Wakefield Asset Management LLLP

Registered adviser

CIK

1600435

Location

Englewood, CO

Portfolio Value

Small $441,497,649

Diversification

Diversified

Reports for

Wakefield Asset Management Corp Wakefield Wealth Management, LLLP Gervasini, Geoffrey Todd

Filing Date

Global Rank

#4,169 / 8,818 ▲ 161

Top Industry

Asset Management 9.2%

Period ended 4 months ago

Filed Aug 11, 2026 · 3mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 143720

Roster of Oct 1, 2026

Regulatory AUM

$453,977,004

Main clients

Individuals and high net worth (70% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$453,977,004	Individuals and high net worth (70%)
Apr 2025 to Mar 2026	$371,192,055	Individuals and high net worth (74%)
Apr 2024 to Mar 2025	$343,094,943	Individuals and high net worth (76%)
May 2023 to Mar 2024	$312,557,936	Individuals and high net worth (74%)
Apr 2023	$312,557,936	Individuals and high net worth (74%)
Apr 2022 to Mar 2023	$352,492,560	Individuals and high net worth (76%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 29.6%, 33.9 effective positions, active share 77.6% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

58.7% over the last four quarters (30% to under 100%)

Horizon

Horizon unknown

The value-weighted holding period is at least 9.3 quarters, but 13.5% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 77.6%; sector active share 20.3% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

225 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

15.0%

+3.5 pts

Top 5

22.5%

+2.8 pts

Top 10

29.6%

+2.6 pts

HHI

295

Diversified+83

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	25.1%	$110,953,488	38
Financial Services	17.9%	$78,960,833	43
Technology	14.4%	$63,509,008	38
Industrials	10.1%	$44,544,567	24
Healthcare	8.2%	$36,345,841	23
Consumer Cyclical	6.1%	$26,732,246	16
Communication Services	4.5%	$19,867,646	12
Energy	3.9%	$17,380,975	8
Consumer Defensive	3.5%	$15,342,680	10
Utilities	2.4%	$10,416,655	4
Basic Materials	2.2%	$9,773,743	4
Real Estate	1.7%	$7,669,967	5

