LEGACY FINANCIAL INDEPENDENT ADVISORS LLC
Registered adviserFiling Date
Global Rank
#6,200
/ 8,811
▼ 450
Top Industry
Utilities - Regulated Electric
15.5%
Period ended 4 months ago
Filed Aug 10, 2026 · 2mo
2 quarters · since Mar 2026
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Registered adviser
Form ADV roster, Oct 1, 2026
Regulatory AUM
$484,012,911
Main clients
Individuals and high net worth
(99% of AUM)
Form ADV history
Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Oct 2026 | $484,012,911 | Individuals and high net worth (99%) |
| Apr 2025 to Mar 2026 | $450,605,476 | Individuals and high net worth (96%) |
| Apr 2024 to Mar 2025 | $428,440,270 | Individuals and high net worth (97%) |
| May 2023 to Mar 2024 | $306,487,331 | Individuals and high net worth (100%) |
| Apr 2023 | $306,487,331 | Individuals and high net worth (100%) |
| Jan 2023 to Mar 2023 | $0 | — |
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.
Style
Diversified active
Top 10 weight 33.6%, 48.0 effective positions, active share 76.9% against the S&P 500 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Turnover unknown
It needs four straight quarters of measured turnover
Horizon
Short horizon
Value-weighted holding period 1.9 quarters (under 4)
Closest benchmark: the S&P 500 as of 2026-06-30, active share 76.9%; sector active share 30.6% against the combined 13F book's sector weights.
Over time 2 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
124 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Top Position
6.0%
−0.6 pts
Top 5
20.5%
−0.8 pts
Top 10
33.6%
−1.7 pts
HHI
208
Diversified−17
Portfolio Trend
2 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 23.3% | $49,449,248 |
| Technology | 14.9% | $31,602,976 |
| Utilities | 12.3% | $26,124,201 |
| Financial Services | 10.0% | $21,207,432 |
| Industrials | 10.0% | $21,149,681 |
| Real Estate | 8.8% | $18,618,526 |
| Healthcare | 5.4% | $11,490,829 |
| Communication Services | 4.2% | $8,952,441 |
| Consumer Cyclical | 3.9% | $8,264,920 |
| Consumer Defensive | 3.5% | $7,386,528 |
| Energy | 2.3% | $4,937,209 |
| Basic Materials | 1.6% | $3,370,999 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| BNDX | Vanguard Total International Bond ETF | +123,584 | 130,734 | $6,331,447 | |
| EVT | Eaton Vance Tax-Advantaged Dividend Income Fund | +38,052 | 128,835 | $3,566,152 | |
| AAPL | Apple Inc. | +18,465 | 25,238 | $7,302,867 | |
| MNST | Monster Beverage Corp | +14,074 | 36,610 | $3,518,953 | |
| GOOG | Alphabet Inc. | +9,814 | 10,518 | $3,716,324 | |
| WMT | Walmart Inc. | +6,453 | 15,390 | $1,743,071 | |
| AMLP | Alerian MLP ETF | +4,388 | 246,815 | $12,797,357 | |
| IG | Principal Investment Grade Corporate ETF | +4,206 | 243,672 | $5,035,481 | |
| HYLS | First Trust Tactical High Yield ETF | +4,125 | 101,027 | $4,106,747 | |
| MAR | Marriott International Inc | +3,348 | 10,891 | $4,036,095 | |
| MSFT | Microsoft Corp | +2,956 | 15,743 | $5,872,453 | |
| ASML | Asml Holding NV | +2,499 | 2,880 | $5,729,586 | |
