PFG Private Wealth Management, LLC
Registered adviserRegulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Oct 2026 | $289,039,931 | Individuals and high net worth (97%) |
| Mar 2025 to Mar 2026 | $238,543,738 | Individuals and high net worth (95%) |
| Mar 2024 to Feb 2025 | $203,731,251 | Individuals and high net worth (93%) |
| May 2023 to Feb 2024 | $239,607,756 | Individuals and high net worth (90%) |
| Apr 2023 | $239,607,756 | Individuals and high net worth (90%) |
| Mar 2022 to Mar 2023 | $250,698,865 | Individuals and high net worth (87%) |
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.
Closest benchmark: every 13F filer's combined book, active share 84.2%; sector active share 65.7% against the combined 13F book's sector weights.
Over time 26 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
68 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026Portfolio Trend
Sector Breakdown
As of Sep 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 74.0% | $74,607,321 |
| Technology | 8.8% | $8,846,460 |
| Financial Services | 5.6% | $5,611,807 |
| Communication Services | 2.5% | $2,472,887 |
| Healthcare | 1.8% | $1,822,754 |
| Consumer Cyclical | 1.8% | $1,800,682 |
| Consumer Defensive | 1.3% | $1,349,922 |
| Industrials | 1.3% | $1,308,708 |
| Basic Materials | 1.0% | $964,253 |
| Energy | 0.9% | $946,239 |
| Utilities | 0.7% | $742,748 |
| Real Estate | 0.3% | $286,277 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| IBDW | iShares iBonds Dec 2031 Term Corporate ETF | +36,445 | 615,440 | $0 | |
| MGV | VANGUARD MEGA CAP VALUE INDEX FUND | +34,292 | 100,275 | $16,153,299 | |
| IBDV | iShares iBonds Dec 2030 Term Corporate ETF | +25,836 | 595,835 | $0 | |
| IBDT | iShares iBonds Dec 2028 Term Corporate ETF | +11,590 | 317,122 | $0 | |
| IBDS | iShares iBonds Dec 2027 Term Corporate ETF | +9,969 | 319,297 | $0 | |
| IBMQ | iShares iBonds Dec 2028 Term Muni Bond ETF | +7,862 | 25,027 | $0 | |
| B | Barrick Mining Corp | +4,622 | 15,744 | $640,308 | |
| IBDX | iShares iBonds Dec 2032 Term Corporate ETF | +3,421 | 510,636 | $0 | |
| VEA | Vanguard FTSE Developed Markets ETF | +2,656 | 342,286 | $24,168,814 | |
| KR | Kroger Co | +1,436 | 6,199 | $363,385 | |
| IVV | iShares Core S&P 500 ETF | +1,370 | 41,945 | $0 | |
| BX | Blackstone Inc. | +1,153 | 4,278 | $479,521 | |
| SRE | Sempra | +1,071 | 4,579 | $356,978 | |
| NFLX | Netflix Inc | +1,070 | 11,530 | $802,257 | |
| BAC | Bank Of America Corp | +1,047 | 5,603 | $304,971 | |
| BUD | Anheuser-Busch InBev SA | +852 | 5,696 | $418,485 | |
| SO | Southern Co | +759 | 4,654 | $385,770 | |
| IBMP | iShares iBonds Dec 2027 Term Muni Bond ETF | +686 | 18,513 | $0 | |
| SPCX | Space Exploration Technologies Corp | +634 | 2,602 | $392,537 | |
| VYM | VANGUARD HIGH DIVIDEND YIELD INDEX FUND | +621 | 82,604 | $12,820,140 | |
| TOL | Toll Brothers, Inc. | +552 | 2,856 | $384,846 | |
| SHEL | Shell plc | +535 | 4,113 | $390,940 | |
| TMUS | T-Mobile US, Inc. | +530 | 2,903 | $473,421 | |
| TJX | Tjx Companies Inc | +487 | 1,830 | $242,127 | |
| AZN | Astrazeneca PLC | +471 | 2,241 | $361,854 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| IBDZ | iShares iBonds Dec 2034 Term Corporate ETF | −480,968 | 10,397 | $0 | |
