SHYM · Holdings ETF

$21.60 -0.02 (-0.12%)

Volume · Oct 20 538.73K Avg daily vol (3M) 479.13K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 18

Total Value: $218,962,671

Total Shares: 10,243,868

Institutional Ownership Trend

23 quarters

Holder Concentration

Across 18 13F filers · Δ vs Jun 30, 2026

Top Holder

86.2%

+47.3 pts

Top 5

95.8%

+30.3 pts

Top 10

98.6%

+25.0 pts

HHI

7,462

Highly concentrated+5,696

Who Holds SHYM

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 149 filers, like-for-like change +92.7%; actively managed books +92.8%; index-like books +1.2%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	69.9%	97	+148.8%	16	7
Adviser	0.5%	1	+25.0%	0	0
Bank	2.5%	3	+8.9%	0	2
Broker-dealer	12.6%	1	+82.0%	0	0
Holding company	4.1%	4	+33.0%	0	0
Insurer	0.0%	0	—	0	0
Unknown	10.5%	43	-5.8%	5	2

Style	Share	Filers	Change	New	Exited
Index-like	0.0%	3	+1.2%	0	0
Systematic-like	0.1%	1	+48.2%	0	0
Concentrated	53.1%	45	+290.5%	4	4
Diversified active	46.8%	100	+22.5%	17	7
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	93.4%	109	+106.2%	9	8
Medium turnover	3.3%	19	-16.9%	4	3
High turnover	0.8%	6	-9.0%	2	0
Unknown	2.5%	15	+43.2%	6	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	2.9%	17	+53.5%	7	0
Medium horizon	9.0%	39	+12.1%	4	2
Long horizon	87.5%	88	+111.2%	8	8
Unknown	0.6%	5	+12.7%	2	1
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	12.7%	61	+7.0%	9	3
$1B to $10B	50.4%	51	+334.5%	11	5
$10B to $100B	18.4%	28	+15.7%	1	1
$100B or more	18.5%	9	+48.1%	0	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	67.6%	91	+157.0%	14	7
Pooled investment vehicles	0.3%	1	new	1	0
Pension and profit sharing plans	0.3%	2	+1.2%	0	0
Other investment advisers	1.6%	2	+10.9%	1	0
Diversified	0.0%	1	0.0%	0	0
Corporations	0.0%	0	—	0	0
Other	0.0%	0	—	0	0
Registered funds and BDCs	0.0%	0	—	0	0
Unknown	30.1%	52	+26.6%	5	4

Private funds	Share	Filers	Change	New	Exited
Hedge funds	0.3%	1	new	1	0
Private equity funds	1.8%	4	+6.6%	1	0
Securitized asset funds	0.0%	1	0.0%	0	0
Other private funds	2.1%	3	+15.3%	0	0
No private funds	65.5%	87	+169.2%	14	7
Private funds, type not stated	0.1%	1	-42.9%	0	0
Real estate funds	0.0%	0	—	0	0
Unknown	30.1%	52	+26.6%	5	4

Location	Share	Filers	Change	New	Exited
United States	100.0%	149	+92.8%	21	10
Outside the US	0.0%	0	-100.0%	0	1

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 3 holders with no observed 2026-06-30 13F.

Conviction and Crowding

149 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

10.1% of filers hold it in their top 10

Mar 31, 2026: 15

Holders above 5%

median weight 0.022%

Mar 31, 2026: 1

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

73.6%

of 13F shares, Herfindahl 0.177

Active holders

+92.8%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 6.2 quarters

Under 1 year 48.0% 1 to 3 years 35.7% 3 years or more 16.3% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$22.31

estimated per share

Mar 31, 2026: $22.41

Quarter-end price

$22.45

implied by 13F values

Estimated gain or loss

+0.6%

price against the estimated cost

Estimated at a loss

22.7%

of costed 13F value

Estimated cost covers 95.0% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -132

