Optimal Asset Management, Inc.
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Portfolio style
Measured from the filed 13F common-share book for Sep 30, 2021, never from the firm's own description.
Closest benchmark: the S&P 500 as of 2021-09-30, active share 65.3%; sector active share 30.8% against the combined 13F book's sector weights.
Over time 7 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
340 tracked positions · as of Sep 30, 2021 · Δ vs Jun 30, 2021Portfolio Trend
Sector Breakdown
As of Sep 30, 2021| Sector | % Portfolio | Value |
|---|---|---|
| Technology | 21.6% | $166,963,768 |
| Healthcare | 14.2% | $110,091,420 |
| Consumer Cyclical | 12.2% | $94,184,589 |
| Consumer Defensive | 11.6% | $89,683,010 |
| Industrials | 9.4% | $72,989,744 |
| Communication Services | 8.2% | $63,478,745 |
| Financial Services | 7.9% | $61,331,894 |
| Unclassified | 5.8% | $45,171,898 |
| Utilities | 5.5% | $42,432,483 |
| Basic Materials | 1.6% | $12,493,472 |
| Energy | 1.3% | $9,707,915 |
| Real Estate | 0.6% | $4,711,098 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| SCHO | Schwab Short-Term U.S. Treasury ETF | +1,965 | 27,807 | $1,423,440 | |
| LUMN | Lumen Technologies, Inc. | +1,001 | 384,511 | $4,764,091 | |
| NLY | Annaly Capital Management Inc | +734 | 110,429 | $929,812 | |
| NWSA | News Corp | +690 | 241,769 | $5,688,824 | |
| F | Ford Motor Co | +606 | 247,424 | $3,503,523 | |
| WU | Western Union CO | +516 | 176,926 | $3,577,443 | |
| NWL | Newell Brands Inc. | +410 | 112,084 | $2,481,539 | |
| T | At&T Inc. | +395 | 251,106 | $6,782,372 | |
| HWM | Howmet Aerospace Inc. | +354 | 94,049 | $2,934,328 | |
| CPB | CAMPBELL'S Co | +295 | 80,652 | $3,372,060 | |
| KDP | Keurig Dr Pepper Inc. | +264 | 121,703 | $4,157,374 | |
| AGNC | AGNC Investment Corp. | +248 | 71,018 | $1,119,953 | |
| DBX | Dropbox, Inc. | +236 | 68,515 | $2,002,008 | |
| OMC | Omnicom Group Inc. | +235 | 134,761 | $9,764,782 | |
| AKAM | Akamai Technologies Inc | +232 | 73,063 | $7,641,659 | |
| NEM | NEWMONT Corp | +226 | 74,976 | $4,071,196 | |
| TMUS | T-Mobile US, Inc. | +218 | 67,686 | $8,647,563 | |
| HPE | Hewlett Packard Enterprise Co | +201 | 164,457 | $2,343,512 | |
| HRL | Hormel Foods Corp | +188 | 89,604 | $3,673,764 | |
| XRAY | DENTSPLY SIRONA Inc. | +186 | 68,883 | $3,998,658 | |
| GIS | General Mills Inc | +185 | 79,714 | $4,768,491 | |
| CTSH | Cognizant Technology Solutions Corp | +176 | 64,652 | $4,797,824 | |
| — | +172 | 56,839 | $0 | ||
| DHI | Horton D R Inc | +154 | 45,409 | $3,812,993 | |
| SNAP | Snap Inc | +152 | 30,170 | $2,228,657 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| GE | General Electric Co | −328,029 | 46,983 | $4,840,656 | |
| VEA | Vanguard FTSE Developed Markets ETF | −39,459 | 43,857 | $2,214,339 | |
| SPHQ | Invesco S&P 500 Quality ETF | −37,448 | 28,224 | $1,370,275 | |
