Dougherty Wealth Advisers LLC

Registered adviser

CIK

1755933

Location

WAYZATA, MN

Portfolio Value

Small $182,145,609

Diversification

Highly concentrated

Filing Date

Global Rank

#6,750 / 8,815 ▲ 245

Top Industry

Consumer Electronics 31.7%

Period ended 4 months ago

Filed Jul 22, 2026 · 3mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 143138

Roster of Oct 1, 2026

Regulatory AUM

$505,367,624

Main clients

Individuals and high net worth (99% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Oct 2026	$505,367,624	Individuals and high net worth (99%)
Apr 2025 to Feb 2026	$417,929,595	Individuals and high net worth (99%)
Apr 2024 to Mar 2025	$351,812,366	Individuals and high net worth (97%)
May 2023 to Mar 2024	$323,889,451	Individuals and high net worth (97%)
Mar 2023 to Apr 2023	$323,889,451	Individuals and high net worth (97%)
Mar 2022 to Feb 2023	$309,723,115	Individuals and high net worth (96%)

4 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 90.9% of the book (60%+)

Turnover

Low turnover

16.4% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 21.9 quarters (12+), a floor since 62.1% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 81.3%; sector active share 75.1% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

109 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

58.4%

−2.7 pts

Top 5

82.4%

+0.1 pts

Top 10

90.9%

+0.4 pts

HHI

3,593

Highly concentrated−281

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	87.5%	$159,456,839	48
Technology	5.8%	$10,633,963	11
Communication Services	2.4%	$4,314,740	11
Financial Services	2.2%	$4,004,858	13
Industrials	0.7%	$1,359,439	8
Consumer Cyclical	0.7%	$1,242,468	5
Healthcare	0.3%	$593,981	7
Utilities	0.2%	$287,446	1
Consumer Defensive	0.1%	$118,580	2
Real Estate	0.0%	$75,105	2
Basic Materials	0.0%	$58,190	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

13 positions

Ticker	Company	Δ Shares	Shares	Value
VUG	VANGUARD GROWTH INDEX FUND	+385,474	457,940	$39,446,951
FENI	Fidelity Enhanced International ETF	+12,727	225,546	$9,051,160
VTV	VANGUARD VALUE INDEX FUND	+8,939	212,071	$46,216,633
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	+8,565	181,522	$10,835,048
VIOG	VANGUARD S&P SMALL-CAP 600 GROWTH INDEX FUND	+5,116	100,694	$15,448,473
IWF	iShares Russell 1000 Growth ETF	+4,821	6,428	$798,164
VOE	VANGUARD MID-CAP VALUE INDEX FUND	+4,062	95,248	$18,821,004
JBBB	Janus Henderson B-BBB CLO ETF	+3,520	8,851	$419,094
JAAA	Janus Henderson AAA CLO ETF	+3,042	22,862	$1,154,302
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	+2,934	3,169	$1,172,656
VO	VANGUARD MID-CAP INDEX FUND	+600	800	$64,456
JNJ	Johnson & Johnson	+117	713	$181,080
CRBN	iShares Low Carbon Optimized MSCI ACWI ETF	+55	1,588	$401,716
No positions match the current search.

Trimmed

Positions the filer reduced

9 positions

Ticker	Company	Δ Shares	Shares	Value
QQQ	Invesco Qqq Trust, Series 1	−8,959	313	$230,493
OEF	iShares S&P 100 ETF	−181	4,999	$1,828,984
IWS	iShares Russell Mid-Cap Value ETF	−92	591	$97,278
IUSV	iShares Core S&P U.S. Value ETF	−50	180	$19,827
IJH	iShares Core S&P Mid-Cap ETF	−50	450	$34,699
IJR	iShares Core S&P Small-Cap ETF	−25	17,686	$2,623,010
BRK-B	Berkshire Hathaway Inc	−23	650	$325,253
VT	VANGUARD TOTAL WORLD STOCK INDEX FUND	−17	17	$2,668
SPY	Spdr S&P 500 ETF Trust	−16	1,064	$794,563
No positions match the current search.

New Positions

Positions the filer opened this quarter

8 positions

Ticker	Company	Shares	Value
MAGS	Roundhill Magnificent Seven ETF	32,208	$2,070,974
SPCX	Space Exploration Technologies Corp	287	$49,036
UNH	Unitedhealth Group Inc	76	$31,587
VEU	Vanguard International Equity Index Funds	268	$22,445
CMPS	COMPASS Pathways plc	695	$9,834
CELH	Celsius Holdings, Inc.	174	$5,094
IGV	iShares Expanded Tech-Software Sector ETF	50	$4,530
DTCR	Global X Data Center & Digital Infrastructure ETF	13,518	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

6 positions

Ticker	Company	Shares	Value
BWB	Bridgewater Bancshares Inc	25,000	$442,500
MDT	Medtronic plc	500	$43,325
GLIBK	Liberty Capital Corp	160	$5,953
URI	United Rentals, Inc.	8	$5,828
GLIBA	Liberty Capital Corp	73	$2,690
YMAX	YieldMax(R) Universe Fund of Option Income ETFs	367	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

