FTQI · First Trust Nasdaq BuyWrite Income ETF ETF

Alerts for FTQI

$22.12 +0.00 (+0.00%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 1

Total Value: $994,299

Total Shares: 52,748

Institutional Ownership Trend

19 quarters

Holder Concentration

Across 1 13F filers · Δ vs Jun 30, 2024

Top Holder

100.0%

+73.1 pts

Top 5

100.0%

+46.4 pts

Top 10

100.0%

+31.2 pts

HHI

10,000

Highly concentrated+8,960

Quarterly Activity

vs Jun 30, 2024

New

1

Increased

0

Decreased

0

Sold Out

64

Unchanged

0

Holder count: -63

Institutional value: -98.9%

Shares held: -98.8%

Top New Positions

vs Jun 30, 2024

Institution	Acquired	Value (USD)	Open
Mid B. Riley Wealth Advisors, Inc.	52,748	$994,299

Top Sold-Out Positions

vs Jun 30, 2024

Institution	Previously Held	Last Value (USD)	Open
Mega LPL Financial LLC	1,231,562	$25,148,496
Mid Integrated Wealth Concepts LLC	594,518	$12,140,057
Mid HARBOUR INVESTMENTS, INC.	220,537	$4,503,365
Mid Ameritas Advisory Services, LLC	218,058	$4,452,744
Small Fifth Third Securities, Inc.	186,752	$3,813,475

Filter: New 1 Increased 0 Reduced 0 Sold out 64 Unchanged 0

Showing 1 of 1

All Common Calls Puts

Compact Export CSV

B. Riley Wealth Advisors, Inc. FTQI

$994,299

100.00%

52,748

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	186,752	$3,813,475	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SpiderRock Advisors, LLC joint	164,211	$3,353,188	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	100,376	$2,049,677	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	47,487	$969,684	89.3%	Defined
OSAIC FS, INC.	5,671	$115,801	10.7%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	40,747	$832,053	96.6%	Defined
Stifel Independent Advisors, LLC	1,436	$29,323	3.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	31,108	$635,225	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	26,312	$537,291	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MARINER INDEPENDENT ADVISOR NETWORK, LLC	11,532	$235,483	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	3,687	$75,288	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	1,258	$25,688	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	2	$40	100.0%	Defined