Wakefield Asset Management LLLP

CIK

1600435

Location

Englewood, CO

Portfolio Value

Small $339,153,431

Diversification

Diversified

Reports for

Wakefield Asset Management Corp Wakefield Wealth Management, LLLP Gervasini, Geoffrey Todd

Filing Date

Global Rank

#3,514 / 8,700 ▲ 628

Top Industry

Asset Management 9.1%

Period ended 2 months ago

Filed Aug 11, 2026 · 33d

26 quarters · since Mar 2020

Portfolio Concentration

190 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

3.5%

−11.6 pts

Top 5

11.6%

−11.9 pts

Top 10

20.5%

−10.3 pts

HHI

104

Diversified−199

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Financial Services	23.3%	$78,960,833	43
Technology	20.5%	$69,505,299	38
Industrials	13.1%	$44,544,567	24
Healthcare	10.2%	$34,677,505	23
Consumer Cyclical	7.9%	$26,732,246	16
Communication Services	5.9%	$19,867,646	11
Energy	5.1%	$17,380,975	8
Consumer Defensive	4.5%	$15,342,680	10
Utilities	3.1%	$10,416,655	4
Basic Materials	2.9%	$9,773,743	4
Real Estate	2.3%	$7,669,967	5
Unclassified	1.3%	$4,281,315	4