| CCJ | Cameco Corp | +2,452 | 8,345 | $850,021 | |
| WM | Waste Management Inc | +2,218 | 20,894 | $4,656,854 | |
| MAA | Mid America Apartment Communities Inc. | +1,948 | 32,159 | $4,468,171 | |
| XLK | State Street(R) Technology Select Sector SPDR(R) ETF | +1,183 | 4,313 | $821,712 | |
| ABBV | AbbVie Inc. | +1,093 | 7,513 | $1,890,571 | |
| XLI | State Street(R) Industrial Select Sector SPDR(R) ETF | +659 | 2,293 | $424,732 | |
| BTSG | BrightSpring Health Services, Inc. | +452 | 24,470 | $1,706,537 | |
| PSA | Public Storage | +413 | 14,684 | $4,674,064 | |
| SPG | Simon Property Group Inc. | +385 | 29,621 | $6,624,736 | |
| DIS | Walt Disney Co | +359 | 11,596 | $1,116,115 | |
| PPL | PPL Corp | +320 | 137,349 | $4,992,636 | |
| ALNT | Allient Inc | +243 | 5,525 | $568,688 | |
| ED | Consolidated Edison Inc | +234 | 39,467 | $4,366,234 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| SO | Southern Co | −31,865 | 32,657 | $3,125,601 | |
| DUK | Duke Energy CORP | −23,496 | 24,796 | $3,138,677 | |
| IBM | International Business Machines Corp | −22,260 | 5,701 | $1,603,178 | |
| WCMI | First Trust WCM International Equity ETF | −19,719 | 301,672 | $5,903,721 | |
| VBF | Invesco Bond Fund | −18,329 | 172,032 | $2,608,005 | |
| D | Dominion Energy, Inc | −12,452 | 9,398 | $641,789 | |
| NRG | Nrg Energy, Inc. | −11,814 | 5,277 | $770,758 | |
| COF | Capital One Financial Corp | −10,385 | 11,529 | $2,312,947 | |
| CDNS | Cadence Design Systems Inc | −10,055 | 4,875 | $1,829,685 | |
| FRA | Blackrock Floating Rate Income Strategies Fund, Inc. | −9,299 | 35,746 | $392,848 | |
| AMZN | Amazon Com Inc | −8,328 | 5,308 | $1,265,108 | |
| EIPI | FT Energy Income Partners Enhanced Income ETF | −7,146 | 54,170 | $1,183,072 | |
| AEP | American Electric Power Co Inc | −6,701 | 38,757 | $5,302,345 | |
| SABA | Saba Capital Income & Opportunities Fund II | −6,425 | 43,916 | $366,698 | |
| META | Meta Platforms, Inc. | −4,736 | 397 | $223,626 | |
| AEE | Ameren Corp | −4,284 | 33,494 | $3,786,161 | |
| DOC | Healthpeak Properties, Inc. | −3,499 | 27,048 | $578,827 | |
| GSGO | Goldman Sachs Growth Opportunities ETF | −3,280 | 232,435 | $10,467,477 | |
| TXRH | Texas Roadhouse, Inc. | −2,909 | 1,340 | $258,928 | |
| PGX | Invesco Ltd. | −2,480 | 13,941 | $151,120 | |
| MCK | Mckesson Corp | −1,363 | 3,400 | $2,569,040 | |
| VTR | Ventas, Inc. | −1,351 | 6,293 | $558,818 | |
| STRL | Sterling Infrastructure, Inc. | −1,041 | 1,005 | $843,556 | |
| T | At&T Inc. | −1,013 | 11,882 | $245,957 | |
| WMB | Williams Companies, Inc. | −828 | 5,487 | $407,903 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
22 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| ROK | Rockwell Automation, Inc | 7,524 | $3,724,981 | |
| TKO | TKO Group Holdings, Inc. | 13,540 | $2,725,737 | |
| MLM | Martin Marietta Materials Inc | 4,246 | $2,448,668 | |
| GLW | Corning Inc | 6,350 | $1,621,980 | |
| CRS | Carpenter Technology Corp | 1,441 | $888,866 | |
| LYV | Live Nation Entertainment, Inc. | 3,838 | $702,776 | |
