HYGW · iShares High Yield Corporate Bond BuyWrite Strategy ETF ETF

$28.78 +0.01 (+0.04%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 75

Total Value: $149,354,538

Total Shares: 5,063,382

Institutional Ownership Trend

15 quarters

Holder Concentration

Across 75 13F filers · Δ vs Dec 31, 2025

Top Holder

17.1%

−9.0 pts

Top 5

62.4%

+3.6 pts

Top 10

77.8%

+1.9 pts

HHI

929

Broadly held−130

Quarterly Activity

vs Dec 31, 2025

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -11

Institutional value: -33.4%

Shares held: -32.6%

Top Buyers

vs Dec 31, 2025

Institution	Added	Now Holds
Mid RiverFront Investment Group, LLC	+45,088	114,845
Mega BANK OF AMERICA CORP /DE/	+41,678	159,055
Mid Hennion & Walsh Asset Management, Inc.	+30,206	674,072
Mid DIVERSIFY WEALTH MANAGEMENT, LLC	+21,845	54,320
Small Eaton Financial Holdings Company, LLC	+11,680	23,845

Top Sellers

vs Dec 31, 2025

Institution	Sold	Now Holds
Mega ENVESTNET ASSET MANAGEMENT INC	−1,093,186	864,138
Mega LPL Financial LLC	−398,256	505,237
Mega PNC FINANCIAL SERVICES GROUP, INC.	−346,505	11,928
Large Cetera Investment Advisers	−240,706	317,675
Large ASSETMARK, INC	−178,224	126,084

Top New Positions

vs Dec 31, 2025

Institution	Acquired	Value (USD)
Small Jordan Park Group LLC	798,083	$23,541,054
Mid MATHER GROUP, LLC.	18,586	$548,231
Mid Summit Financial, LLC	10,496	$309,600
Large Janney Montgomery Scott LLC	8,499	$250,695
Mid Concurrent Investment Advisors, LLC	8,154	$240,518

Top Sold-Out Positions

vs Dec 31, 2025

Institution	Previously Held	Last Value (USD)
Mid Diversify Advisory Services, LLC	142,381	$4,251,496
Small Garde Capital, Inc.	36,659	$1,094,637
Mid OLD MISSION CAPITAL LLC	26,568	$793,320
Large NewEdge Advisors, LLC	22,016	$657,397
Small Icon Wealth Advisors, LLC	16,444	$491,017

Filter: New 11 Increased 13 Reduced 44 Sold out 22 Unchanged 7

Showing 75 of 75

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

ENVESTNET ASSET MANAGEMENT INC HYGW

$25,489,478

17.07%

864,138

Jordan Park Group LLC HYGW

$23,541,054

15.76%

798,083

Hennion & Walsh Asset Management, Inc. HYGW

$19,883,101

13.31%

674,072

LPL Financial LLC HYGW

$14,902,975

9.98%

505,237

Cetera Investment Advisers HYGW

$9,370,459

6.27%

317,675

MORGAN STANLEY HYGW

$5,770,379

3.86%

195,626

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO. LLC	40,225	$1,186,516	20.6%	Defined
MORGAN STANLEY SMITH BARNEY LLC	155,401	$4,583,863	79.4%	Defined

BANK OF AMERICA CORP /DE/ HYGW

$4,691,644

3.14%

159,055

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	102,935	$3,036,273	64.7%	Defined
MANAGED ACCOUNT ADVISORS LLC	56,120	$1,655,371	35.3%	Defined

JPMORGAN CHASE & CO HYGW

$4,342,046

2.91%

147,203

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
55I, LLC	147,203	$4,342,046	100.0%	Other

MML INVESTORS SERVICES, LLC HYGW

$4,145,655

2.78%

140,545

COMMONWEALTH EQUITY SERVICES, LLC HYGW

$4,133,709

2.77%

140,140

ASSETMARK, INC HYGW

$3,719,099

2.49%

126,084

Envestnet Portfolio Solutions, Inc. HYGW

$3,462,947

2.32%

117,400

RiverFront Investment Group, LLC HYGW

$3,387,582

2.27%

114,845

Kelly Financial Services LLC HYGW

$1,691,741

1.13%

57,353

DIVERSIFY WEALTH MANAGEMENT, LLC HYGW

$1,602,277

1.07%

54,320

JB Capital LLC HYGW

$1,267,545

0.85%

42,972

OSAIC HOLDINGS, INC. HYGW

$1,067,938

0.72%

36,205

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	26,961	$795,268	74.5%	Defined
Osaic Advisory Services, LLC	9,244	$272,670	25.5%	Defined

PARK AVENUE SECURITIES LLC HYGW

$1,007,794

0.67%

34,166

Prosperity Consulting Group, LLC HYGW

$1,004,638

0.67%

34,059

Triad Wealth Partners, LLC HYGW

$966,970

0.65%

32,782

C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors HYGW

$865,677

0.58%

29,348

INTEGRITY ALLIANCE, LLC. HYGW

$768,396

0.51%

26,050

CreativeOne Wealth, LLC HYGW

$747,217

0.50%

25,332

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVEONE SECURITIES, LLC joint	10,755	$317,240	42.5%	Other
Held directly	14,577	$429,977	57.5%	Sole