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
PML	Pimco Municipal Income Fund II	+38,529	272,029	$2,070,140
PAY	Paymentus Holdings, Inc.	+35,853	65,562	$1,583,977
WIW	Western Asset Inflation-Linked Opportunities & Income Fund	+31,637	150,451	$1,263,788
BMY	Bristol Myers Squibb Co	+29,055	70,404	$4,056,678
EOT	Eaton Vance National Municipal Opportunities Trust	+26,504	95,845	$1,688,788
VMO	Invesco Municipal Opportunity Trust	+24,135	231,479	$2,284,697
NEA	Nuveen AMT-Free Quality Municipal Income Fund	+20,721	199,971	$2,347,659
NAD	Nuveen Quality Municipal Income Fund	+19,612	193,285	$2,342,614
NZF	Nuveen Municipal Credit Income Fund	+18,778	182,597	$2,315,329
MQY	Blackrock Muniyield Quality Fund, Inc.	+14,541	115,919	$1,344,660
NMZ	Nuveen Municipal High Income Opportunity Fund	+13,895	115,718	$1,223,139
NMCO	Nuveen Municipal Credit Opportunities Fund	+13,595	113,424	$1,235,187
IBIT	iShares Bitcoin Trust ETF	+13,353	64,210	$2,137,550
ETHA	iShares Ethereum Trust ETF	+11,920	42,936	$0
TPR	Tapestry, Inc.	+11,761	27,801	$4,069,510
WBD	Warner Bros. Discovery, Inc.	+8,820	32,034	$854,026
DBA	Invesco Db Agriculture Fund	+7,358	38,235	$1,019,727
PHYS	Sprott Physical Gold Trust	+4,416	78,938	$2,381,559
CBOE	Cboe Global Markets, Inc.	+4,407	17,456	$4,236,047
CMCSA	Comcast Corp	+3,358	15,550	$381,752
NLY	Annaly Capital Management Inc	+1,861	166,904	$3,731,973
PATH	UiPath, Inc.	+1,624	100,094	$1,088,021
WT	WisdomTree, Inc.	+1,526	82,900	$1,404,326
CF	CF Industries Holdings, Inc.	+1,287	5,471	$592,290
HAPN	Happen, Inc.	+1,249	76,740	$1,591,587
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
AAPD	Direxion Shares ETF Trust Direxion Daily AAPL Bear 1X ETF	−212,915	92,819	$1,124,038
WIA	Western Asset Inflation-Linked Income Fund	−205,233	157,757	$1,282,564
MHD	Blackrock Muniholdings Fund, Inc.	−191,578	132,005	$1,570,859
AS	Amer Sports, Inc.	−45,670	61,158	$2,069,586
FHN	First Horizon Corp	−22,701	159,157	$4,080,785
SPPP	Sprott Physical Platinum & Palladium Trust	−12,659	52,741	$656,625
PSLV	Sprott Physical Silver Trust	−10,054	36,413	$687,113
ICHR	Ichor Holdings, Ltd.	−8,202	19,194	$2,155,102
WDC	Western Digital Corp	−5,612	8,737	$5,580,496
LRCX	Lam Research Corp	−4,191	16,389	$7,101,845
TTMI	Ttm Technologies Inc	−4,181	9,178	$1,716,469
NWPX	NWPX Infrastructure, Inc.	−3,939	12,616	$1,891,643
NEM	NEWMONT Corp /DE/	−3,805	40,115	$3,746,741
EXPE	Expedia Group, Inc.	−3,409	14,672	$3,754,271
SNOW	Snowflake Inc.	−2,000	1,752	$445,884
DELL	Dell Technologies Inc.	−1,854	1,694	$730,893
COHR	Coherent Corp.	−1,592	15,614	$6,159,254
MYRG	Myr Group Inc.	−1,418	3,323	$1,662,829
WWD	Woodward, Inc.	−1,296	4,494	$1,911,927
GLW	Corning Inc /Ny	−710	3,506	$895,537
CSCO	Cisco Systems, Inc.	−695	4,686	$550,417
