GANTZERT INVESTMENT CO LLC /ADV

CIK

1013162

Location

JOLIET, IL

Portfolio Value

Small $108,009,510

Diversification

Diversified

Filing Date

Global Rank

#4,452 / 5,416 — · as of Sep 2020

Top Industry

Drug Manufacturers - General 12.1%

Period ended 6 years ago

Filed Oct 7, 2020 · 6y

3 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Sep 30, 2020, never from the firm's own description.

Style

Diversified active

Top 10 weight 48.7%, 27.2 effective positions, active share 67.0% against the Dow Jones Industrial Average as of 2020-10-31; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Horizon unknown

The value-weighted holding period is at least 2.9 quarters, but 93.1% of the book was already held when coverage starts

Closest benchmark: the Dow Jones Industrial Average as of 2020-10-31, active share 67.0%; sector active share 41.5% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

52 tracked positions · as of Sep 30, 2020 · Δ vs Jun 30, 2020

Top Position

7.9%

−0.1 pts

Top 5

29.6%

−0.1 pts

Top 10

48.7%

−0.7 pts

HHI

367

Diversified−10

Portfolio Trend

3 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2020

Sector	% Portfolio	Value	Positions
Healthcare	20.1%	$21,699,680	11
Technology	19.6%	$21,187,557	6
Industrials	18.2%	$19,613,779	10
Consumer Defensive	11.7%	$12,626,950	4
Communication Services	11.0%	$11,923,143	5
Utilities	8.4%	$9,032,465	6
Financial Services	7.2%	$7,732,175	2
Unclassified	1.8%	$1,904,884	4
Energy	1.1%	$1,146,240	1
Basic Materials	1.0%	$1,072,740	1
Consumer Cyclical	0.1%	$69,897	2

Last Quarter's Activity

Export CSV

Sep 30, 2020 vs Jun 30, 2020

Added To

Positions the filer increased

19 positions

Ticker	Company	Δ Shares	Shares	Value
AAPL	Apple Inc.	+52,085	73,950	$8,564,149
CVS	CVS HEALTH Corp	+18,975	27,200	$1,588,480
MCHP	Microchip Technology Inc	+9,815	14,900	$1,531,124
CTVA	Corteva, Inc.	+5,530	37,235	$1,072,740
NOC	Northrop Grumman Corp	+3,880	5,745	$1,812,490
MRK	Merck & Co., Inc.	+2,465	42,940	$3,561,874
PG	PROCTER & GAMBLE Co	+1,775	41,540	$5,773,644
LNT	Alliant Energy Corp	+1,400	52,550	$2,714,207
RTX	RTX Corp	+1,362	43,285	$2,490,618
PFE	Pfizer Inc	+700	53,440	$1,961,246
T	At&T Inc.	+600	78,450	$2,236,606
GIS	General Mills Inc	+415	62,015	$3,825,085
UNH	Unitedhealth Group Inc	+375	8,638	$2,693,069
GD	General Dynamics Corp	+280	26,735	$3,700,926
PEP	Pepsico Inc	+175	21,697	$3,007,204
CVX	Chevron Corp	+140	15,920	$1,146,240
BRK-B	Berkshire Hathaway Inc	+105	25,000	$5,323,500
INTC	Intel Corp	+50	33,585	$1,739,031
ZBH	Zimmer Biomet Holdings, Inc.	+25	13,925	$1,895,750
No positions match the current search.

