FTCB · First Trust Core Investment Grade ETF · Holdings ETF

$19.98 +0.04 (+0.20%) At close · Oct 20

Volume · Oct 20 599.25K Avg daily vol (3M) 845.31K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 39

Total Value: $263,532,913

Total Shares: 13,350,426

Institutional Ownership Trend

12 quarters

Holder Concentration

Across 39 13F filers · Δ vs Jun 30, 2026

Top Holder

24.4%

+6.3 pts

Top 5

57.5%

+19.5 pts

Top 10

76.6%

+25.1 pts

HHI

997

Broadly held+474

Who Holds FTCB

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 193 filers, like-for-like change +13.9%; actively managed books +14.4%; index-like books +8.9%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	48.1%	125	+10.1%	12	11
Exempt adviser	0.0%	1	new	1	0
Adviser	1.2%	1	+20.6%	0	0
Bank	2.2%	6	+94.0%	0	1
Broker-dealer	18.0%	1	+13.4%	0	0
Non-US	0.0%	2	+6.7%	1	0
Holding company	10.2%	4	+11.2%	1	1
Unknown	20.2%	53	+20.0%	6	7

Style	Share	Filers	Change	New	Exited
Index-like	8.6%	3	+8.9%	1	0
Systematic-like	0.1%	2	-90.4%	1	0
Concentrated	12.2%	39	+15.3%	5	4
Diversified active	79.1%	149	+16.2%	14	16
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	83.1%	114	+14.9%	11	12
Medium turnover	12.2%	55	+27.8%	6	1
High turnover	1.4%	7	-48.3%	3	3
Unknown	3.3%	17	+0.8%	1	4
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	4.0%	20	+7.6%	3	3
Medium horizon	10.9%	55	+58.0%	6	2
Long horizon	83.0%	106	+10.5%	10	13
Unknown	2.0%	12	+0.8%	2	2
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	14.9%	78	+9.4%	11	7
$1B to $10B	24.5%	70	+20.9%	5	6
$10B to $100B	20.3%	32	+8.1%	4	2
$100B or more	40.2%	13	+14.7%	1	5
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	46.2%	114	+13.1%	11	11
Pooled investment vehicles	0.1%	1	-90.8%	0	0
Registered funds and BDCs	1.5%	2	+13.7%	1	0
Pension and profit sharing plans	0.1%	2	+6.1%	0	0
Other investment advisers	0.2%	4	+6.4%	0	0
Diversified	0.0%	1	0.0%	0	0
Corporations	0.0%	0	—	0	0
Other	0.0%	0	—	0	0
Unknown	51.9%	69	+17.7%	9	9

Private funds	Share	Filers	Change	New	Exited
Hedge funds	4.2%	6	-17.5%	1	0
Private equity funds	0.1%	2	-72.5%	1	1
Other private funds	0.4%	3	+30.7%	0	1
Private funds, type not stated	0.0%	1	-69.8%	1	1
No private funds	42.7%	113	+14.8%	10	8
Real estate funds	0.7%	1	+9.4%	0	0
Unknown	51.8%	67	+17.7%	8	9

Location	Share	Filers	Change	New	Exited
United States	98.3%	188	+12.7%	17	19
Outside the US	1.7%	5	+183.6%	4	1

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 3 holders with no observed 2026-03-31 13F and 3 holders with no observed 2026-06-30 13F.

Conviction and Crowding

193 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

18.1% of filers hold it in their top 10

Mar 31, 2026: 42

Holders above 5%

median weight 0.055%

Mar 31, 2026: 8

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

51.5%

of 13F shares, Herfindahl 0.052

Active holders

+14.4%

like-for-like share change of active filers

5% stakes on record

0 13D, 1 13G (1 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 6.2 quarters

Under 1 year 15.7% 1 to 3 years 84.3% 3 years or more 0.000% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$21.03

estimated per share

Mar 31, 2026: $21.06

Quarter-end price

$20.83

implied by 13F values

Estimated gain or loss

-1.0%

price against the estimated cost

Estimated at a loss

96.4%

of costed 13F value

Estimated cost covers 98.4% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Fund Ownership of FTCB by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 66,914 shares.

