NORTHCAPE WEALTH MANAGEMENT, LLC

Registered adviser

CIK

1902806

Location

WILLIAMSVILLE, NY

Portfolio Value

Small $380,597,930

Diversification

Diversified

Filing Date

Global Rank

#4,513 / 8,815 ▼ 272

Top Industry

Drug Manufacturers - General 8.1%

Period ended 4 months ago

Filed Aug 10, 2026 · 2mo

19 quarters · since Dec 2021

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 312350

Roster of Oct 1, 2026

Regulatory AUM

$706,082,554

Main clients

Individuals and high net worth (95% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$706,082,554	Individuals and high net worth (95%)
Apr 2025 to Mar 2026	$614,524,913	Individuals and high net worth (95%)
Apr 2024 to Mar 2025	$565,612,204	Individuals and high net worth (94%)
May 2023 to Mar 2024	$492,814,566	Individuals and high net worth (98%)
Apr 2023	$492,814,566	Individuals and high net worth (98%)
Apr 2022 to Mar 2023	$518,359,975	Individuals and high net worth (98%)

2 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 38.8%, 40.2 effective positions, active share 67.2% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

16.2% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 15.4 quarters (12+)

Closest benchmark: every 13F filer's combined book, active share 67.2%; sector active share 30.6% against the combined 13F book's sector weights.

Over time 19 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

143 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

7.9%

−0.2 pts

Top 5

27.5%

−1.3 pts

Top 10

38.8%

−1.6 pts

HHI

248

Diversified−20

Portfolio Trend

19 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	32.1%	$122,053,779	25
Technology	13.6%	$51,608,256	15
Industrials	12.9%	$48,992,539	24
Healthcare	9.2%	$34,856,408	16
Financial Services	8.1%	$30,960,586	18
Consumer Defensive	8.1%	$30,907,575	13
Energy	4.4%	$16,575,252	7
Utilities	3.7%	$14,248,974	6
Consumer Cyclical	3.0%	$11,237,343	7
Basic Materials	2.6%	$9,956,695	5
Communication Services	1.8%	$6,696,271	4
Real Estate	0.7%	$2,504,252	3

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
VO	VANGUARD MID-CAP INDEX FUND	+73,230	98,083	$7,902,547
MDT	Medtronic plc	+17,944	40,299	$3,152,590
BINC		+12,377	359,435	$18,812,827
HGER	Harbor Commodity All-Weather Strategy ETF	+12,310	328,981	$9,652,302
ABT	Abbott Laboratories	+10,476	52,799	$4,790,981
BDX	Becton Dickinson & Co	+4,664	17,832	$2,698,516
JAAA	Janus Henderson AAA CLO ETF	+4,004	382,898	$19,332,520
DUK	Duke Energy CORP	+3,201	35,082	$4,440,679
UPS	United Parcel Service Inc	+2,912	8,017	$861,827
EMR	Emerson Electric Co	+2,675	36,720	$5,256,468
WFC	Wells Fargo & Company	+1,185	5,182	$428,240
PG	PROCTER & GAMBLE Co	+1,114	20,743	$3,041,753
IDV	iShares International Select Dividend ETF	+829	34,774	$1,440,686
BRK-B	Berkshire Hathaway Inc	+815	2,204	$1,102,859
ABBV	AbbVie Inc.	+788	12,110	$3,047,360
IGLD	FT Vest Gold Strategy Target Income ETF	+641	44,908	$945,762
AMGN	Amgen Inc	+371	2,974	$1,076,944
BA	Boeing Co	+314	16,810	$3,638,860
SHY	iShares 1-3 Year Treasury Bond ETF	+265	8,262	$678,392
ES	Eversource Energy	+245	34,672	$2,505,745
MSFT	Microsoft Corp	+241	17,981	$6,707,272
VZ	Verizon Communications Inc	+201	5,015	$212,335
AMT	American Tower Corp	+193	11,886	$1,944,193
AWK	American Water Works Company, Inc.	+165	15,327	$2,016,726
AVGO	Broadcom Inc.	+133	8,932	$3,374,063
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
CSCO	Cisco Systems, Inc.	−17,455	41,126	$4,830,659
KMI	Kinder Morgan, Inc.	−6,001	289,248	$9,247,258
HON	Honeywell International Inc	−5,649	5,751	$1,287,648
KODK	Eastman Kodak Co	−5,000	17,500	$161,875
ADI	Analog Devices Inc	−4,396	9,948	$3,951,047
ANET	Arista Networks, Inc.	−3,430	26,270	$4,462,747
TXN	Texas Instruments Inc	−2,925	8,798	$2,622,419
IEFA	iShares Core MSCI EAFE ETF	−2,815	163,974	$15,836,608
INTC	Intel Corp	−1,508	25,286	$3,530,684
VYMI	VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND	−1,500	4,070	$399,674
AAPL	Apple Inc.	−825	38,644	$11,182,027
MS	Morgan Stanley	−727	13,620	$2,847,124
GLD	Spdr Gold Trust	−723	68,528	$25,244,344
BHP	BHP Group Ltd	−700	43,969	$3,663,057
GOOG	Alphabet Inc.	−653	16,492	$5,827,118
DOW	Dow Inc.	−629	8,914	$243,887
WMT	Walmart Inc.	−603	51,351	$5,816,014
NEE	Nextera Energy Inc	−573	50,399	$4,423,520
ACN	Accenture plc	−504	8,296	$1,032,354
AEP	American Electric Power Co Inc	−500	4,738	$648,205
MO	Altria Group, Inc.	−495	9,158	$658,918
SCHW	Schwab Charles Corp	−493	10,144	$935,986
JPM	Jpmorgan Chase & Co	−393	17,616	$5,766,245
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	−329	11,377	$1,797,907
META	Meta Platforms, Inc.	−319	432	$243,341
No positions match the current search.