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
PML	Pimco Municipal Income Fund II	+38,529	272,029	$2,070,140
PAY	Paymentus Holdings, Inc.	+35,853	65,562	$1,583,977
WIW	Western Asset Inflation-Linked Opportunities & Income Fund	+31,637	150,451	$1,263,788
BMY	Bristol Myers Squibb Co	+29,055	70,404	$4,056,678
EOT	Eaton Vance National Municipal Opportunities Trust	+26,504	95,845	$1,688,788
EFV	iShares MSCI EAFE Value ETF	+24,672	252,913	$19,360,490
VMO	Invesco Municipal Opportunity Trust	+24,135	231,479	$2,284,697
AAPD	Direxion Shares ETF Trust	+21,617	92,819	$1,124,038
NEA	Nuveen AMT-Free Quality Municipal Income Fund	+20,721	199,971	$2,347,659
NAD	Nuveen Quality Municipal Income Fund	+19,612	193,285	$2,342,614
NZF	Nuveen Municipal Credit Income Fund	+18,778	182,597	$2,315,329
METD	Direxion Daily META Bear 1X Shares	+18,771	65,308	$1,144,196
QQQD	Direxion Daily Magnificent 7 Bear 1X Shares	+18,326	87,716	$1,157,851
TSLS	Direxion Daily TSLA Bear 1X Shares	+14,825	21,841	$1,117,167
MQY	Blackrock Muniyield Quality Fund, Inc.	+14,541	115,919	$1,344,660
NMZ	Nuveen Municipal High Income Opportunity Fund	+13,895	115,718	$1,223,139
NMCO	Nuveen Municipal Credit Opportunities Fund	+13,595	113,424	$1,235,187
IBIT	iShares Bitcoin Trust ETF	+13,353	64,210	$2,137,550
ORCS	Direxion Daily ORCL Bear 1X ETF	+12,529	43,276	$1,330,390
ETHA	iShares Ethereum Trust ETF	+11,920	42,936	$510,509
TPR	Tapestry, Inc.	+11,761	27,801	$4,069,510
EFG	iShares MSCI EAFE Growth ETF	+10,766	157,105	$19,547,004
WBD	Warner Bros. Discovery, Inc.	+8,820	32,034	$854,026
MSFD	Direxion Daily MSFT Bear 1X Shares	+7,620	78,070	$1,109,374
DBA	Invesco Db Agriculture Fund	+7,358	38,235	$1,019,727
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
WIA	Western Asset Inflation-Linked Income Fund	−205,233	157,757	$1,282,564
MHD	Blackrock Muniholdings Fund, Inc.	−191,578	132,005	$1,570,859
AS	Amer Sports, Inc.	−45,670	61,158	$2,069,586
FHN	First Horizon Corp	−22,701	159,157	$4,080,785
SPPP	Sprott Physical Platinum & Palladium Trust	−12,659	52,741	$656,625
PSLV	Sprott Physical Silver Trust	−10,054	36,413	$687,113
SCHE	Schwab Emerging Markets Equity ETF	−9,777	157,251	$5,701,921
ICHR	Ichor Holdings, Ltd.	−8,202	19,194	$2,155,102
WDC	Western Digital Corp	−5,612	8,737	$5,580,496
IEMG	iShares Trust	−5,558	155,032	$12,842,850
—		−4,634	11,661	$559,378
LRCX	Lam Research Corp	−4,191	16,389	$7,101,845
TTMI	Ttm Technologies Inc	−4,181	9,178	$1,716,469
NWPX	NWPX Infrastructure, Inc.	−3,939	12,616	$1,891,643
NEM	NEWMONT Corp	−3,805	40,115	$3,746,741
EXPE	Expedia Group, Inc.	−3,409	14,672	$3,754,271
MUB	iShares National Muni Bond ETF	−2,718	8,447	$909,066
GDX	VanEck Gold Miners ETF	−2,509	18,128	$1,367,757