Fund type	Shares	Funds
Index funds	0	0
Index ETFs	66,914	1
Active ETFs	1,214,755	1
Active funds	0	0
Unclassified	0	0
All registered funds	1,281,669	2

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -155

Institutional value: -86.7%

Shares held: -85.9%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Mid Cyndeo Wealth Partners, LLC	+113,603	1,352,671
Large Concurrent Investment Advisors, LLC	+76,188	485,331
Mid INDEPENDENT FINANCIAL GROUP, LLC	+60,333	466,596
Micro Aureum Wealth Management, LLC	+27,817	286,903
Small Wagner Wealth Management, Corp	+24,387	377,254

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Small HBW ADVISORY SERVICES LLC	−315,377	190,660
Small IAMS WEALTH MANAGEMENT, LLC	−188,042	205,060
Small APS Management Group, Inc.	−185,329	368,141
Mid First Heartland Consultants, Inc.	−161,909	830,038
Small Centennial Wealth Advisory LLC	−86,538	1,331,992

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)
Mid TITLEIST ASSET MANAGEMENT, LLC	53,809	$1,062,189
Small Ignite Planners, LLC	33,471	$660,716
Small Adelphi Trust Co	11,123	$219,567
Small GK Wealth Management LLC	4,318	$85,237
Mid CX Institutional	227	$4

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)	Open
Small Ferguson Shapiro LLC	129,362	$2,697,844
Mid Blue Trust, Inc.	95	$1,981

Filter: New 5 Increased 23 Reduced 9 Sold out 2 Unchanged 2

Holder type: Registered adviser 25 Unknown 14

Showing 39 of 39

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

LVZ, Inc. FTCB

$64,226,972

24.37%

3,253,646

Cyndeo Wealth Partners, LLC FTCB

$26,701,725

10.13%

1,352,671

Centennial Wealth Advisory LLC FTCB

$26,293,522

9.98%

1,331,992

Wealth Intelligence, LLC FTCB

$17,832,602

6.77%

903,374

First Heartland Consultants, Inc. FTCB

$16,384,950

6.22%

830,038

CONSOLIDATED CAPITAL MANAGEMENT, LLC FTCB

$15,807,081

6.00%

800,764

Concurrent Investment Advisors, LLC FTCB

$9,580,433

3.64%

485,331

INDEPENDENT FINANCIAL GROUP, LLC FTCB

$9,210,605

3.50%

466,596

Dynamic Advisor Solutions LLC FTCB

$8,410,759

3.19%

426,077

Wagner Wealth Management, Corp FTCB

$7,446,993

2.83%

377,254

APS Management Group, Inc. FTCB

$7,267,103

2.76%

368,141

IFP Advisors, Inc FTCB

$6,711,224

2.55%

339,981

Aureum Wealth Management, LLC FTCB

$5,663,465

2.15%

286,903

Acorn Wealth Advisors, LLC FTCB

$4,562,190

1.73%

231,114

IAMS WEALTH MANAGEMENT, LLC FTCB

$4,047,884

1.54%

205,060

Farther Finance Advisors, LLC FTCB

$3,863,058

1.47%

195,697

HBW ADVISORY SERVICES LLC FTCB

$3,763,628

1.43%

190,660

Avior Wealth Management, LLC FTCB

$3,739,229

1.42%

189,424

Prime Capital Investment Advisors, LLC FTCB

$3,456,671

1.31%

175,110

Atria Investments, Inc FTCB

$3,374,750

1.28%

170,960

BAM Wealth Management, LLC FTCB

$2,843,310

1.08%

144,038

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GeoWealth Management, LLC	20,269	$400,110	14.1%	Other
Held directly	123,769	$2,443,200	85.9%	Sole

Accurate Wealth Management, LLC FTCB

$2,183,698

0.83%

110,623

Altium Investment Strategies LLC FTCB

$1,566,309

0.59%

79,347

Asset Allocation Strategies LLC FTCB

$1,403,869

0.53%

71,118

GILPIN WEALTH MANAGEMENT, LLC FTCB

$1,286,692

0.49%

65,182

TITLEIST ASSET MANAGEMENT, LLC FTCB

$1,062,189

0.40%

53,809

PRIVATE CLIENT SERVICES, LLC FTCB

$918,897

0.35%

46,550

NOVEM GROUP FTCB

$815,538

0.31%

41,314

Ignite Planners, LLC FTCB

$660,716

0.25%

33,471

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ZACKS INVESTMENT MANAGEMENT	21,259	$419,652	63.5%	Defined
Held directly	12,212	$241,064	36.5%	Sole

Maia Wealth LLC FTCB

$543,363

0.21%

27,526

PRIVATE TRUST CO NA FTCB

$500,744

0.19%

25,367

TrueWealth Advisors, LLC FTCB

$363,926

0.14%

18,436

Onyx Bridge Wealth Group LLC FTCB

$319,531

0.12%

16,187

Adelphi Trust Co FTCB

$219,567

0.08%

11,123

ABLE Financial Group, LLC FTCB

$208,414

0.08%

10,558

Worth Financial Advisory Group, LLC FTCB

$198,505

0.08%

10,056

GK Wealth Management LLC FTCB

$85,237

0.03%

4,318

AMERICAN NATIONAL BANK & TRUST FTCB

$7,560

0.00%

383

CX Institutional FTCB

0.00%

227