XPH · State Street(R) SPDR(R) S&P(R) Pharmaceuticals ETF ETF

$70.93 -0.10 (-0.14%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 1

Total Value: $225,384

Total Shares: 3,401

Institutional Ownership Trend

14 quarters

Holder Concentration

Across 1 13F filers · Δ vs Mar 31, 2023

Top Holder

100.0%

+69.8 pts

Top 5

100.0%

+29.4 pts

Top 10

100.0%

+16.7 pts

HHI

10,000

Highly concentrated+8,487

Quarterly Activity

vs Mar 31, 2023

New

1

Increased

0

Decreased

0

Sold Out

41

Unchanged

0

Holder count: -40

Institutional value: -99.7%

Shares held: -99.8%

Top New Positions

vs Mar 31, 2023

Institution	Acquired	Value (USD)	Open
Large Corient Private Wealth LLC	3,401	$225,384

Top Sold-Out Positions

vs Mar 31, 2023

Institution	Previously Held	Last Value (USD)	Open
Mega MORGAN STANLEY	583,072	$23,911,781
Mega GOLDMAN SACHS GROUP INC	317,137	$13,005,788
Mega BANK OF AMERICA CORP /DE/	293,573	$12,039,427
Mega LPL Financial LLC	95,426	$3,913,420
Large HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND	73,000	$2,993,730

Filter: New 1 Increased 0 Reduced 0 Sold out 41 Unchanged 0

Showing 1 of 1

All Common Calls Puts

Compact Export CSV

Corient Private Wealth LLC XPH

$225,384

100.00%

3,401

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO. LLC	200,180	$8,209,381	34.3%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	117,591	$4,822,406	20.2%	Defined
MORGAN STANLEY SMITH BARNEY LLC	265,301	$10,879,994	45.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	317,137	$13,005,788	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	95,527	$3,917,562	32.5%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	188,968	$7,749,577	64.4%	Defined
MANAGED ACCOUNT ADVISORS LLC	9,078	$372,288	3.1%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	20,676	$847,922	41.9%	Defined
WELLS FARGO CLEARING SERVICES, LLC	28,627	$1,173,993	58.1%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LLC	10,511	$431,056	21.8%	Defined
RBC Capital Markets, LLC	36,914	$1,513,843	76.5%	Defined
RBC Dominion Securities Inc.	620	$25,426	1.3%	Defined
BREWIN DOLPHIN WEALTH MANAGEMENT LTD	230	$9,432	0.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	46,118	$1,891,299	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	42,509	$1,743,294	97.6%	Defined
PNC Investments LLC	1,025	$42,035	2.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	24,560	$1,007,205	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BAIRD ROBERT W & CO INC /WI/	22,657	$929,163	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	21,597	$885,692	100.0%	Defined
1919 Investment Counsel, LLC	10	$410	0.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	21,100	$865,311	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	20,916	$857,765	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROYAL ALLIANCE ASSOCIATES, INC.	652	$26,738	9.4%	Defined
SAGEPOINT FINANCIAL, INC.	610	$25,016	8.8%	Defined
SECURITIES AMERICA ADVISORS INC	953	$39,082	13.8%	Defined
ARBOR POINT ADVISORS, LLC	100	$4,101	1.4%	Defined
TRIAD HYBRID SOLUTIONS, LLC	753	$30,880	10.9%	Defined
TRIAD ADVISORS, LLC	1,051	$43,101	15.2%	Defined
American Portfolios Advisors	2,785	$114,212	40.3%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	5,700	$233,757	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNP PARIBAS SECURITIES CORP	5,405	$221,659	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	3,200	$131,232	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	3,081	$126,351	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHWESTERN MUTUAL LIFE INSURANCE CO	912	$37,401	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Global Markets Holdings Bahamas Ltd joint	500	$20,505	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	399	$16,362	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	300	$12,303	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Deutsche Bank Trust Co Americas	290	$11,892	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UNION BANK & TRUST CO /NE/	218	$8,940	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tower Research Capital Investments LLC	19	$1	100.0%	Other