SNOW	Snowflake Inc.	−2,000	1,752	$445,884
DELL	Dell Technologies Inc.	−1,854	1,694	$730,893
COHR	Coherent Corp.	−1,592	15,614	$6,159,254
EWY	iShares Trust	−1,547	3,748	$756,721
MYRG	Myr Group Inc.	−1,418	3,323	$1,662,829
WWD	Woodward, Inc.	−1,296	4,494	$1,911,927
GLW	Corning Inc	−710	3,506	$895,537
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
DVA	Davita Inc.	26,488	$5,893,050
AEP	American Electric Power Co Inc	41,419	$5,666,533
ADM	Archer-Daniels-Midland Co	36,546	$2,792,114
EXEL	Exelixis, Inc.	51,279	$2,790,090
ROKU	Roku, Inc	19,642	$2,713,345
KDP	Keurig Dr Pepper Inc.	71,330	$2,334,630
TENB	Tenable Holdings, Inc.	62,062	$2,288,846
NUW	Nuveen AMT-Free Municipal Value Fund	115,309	$1,658,143
ARCB	Arcbest Corp	11,209	$1,608,939
FULT	Fulton Financial Corp	60,884	$1,472,783
FIVE	Five Below, Inc	7,941	$1,427,712
OLLI	Ollie's Bargain Outlet Holdings, Inc.	18,345	$1,410,363
FHB	First Hawaiian, Inc.	48,096	$1,409,212
AMN	Amn Healthcare Services Inc	43,469	$1,407,091
WAFD	Wafd Inc	36,489	$1,400,082
ESTC	Elastic N.V.	23,396	$1,334,039
EVN	Eaton Vance Municipal Income Trust	88,139	$992,445
MMU	Western Asset Managed Municipals Fund Inc.	92,365	$962,443
SNX	Td Synnex Corp	2,697	$721,015
SARK	Tradr 1X Short Innovation Daily ETF	26,166	$705,069
JBHT	Hunt J B Transport Services Inc	2,435	$704,762
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	3,652	$695,779
FDS	Factset Research Systems Inc	2,566	$590,385
ZION	Zions Bancorporation, National Association	8,428	$583,133
VTRS	Viatris Inc	35,837	$569,091
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
ED	Consolidated Edison Inc	42,012	$4,754,918
GILD	Gilead Sciences, Inc.	30,860	$4,300,958
CELH	Celsius Holdings, Inc.	91,145	$3,233,824
RMD	Resmed Inc	13,714	$3,078,518
AX	Axos Financial, Inc.	17,149	$1,459,208
UUP	Invesco DB US Dollar Index Bullish Fund	49,206	$1,366,942
OSIS	Osi Systems Inc	5,080	$1,348,790
QNST	Quinstreet, Inc	109,648	$1,316,872
DDS	Dillard's, Inc.	2,229	$1,275,233
MBIN	Merchants Bancorp	29,530	$1,267,132
MBWM	Mercantile Bank Corp	22,830	$1,152,915
SKYW	Skywest Inc	10,775	$989,468
BRCB	Black Rock Coffee Bar, Inc.	72,694	$939,206
HURN	Huron Consulting Group Inc.	6,724	$857,242
SEF	ProShares Short Financials	19,980	$680,119
WEAT		21,924	$516,748
CORN		26,877	$494,536
CME	Cme Group Inc.	1,638	$483,783
OMC	Omnicom Group Inc.	5,894	$443,877
NVDD	Direxion Daily NVDA Bear 1X Shares	10,392	$418,174
SWKS	Skyworks Solutions, Inc.	7,074	$378,812
HON	Honeywell International Inc	1,426	$322,318
ACN	Accenture plc	1,201	$238,146
PODD	Insulet Corp	1,106	$232,083
LMT	Lockheed Martin Corp	369	$223,019
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