Institutional value: -53.4%

Shares held: -51.1%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Mid Orgel Wealth Management, LLC	+685,850	8,832,260
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	+43,328	84,670
Large Farther Finance Advisors, LLC	+29,697	36,018
Small Trust Co	+25,824	312,781
Small Premier Path Wealth Partners, LLC	+22,908	43,655

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Micro Objective Capital Management, LLC	−19,900	21,896
Mid CLIFTONLARSONALLEN WEALTH ADVISORS, LLC	−9,432	144,744
Small ShoreHaven Wealth Partners, LLC	−5,134	28,660

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)
Small Pearl Planning LLC	340,940	$7,287,592
Small LAUREL OAK WEALTH MANAGEMENT, LLC	11,592	$247,779
Small FLAGSTAR ADVISORS INC	9,565	$204,451

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)	Open
Small Aspen Wealth Management LLC	75,007	$1,683,907

Filter: New 3 Increased 10 Reduced 3 Sold out 1 Unchanged 2

Holder type: Registered adviser 13 Unknown 5

Showing 18 of 18

All Common Calls Puts

Compact Export CSV

Holder	Value (USD)	% of 13F	Shares	Own %	Change	Type	Filed
Mid Orgel Wealth Management, LLC Registered adviser SHYM	$188,789,557	86.22%	8,832,260	—	+685,850 +8.4%	Shares	2026-10-14
Small Pearl Planning LLC SHYM	$7,287,592	3.33%	340,940	—	New	Shares	2026-10-13
Small Trust Co SHYM	$6,685,693	3.05%	312,781	—	+25,824 +9.0%	Shares	2026-10-09
Micro FORTE ASSET MANAGEMENT LLC SHYM	$3,815,052	1.74%	178,482	—	+36 +0.0%	Shares	2026-10-13
Mid CLIFTONLARSONALLEN WEALTH ADVISORS, LLC Registered adviser SHYM	$3,093,903	1.41%	144,744	—	-9,432 -6.1%	Shares	2026-10-14
Mid C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors Registered adviser SHYM	$2,113,837	0.97%	98,893	—	+10,316 +11.6%	Shares	2026-10-14
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC SHYM	$1,809,821	0.83%	84,670	—	+43,328 +104.8%	Shares	2026-10-13
Small Premier Path Wealth Partners, LLC Registered adviser SHYM	$933,125	0.43%	43,655	—	+22,908 +110.4%	Shares	2026-10-16
Large Farther Finance Advisors, LLC Registered adviser SHYM	$769,884	0.35%	36,018	—	+29,697 +469.8%	Shares	2026-10-08
Small ShoreHaven Wealth Partners, LLC Registered adviser SHYM	$612,607	0.28%	28,660	—	-5,134 -15.2%	Shares	2026-10-16
Small Weitzel Financial Services, Inc. Registered adviser SHYM	$609,337	0.28%	28,507	—	+180 +0.6%	Shares	2026-10-16
Mid Dynamic Advisor Solutions LLC SHYM	$519,797	0.24%	24,318	—	+4,443 +22.4%	Shares	2026-10-13
Micro Objective Capital Management, LLC Registered adviser SHYM	$468,027	0.21%	21,896	—	-19,900 -47.6%	Shares	2026-10-13
Small Veracity Capital LLC Registered adviser SHYM	$423,246	0.19%	19,801	—	0 0.0%	Shares	2026-10-08
Mid IFP Advisors, Inc Registered adviser SHYM	$339,563	0.16%	15,886	—	+7,794 +96.3%	Shares	2026-10-16
Small LAUREL OAK WEALTH MANAGEMENT, LLC Registered adviser SHYM	$247,779	0.11%	11,592	—	New	Shares	2026-10-19
Small M Wealth Management, LLC Registered adviser SHYM	$239,400	0.11%	11,200	—	0 0.0%	Shares	2026-10-14
Small FLAGSTAR ADVISORS INC Registered adviser SHYM	$204,451	0.09%	9,565	—	New	Shares	2026-10-15
Small Aspen Wealth Management LLC Registered adviser SHYM	$1,683,907	0.77%	75,007	—	Sold Out	Shares	2026-07-31
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