New Positions

Positions the filer opened this quarter

8 positions

Ticker	Company	Shares	Value
HONA	Honeywell Aerospace Inc.	5,752	$1,271,652
TGT	Target Corp	2,264	$295,701
UNH	Unitedhealth Group Inc	654	$271,822
CAT	Caterpillar Inc	248	$264,095
AMD	Advanced Micro Devices Inc	435	$252,695
GE	General Electric Co	662	$247,409
SPG	Simon Property Group Inc.	988	$220,966
FDXF	FedEx Freight Holding Company, Inc.	1,346	$203,246
No positions match the current search.

Sold Out

Positions the filer fully exited

5 positions

Ticker	Company	Shares	Value
WAT	Waters Corp	1,411	$420,195
LHX	L3harris Technologies, Inc.	614	$211,922
IBIT	iShares Bitcoin Trust ETF	5,496	$211,156
SBUX	Starbucks Corp	2,326	$208,386
NEM	NEWMONT Corp	1,924	$208,273
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

143 tracked positions · $380,597,930 total · filing declares 144 positions · $381,165,215 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 143 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
GLD	Spdr Gold Trust	Reduced	68,528	-723	$25,244,344	−15.3%	19	before history	6.63%
JAAA	Janus Henderson AAA CLO ETF	Added	382,898	+4,004	$19,332,520	+1.3%	9	$50.74	5.08%
BINC		Added	359,435	+12,377	$18,812,827	+4.4%	2	$52.71	4.94%
IEFA	iShares Core MSCI EAFE ETF	Reduced	163,974	-2,815	$15,836,608	+4.9%	19	before history	4.16%
IQLT	iShares MSCI Intl Quality Factor ETF	Reduced	246,666	-42	$12,222,300	+7.2%	17	unpriced	3.21%
AAPL	Apple Inc. Technology	Reduced	38,644	-825	$11,182,027	+11.6%	19	before history	2.94%
HGER	Harbor Commodity All-Weather Strategy ETF	Added	328,981	+12,310	$9,652,302	−1.7%	7	$26.33	2.54%
KMI	Kinder Morgan, Inc. Energy	Reduced	289,248	-6,001	$9,247,258	−6.6%	19	before history	2.43%
VO	VANGUARD MID-CAP INDEX FUND	Added	98,083	+73,230	$7,902,547	+10.7%	19	before history	2.08%
JNJ	Johnson & Johnson Healthcare	Reduced	27,388	-44	$6,955,730	+3.7%	19	before history	1.83%
MSFT	Microsoft Corp Technology	Added	17,981	+241	$6,707,272	+2.1%	19	before history	1.76%
GOOG	Alphabet Inc. Communication Services	Reduced	16,492	-653	$5,827,118	+18.5%	19	before history	1.53%
WMT	Walmart Inc. Consumer Defensive	Reduced	51,351	-603	$5,816,014	−9.9%	19	before history	1.53%
COST	Costco Wholesale Corp Consumer Defensive	Reduced	6,205	-60	$5,804,591	−7.0%	19	before history	1.53%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	17,616	-393	$5,766,245	+8.8%	19	before history	1.52%
LLY	ELI LILLY & Co Healthcare	Reduced	4,618	-38	$5,538,968	+29.3%	14	$489.12	1.46%
PEP	Pepsico Inc Consumer Defensive	Reduced	40,451	-233	$5,477,065	−13.3%	19	before history	1.44%
XOM	ExxonMobil Holdings Corp Energy	Added	39,621	+80	$5,416,983	−19.3%	19	before history	1.42%
GD	General Dynamics Corp Industrials	Reduced	15,163	-267	$5,371,341	+1.4%	19	before history	1.41%
EMR	Emerson Electric Co Industrials	Added	36,720	+2,675	$5,256,468	+17.8%	19	before history	1.38%
