Global Financial Private Client, LLC

Registered adviser

CIK

2023568

Location

Sarasota, FL

Portfolio Value

Small $325,475,974

Diversification

Diversified

Reports for

DIMENSIONAL FUND ADVISORS LP

Filing Date

Global Rank

#4,685 / 8,811 ▲ 71 · as of Jun 2026

Top Industry

Software - Infrastructure 11.3%

Period ended 21 days ago

Filed Oct 15, 2026 · 6d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 290006

Roster of Oct 1, 2026

Regulatory AUM

$828,334,313

Main clients

Individuals and high net worth (96% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$828,334,313	Individuals and high net worth (96%)
Apr 2025 to Mar 2026	$666,929,242	Individuals and high net worth (97%)
Apr 2024 to Mar 2025	$515,669,023	Individuals and high net worth (97%)
May 2023 to Mar 2024	$419,217,989	Individuals and high net worth (97%)
Apr 2023	$419,217,989	Individuals and high net worth (97%)
Apr 2022 to Mar 2023	$403,324,873	Individuals and high net worth (96%)

4 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 36.1%, 48.7 effective positions, active share 63.5% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

13.6% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 20.7 quarters (12+), a floor since 64.2% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 63.5%; sector active share 36.0% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

236 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

6.5%

+0.5 pts

Top 5

24.8%

+0.7 pts

Top 10

38.3%

+2.2 pts

HHI

223

Diversified+17

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	41.8%	$135,912,110	118
Technology	23.0%	$74,739,094	29
Financial Services	9.2%	$29,850,682	27
Industrials	6.4%	$20,859,245	15
Healthcare	4.9%	$15,832,740	10
Energy	3.4%	$11,099,672	5
Communication Services	3.4%	$10,963,079	5
Consumer Cyclical	3.1%	$10,025,586	9
Consumer Defensive	2.7%	$8,638,206	9
Utilities	1.4%	$4,602,104	5
Basic Materials	0.7%	$2,255,311	3
Real Estate	0.2%	$698,145	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
FISR	State Street(R) Fixed Income Sector Rotation ETF	+13,711	32,916	$803,479
IVZ	Invesco Ltd.	+11,129	28,531	$860,494
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	+9,279	76,011	$3,816,512
DFIC	Dimensional International Core Equity 2 ETF	+8,789	56,294	$2,117,217
CVS	CVS HEALTH Corp	+8,080	17,366	$1,488,091
CRWD	CrowdStrike Holdings, Inc.	+4,876	6,367	$1,685,662
RKLB	Rocket Lab Corp	+4,650	10,772	$750,592
SOFI	SoFi Technologies, Inc.	+4,224	21,450	$337,193
DFEM	Dimensional Emerging Markets Core Equity 2 ETF	+3,967	25,364	$1,007,457
DIHP	Dimensional International High Profitability ETF	+3,228	19,945	$671,946
IBKR	Interactive Brokers Group, Inc.	+2,898	10,155	$867,439
DFGR	Dimensional Global Real Estate ETF	+2,706	14,405	$389,655
XLSR	State Street(R) US Sector Rotation ETF	+2,662	75,477	$5,012,427
BHP	BHP Group Ltd	+2,554	9,408	$798,174
DISV	Dimensional International Small Cap Value ETF	+2,385	16,096	$696,794
DEHP	Dimensional Emerging Markets High Profitability ETF	+2,245	10,687	$439,662
SPTL	State Street(R) SPDR(R) Portfolio Long Term Treasury ETF	+2,173	10,765	$256,745
DFEV	Dimensional Emerging Markets Value ETF	+2,072	10,458	$443,418
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	+1,816	64,946	$3,361,604
VPL	VANGUARD PACIFIC STOCK INDEX FUND	+1,809	18,766	$2,173,290
NVDA	Nvidia Corp	+1,790	34,454	$7,868,603
FRT	Federal Realty Investment Trust	+1,460	6,447	$698,145
—		+1,331	28,177	$0
—		+1,316	8,081	$0
KTOS	Kratos Defense & Security Solutions, Inc.	+1,262	34,812	$1,486,123
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
MRK	Merck & Co., Inc.	−8,632	30,493	$4,430,936
BNDX	Vanguard Total International Bond ETF	−8,346	25,148	$1,178,686
QCOM	Qualcomm Inc	−6,305	1,796	$330,535
SCHF	Schwab International Equity ETF	−5,035	99,643	$2,737,193
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	−5,024	10,195	$778,898
BNY	Bank of New York Mellon Corp	−3,587	24,970	$3,611,410
JNK	State Street(R) SPDR(R) Bloomberg High Yield Bond ETF	−3,380	4,293	$398,175
VMBS	VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND	−2,729	15,261	$677,741
VUG	VANGUARD GROWTH INDEX FUND	−2,493	51,098	$4,604,440
—		−2,105	33,854	$0
TSM	Taiwan Semiconductor Manufacturing Co Ltd	−1,805	8,512	$3,883,089
BLV	VANGUARD LONG-TERM BOND INDEX FUND	−1,717	6,457	$405,047
BIV	Vanguard Bond Index Funds	−1,594	6,693	$487,651
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	−1,570	51,713	$3,161,215
VEA	Vanguard FTSE Developed Markets ETF	−1,462	33,060	$2,334,366
JMUB	JPMorgan Municipal ETF	−1,105	7,585	$360,894
BSCQ	Invesco BulletShares 2026 Corporate Bond ETF	−1,087	26,621	$519,641
SCHE	Schwab Emerging Markets Equity ETF	−1,052	33,845	$1,233,650
IEMG	iShares Trust	−877	3,140	$0
MSFT	Microsoft Corp	−835	18,705	$9,593,794
ANET	Arista Networks, Inc.	−602	11,121	$2,264,124
GEV	GE Vernova Inc.	−599	4,997	$4,749,597
WMT	Walmart Inc.	−370	22,961	$2,386,106
VTV	VANGUARD VALUE INDEX FUND	−366	6,262	$1,353,092
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	−355	36,633	$2,172,703
No positions match the current search.