| VIRT | Virtu Financial, Inc. | 10,921 | $650,563 | |
| CTVA | Corteva, Inc. | 7,553 | $639,663 | |
| FFIV | F5, Inc. | 1,493 | $621,028 | |
| TJX | Tjx Companies Inc | 3,014 | $456,621 | |
| HUM | Humana Inc | 782 | $310,626 | |
| NBIX | Neurocrine Biosciences Inc | 1,816 | $306,068 | |
| FLY | Firefly Aerospace Inc. | 9,034 | $265,599 | |
| WELL | Welltower Inc. | 1,000 | $226,970 | |
| RBCAA | Republic Bancorp Inc | 2,457 | $222,186 | |
| MMM | 3M Co | 1,370 | $221,816 | |
| FLKR | Franklin FTSE South Korea ETF | 3,201 | $211,522 | |
| SYBT | Stock Yards Bancorp, Inc. | 2,762 | $211,210 | |
| EWI | iShares MSCI Italy ETF | 3,539 | $209,650 | |
| FRME | First Merchants Corp | 4,675 | $204,250 | |
| INTC | Intel Corp | 1,439 | $200,927 | |
| NVDA | Nvidia Corp | 1,000 | $200,090 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
11 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| ORCL | Oracle Corp | 22,953 | $3,376,615 | |
| TTWO | Take Two Interactive Software Inc | 11,847 | $2,339,782 | |
| CWB | State Street(R) SPDR(R) Bloomberg Convertible Securities ETF | 6,536 | $598,174 | |
| HUBB | Hubbell Inc | 1,165 | $571,712 | |
| CEG | Constellation Energy Corp | 1,718 | $479,751 | |
| DKNG | DraftKings Inc. | 21,768 | $470,624 | |
| KYIV | Kyivstar Group Ltd. | 35,220 | $356,426 | |
| CBRE | Cbre Group, Inc. | 2,272 | $307,765 | |
| NU | Nu Holdings Ltd. | 19,457 | $279,597 | |
| COCO | Vita Coco Company, Inc. | 5,627 | $269,589 | |
| FVRR | Fiverr International Ltd. | 17,262 | $172,965 | |
| No positions match the current search. | ||||
124 tracked positions ·
$212,554,990 total
· filing declares
124 positions · $212,554,903
· as of Jun 30, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 124 positions by value
· page 1 of 3
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| AMLP |
Alerian MLP ETF
|
Added | 246,815 | $12,797,357 | 6.02% | |
| GSGO |
Goldman Sachs Growth Opportunities ETF
|
Reduced | 232,435 | $10,467,477 | 4.92% | |
| AAPL |
Apple Inc.
Technology
|
Added | 25,238 | $7,302,867 | 3.44% | |
| SPG |
Simon Property Group Inc.
Real Estate
|
Added | 29,621 | $6,624,736 | 3.12% | |
| BNDX |
Vanguard Total International Bond ETF
|
Added | 130,734 | $6,331,447 | 2.98% | |
| WCMI |
First Trust WCM International Equity ETF
|
Reduced | 301,672 | $5,903,721 | 2.78% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 15,743 | $5,872,453 | 2.76% | |
| ASML |
Asml Holding NV
Technology
|
Added | 2,880 | $5,729,586 | 2.70% | |
| AEP |
American Electric Power Co Inc
Utilities
|
Reduced | 38,757 | $5,302,345 | 2.49% | |
| IG |
Principal Investment Grade Corporate ETF
|
Added | 243,672 | $5,035,481 | 2.37% | |
| PPL |
PPL Corp
Utilities
|
Added | 137,349 | $4,992,636 | 2.35% | |
| PSA |
Public Storage
Real Estate
|
Added | 14,684 | $4,674,064 | 2.20% | |
| WM |
Waste Management Inc
Industrials
|
Added | 20,894 | $4,656,854 | 2.19% | |
| AXP |
American Express Co
Financial Services
|
Reduced | 13,453 | $4,550,477 | 2.14% | |
| MAA |
Mid America Apartment Communities Inc.