Eaton Financial Holdings Company, LLC HYGW

$703,355

0.47%

23,845

Fortis Group Advisors, LLC HYGW

$668,372

0.45%

22,659

ShoreHaven Wealth Partners, LLC HYGW

$650,851

0.44%

22,065

Sanctuary Advisors, LLC HYGW

$551,298

0.37%

18,690

MATHER GROUP, LLC. HYGW

$548,231

0.37%

18,586

SUSQUEHANNA INTERNATIONAL GROUP, LLP HYGW

$528,910

0.35%

17,931

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	17,931	$528,910	100.0%	Other

CITADEL ADVISORS LLC HYGW

$521,506

0.35%

17,680

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	17,680	$521,506	100.0%	Defined

RAYMOND JAMES FINANCIAL INC HYGW

$517,318

0.35%

17,538

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	7,111	$209,753	40.5%	Defined
Raymond James Financial Services Advisors, Inc.	10,427	$307,565	59.5%	Defined

Sequoia Financial Advisors, LLC HYGW

$464,548

0.31%

15,749

Detalus Advisors, LLC HYGW

$438,797

0.29%

14,876

QP WEALTH MANAGEMENT, LLC HYGW

$386,263

0.26%

13,095

Quadrant Private Wealth Management, LLC HYGW

$370,777

0.25%

12,570

Orion Porfolio Solutions, LLC HYGW

$357,798

0.24%

12,130

PNC FINANCIAL SERVICES GROUP, INC. HYGW

$351,840

0.24%

11,928

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Wealth Management LLC	11,928	$351,840	100.0%	Defined

Moors & Cabot, Inc. HYGW

$346,707

0.23%

11,754

Invst, LLC HYGW

$345,586

0.23%

11,716

SIGNET FINANCIAL MANAGEMENT, LLC HYGW

$328,242

0.22%

11,128

Steward Partners Investment Advisory, LLC HYGW

$325,971

0.22%

11,051

Summit Financial, LLC HYGW

$309,600

0.21%

10,496

ARMSTRONG ADVISORY GROUP, INC HYGW

$279,956

0.19%

9,491

Janney Montgomery Scott LLC HYGW

$250,695

0.17%

8,499

Concurrent Investment Advisors, LLC HYGW

$240,518

0.16%

8,154

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Concurrent Asset Management, LLC	158	$4,660	1.9%	Sole
Held directly	7,996	$235,858	98.1%	Sole

Vision Retirement, LLC HYGW

$237,244

0.16%

8,043

Arkadios Wealth Advisors HYGW

$228,808

0.15%

7,757

GTS SECURITIES LLC HYGW

$219,310

0.15%

7,435

WEDBUSH SECURITIES INC HYGW

$218,277

0.15%

7,400

Luminist Capital LLC HYGW

$200,283

0.13%

6,790

Sunrise Financial Services, LLC HYGW

$145,597

0.10%

4,936

Transamerica Financial Advisors, LLC HYGW

$133,709

0.09%

4,533

Colonial Trust Co / SC HYGW

$103,711

0.07%

3,516

Synergy Investment Management, LLC HYGW

$94,331

0.06%

3,198

STANCE CAPITAL LLC HYGW

$71,412

0.05%

2,421

AE Wealth Management LLC HYGW

$67,666

0.05%

2,294

PRIVATE TRUST CO NA HYGW

$49,142

0.03%

1,666

Arax Advisory Partners HYGW

$45,897

0.03%

1,556

FIFTH THIRD BANCORP HYGW

$44,687

0.03%

1,515

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	1,515	$44,687	100.0%	Defined

Larson Financial Group LLC HYGW

$29,497

0.02%

1,000

BlackRock, Inc. HYGW

$20,057

0.01%

680

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	680	$20,057	100.0%	Sole

WELLS FARGO & COMPANY/MN HYGW

$18,258

0.01%

619

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	619	$18,258	100.0%	Defined

CWM, LLC HYGW

$17,816

0.01%

604

IFP Advisors, Inc HYGW

$16,547

0.01%

561

Advisory Services Network, LLC HYGW

$16,105

0.01%

546

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
55I, LLC	546	$16,105	100.0%	Sole

Rossby Financial, LCC HYGW

$15,810

0.01%

536

ROYAL BANK OF CANADA HYGW

$11,857

0.01%

402

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Private Counsel (USA) Inc.	285	$8,406	70.9%	Defined
CITY NATIONAL ROCHDALE, LLC	117	$3,451	29.1%	Defined

LGT Financial Advisors LLC HYGW

$8,554

0.01%

290

Cornerstone Planning Group LLC HYGW

$7,285

0.00%

247

Golden State Wealth Management, LLC HYGW

$7,226

0.00%

245

Sunbelt Securities, Inc. HYGW

$3,569

0.00%

121

Aptus Capital Advisors, LLC HYGW

$2,212

0.00%

Signature Equity Partners, LLC HYGW

$1,622

0.00%

CoreCap Advisors, LLC HYGW

$383

0.00%

HANTZ FINANCIAL SERVICES, INC. HYGW

$206

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	8,600	$256,796	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
LIFEMARK SECURITIES CORP.	6,941	$207,258	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	755	$22,544	100.0%	Defined