225 tracked positions · $441,497,649 total · filing declares 225 positions · $444,233,453 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 225 positions by value · page 1 of 5

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
EFG	iShares MSCI EAFE Growth ETF	Added	157,105	+10,766	$19,547,004	+19.9%	26+	before history	4.43%
EFV	iShares MSCI EAFE Value ETF	Added	252,913	+24,672	$19,360,490	+14.1%	26+	before history	4.39%
IEMG	iShares Trust	Reduced	155,032	-5,558	$12,842,850	—	25	unpriced	2.91%
LRCX	Lam Research Corp Technology	Reduced	16,389	-4,191	$7,101,845	+61.5%	4	$105.88	1.61%
NVDA	Nvidia Corp Technology	Held	35,337	0	$7,070,580	+14.7%	6	$135.19	1.60%
JPM	Jpmorgan Chase & Co Financial Services	Added	20,132	+156	$6,589,807	+12.1%	14	$166.66	1.49%
MPC	Marathon Petroleum Corp Energy	Added	24,134	+244	$6,170,339	+5.8%	6	$150.90	1.40%
COHR	Coherent Corp. Technology	Reduced	15,614	-1,592	$6,159,254	+50.3%	6	$88.03	1.40%
APH	Amphenol Corp Technology	Added	34,008	+139	$5,996,290	+40.1%	6	$69.13	1.36%
VRT	Vertiv Holdings Co Industrials	Reduced	17,853	-69	$5,977,541	+33.1%	11	$42.58	1.35%
DVA	Davita Inc. Healthcare	NEW	26,488	NEW	$5,893,050	NEW	1	$181.70	1.33%
RBC	RBC Bearings INC Industrials	Added	8,972	+15	$5,778,506	+18.8%	6	$358.28	1.31%
SCHE	Schwab Emerging Markets Equity ETF	Reduced	157,251	-9,777	$5,701,921	+3.6%	26+	before history	1.29%
AEP	American Electric Power Co Inc Utilities	NEW	41,419	NEW	$5,666,533	NEW	1	$131.73	1.28%
WDC	Western Digital Corp Technology	Reduced	8,737	-5,612	$5,580,496	+43.8%	2	$261.05	1.26%
GOOGL	Alphabet Inc. Communication Services	Reduced	15,582	-382	$5,568,539	+21.3%	9	$172.68	1.26%
TT	Trane Technologies plc Industrials	Reduced	11,065	-42	$5,434,685	+17.4%	15	$185.72	1.23%
FTI	TechnipFMC plc Energy	Added	81,335	+840	$5,392,510	−3.1%	7	$31.42	1.22%
RSP	Victory Portfolios II	Added	25,149	+935	$5,350,952	+15.1%	11	$160.33	1.21%
MNST	Monster Beverage Corp Consumer Defensive	Added	53,836	+803	$5,174,716	+34.7%	3	$71.93	1.17%
SCHZ	Schwab U.S. Aggregate Bond ETF	Added	221,297	+6,264	$5,118,599	+2.5%	26+	before history	1.16%
AER	AerCap Holdings N.V. Industrials	Added	32,725	+376	$4,770,650	+7.5%	5	$108.63	1.08%
IEFA	iShares Core MSCI EAFE ETF	Added	49,358	+2,492	$4,766,995	+12.4%	25	unpriced	1.08%
TRV	Travelers Companies, Inc. Financial Services	Added	14,345	+169	$4,735,571	+14.5%	5	$264.28	1.07%
EWC	iShares Trust	Added	81,564	+6,133	$4,701,348	—	26+	before history	1.06%
CBOE	Cboe Global Markets, Inc. Financial Services	Added	17,456	+4,407	$4,236,047	+15.5%	5	$243.68	0.96%
HAS	Hasbro, Inc. Consumer Cyclical	Added	50,063	+563	$4,134,703	−10.8%	6	$75.35	0.94%
FHN	First Horizon Corp Financial Services	Reduced	159,157	-22,701	$4,080,785	−1.4%	2	$23.91	0.92%
TPR	Tapestry, Inc. Consumer Cyclical	Added	27,801	+11,761	$4,069,510	+79.8%	2	$142.40	0.92%
BMY	Bristol Myers Squibb Co Healthcare	Added	70,404	+29,055	$4,056,678	+61.8%	2	$57.93	0.92%
ATO	Atmos Energy Corp Utilities	Added	22,966	+322	$3,956,352	−5.4%	3	$175.16	0.90%
THC	Tenet Healthcare Corp Healthcare	Added	21,108	+219	$3,948,884	+0.2%	9	$121.94	0.89%
TOTL	State Street(R) DoubleLine(R) Total Return Tactical ETF	Added	97,044	+6,524	$3,830,326	+6.5%	7	$40.10	0.87%
EXPE	Expedia Group, Inc. Consumer Cyclical	Reduced	14,672	-3,409	$3,754,271	−10.1%	6	$234.66	0.85%
NEM	NEWMONT Corp Basic Materials	Reduced	40,115	-3,805	$3,746,741	−21.2%	5	$53.38	0.85%
NLY	Annaly Capital Management Inc Real Estate	Added	166,904	+1,861	$3,731,973	+6.9%	6	$20.62	0.85%
MS	Morgan Stanley Financial Services	Added	17,741	+283	$3,708,578	+29.1%	6	$139.29	0.84%
AFRM	Affirm Holdings, Inc. Financial Services	Reduced	43,936	-275	$3,582,980	+76.9%	6	$58.74	0.81%
AA	Alcoa Corp Basic Materials	Added	67,953	+962	$3,543,069	−20.3%	2	$61.43	0.80%
VOO	VANGUARD 500 INDEX FUND	Added	5,044	+590	$3,464,269	+30.2%	25	unpriced	0.78%
AMAT	Applied Materials Inc Technology	Reduced	4,772	-623	$3,450,156	+87.1%	2	$336.38	0.78%
FIX	Comfort Systems USA Inc Industrials	Reduced	1,681	-18	$3,331,657	+42.2%	2	$1,269.64	0.75%
SIRI	Sirius Xm Holdings Inc. Communication Services	Added	107,043	+596	$3,162,050	+28.7%	6	$23.57	0.72%
ADM	Archer-Daniels-Midland Co Consumer Defensive	NEW	36,546	NEW	$2,792,114	NEW	1	$76.12	0.63%
EXEL	Exelixis, Inc. Healthcare	NEW	51,279	NEW	$2,790,090	NEW	1	$48.69	0.63%
CRWD	CrowdStrike Holdings, Inc. Technology	Held	3,627	0	$2,767,908	+95.5%	6	$381.06	0.63%
ROKU	Roku, Inc Communication Services	NEW	19,642	NEW	$2,713,345	NEW	1	$121.99	0.61%
VTWO	VANGUARD RUSSELL 2000 INDEX FUND	Added	20,717	+1,381	$2,515,458	+29.9%	25	unpriced	0.57%
ALL	Allstate Corp Financial Services	Added	10,344	+331	$2,461,251	+18.6%	4	$202.99	0.56%
PHYS	Sprott Physical Gold Trust Financial Services	Added	78,938	+4,416	$2,381,559	−9.8%	9	$19.52	0.54%

Showing the top 50 of 225 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.