defined

Nantahala Capital Management, LLC

$3,800,000

0.46%

200,000

NEXTBio Capital Management LP

$3,483,878

0.42%

183,362

SUPERSTRING CAPITAL MANAGEMENT LP

$2,960,447

0.36%

155,813

Tidal Investments LLC

$2,925,924

0.35%

153,996

MARSHALL WACE, LLP

$2,797,123

0.34%

147,217

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	138,205	$2,625,895	93.9%	Other
MARSHALL WACE ASIA Ltd	9,012	$171,228	6.1%	Other

D. E. Shaw & Co., Inc.

$2,682,002

0.32%

141,158

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	141,158	$2,682,002	100.0%	Defined

Seven Fleet Capital Management LP

$2,584,304

0.31%

136,016

Privium Fund Management B.V.

$2,321,591

0.28%

122,189

STATE STREET CORP

$2,296,074

0.28%

120,846

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SSGA FUNDS MANAGEMENT, INC. joint	120,846	$2,296,074	100.0%	Defined

ALPS ADVISORS INC

$2,098,189

0.25%

110,431

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$2,086,200

0.25%

109,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	109,800	$2,086,200	100.0%	Other

DIMENSIONAL FUND ADVISORS LP

$1,937,943

0.23%

101,997

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	6,350	$120,650	6.2%	Defined
Dimensional Ireland Ltd	1,781	$33,839	1.7%	Defined
Held directly	93,866	$1,783,454	92.0%	Sole

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$1,454,735

0.18%

76,565

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	76,565	$1,454,735	100.0%	Other

Legal & General Group Plc

$1,357,759

0.16%

71,461

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management Ltd joint	71,461	$1,357,759	100.0%	Defined

UBS Group AG

$1,319,626

0.16%

69,454

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	4,225	$80,275	6.1%	Defined
UBS AG	24,280	$461,320	35.0%	Defined
UBS Switzerland AG	40,180	$763,420	57.9%	Defined
UBS Securities LLC	769	$14,611	1.1%	Defined

Virtus Investment Advisers, LLC

$1,294,356

0.16%

68,124

Headlands Technologies LLC

$1,292,190

0.16%

68,010

MORGAN STANLEY

$1,242,619

0.15%

65,401

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	20,169	$383,211	30.8%	Defined
MORGAN STANLEY & CO. LLC	3,752	$71,288	5.7%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	2,573	$48,887	3.9%	Defined
MORGAN STANLEY SMITH BARNEY LLC	12,738	$242,022	19.5%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	26,169	$497,211	40.0%	Defined

DCF Advisers, LLC

$1,206,500

0.15%

63,500

WealthPlan Investment Management, LLC

$968,864

0.12%

36,783

CITADEL ADVISORS LLC

$953,800

0.12%

50,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	50,200	$953,800	100.0%	Defined

Quadrature Capital Ltd

$741,532

0.09%

39,028

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Quadrature US Inc.	39,028	$741,532	100.0%	Other

NORTHERN TRUST CORP

$455,601

0.05%

23,979

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	23,979	$455,601	100.0%	Other

GEODE CAPITAL MANAGEMENT, LLC

$453,701

0.05%

23,879

Invesco Ltd.

$425,543

0.05%

22,397

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	41	$779	0.2%	Defined
Invesco Capital Management LLC	22,356	$424,764	99.8%	Defined

XTX Topco Ltd

$348,631

0.04%

18,349

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	18,349	$348,631	100.0%	Defined

Schonfeld Strategic Advisors LLC

$294,424

0.04%

15,496

Squarepoint Ops LLC

$291,004

0.04%

15,316

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	15,316	$291,004	100.0%	Defined

Erste Asset Management GmbH

$286,900

0.03%

15,100

Vanguard Personalized Indexing Management, LLC

$211,489

0.03%

11,131

Persistent Asset Partners Ltd

$209,760

0.03%

11,040

TWO SIGMA SECURITIES, LLC

$192,546

0.02%

10,134

JPMORGAN CHASE & CO

$131,423

0.02%

6,917

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	258	$4,902	3.7%	Defined
J.P. Morgan Securities plc	6,659	$126,521	96.3%	Defined

China Universal Asset Management Co., Ltd.

$99,560

0.01%

5,240

GROUP ONE TRADING LLC

$96,729

0.01%

5,091

Nykredit A/S

$78,850

0.01%

4,150

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nykredit Bank A/S	4,150	$78,850	100.0%	Defined

Mirae Asset Global Investments Co., Ltd.

$74,594

0.01%

3,926

SIMPLEX TRADING, LLC

$50,483

0.01%

2,657

ROYAL BANK OF CANADA

$32,243

0.00%

1,697

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	222	$4,218	13.1%	Defined
BREWIN DOLPHIN WEALTH MANAGEMENT LTD	1,475	$28,025	86.9%	Defined

Basecamp Wealth Advisors LLC

$28,538

0.00%

1,502

GF FUND MANAGEMENT CO. LTD.

$20,887

0.00%

793

Tower Research Capital LLC (TRC)

$19,190

0.00%

1,010

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	1,010	$19,190	100.0%	Defined

US BANCORP \DE\

$18,240

0.00%

960

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	960	$18,240	100.0%	Other

BNP PARIBAS ARBITRAGE, SA

$14,592

0.00%

768

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$11,932

0.00%

628

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	628	$11,932	100.0%	Defined

Farther Finance Advisors, LLC

$9,798

0.00%

372

Federation des caisses Desjardins du Quebec

$5,700

0.00%

300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Desjardins Securities inc.	300	$5,700	100.0%	Defined

BARCLAYS PLC

$5,548

0.00%

292

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	292	$5,548	100.0%	Defined

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

$3,895

0.00%

205

Arax Advisory Partners

$3,819

0.00%

201

ASSETMARK, INC

$3,187

0.00%

121

Quent Capital, LLC

$2,850

0.00%

150

DEUTSCHE BANK AG\

$2,793

0.00%

147

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DBX Advisors LLC	147	$2,793	100.0%	Defined

OSAIC HOLDINGS, INC.

$2,660

0.00%

140

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	40	$760	28.6%	Defined
Osaic Advisory Services, LLC	100	$1,900	71.4%	Defined

North Star Investment Management Corp.

$2,554

0.00%

Smartleaf Asset Management LLC

$2,508

0.00%

132

EverSource Wealth Advisors, LLC

$2,223

0.00%

117

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMSS Wesson Wealth Solutions, LLC	9	$171	7.7%	Sole
Held directly	108	$2,052	92.3%	Sole

Ameritas Advisory Services, LLC

$1,444

0.00%

AMERIFLEX GROUP, INC.

$1,178

0.00%

WELLS FARGO & COMPANY/MN

$1,140

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	60	$1,140	100.0%	Defined

SBI Securities Co., Ltd.

$1,053

0.00%

Cornerstone Financial Management LLC

$608

0.00%

PNC FINANCIAL SERVICES GROUP, INC.

$494

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Wealth Management LLC	26	$494	100.0%	Defined

Caitong International Asset Management Co., Ltd

$494

0.00%

Bell Investment Advisors, Inc

$494

0.00%

Blue Trust, Inc.

$131

0.00%

Larson Financial Group LLC

$76

0.00%

BESSEMER GROUP INC

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BESSEMER TRUST Co NATIONAL ASSOCIATION	60	$1	100.0%	Defined

Key facts CIK 1704292 CUSIP 98887Q104 13F (30d) 8 filings 8 filers Visit website Investor relations