Real Estate
|
Added | 32,159 | $4,468,171 | 2.10% | |
| ED |
Consolidated Edison Inc
Utilities
|
Added | 39,467 | $4,366,234 | 2.05% | |
| HYLS |
First Trust Tactical High Yield ETF
|
Added | 101,027 | $4,106,747 | 1.93% | |
| MAR |
Marriott International Inc
Consumer Cyclical
|
Added | 10,891 | $4,036,095 | 1.90% | |
| LLY |
ELI LILLY & Co
Healthcare
|
Reduced | 3,251 | $3,899,347 | 1.83% | |
| AEE |
Ameren Corp
Utilities
|
Reduced | 33,494 | $3,786,161 | 1.78% | |
| ROK |
Rockwell Automation, Inc
Industrials
|
NEW | 7,524 | $3,724,981 | 1.75% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Added | 10,518 | $3,716,324 | 1.75% | |
| EVT |
Eaton Vance Tax-Advantaged Dividend Income Fund
Financial Services
|
Added | 128,835 | $3,566,152 | 1.68% | |
| MNST |
Monster Beverage Corp
Consumer Defensive
|
Added | 36,610 | $3,518,953 | 1.66% | |
| DUK |
Duke Energy CORP
Utilities
|
Reduced | 24,796 | $3,138,677 | 1.48% | |
| SO |
Southern Co
Utilities
|
Reduced | 32,657 | $3,125,601 | 1.47% | |
| CAT |
Caterpillar Inc
Industrials
|
Reduced | 2,890 | $3,077,561 | 1.45% | |
| CRWD |
CrowdStrike Holdings, Inc.
Technology
|
Reduced | 3,915 | $2,987,693 | 1.41% | |
| TKO |
TKO Group Holdings, Inc.
Communication Services
|
NEW | 13,540 | $2,725,737 | 1.28% | |
| VBF |
Invesco Bond Fund
Financial Services
|
Reduced | 172,032 | $2,608,005 | 1.23% | |
| MCK |
Mckesson Corp
Healthcare
|
Reduced | 3,400 | $2,569,040 | 1.21% | |
| CVX |
Chevron Corp
Energy
|
Reduced | 14,850 | $2,461,536 | 1.16% | |
| MLM |
Martin Marietta Materials Inc
Basic Materials
|
NEW | 4,246 | $2,448,668 | 1.15% | |
| COF |
Capital One Financial Corp
Financial Services
|
Reduced | 11,529 | $2,312,947 | 1.09% | |
| LMT |
Lockheed Martin Corp
Industrials
|
Held | 3,971 | $2,023,065 | 0.95% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Added | 7,513 | $1,890,571 | 0.89% | |
| CDNS |
Cadence Design Systems Inc
Technology
|
Reduced | 4,875 | $1,829,685 | 0.86% | |
| WMT |
Walmart Inc.
Consumer Defensive
|
Added | 15,390 | $1,743,071 | 0.82% | |
| BTSG |
BrightSpring Health Services, Inc.
Healthcare
|
Added | 24,470 | $1,706,537 | 0.80% | |
| WSBC |
Wesbanco Inc
Financial Services
|
Reduced | 41,823 | $1,632,351 | 0.77% | |
| GLW |
Corning Inc
Technology
|
NEW | 6,350 | $1,621,980 | 0.76% | |
| IBM |
International Business Machines Corp
Technology
|
Reduced | 5,701 | $1,603,178 | 0.75% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Reduced | 4,287 | $1,403,263 | 0.66% | |
| PNC |
Pnc Financial Services Group, Inc.
Financial Services
|
Reduced | 5,312 | $1,307,920 | 0.62% | |
| FIX |
Comfort Systems USA Inc
Industrials
|
Added | 651 | $1,290,249 | 0.61% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Reduced | 5,308 | $1,265,108 | 0.60% | |
| EIPI |
FT Energy Income Partners Enhanced Income ETF
|
Reduced | 54,170 | $1,183,072 | 0.56% | |
| DIS |
Walt Disney Co
Communication Services
|
Added | 11,596 | $1,116,115 | 0.53% | |
| GE |
General Electric Co
Industrials
|
Added | 2,804 | $1,047,938 | 0.49% | |
| CHDN |
Churchill Downs Inc
Consumer Cyclical
|
Reduced | 11,622 | $1,041,796 | 0.49% |
Showing the top 50 of 124 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.