Westwood Wealth Management

Registered adviser

CIK

1861125

Location

Los Angeles, CA

Portfolio Value

Small $350,270,046

Diversification

Moderately concentrated

Filing Date

Global Rank

#4,845 / 8,827 ▲ 481 · as of Jun 2026

Top Industry

Semiconductors 58.0%

Period ended 38 days ago

Filed Oct 29, 2026 · 9d

20 quarters · since Dec 2021

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 290658

Roster of Nov 1, 2026

Regulatory AUM

$300,390,704

Main clients

Individuals and high net worth (94% of AUM)

Private funds

1 fund · Hedge funds

Focus by fund count, roster of Nov 1, 2026

$0 gross assets

Private funds on Schedule D 7.B.(1)

As filed Mar 29, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$5,989,572 gross assets in 1 fund Hedge funds $5,989,572 (1)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$300,390,704	Individuals and high net worth (94%)
Apr 2025 to Mar 2026	$338,806,901	Individuals and high net worth (97%)
Apr 2024 to Mar 2025	$185,026,361	Individuals and high net worth (100%)
Dec 2023 to Mar 2024	$116,271,990	Individuals and high net worth (100%)
May 2023 to Nov 2023	$116,271,990	Individuals and high net worth (100%)
Apr 2023	$116,271,990	Individuals and high net worth (100%)

2 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 81.4% of the book (60%+)

Turnover

High turnover

113.2% over the last four quarters (100%+)

Horizon

Medium horizon

Value-weighted holding period 11.1 quarters (4 to under 12)

Closest benchmark: the Nasdaq-100 as of 2026-06-30, active share 65.4%; sector active share 42.1% against the combined 13F book's sector weights.

Over time 19 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

42 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

36.7%

+4.4 pts

Top 5

64.1%

−2.6 pts

Top 10

80.4%

−1.0 pts

HHI

1,637

Moderately concentrated+164

Portfolio Trend

20 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Technology	55.9%	$195,881,746	9
Unclassified	21.3%	$74,436,094	12
Communication Services	12.1%	$42,311,821	4
Consumer Cyclical	4.3%	$14,948,037	3
Healthcare	3.3%	$11,536,898	4
Industrials	1.7%	$6,046,760	5
Utilities	1.0%	$3,468,403	1
Financial Services	0.3%	$1,132,669	2
Energy	0.1%	$307,344	1
Consumer Defensive	0.1%	$200,274	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

5 positions

Ticker	Company	Δ Shares	Shares	Value
SPCX	Space Exploration Technologies Corp	+8,395	20,435	$3,082,824
SHY	iShares 1-3 Year Treasury Bond ETF	+5,000	87,750	$7,125,300
SOXL	Direxion Daily Semiconductor Bull 3X Shares	+3,450	178,465	$26,387,834
LLY	ELI LILLY & Co	+5	264	$305,469
QQQ	Invesco Qqq Trust, Series 1	+1	4,908	$3,630,791
No positions match the current search.

Trimmed

Positions the filer reduced

23 positions

Ticker	Company	Δ Shares	Shares	Value
NVDA	Nvidia Corp	−13,655	543,199	$124,055,787
META	Meta Platforms, Inc.	−5,511	15,539	$11,268,572
OKLO	Oklo Inc.	−3,550	93,690	$3,468,403
JOBY	Joby Aviation, Inc.	−3,500	37,300	$225,665
AAPL	Apple Inc.	−2,888	38,067	$12,677,072
TSLA	Tesla, Inc.	−1,955	17,287	$6,133,600
PANW	Palo Alto Networks Inc	−1,800	12,200	$4,847,182
AMZN	Amazon Com Inc	−1,425	27,412	$6,829,699
—		−1,400	5,200	$0
PLTR	Palantir Technologies Inc.	−1,000	31,899	$5,966,707
AVGO	Broadcom Inc.	−1,000	43,290	$15,203,015
UBER	Uber Technologies, Inc	−1,000	22,467	$1,539,214
GOOGL	Alphabet Inc.	−615	72,929	$25,093,410
MSFT	Microsoft Corp	−440	21,338	$10,944,260
JPM	Jpmorgan Chase & Co	−397	2,131	$704,998
QLD	ProShares Ultra QQQ	−350	217,625	$20,815,831
JNJ	Johnson & Johnson	−297	1,100	$291,214
TNA	Direxion Daily Small Cap Bull 3X Shares	−120	13,120	$757,548
SPXL	Direxion Daily S&P 500 Bull 3X Shares	−100	17,235	$4,844,758
ARM	Arm Holdings PLC	−75	28,785	$8,337,863
MRNA	Moderna, Inc.	−75	53,065	$10,218,727
GS	Goldman Sachs Group Inc	−20	475	$427,671
AMD	Advanced Micro Devices Inc	−10	12,657	$7,743,046
No positions match the current search.

New Positions

Positions the filer opened this quarter

No qualifying positions this quarter.