Trimmed

Positions the filer reduced

16 positions

Ticker	Company	Δ Shares	Shares	Value
CSCO	Cisco Systems, Inc.	−6,775	42,365	$1,668,757
ITW	Illinois Tool Works Inc	−1,785	17,545	$3,389,869
DIS	Walt Disney Co	−1,610	14,945	$1,854,375
AMGN	Amgen Inc	−1,335	15,215	$3,867,044
JNJ	Johnson & Johnson	−700	23,305	$3,469,648
MSFT	Microsoft Corp	−670	27,840	$5,855,587
JPM	Jpmorgan Chase & Co	−505	25,020	$2,408,675
CMCSA	Comcast Corp	−350	49,475	$2,288,713
ORCL	Oracle Corp	−325	30,635	$1,828,909
NEE	Nextera Energy Inc	−315	22,275	$6,182,649
CSX	Csx Corp	−240	23,535	$1,827,963
GOOGL	Alphabet Inc.	−140	3,766	$5,519,449
HON	Honeywell International Inc	−140	23,950	$3,942,409
BDX	Becton Dickinson & Co	−80	11,090	$2,580,421
UNP	Union Pacific Corp	−75	11,885	$2,339,799
GLD	Spdr Gold Trust	−50	700	$123,984
No positions match the current search.

New Positions

Positions the filer opened this quarter

1 positions

Ticker	Company	Shares	Value	Open
—		19,075	$1,754,900
No positions match the current search.

Sold Out

Positions the filer fully exited

1 positions

Ticker	Company	Shares	Value	Open
IBM	International Business Machines Corp	11,410	$1,377,985
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

52 tracked positions · $108,009,510 total · filing declares 54 positions · $110,000,000 · as of Sep 30, 2020