| SPLV | Invesco S&P 500 Low Volatility ETF | −23,482 | 23,988 | $1,459,429 | |
| SCHR | Schwab Intermediate-Term U.S. Treasury ETF | −22,473 | 23,997 | $1,360,869 | |
| VWO | VANGUARD EMERGING MARKETS STOCK INDEX FUND | −13,387 | 14,613 | $730,796 | |
| SPTL | State Street(R) SPDR(R) Portfolio Long Term Treasury ETF | −11,284 | 11,284 | $465,916 | |
| VNQ | VANGUARD REAL ESTATE INDEX FUND | −7,117 | 7,481 | $761,416 | |
| — | −5,621 | 5,539 | $506,596 | ||
| VTI | VANGUARD TOTAL STOCK MARKET INDEX FUND | −4,013 | 4,013 | $891,126 | |
| VTV | VANGUARD VALUE INDEX FUND | −2,513 | 2,719 | $368,071 | |
| MTUM | iShares MSCI USA Momentum Factor ETF | −1,863 | 2,021 | $354,887 | |
| SPMO | Invesco Ltd. | −1,676 | 8,023 | $484,653 | |
| No positions match the current search. | |||||
Sold Out
Positions the filer fully exited| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| CMCSA | Comcast Corp | 141,912 | $8,091,814 | |
| GOOGL | Alphabet Inc. | 2,702 | $6,597,716 | |
| — | 25,858 | $4,490,500 | ||
| ALXN | Vanda Pharmaceuticals Inc. | 16,706 | $3,069,000 | |
| — | 54,678 | $955,000 | ||
| — | 8,000 | $843,000 | ||
| VGIT | VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND | 5,050 | $342,440 | |
| BNDX | Vanguard Total International Bond ETF | 3,754 | $214,353 | |
| No positions match the current search. | ||||
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| WMT |
Walmart Inc.
Consumer Defensive
|
Added | 80,001 | $11,150,539 | 1.44% | |
| FTNT |
Fortinet, Inc.
Technology
|
Added | 33,550 | $9,797,942 | 1.27% | |
| OMC |
Omnicom Group Inc.
Communication Services
|
Added | 134,761 | $9,764,782 | 1.26% | |
| ADBE |
Adobe Inc.
Technology
|
Added | 16,927 | $9,745,212 | 1.26% | |
| BR |
Broadridge Financial Solutions, Inc.
Technology
|
Added | 56,087 | $9,346,337 | 1.21% | |
|
|
Added | 55,187 | $9,226,714 | 1.19% | ||
| TMUS |
T-Mobile US, Inc.
Communication Services
|
Added | 67,686 | $8,647,563 | 1.12% | |
| CLX |
Clorox Co
Consumer Defensive
|
Added | 50,449 | $8,354,858 | 1.08% | |
| LLY |
ELI LILLY & Co
Healthcare
|
Added | 35,931 | $8,301,857 | 1.07% | |
| ORCL |
Oracle Corp
Technology
|
Added | 93,599 | $8,155,280 | 1.05% | |
| CHTR |
Charter Communications, Inc.
Communication Services
|
Added | 10,952 | $7,968,237 | 1.03% | |
| AKAM |
Akamai Technologies Inc
Technology
|
Added | 73,063 | $7,641,659 | 0.99% | |
| TYL |
Tyler Technologies Inc
Technology
|
Added | 16,280 | $7,466,822 | 0.97% | |
| FISV |
Fiserv Inc
|
Added | 67,212 | $7,292,502 | 0.94% | |
| AZO |
Autozone Inc
Consumer Cyclical
|
Added | 4,222 | $7,168,913 | 0.93% | |
| MSI |
Motorola Solutions, Inc.
Technology
|
Added | 30,119 | $6,997,246 | 0.90% | |
| KEYS |
Keysight Technologies, Inc.
Technology
|
Added | 42,053 | $6,908,887 | 0.89% | |
| TGT |
Target Corp
Consumer Defensive
|
Added | 29,930 | $6,847,086 | 0.89% | |
| T |
At&T Inc.