AMAT	Applied Materials Inc /De	−623	4,772	$3,450,156
ECPG	Encore Capital Group Inc	−489	22,411	$2,090,722
GOOGL	Alphabet Inc.	−382	18,921	$6,748,307
SMP	Standard Motor Products, Inc.	−344	37,265	$1,452,217
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
DVA	Davita Inc.	26,488	$5,893,050
AEP	American Electric Power Co Inc	41,419	$5,666,533
ADM	Archer-Daniels-Midland Co	36,546	$2,792,114
EXEL	Exelixis, Inc.	51,279	$2,790,090
ROKU	Roku, Inc	19,642	$2,713,345
KDP	Keurig Dr Pepper Inc.	71,330	$2,334,630
TENB	Tenable Holdings, Inc.	62,062	$2,288,846
NUW	Nuveen AMT-Free Municipal Value Fund	115,309	$1,658,143
ARCB	Arcbest Corp /Tx/	11,209	$1,608,939
FULT	Fulton Financial Corp	60,884	$1,472,783
FIVE	Five Below, Inc	7,941	$1,427,712
OLLI	Ollie's Bargain Outlet Holdings, Inc.	18,345	$1,410,363
FHB	First Hawaiian, Inc.	48,096	$1,409,212
AMN	Amn Healthcare Services Inc	43,469	$1,407,091
WAFD	Wafd Inc	36,489	$1,400,082
ESTC	Elastic N.V.	23,396	$1,334,039
EVN	Eaton Vance Municipal Income Trust	88,139	$992,445
MMU	Western Asset Managed Municipals Fund Inc.	92,365	$962,443
SNX	Td Synnex Corp	2,697	$721,015
JBHT	Hunt J B Transport Services Inc	2,435	$704,762
FDS	Factset Research Systems Inc	2,566	$590,385
ZION	Zions Bancorporation, National Association /Ut/	8,428	$583,133
VTRS	Viatris Inc	35,837	$569,091
WY	Weyerhaeuser Co	23,367	$559,405
LLY	ELI LILLY & Co	447	$536,145
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
AAXJ	iShares MSCI All Country Asia ex Japan ETF	706,250	$57,441,434
FNDA	Schwab Fundamental U.S. Small Company ETF	421,606	$11,346,460
ED	Consolidated Edison Inc	42,012	$4,754,918
ABI	VictoryShares Pioneer Asset-Based Income ETF	24,214	$4,647,150
GILD	Gilead Sciences, Inc.	30,860	$4,300,958
ALLW	SSGA Active Trust State Street Bridgewater All Weather ETF	90,520	$3,596,359
CELH	Celsius Holdings, Inc.	91,145	$3,233,824
RMD	Resmed Inc	13,714	$3,078,518
VB	Vanguard Morningstar Small-Cap ETF	4,454	$2,661,487
BNDW	Vanguard Total World Bond ETF	19,336	$1,936,887
AFK	VanEck Africa Index ETF	20,637	$1,893,857
AX	Axos Financial, Inc.	17,149	$1,459,208
ACES	ALPS Clean Energy ETF	27,691	$1,457,654
UUP	Invesco DB US Dollar Index Bullish Fund	49,206	$1,366,942
OSIS	Osi Systems Inc	5,080	$1,348,790
QNST	Quinstreet, Inc	109,648	$1,316,872
DDS	Dillard's, Inc.	2,229	$1,275,233
MBIN	Merchants Bancorp	29,530	$1,267,132
—		18,719	$1,220,144
MBWM	Mercantile Bank Corp	22,830	$1,152,915
BTCK	Teucrium Commodity Trust	48,801	$1,011,284
SKYW	Skywest Inc	10,775	$989,468
BRCB	Black Rock Coffee Bar, Inc.	72,694	$939,206
VEU	Vanguard FTSE All-World Ex-US ETF	6,297	$871,001
HURN	Huron Consulting Group Inc.	6,724	$857,242
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