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 52 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
AAPL	Apple Inc. Technology	Added	73,950	+52,085	$8,564,149	+7.4%	3+	before history	7.93%
NEE	Nextera Energy Inc Utilities	Reduced	22,275	-315	$6,182,649	+14.0%	3+	before history	5.72%
MSFT	Microsoft Corp Technology	Reduced	27,840	-670	$5,855,587	+0.9%	3+	before history	5.42%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	41,540	+1,775	$5,773,644	+21.4%	3+	before history	5.35%
GOOGL	Alphabet Inc. Communication Services	Reduced	3,766	-140	$5,519,449	−0.4%	3+	before history	5.11%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	25,000	+105	$5,323,500	+19.8%	3+	before history	4.93%
HON	Honeywell International Inc Industrials	Reduced	23,950	-140	$3,942,409	+13.2%	3+	before history	3.65%
AMGN	Amgen Inc Healthcare	Reduced	15,215	-1,335	$3,867,044	−0.9%	3+	before history	3.58%
GIS	General Mills Inc Consumer Defensive	Added	62,015	+415	$3,825,085	+0.7%	3+	before history	3.54%
GD	General Dynamics Corp Industrials	Added	26,735	+280	$3,700,926	−6.4%	3+	before history	3.43%
MRK	Merck & Co., Inc. Healthcare	Added	42,940	+2,465	$3,561,874	+13.8%	3+	before history	3.30%
JNJ	Johnson & Johnson Healthcare	Reduced	23,305	-700	$3,469,648	+2.8%	3+	before history	3.21%
ITW	Illinois Tool Works Inc Industrials	Reduced	17,545	-1,785	$3,389,869	+0.3%	3+	before history	3.14%
PEP	Pepsico Inc Consumer Defensive	Added	21,697	+175	$3,007,204	+5.6%	3+	before history	2.78%
LNT	Alliant Energy Corp Utilities	Added	52,550	+1,400	$2,714,207	+10.9%	3+	before history	2.51%
UNH	Unitedhealth Group Inc Healthcare	Added	8,638	+375	$2,693,069	+10.5%	3+	before history	2.49%
BDX	Becton Dickinson & Co Healthcare	Reduced	11,090	-80	$2,580,421	−3.5%	3+	before history	2.39%
RTX	RTX Corp Industrials	Added	43,285	+1,362	$2,490,618	−3.6%	2	unpriced	2.31%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	25,020	-505	$2,408,675	+0.3%	3+	before history	2.23%
UNP	Union Pacific Corp Industrials	Reduced	11,885	-75	$2,339,799	+15.7%	3+	before history	2.17%
CMCSA	Comcast Corp Communication Services	Reduced	49,475	-350	$2,288,713	+17.8%	3+	before history	2.12%
T	At&T Inc. Communication Services	Added	78,450	+600	$2,236,606	−5.0%	3+	before history	2.07%
PFE	Pfizer Inc Healthcare	Added	53,440	+700	$1,961,246	+13.7%	3+	before history	1.82%
ZBH	Zimmer Biomet Holdings, Inc. Healthcare	Added	13,925	+25	$1,895,750	+14.3%	3+	before history	1.76%
DIS	Walt Disney Co Communication Services	Reduced	14,945	-1,610	$1,854,375	+0.5%	3+	before history	1.72%
ORCL	Oracle Corp Technology	Reduced	30,635	-325	$1,828,909	+6.9%	3+	before history	1.69%
CSX	Csx Corp Industrials	Reduced	23,535	-240	$1,827,963	+10.2%	3+	before history	1.69%
NOC	Northrop Grumman Corp Industrials	Added	5,745	+3,880	$1,812,490	+216.1%	3+	before history	1.68%
		NEW	19,075	NEW	$1,754,900	NEW	1	$85.60	1.62%
INTC	Intel Corp Technology	Added	33,585	+50	$1,739,031	−13.3%	3+	before history	1.61%
CSCO	Cisco Systems, Inc. Technology	Reduced	42,365	-6,775	$1,668,757	−27.2%	3+	before history	1.55%
CVS	CVS HEALTH Corp Healthcare	Added	27,200	+18,975	$1,588,480	+197.3%	2	$62.45	1.47%
MCHP	Microchip Technology Inc Technology	Added	14,900	+9,815	$1,531,124	+185.9%	2	$99.28	1.42%
CVX	Chevron Corp Energy	Added	15,920	+140	$1,146,240	−18.6%	3+	before history	1.06%
CTVA	Corteva, Inc. Basic Materials	Added	37,235	+5,530	$1,072,740	+26.3%	3+	before history	0.99%
GLD	Spdr Gold Trust	Reduced	700	-50	$123,984	−1.2%	3+	before history	0.11%
WTRG	Essential Utilities, Inc. Utilities	Held	1,800	0	$72,450	−4.7%	3+	before history	0.07%
CAT	Caterpillar Inc Industrials	Held	267	0	$39,823	+17.9%	3+	before history	0.04%
MCD	Mcdonalds Corp Consumer Cyclical	Held	175	0	$38,410	+19.0%	3+	before history	0.04%
WM	Waste Management Inc Industrials	Held	325	0	$36,780	+6.9%	3+	before history	0.03%
WEC	Wec Energy Group, Inc. Utilities	Held	350	0	$33,915	+10.6%	3+	before history	0.03%
ROK	Rockwell Automation, Inc Industrials	Held	150	0	$33,102	+3.6%	3+	before history	0.03%
AMZN	Amazon Com Inc Consumer Cyclical	Held	10	0	$31,487	+14.1%	2	$2,415.63	0.03%
BAX	Baxter International Inc Healthcare	Held	376	0	$30,237	−6.6%	3+	before history	0.03%
BMY	Bristol Myers Squibb Co Healthcare	Held	500	0	$30,145	+2.5%	3+	before history	0.03%
GOOG	Alphabet Inc. Communication Services	Held	16	0	$24,000	+4.3%	3+	before history	0.02%
ABT	Abbott Laboratories Healthcare	Held	200	0	$21,766	+19.0%	2	$90.38	0.02%
CLX	Clorox Co Consumer Defensive	Held	100	0	$21,017	−4.2%	2	$199.79	0.02%
SR	Spire Inc Utilities	Held	300	0	$15,960	−19.0%	3+	before history	0.01%
		Held	1,500	0	$15,000	−11.8%	3+	before history	0.01%

Showing the top 50 of 52 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.