JSML · Janus Henderson Small Cap Growth Alpha ETF ETF

$88.73 +0.23 (+0.27%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 76

Total Value: $199,921,985

Total Shares: 2,886,502

Institutional Ownership Trend

25 quarters

Holder Concentration

Across 76 13F filers · Δ vs Dec 31, 2025

Top Holder

16.5%

+1.7 pts

Top 5

47.8%

+8.4 pts

Top 10

69.3%

+8.5 pts

HHI

709

Broadly held+184

Quarterly Activity

vs Dec 31, 2025

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -7

Institutional value: +5.6%

Shares held: +12.2%

Top Buyers

vs Dec 31, 2025

Institution	Added	Now Holds
Mega LPL Financial LLC	+25,634	406,185
Mega UBS Group AG	+16,311	117,394
Large Kestra Advisory Services, LLC	+13,117	14,036
Mid Private Advisor Group, LLC	+9,976	120,283
Mid Wealthcare Advisory Partners LLC	+9,729	42,401

Top Sellers

vs Dec 31, 2025

Institution	Sold	Now Holds
Mega AMERIPRISE FINANCIAL INC	−62,365	7,002
Large OSAIC HOLDINGS, INC.	−24,215	7,690
Large COMMONWEALTH EQUITY SERVICES, LLC	−20,058	136,406
Large Cambridge Investment Research Advisors, Inc.	−18,737	100,582
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	−10,764	12,231

Top New Positions

vs Dec 31, 2025

Institution	Acquired	Value (USD)
Mid Hennion & Walsh Asset Management, Inc.	469,624	$32,887,768
Small Apollon Financial, LLC	6,090	$426,482
Mid Advisory Services Network, LLC	2,700	$189,081
Large FIFTH THIRD BANCORP	297	$20,798
Mega PNC FINANCIAL SERVICES GROUP, INC.	134	$9,384

Top Sold-Out Positions

vs Dec 31, 2025

Institution	Previously Held	Last Value (USD)
Micro Systelligence, LLC	69,883	$5,140,873
Small Brookwood Investment Group LLC	21,400	$1,574,269
Small Independent Wealth Network Inc.	13,647	$1,003,927
Mega JANUS HENDERSON GROUP PLC	9,579	$704,669
Mega BANK OF AMERICA CORP /DE/	9,016	$663,253

Filter: New 8 Increased 30 Reduced 27 Sold out 15 Unchanged 11

Showing 76 of 76

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Hennion & Walsh Asset Management, Inc. JSML

$32,887,768

16.45%

469,624

LPL Financial LLC JSML

$28,445,135

14.23%

406,185

RAYMOND JAMES FINANCIAL INC JSML

$12,703,371

6.35%

181,399

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	1,461	$102,313	0.8%	Defined
Raymond James Financial Services Advisors, Inc.	179,938	$12,601,058	99.2%	Defined

ROYAL BANK OF CANADA JSML

$11,116,562

5.56%

158,740

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	158,740	$11,116,562	100.0%	Defined

GREAT VALLEY ADVISOR GROUP, INC. JSML

$10,500,298

5.25%

149,940

CWM, LLC JSML

$9,567,778

4.79%

136,624

COMMONWEALTH EQUITY SERVICES, LLC JSML

$9,552,512

4.78%

136,406

Private Advisor Group, LLC JSML

$8,423,418

4.21%

120,283

UBS Group AG JSML

$8,221,101

4.11%

117,394

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	117,293	$8,214,028	99.9%	Defined
UBS Securities LLC	101	$7,073	0.1%	Defined