| SPYG | State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF | −49,385 | 156,828 | $19,302,390 | |
| IJH | iShares Core S&P Mid-Cap ETF | −1,910 | 62,846 | $0 | |
| MRVL | Marvell Technology, Inc. | −941 | 2,406 | $635,689 | |
| BRK-B | Berkshire Hathaway Inc | −639 | 986 | $490,978 | |
| AAPL | Apple Inc. | −490 | 6,123 | $2,039,081 | |
| AMZN | Amazon Com Inc | −399 | 2,826 | $704,097 | |
| NVDA | Nvidia Corp | −395 | 4,246 | $969,701 | |
| SPYM | State Street(R) SPDR(R) Portfolio S&P 500(R) ETF | −239 | 6,021 | $540,444 | |
| PSX | Phillips 66 | −201 | 2,175 | $555,299 | |
| IJR | iShares Core S&P Small-Cap ETF | −146 | 32,611 | $0 | |
| TSM | Taiwan Semiconductor Manufacturing Co Ltd | −99 | 1,799 | $820,685 | |
| LLY | ELI LILLY & Co | −41 | 484 | $560,026 | |
| TXN | Texas Instruments Inc | −26 | 1,569 | $439,461 | |
| IWF | iShares Russell 1000 Growth ETF | −21 | 1,983 | $0 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| MRNA | Moderna, Inc. | 2,458 | $473,337 | |
| SBUX | Starbucks Corp | 4,998 | $469,612 | |
| MSI | Motorola Solutions, Inc. | 962 | $429,023 | |
| EQIX | Equinix Inc | 283 | $286,277 | |
| ACN | Accenture plc | 1,513 | $277,438 | |
| AKBA | Akebia Therapeutics, Inc. | 37,335 | $34,348 | |
| IGSB | iShares 1-5 Year Investment Grade Corporate Bond ETF | 4,761 | $0 | |
| — | 151,042 | $0 | ||
| FLOT | iShares Floating Rate Bond ETF | 276,349 | $0 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| IBM | International Business Machines Corp | 1,474 | $414,503 | |
| KIM | Kimco Realty Corp | 16,268 | $412,393 | |
| ORCL | Oracle Corp | 2,659 | $389,676 | |
| SPAB | State Street(R) SPDR(R) Portfolio Aggregate Bond ETF | 12,875 | $328,570 | |
| INTC | Intel Corp | 2,048 | $285,962 | |
| AVGO | Broadcom Inc. | 720 | $271,980 | |
| STM | STMicroelectronics N.V. | 3,250 | $243,392 | |
| LHX | L3harris Technologies, Inc. | 813 | $236,249 | |
| AMD | Advanced Micro Devices Inc | 383 | $222,488 | |
| QUAL | iShares MSCI USA Quality Factor ETF | 3,344 | $0 | |
| IBDR | iShares iBonds Dec 2026 Term Corporate ETF | 11,584 | $0 | |
| No positions match the current search. | ||||
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| VEA |
Vanguard FTSE Developed Markets ETF
|
Added | 342,286 | $24,168,814 | 23.99% | |
| SPYG |
State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF
|
Reduced | 156,828 | $19,302,390 | 19.16% | |
| MGV |
VANGUARD MEGA CAP VALUE INDEX FUND
|
Added | 100,275 | $16,153,299 | 16.03% | |
| VYM |
VANGUARD HIGH DIVIDEND YIELD INDEX FUND
|
Added | 82,604 | $12,820,140 | 12.72% | |
| BRK-A |
Berkshire Hathaway Inc
Financial Services
|
Held | 4 | $2,988,020 | 2.97% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 4,858 | $2,491,668 | 2.47% | |
| AAPL |
Apple Inc.
Technology
|
Reduced | 6,123 | $2,039,081 | 2.02% | |
| SPY |
Spdr S&P 500 ETF Trust
|
Held | 1,573 | $1,199,616 | 1.19% | |
| NVDA |
Nvidia Corp
Technology
|
Reduced | 4,246 | $969,701 | 0.96% | |
| TSM |
Taiwan Semiconductor Manufacturing Co Ltd
Technology
|
Reduced | 1,799 | $820,685 | 0.81% | |
| NFLX |
Netflix Inc
Communication Services
|
Added | 11,530 | $802,257 | 0.80% | |
| ANET |
Arista Networks, Inc.
Technology
|
Added | 3,653 | $743,714 | 0.74% | |
| META |
Meta Platforms, Inc.