Communication Services
|
Added | 251,106 | $6,782,372 | 0.88% | |
| UPS |
United Parcel Service Inc
Industrials
|
Added | 35,553 | $6,474,201 | 0.84% | |
| DGX |
Quest Diagnostics Inc
Healthcare
|
Added | 43,418 | $6,309,069 | 0.82% | |
| NVR |
Nvr Inc
Consumer Cyclical
|
Held | 1,310 | $6,280,244 | 0.81% | |
| PAYC |
Paycom Software, Inc.
Technology
|
Added | 11,639 | $5,770,034 | 0.75% | |
| NOW |
ServiceNow, Inc.
Technology
|
Added | 9,252 | $5,757,242 | 0.74% | |
| IDXX |
Idexx Laboratories Inc
Healthcare
|
Added | 9,247 | $5,750,709 | 0.74% | |
| NWSA |
News Corp
Communication Services
|
Added | 241,769 | $5,688,824 | 0.74% | |
|
|
Added | 70,078 | $5,423,000 | 0.70% | ||
| MTD |
Mettler Toledo International Inc
Healthcare
|
Added | 3,912 | $5,388,232 | 0.70% | |
|
|
Added | 37,353 | $5,313,464 | 0.69% | ||
| NOC |
Northrop Grumman Corp
Industrials
|
Added | 14,363 | $5,172,834 | 0.67% | |
| TSLA |
Tesla, Inc.
Consumer Cyclical
|
Added | 6,558 | $5,085,597 | 0.66% | |
| MRK |
Merck & Co., Inc.
Healthcare
|
Added | 65,561 | $4,924,286 | 0.64% | |
| QCOM |
Qualcomm Inc
Technology
|
Added | 38,012 | $4,902,787 | 0.63% | |
| GE |
General Electric Co
Industrials
|
Reduced | 46,983 | $4,840,656 | 0.63% | |
| MSFT |
Microsoft Corp
Technology
|
Held | 17,100 | $4,820,832 | 0.62% | |
| CTSH |
Cognizant Technology Solutions Corp
Technology
|
Added | 64,652 | $4,797,824 | 0.62% | |
| GIS |
General Mills Inc
Consumer Defensive
|
Added | 79,714 | $4,768,491 | 0.62% | |
| SBUX |
Starbucks Corp
Consumer Cyclical
|
Added | 43,210 | $4,766,495 | 0.62% | |
| LUMN |
Lumen Technologies, Inc.
Communication Services
|
Added | 384,511 | $4,764,091 | 0.62% | |
| HSY |
Hershey Co
Consumer Defensive
|
Added | 28,050 | $4,747,462 | 0.61% | |
| SJM |
J M SMUCKER Co
Consumer Defensive
|
Added | 39,352 | $4,723,420 | 0.61% | |
| ORLY |
O Reilly Automotive Inc
Consumer Cyclical
|
Added | 7,631 | $4,662,995 | 0.60% | |
| MMM |
3M Co
Industrials
|
Added | 26,420 | $4,634,595 | 0.60% | |
| EXPD |
Expeditors International Of Washington Inc
Industrials
|
Added | 38,322 | $4,565,299 | 0.59% | |
| BMY |
Bristol Myers Squibb Co
Healthcare
|
Added | 76,711 | $4,538,989 | 0.59% | |
| FIS |
Fidelity National Information Services, Inc.
Technology
|
Added | 36,992 | $4,501,186 | 0.58% | |
| WAT |
Waters Corp
Healthcare
|
Added | 12,556 | $4,486,258 | 0.58% | |
| VZ |
Verizon Communications Inc
Communication Services
|
Added | 82,241 | $4,441,836 | 0.57% | |
| CPRT |
Copart Inc
Industrials
|
Added | 31,519 | $4,372,315 | 0.57% | |
| SRE |
Sempra
Utilities
|
Added | 34,370 | $4,347,805 | 0.56% |
Showing the top 50 of 340 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.