Cambridge Investment Research Advisors, Inc. JSML

$7,043,757

3.52%

100,582

Triangle Securities Wealth Management JSML

$5,914,453

2.96%

84,456

Farther Finance Advisors, LLC JSML

$5,122,974

2.56%

73,154

Z3 Capital Partners, LLC JSML

$4,899,859

2.45%

69,968

Quadcap Wealth Management, LLC JSML

$4,372,112

2.19%

62,432

Purus Wealth Management, LLC JSML

$3,866,496

1.93%

55,212

FIDELITY D & D BANCORP INC JSML

$3,413,121

1.71%

48,738

Horizon Family Wealth, Inc. JSML

$3,135,383

1.57%

44,772

Wealthcare Advisory Partners LLC JSML

$2,969,342

1.49%

42,401

Merit Financial Group, LLC JSML

$2,140,116

1.07%

30,560

Redhawk Wealth Advisors, Inc. JSML

$1,764,685

0.88%

25,199

Orgel Wealth Management, LLC JSML

$1,705,790

0.85%

24,358

Sovran Advisors, LLC JSML

$1,235,469

0.62%

17,642

GUERRA PAN ADVISORS, LLC JSML

$1,226,225

0.61%

17,510

IFP Advisors, Inc JSML

$1,009,972

0.51%

14,422

WILLNER & HELLER, LLC JSML

$997,647

0.50%

14,246

BRADLEY FOSTER & SARGENT INC/CT JSML

$996,386

0.50%

14,228

Kestra Advisory Services, LLC JSML

$982,941

0.49%

14,036

SILVER OAK SECURITIES, INCORPORATED JSML

$891,411

0.45%

12,729

Steward Partners Investment Advisory, LLC JSML

$857,797

0.43%

12,249

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC JSML

$856,536

0.43%

12,231

SUSQUEHANNA INTERNATIONAL GROUP, LLP JSML

$836,928

0.42%

11,951

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	11,951	$836,928	100.0%	Other

HF Advisory Group, LLC JSML

$780,554

0.39%

11,146

CreativeOne Wealth, LLC JSML

$694,277

0.35%

9,914

BLUE JEAN FINANCIAL LLC JSML

$687,204

0.34%

9,813

Cetera Investment Advisers JSML

$671,167

0.34%

9,584

ENVESTNET ASSET MANAGEMENT INC JSML

$621,936

0.31%

8,881

PRINCIPAL SECURITIES, INC. JSML

$615,773

0.31%

8,793

KWB Wealth JSML

$585,310

0.29%

8,358

EARNED WEALTH ADVISORS, LLC JSML

$572,425

0.29%

8,174

IAG Wealth Partners, LLC JSML

$540,561

0.27%

7,719

OSAIC HOLDINGS, INC. JSML

$538,530

0.27%

7,690

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	7,690	$538,530	100.0%	Defined

Dominguez Wealth Management Solutions, Inc. JSML

$507,367

0.25%

7,245

AMERIPRISE FINANCIAL INC JSML

$490,350

0.25%

7,002

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	7,002	$490,350	100.0%	Defined

WIN ADVISORS, INC JSML

$480,825

0.24%

6,866

Key Financial Inc JSML

$455,755

0.23%

6,508

Unified Investment Management JSML

$436,146

0.22%

6,228

Apollon Financial, LLC JSML

$426,482

0.21%

6,090

Sanctuary Advisors, LLC JSML

$294,126

0.15%

4,200

STUDIO INVESTMENT MANAGEMENT LLC JSML

$293,915

0.15%

4,197

Fifth Third Securities, Inc. JSML

$284,251

0.14%

4,059

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	4,059	$284,251	100.0%	Defined

Capital Advisors, Ltd. LLC JSML

$278,789

0.14%

3,981

&PARTNERS JSML

$273,957

0.14%

3,912

Caprock Group, LLC JSML

$241,743

0.12%

3,452

Western Wealth Management, LLC JSML

$214,992

0.11%

3,070

IHT Wealth Management, LLC JSML

$212,120

0.11%

3,029

Stonebridge Financial Group, LLC / MO JSML

$211,840

0.11%

3,025

Golden State Wealth Management, LLC JSML

$206,588

0.10%

2,950

Advisory Services Network, LLC JSML

$189,081

0.09%

2,700

MORGAN STANLEY JSML

$116,179

0.06%

1,659

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	1,659	$116,179	100.0%	Defined

Triumph Capital Management JSML

$63,027

0.03%

900

FMR LLC JSML

$57,144

0.03%

816

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	816	$57,144	100.0%	Defined

Geneos Wealth Management Inc. JSML

$41,877

0.02%

598

AE Wealth Management LLC JSML

$38,446

0.02%

549

NewEdge Advisors, LLC JSML

$32,092

0.02%

32,092

CREATIVE FINANCIAL DESIGNS INC /ADV JSML

$31,513

0.02%

450

FIFTH THIRD BANCORP JSML

$20,798

0.01%

297

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	297	$20,798	100.0%	Defined

Allworth Financial LP JSML

$13,165

0.01%

188

Align Financial, LLC JSML

$9,874

0.00%

141

JPMORGAN CHASE & CO JSML

$9,804

0.00%

140

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
55I, LLC	140	$9,804	100.0%	Other

PNC FINANCIAL SERVICES GROUP, INC. JSML

$9,384

0.00%

134

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	134	$9,384	100.0%	Defined

Community Bank, N.A. JSML

$6,582

0.00%

Aventura Private Wealth, LLC JSML

$3,921

0.00%

Glen Eagle Advisors, LLC JSML

$2,941

0.00%

WOLFF WIESE MAGANA LLC JSML

$1,820

0.00%

WELLS FARGO & COMPANY/MN JSML

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	0	$0	0.0%	Defined

VALLEY NATIONAL ADVISERS INC JSML

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS US LLC	9,579	$704,669	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	9,016	$663,253	100.0%	Defined