Communication Services
|
Added | 1,018 | $738,233 | 0.73% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Reduced | 2,826 | $704,097 | 0.70% | |
| B |
Barrick Mining Corp
Basic Materials
|
Added | 15,744 | $640,308 | 0.64% | |
| MRVL |
Marvell Technology, Inc.
Technology
|
Reduced | 2,406 | $635,689 | 0.63% | |
| COST |
Costco Wholesale Corp
Consumer Defensive
|
Added | 624 | $568,052 | 0.56% | |
| LLY |
ELI LILLY & Co
Healthcare
|
Reduced | 484 | $560,026 | 0.56% | |
| PSX |
Phillips 66
Energy
|
Reduced | 2,175 | $555,299 | 0.55% | |
| AMP |
Ameriprise Financial Inc
Financial Services
|
Added | 1,099 | $541,092 | 0.54% | |
| SPYM |
State Street(R) SPDR(R) Portfolio S&P 500(R) ETF
|
Reduced | 6,021 | $540,444 | 0.54% | |
| TT |
Trane Technologies plc
Industrials
|
Added | 1,172 | $529,720 | 0.53% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Reduced | 986 | $490,978 | 0.49% | |
| BX |
Blackstone Inc.
Financial Services
|
Added | 4,278 | $479,521 | 0.48% | |
| TMUS |
T-Mobile US, Inc.
Communication Services
|
Added | 2,903 | $473,421 | 0.47% | |
| MRNA |
Moderna, Inc.
Healthcare
|
NEW | 2,458 | $473,337 | 0.47% | |
| SBUX |
Starbucks Corp
Consumer Cyclical
|
NEW | 4,998 | $469,612 | 0.47% | |
| AXP |
American Express Co
Financial Services
|
Added | 1,512 | $459,799 | 0.46% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Added | 1,347 | $458,976 | 0.46% | |
| TXN |
Texas Instruments Inc
Technology
|
Reduced | 1,569 | $439,461 | 0.44% | |
| MSI |
Motorola Solutions, Inc.
Technology
|
NEW | 962 | $429,023 | 0.43% | |
| VOO |
VANGUARD 500 INDEX FUND
|
Held | 603 | $422,618 | 0.42% | |
| BUD |
Anheuser-Busch InBev SA
Consumer Defensive
|
Added | 5,696 | $418,485 | 0.42% | |
| DGX |
Quest Diagnostics Inc
Healthcare
|
Added | 1,687 | $393,189 | 0.39% | |
| SPCX |
Space Exploration Technologies Corp
Industrials
|
Added | 2,602 | $392,537 | 0.39% | |
| SHEL |
Shell plc
Energy
|
Added | 4,113 | $390,940 | 0.39% | |
| CSX |
Csx Corp
Industrials
|
Added | 8,309 | $386,451 | 0.38% | |
| SO |
Southern Co
Utilities
|
Added | 4,654 | $385,770 | 0.38% | |
| TOL |
Toll Brothers, Inc.
Consumer Cyclical
|
Added | 2,856 | $384,846 | 0.38% | |
| KR |
Kroger Co
Consumer Defensive
|
Added | 6,199 | $363,385 | 0.36% | |
| AZN |
Astrazeneca PLC
Healthcare
|
Added | 2,241 | $361,854 | 0.36% | |
| SRE |
Sempra
Utilities
|
Added | 4,579 | $356,978 | 0.35% | |
| MA |
Mastercard Inc
Financial Services
|
Added | 630 | $347,426 | 0.34% | |
| DD |
DuPont de Nemours, Inc.
Basic Materials
|
Added | 2,494 | $323,945 | 0.32% | |
| BAC |
Bank Of America Corp
Financial Services
|
Added | 5,603 | $304,971 | 0.30% | |
| EQIX |
Equinix Inc
Real Estate
|
NEW | 283 | $286,277 | 0.28% | |
| ACN |
Accenture plc
Technology
|
NEW | 1,513 | $277,438 | 0.28% | |
| TJX |
Tjx Companies Inc
Consumer Cyclical
|
Added | 1,830 | $242,127 | 0.24% | |
| AKBA |
Akebia Therapeutics, Inc.
Healthcare
|
NEW | 37,335 | $34,348 | 0.03% | |
|
|
NEW | 151,042 | $0 | 0.00% |
Showing the top 50 of 68 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.