New Positions

Positions the filer opened this quarter

7 positions

Ticker	Company	Shares	Value
XOM	ExxonMobil Holdings Corp	20,404	$3,320,751
MFC	Manulife Financial Corp	14,124	$601,541
HOOD	Robinhood Markets, Inc.	3,368	$378,899
CSX	Csx Corp	7,089	$329,709
CORO		6,137	$223,079
ABT	Abbott Laboratories	2,208	$218,216
MYCG	State Street(R) My2027 Corporate Bond ETF	8,103	$201,886
No positions match the current search.

Sold Out

Positions the filer fully exited

17 positions

Ticker	Company	Shares	Value
DFAC	Dimensional U.S. Core Equity 2 ETF	105,652	$4,686,722
DFSV	Dimensional US Small Cap Value ETF	51,756	$2,007,614
DUHP	Dimensional US High Profitability ETF	47,833	$1,996,070
LDOS	Leidos Holdings, Inc.	10,880	$1,120,313
AU	AngloGold Ashanti PLC	10,355	$837,615
EIX	Edison International	6,613	$492,337
COHR	Coherent Corp.	1,092	$430,760
HR	Healthcare Realty Trust Inc	16,876	$340,388
AXON	Axon Enterprise, Inc.	444	$248,910
CDNS	Cadence Design Systems Inc	578	$216,934
WFC	Wells Fargo & Company	2,537	$209,657
SPIB	State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF	6,148	$205,712
LUV	Southwest Airlines Co	3,918	$201,462
ORBX	Global X Space Tech ETF	5,394	$0
MBB	iShares MBS ETF	2,518	$0
AOM	iShares Core 40/60 Moderate Allocation ETF	21,238	$0
IGV	iShares Expanded Tech-Software Sector ETF	14,420	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

236 tracked positions · $325,475,974 total · filing declares 351 positions · $362,247,618 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 236 positions by value · page 1 of 5