Sold Out

Positions the filer fully exited

1 positions

Ticker	Company	Shares	Value	Open
BX	Blackstone Inc.	2,575	$303,000
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

42 tracked positions · $350,270,046 total · filing declares 47 positions · $352,847,577 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
NVDA	Nvidia Corp CALL + SHARES Technology	Added	563,199	+6,345	$128,623,387	+15.4%	36.72%
SOXL	Direxion Daily Semiconductor Bull 3X Shares CALL + SHARES	Added	183,465	+8,450	$27,127,134	−41.9%	7.74%
GOOGL	Alphabet Inc. Communication Services	Reduced	72,929	-615	$25,093,410	−4.5%	7.16%
QLD	ProShares Ultra QQQ	Reduced	217,625	-350	$20,815,831	−1.3%	5.94%
AVGO	Broadcom Inc. Technology	Reduced	43,290	-1,000	$15,203,015	−9.1%	4.34%
META	Meta Platforms, Inc. CALL + SHARES Communication Services	Reduced	20,539	-511	$14,894,472	+25.6%	4.25%
AAPL	Apple Inc. Technology	Reduced	38,067	-2,888	$12,677,072	+7.0%	3.62%
MSFT	Microsoft Corp Technology	Reduced	21,338	-440	$10,944,260	+34.7%	3.12%
MRNA	Moderna, Inc. Healthcare	Reduced	53,065	-75	$10,218,727	+174.6%	2.92%
ARM	Arm Holdings PLC Technology	Reduced	28,785	-75	$8,337,863	−18.5%	2.38%
SMH	VanEck Semiconductor ETF	Held	13,425	0	$8,175,825	−7.1%	2.33%
TSLA	Tesla, Inc. CALL + SHARES Consumer Cyclical	Added	22,287	+3,045	$7,907,650	−2.3%	2.26%
AMD	Advanced Micro Devices Inc Technology	Reduced	12,657	-10	$7,743,046	+5.2%	2.21%
SHY	iShares 1-3 Year Treasury Bond ETF	Added	87,750	+5,000	$7,125,300	+4.9%	2.03%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	27,412	-1,425	$6,829,699	−0.6%	1.95%
PLTR	Palantir Technologies Inc. Technology	Reduced	31,899	-1,000	$5,966,707	+55.5%	1.70%
PANW	Palo Alto Networks Inc Technology	Reduced	12,200	-1,800	$4,847,182	+1.5%	1.38%
SPXL	Direxion Daily S&P 500 Bull 3X Shares	Reduced	17,235	-100	$4,844,758	+3.3%	1.38%
SPCX	Space Exploration Technologies Corp CALL + SHARES Industrials	Added	30,435	+18,395	$4,591,424	+123.2%	1.31%
QQQ	Invesco Qqq Trust, Series 1	Added	4,908	+1	$3,630,791	+0.5%	1.04%
OKLO	Oklo Inc. Utilities	Reduced	93,690	-3,550	$3,468,403	−31.8%	0.99%
GOOG	Alphabet Inc. Communication Services	Held	5,889	0	$2,006,617	−3.6%	0.57%
UBER	Uber Technologies, Inc Technology	Reduced	22,467	-1,000	$1,539,214	−9.1%	0.44%
SPY	Spdr S&P 500 ETF Trust	Held	1,191	0	$908,292	+2.1%	0.26%
TNA	Direxion Daily Small Cap Bull 3X Shares	Reduced	13,120	-120	$757,548	−23.8%	0.22%
RVMD	Revolution Medicines, Inc. Healthcare	Held	3,515	0	$721,488	+9.6%	0.21%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	2,131	-397	$704,998	−14.8%	0.20%
DFUS	Dimensional U.S. Equity Market ETF	Held	7,420	0	$616,082	+1.3%	0.18%
UNP	Union Pacific Corp Industrials	Held	2,250	0	$612,292	+0.0%	0.17%
VOO	VANGUARD 500 INDEX FUND	Held	620	0	$434,533	+2.0%	0.12%
GS	Goldman Sachs Group Inc Financial Services	Reduced	475	-20	$427,671	−14.6%	0.12%
DAL	Delta Air Lines, Inc. Industrials	Held	4,750	0	$396,435	−10.9%	0.11%
DIS	Walt Disney Co Communication Services	Held	3,025	0	$317,322	+9.0%	0.09%
ET	Energy Transfer LP Energy	Held	15,546	0	$307,344	+3.4%	0.09%
LLY	ELI LILLY & Co Healthcare	Added	264	+5	$305,469	−1.7%	0.09%
JNJ	Johnson & Johnson Healthcare	Reduced	1,100	-297	$291,214	−17.9%	0.08%
JOBY	Joby Aviation, Inc. Industrials	Reduced	37,300	-3,500	$225,665	−38.0%	0.06%
FDX	Fedex Corp Industrials	Held	775	0	$220,944	−9.0%	0.06%
EXPE	Expedia Group, Inc. Consumer Cyclical	Held	800	0	$210,688	+2.9%	0.06%
COST	Costco Wholesale Corp Consumer Defensive	Held	220	0	$200,274	−2.7%	0.06%
		Reduced	5,200	-1,400	$0	−100.0%	0.00%
IYW	iShares, Inc.	Held	5,590	0	$0	−100.0%	0.00%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.