109 tracked positions · $182,145,609 total · filing declares 109 positions · $182,556,218 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 109 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
VTV	VANGUARD VALUE INDEX FUND	Added	212,071	+8,939	$46,216,633	+16.0%	20	unpriced	25.37%
VUG	VANGUARD GROWTH INDEX FUND	Added	457,940	+385,474	$39,446,951	+24.6%	26+	before history	21.66%
VOE	VANGUARD MID-CAP VALUE INDEX FUND	Added	95,248	+4,062	$18,821,004	+12.0%	26+	before history	10.33%
VIOG	VANGUARD S&P SMALL-CAP 600 GROWTH INDEX FUND	Added	100,694	+5,116	$15,448,473	—	26+	before history	8.48%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Added	181,522	+8,565	$10,835,048	+15.9%	26+	before history	5.95%
FENI	Fidelity Enhanced International ETF	Added	225,546	+12,727	$9,051,160	+14.3%	2	$38.54	4.97%
AAPL	Apple Inc. Technology	Held	24,866	0	$7,195,225	+14.0%	26+	before history	3.95%
IJR	iShares Core S&P Small-Cap ETF	Reduced	17,686	-25	$2,623,010	+19.1%	26+	before history	1.44%
MAGS	Roundhill Magnificent Seven ETF	NEW	32,208	NEW	$2,070,974	NEW	1	unpriced	1.14%
OEF	iShares S&P 100 ETF	Reduced	4,999	-181	$1,828,984	+11.0%	7	unpriced	1.00%
GOOG	Alphabet Inc. Communication Services	Held	4,593	0	$1,622,844	+23.2%	26+	before history	0.89%
MSFT	Microsoft Corp Technology	Held	4,158	0	$1,551,017	+0.8%	26+	before history	0.85%
GOOGL	Alphabet Inc. Communication Services	Held	4,320	0	$1,543,838	+24.3%	26+	before history	0.85%
JPM	Jpmorgan Chase & Co Financial Services	Held	4,413	0	$1,444,507	+11.3%	26+	before history	0.79%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Held	8,709	0	$1,376,283	+6.7%	15	$118.69	0.76%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	3,169	+2,934	$1,172,656	+1455.5%	26+	before history	0.64%
JAAA	Janus Henderson AAA CLO ETF	Added	22,862	+3,042	$1,154,302	+15.6%	2	$50.61	0.63%
IXUS	iShares Core MSCI Total International Stock ETF	Held	9,271	0	$884,824	+10.2%	26+	before history	0.49%
IWF	iShares Russell 1000 Growth ETF	Added	6,428	+4,821	$798,164	+16.5%	3	unpriced	0.44%
SPY	Spdr S&P 500 ETF Trust	Reduced	1,064	-16	$794,563	+13.1%	26+	before history	0.44%
META	Meta Platforms, Inc. Communication Services	Held	1,394	0	$785,226	−1.5%	26+	before history	0.43%
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	Held	3,036	0	$737,717	+11.8%	15	unpriced	0.41%
IVV	iShares Core S&P 500 ETF	Held	922	0	$690,476	+14.6%	7	unpriced	0.38%
UNP	Union Pacific Corp Industrials	Held	2,382	0	$647,904	+12.1%	26+	before history	0.36%
V	Visa Inc. Financial Services	Held	1,872	0	$642,264	+13.5%	26+	before history	0.35%
		Held	4,375	0	$640,543	+14.3%	11	$100.31	0.35%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Held	1,282	0	$612,244	+41.3%	26+	before history	0.34%
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	Held	3,229	0	$598,107	+14.5%	26+	before history	0.33%
IWM	iShares Russell 2000 ETF	Held	1,716	0	$515,572	+21.1%	20	unpriced	0.28%
AMZN	Amazon Com Inc Consumer Cyclical	Held	2,060	0	$490,980	+14.4%	26+	before history	0.27%
		Held	5,882	0	$488,617	+1.3%	26+	before history	0.27%
VEA	Vanguard FTSE Developed Markets ETF	Held	6,603	0	$470,463	+11.2%	3	$61.26	0.26%
AVDV	Avantis International Small Cap Value ETF	Held	4,388	0	$452,183	+3.2%	3	$90.72	0.25%
JBBB	Janus Henderson B-BBB CLO ETF	Added	8,851	+3,520	$419,094	+68.7%	2	$47.41	0.23%
CRBN	iShares Low Carbon Optimized MSCI ACWI ETF	Added	1,588	+55	$401,716	+17.6%	26+	before history	0.22%
GLW	Corning Inc Technology	Held	1,444	0	$368,840	+87.9%	26+	before history	0.20%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	650	-23	$325,253	+0.9%	16	$421.30	0.18%
PNC	Pnc Financial Services Group, Inc. Financial Services	Held	1,168	0	$287,584	+18.3%	26+	before history	0.16%
NEE	Nextera Energy Inc Utilities	Held	3,275	0	$287,446	−5.5%	26+	before history	0.16%
AMP	Ameriprise Financial Inc Financial Services	Held	603	0	$276,632	+3.2%	26+	before history	0.15%
ORLY	O Reilly Automotive Inc Consumer Cyclical	Held	2,910	0	$267,981	−0.2%	26+	before history	0.15%
FICO	Fair Isaac Corp Technology	Held	223	0	$266,435	+11.9%	26+	before history	0.15%
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	Held	4,340	0	$263,828	+7.4%	3	$56.18	0.14%
CSCO	Cisco Systems, Inc. Technology	Held	2,154	0	$253,008	+51.4%	26+	before history	0.14%
TSLA	Tesla, Inc. Consumer Cyclical	Held	570	0	$239,742	+13.1%	7	$321.02	0.13%
LMT	Lockheed Martin Corp Industrials	Held	462	0	$235,370	−15.7%	26+	before history	0.13%
QQQ	Invesco Qqq Trust, Series 1	Reduced	313	-8,959	$230,493	−95.7%	5	$570.19	0.13%
TRV	Travelers Companies, Inc. Financial Services	Held	628	0	$207,315	+13.2%	26+	before history	0.11%
ALL	Allstate Corp Financial Services	Held	807	0	$192,017	+14.8%	26+	before history	0.11%
EFA	iShares MSCI EAFE ETF	Held	1,840	0	$191,139	+6.9%	11	unpriced	0.10%

Showing the top 50 of 109 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.