190 tracked positions · $339,153,431 total · filing declares 225 positions · $444,233,453 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 190 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
APH	Amphenol Corp /De/ Technology	Added	34,008	+139	$11,992,581	+40.1%	3.54%
LRCX	Lam Research Corp Technology	Reduced	16,389	-4,191	$7,101,845	+61.5%	2.09%
NVDA	Nvidia Corp Technology	Held	35,337	0	$7,070,580	+14.7%	2.08%
GOOGL	Alphabet Inc. Communication Services	Reduced	18,921	-382	$6,748,307	+21.6%	1.99%
JPM	Jpmorgan Chase & Co Financial Services	Added	20,132	+156	$6,589,807	+12.1%	1.94%
MPC	Marathon Petroleum Corp Energy	Added	24,134	+244	$6,170,339	+5.8%	1.82%
COHR	Coherent Corp. Technology	Reduced	15,614	-1,592	$6,159,254	+50.3%	1.82%
VRT	Vertiv Holdings Co Industrials	Reduced	17,853	-69	$5,977,541	+33.1%	1.76%
DVA	Davita Inc. Healthcare	NEW	26,488	NEW	$5,893,050	NEW	1.74%
RBC	RBC Bearings INC Industrials	Added	8,972	+15	$5,778,506	+18.8%	1.70%
AEP	American Electric Power Co Inc Utilities	NEW	41,419	NEW	$5,666,533	NEW	1.67%
WDC	Western Digital Corp Technology	Reduced	8,737	-5,612	$5,580,496	+43.8%	1.65%
TT	Trane Technologies plc Industrials	Reduced	11,065	-42	$5,434,685	+17.4%	1.60%
FTI	TechnipFMC plc Energy	Added	81,335	+840	$5,392,510	−3.1%	1.59%
MNST	Monster Beverage Corp Consumer Defensive	Added	53,836	+803	$5,174,716	+34.7%	1.53%
AER	AerCap Holdings N.V. Industrials	Added	32,725	+376	$4,770,650	+7.5%	1.41%
TRV	Travelers Companies, Inc. Financial Services	Added	14,345	+169	$4,735,571	+14.5%	1.40%
CBOE	Cboe Global Markets, Inc. Financial Services	Added	17,456	+4,407	$4,236,047	+15.5%	1.25%
HAS	Hasbro, Inc. Consumer Cyclical	Added	50,063	+563	$4,134,703	−10.8%	1.22%
FHN	First Horizon Corp Financial Services	Reduced	159,157	-22,701	$4,080,785	−1.4%	1.20%
TPR	Tapestry, Inc. Consumer Cyclical	Added	27,801	+11,761	$4,069,510	+79.8%	1.20%
BMY	Bristol Myers Squibb Co Healthcare	Added	70,404	+29,055	$4,056,678	+61.8%	1.20%
ATO	Atmos Energy Corp Utilities	Added	22,966	+322	$3,956,352	−5.4%	1.17%
THC	Tenet Healthcare Corp Healthcare	Added	21,108	+219	$3,948,884	+0.2%	1.16%
EXPE	Expedia Group, Inc. Consumer Cyclical	Reduced	14,672	-3,409	$3,754,271	−10.1%	1.11%
NEM	NEWMONT Corp /DE/ Basic Materials	Reduced	40,115	-3,805	$3,746,741	−21.2%	1.10%
NLY	Annaly Capital Management Inc Real Estate	Added	166,904	+1,861	$3,731,973	+6.9%	1.10%
MS	Morgan Stanley Financial Services	Added	17,741	+283	$3,708,578	+29.1%	1.09%
AFRM	Affirm Holdings, Inc. Financial Services	Reduced	43,936	-275	$3,582,980	+76.9%	1.06%
AA	Alcoa Corp Basic Materials	Added	67,953	+962	$3,543,069	−20.3%	1.04%
AMAT	Applied Materials Inc /De Technology	Reduced	4,772	-623	$3,450,156	+87.1%	1.02%
FIX	Comfort Systems USA Inc Industrials	Reduced	1,681	-18	$3,331,657	+42.2%	0.98%
SIRI	Sirius Xm Holdings Inc. Communication Services	Added	107,043	+596	$3,162,050	+28.7%	0.93%
ADM	Archer-Daniels-Midland Co Consumer Defensive	NEW	36,546	NEW	$2,792,114	NEW	0.82%
EXEL	Exelixis, Inc. Healthcare	NEW	51,279	NEW	$2,790,090	NEW	0.82%
CRWD	CrowdStrike Holdings, Inc. Technology	Held	3,627	0	$2,767,908	+95.5%	0.82%
ROKU	Roku, Inc Communication Services	NEW	19,642	NEW	$2,713,345	NEW	0.80%
ALL	Allstate Corp Financial Services	Added	10,344	+331	$2,461,251	+18.6%	0.73%
PHYS	Sprott Physical Gold Trust Financial Services	Added	78,938	+4,416	$2,381,559	−9.8%	0.70%
NEA	Nuveen AMT-Free Quality Municipal Income Fund Financial Services	Added	199,971	+20,721	$2,347,659	+16.6%	0.69%
NAD	Nuveen Quality Municipal Income Fund Financial Services	Added	193,285	+19,612	$2,342,614	+17.3%	0.69%
KDP	Keurig Dr Pepper Inc. Consumer Defensive	NEW	71,330	NEW	$2,334,630	NEW	0.69%
NZF	Nuveen Municipal Credit Income Fund Financial Services	Added	182,597	+18,778	$2,315,329	+16.0%	0.68%
TENB	Tenable Holdings, Inc. Technology	NEW	62,062	NEW	$2,288,846	NEW	0.67%
VMO	Invesco Municipal Opportunity Trust Financial Services	Added	231,479	+24,135	$2,284,697	+15.9%	0.67%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	9,134	-200	$2,176,997	+12.0%	0.64%
ICHR	Ichor Holdings, Ltd. Technology	Reduced	19,194	-8,202	$2,155,102	+68.8%	0.64%
IBIT	iShares Bitcoin Trust ETF	Added	64,210	+13,353	$2,137,550	+9.4%	0.63%
ECPG	Encore Capital Group Inc Financial Services	Reduced	22,411	-489	$2,090,722	+30.2%	0.62%
PML	Pimco Municipal Income Fund II Financial Services	Added	272,029	+38,529	$2,070,140	+17.1%	0.61%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.