IBM	International Business Machines Corp Technology	Added	18,471	+82	$5,194,229	+16.5%	19	before history	1.36%
V	Visa Inc. Financial Services	Added	14,304	+86	$4,907,559	+14.2%	19	before history	1.29%
CSCO	Cisco Systems, Inc. Technology	Reduced	41,126	-17,455	$4,830,659	+6.3%	19	before history	1.27%
ABT	Abbott Laboratories Healthcare	Added	52,799	+10,476	$4,790,981	+10.3%	19	before history	1.26%
ANET	Arista Networks, Inc. Technology	Reduced	26,270	-3,430	$4,462,747	+22.4%	14	$35.51	1.17%
DUK	Duke Energy CORP Utilities	Added	35,082	+3,201	$4,440,679	+6.4%	19	before history	1.17%
NEE	Nextera Energy Inc Utilities	Reduced	50,399	-573	$4,423,520	−6.6%	19	before history	1.16%
CB	Chubb Ltd Financial Services	Added	12,558	+49	$4,279,012	+5.0%	19	before history	1.12%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	17,605	-64	$4,195,975	+14.0%	11	$183.51	1.10%
DE	Deere & Co Industrials	Reduced	6,437	-62	$4,083,182	+11.5%	18	$376.56	1.07%
CL	Colgate Palmolive Co Consumer Defensive	Reduced	43,740	-76	$4,010,083	+7.4%	19	before history	1.05%
ADI	Analog Devices Inc Technology	Reduced	9,948	-4,396	$3,951,047	−13.4%	19	before history	1.04%
RTX	RTX Corp Industrials	Added	20,233	+47	$3,838,807	−1.4%	19	before history	1.01%
ETN	Eaton Corp plc Industrials	Reduced	9,005	-60	$3,837,210	+18.3%	16	$142.28	1.01%
BHP	BHP Group Ltd Basic Materials	Reduced	43,969	-700	$3,663,057	+12.7%	14	$57.67	0.96%
BA	Boeing Co Industrials	Added	16,810	+314	$3,638,860	+10.8%	19	before history	0.96%
KO	Coca Cola Co Consumer Defensive	Added	43,486	+115	$3,534,107	+7.1%	14	$60.71	0.93%
INTC	Intel Corp Technology	Reduced	25,286	-1,508	$3,530,684	+198.6%	14	$28.46	0.93%
ROK	Rockwell Automation, Inc Industrials	Added	6,835	+4	$3,383,871	+38.0%	12	$299.62	0.89%
AVGO	Broadcom Inc. Technology	Added	8,932	+133	$3,374,063	+23.9%	14	unpriced	0.89%
UNP	Union Pacific Corp Industrials	Reduced	11,867	-25	$3,227,824	+11.9%	4	$225.48	0.85%
ECL	Ecolab Inc. Basic Materials	Reduced	11,423	-24	$3,182,562	+4.5%	19	before history	0.84%
MDT	Medtronic plc Healthcare	Added	40,299	+17,944	$3,152,590	+62.8%	14	$82.63	0.83%
ABBV	AbbVie Inc. Healthcare	Added	12,110	+788	$3,047,360	+23.8%	14	$160.36	0.80%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	20,743	+1,114	$3,041,753	+7.3%	19	before history	0.80%
WWD	Woodward, Inc. Industrials	Reduced	7,134	-75	$3,035,088	+17.6%	14	$100.58	0.80%
MS	Morgan Stanley Financial Services	Reduced	13,620	-727	$2,847,124	+20.6%	14	$93.33	0.75%
HD	Home Depot, Inc. Consumer Cyclical	Added	7,942	+104	$2,800,984	+8.7%	19	before history	0.74%
MCD	Mcdonalds Corp Consumer Cyclical	Added	10,276	+84	$2,777,705	−12.3%	19	before history	0.73%
SYK	Stryker Corp Healthcare	Added	8,724	+17	$2,746,664	−4.0%	19	before history	0.72%

Showing the top 50 of 143 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.