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. Technology	Added	56,733	+872	$18,893,223	+16.9%	5.80%
SPY	Spdr S&P 500 ETF Trust	Added	24,410	+106	$18,615,798	+2.6%	5.72%
VOO	VANGUARD 500 INDEX FUND	Added	18,592	+256	$13,030,389	+3.5%	4.00%
MSFT	Microsoft Corp Technology	Reduced	18,705	-835	$9,593,794	+31.6%	2.95%
NVDA	Nvidia Corp Technology	Added	34,454	+1,790	$7,868,603	+20.4%	2.42%
SCHD	Schwab U.S. Dividend Equity ETF	Reduced	185,727	-2	$6,041,699	+2.6%	1.86%
CVX	Chevron Corp Energy	Added	28,873	+322	$5,896,154	+24.6%	1.81%
CSCO	Cisco Systems, Inc. Technology	Added	51,237	+1,235	$5,514,638	−6.1%	1.69%
VIG	Vanguard Specialized Funds	Reduced	23,556	-61	$5,495,850	−1.7%	1.69%
JPM	Jpmorgan Chase & Co Financial Services	Added	15,214	+276	$5,033,247	+2.9%	1.55%
XLSR	State Street(R) US Sector Rotation ETF	Added	75,477	+2,662	$5,012,427	+6.1%	1.54%
GEV	GE Vernova Inc. Industrials	Reduced	4,997	-599	$4,749,597	−27.8%	1.46%
AMZN	Amazon Com Inc Consumer Cyclical	Added	18,610	+1,197	$4,636,681	+11.7%	1.42%
LRCX	Lam Research Corp Technology	Added	14,061	+510	$4,619,178	−21.3%	1.42%
VUG	VANGUARD GROWTH INDEX FUND	Reduced	51,098	-2,493	$4,604,440	−0.3%	1.41%
META	Meta Platforms, Inc. Communication Services	Reduced	6,300	-54	$4,568,633	+27.6%	1.40%
MRK	Merck & Co., Inc. Healthcare	Reduced	30,493	-8,632	$4,430,936	−11.9%	1.36%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Reduced	8,512	-1,805	$3,883,089	−21.2%	1.19%
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	Added	76,011	+9,279	$3,816,512	+13.5%	1.17%
VTWO	VANGUARD RUSSELL 2000 INDEX FUND	Reduced	33,579	-58	$3,768,906	−7.7%	1.16%
BNY	Bank of New York Mellon Corp Financial Services	Reduced	24,970	-3,587	$3,611,410	−12.5%	1.11%
GOOGL	Alphabet Inc. Communication Services	Added	10,006	+436	$3,442,864	+0.7%	1.06%
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	Added	64,946	+1,816	$3,361,604	+2.8%	1.03%
PANW	Palo Alto Networks Inc Technology	Added	8,456	+115	$3,359,652	+18.1%	1.03%
XOM	ExxonMobil Holdings Corp Energy	NEW	20,404	NEW	$3,320,751	NEW	1.02%
STT	State Street Corp Financial Services	Reduced	18,224	-110	$3,181,727	+2.3%	0.98%
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	Reduced	51,713	-1,570	$3,161,215	−2.4%	0.97%
FTNT	Fortinet, Inc. Technology	Added	16,170	+236	$2,890,549	+18.1%	0.89%
SCHF	Schwab International Equity ETF	Reduced	99,643	-5,035	$2,737,193	−5.6%	0.84%
QQQ	Invesco Qqq Trust, Series 1	Reduced	3,262	-6	$2,413,129	+0.3%	0.74%
CAT	Caterpillar Inc Industrials	Added	2,961	+2	$2,400,748	−23.8%	0.74%
WMT	Walmart Inc. Consumer Defensive	Reduced	22,961	-370	$2,386,106	−9.7%	0.73%
IBM	International Business Machines Corp Technology	Added	10,755	+78	$2,365,346	−21.2%	0.73%
VEA	Vanguard FTSE Developed Markets ETF	Reduced	33,060	-1,462	$2,334,366	−5.1%	0.72%
RTX	RTX Corp Industrials	Added	12,441	+558	$2,309,671	+2.4%	0.71%
SMH	VanEck Semiconductor ETF	Reduced	3,769	-4	$2,295,321	−7.2%	0.71%
ANET	Arista Networks, Inc. Technology	Reduced	11,121	-602	$2,264,124	+13.7%	0.70%
BAC	Bank Of America Corp Financial Services	Added	40,408	+152	$2,199,407	−4.1%	0.68%
ETR	Entergy Corp Utilities	Added	22,154	+84	$2,199,005	−13.3%	0.68%
VPL	VANGUARD PACIFIC STOCK INDEX FUND	Added	18,766	+1,809	$2,173,290	+10.8%	0.67%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Reduced	36,633	-355	$2,172,703	−1.6%	0.67%
GOOG	Alphabet Inc. Communication Services	Reduced	6,327	-42	$2,155,861	−4.2%	0.66%
DFAI	Dimensional International Core Equity Market ETF	Added	51,398	+814	$2,129,419	+2.1%	0.65%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	14,592	+203	$2,119,925	+0.5%	0.65%
DFIC	Dimensional International Core Equity 2 ETF	Added	56,294	+8,789	$2,117,217	+19.6%	0.65%
LLY	ELI LILLY & Co Healthcare	Added	1,754	+31	$2,029,517	−1.8%	0.62%
ZION	Zions Bancorporation, National Association Financial Services	Added	30,409	+141	$1,905,123	−9.0%	0.59%
GILD	Gilead Sciences, Inc. Healthcare	Added	12,774	+614	$1,903,964	+23.9%	0.58%
NDAQ	Nasdaq, Inc. Financial Services	Added	19,139	+986	$1,760,979	+23.1%	0.54%
FTEC	Fidelity MSCI Information Technology Index ETF	Added	5,857	+30	$1,757,451	+5.6%	0.54%

Showing the top 50 of 236 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.