ANIX · Anixa Biosciences Inc · Shareholders & Ownership

$3.18 +0.15 (+4.79%) At close · Nov 6

Market Cap

$105.33M

34.76M

Volume · Nov 6 121.65K Avg daily vol (3M) 277.39K

Every disclosed holder of ANIX in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns ANIX

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	68	5,386,241	15.49%	Yes
Insiders (Forms 3, 4, 5)	4	1,929,575	5.55%	Yes
13D/G-only blocks	0	0	0.00%	Yes
Remaining	—	27,447,986	78.96%	Rest
Registered funds (N-PORT, not summed)	11	1,725,716	4.96%	No

Shares outstanding: 34,763,802, the issuer's latest cover-page count restated onto today's split basis.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of ANIX

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	VANGUARD CAPITAL MANAGEMENT LLC 13F CIK 2100119 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,329,852	3.83%	+14,870	Jun 30, 2026	carried, not yet filed for the newest quarter
2	Titterton Lewis H jr Insider CIK 1499254 · Oct 23, 2026 Director, issuer-wide	1,054,003	3.03%	+8,000	Oct 23, 2026	Director, issuer-wide
3	VANGUARD TOTAL STOCK MARKET INDEX FUND Fund S000002848 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	936,927	2.70%	0	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
4	KUMAR AMIT Insider CIK 1191905 · Oct 30, 2026 Director, Chief Executive Officer, issuer-wide	685,000	1.97%	+5,000	Oct 30, 2026	Director, Chief Executive Officer, issuer-wide
4.1	Amit Kumar 13D CIK 1191905 · Unknown · Jun 4, 2025 Item 4 purpose: not restated by this amendment, the earlier 13D's purpose stands not summed	6,173,097	17.76%	+519,754	Jun 4, 2025	not summed
5	UBS Group AG 13F CIK 1610520 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	585,430	1.68%	+33,793	Jun 30, 2026	carried, not yet filed for the newest quarter
6	Laird Norton Wetherby Trust Company, LLC 13F CIK 723204 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	578,727	1.66%	+12,400	Jun 30, 2026	carried, not yet filed for the newest quarter
7	D.A. DAVIDSON & CO. 13F CIK 1080107 · Unknown · Sep 30, 2026	494,949	1.42%	-44,323	Sep 30, 2026
8	GEODE CAPITAL MANAGEMENT, LLC 13F CIK 1214717 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	359,194	1.03%	-5,537	Jun 30, 2026	carried, not yet filed for the newest quarter
9	VANGUARD EXTENDED MARKET INDEX FUND Fund S000002841 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	353,878	1.02%	+14,870	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
10	MARSHALL WACE, LLP 13F CIK 1318757 · Exempt reporting adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	328,332	0.94%	+155,153	Jun 30, 2026	carried, not yet filed for the newest quarter
11	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	199,755	0.57%	+29,652	Jun 30, 2026	carried, not yet filed for the newest quarter
11.1	iShares Micro-Cap ETF Fund S000004439 · Registered fund · Jun 30, 2026 iShares Trust, not summed	107,494	0.31%	+27,650	Jun 30, 2026	iShares Trust, not summed
12	VANGUARD FIDUCIARY TRUST CO 13F CIK 933478 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	192,356	0.55%	+1,282	Jun 30, 2026	carried, not yet filed for the newest quarter
13	Fidelity Extended Market Index Fund Fund S000006021 · Registered fund · Aug 31, 2026 Fidelity Concord Street Trust, not summed	162,535	0.47%	-4,727	Aug 31, 2026	Fidelity Concord Street Trust, not summed
14	STATE STREET CORP 13F CIK 93751 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	159,040	0.46%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
15	Baskies Arnold M Insider CIK 1683567 · Sep 24, 2026 Director, issuer-wide	140,572	0.40%	+5,000	Sep 24, 2026	Director, issuer-wide
16	GSA CAPITAL PARTNERS LLP 13F CIK 1362033 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	117,465	0.34%	+18,623	Jun 30, 2026	carried, not yet filed for the newest quarter
17	LPL Financial LLC 13F CIK 1403438 · Broker-dealer · Jun 30, 2026 carried, not yet filed for the newest quarter	111,535	0.32%	+30,559	Jun 30, 2026	carried, not yet filed for the newest quarter
18	NORTHERN TRUST CORP 13F CIK 73124 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	69,235	0.20%	+2,410	Jun 30, 2026	carried, not yet filed for the newest quarter
19	CoreCap Advisors, LLC 13F CIK 1902501 · Registered investment adviser · Sep 30, 2026	62,020	0.18%	+10,000	Sep 30, 2026
20	RENAISSANCE TECHNOLOGIES LLC 13F CIK 1037389 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	59,373	0.17%	-1,800	Jun 30, 2026	carried, not yet filed for the newest quarter
21	Fidelity Total Market Index Fund Fund S000006026 · Registered fund · Aug 31, 2026 Fidelity Concord Street Trust, not summed	52,652	0.15%	-42	Aug 31, 2026	Fidelity Concord Street Trust, not summed
22	Catelani Michael Insider CIK 1689394 · Sep 30, 2026 President, COO & CFO, issuer-wide	50,000	0.14%	+5,500	Sep 30, 2026	President, COO & CFO, issuer-wide
22.1	Michael Catelani 13D CIK 1689394 · Unknown · Jan 5, 2026 Item 4 purpose: not restated by this amendment, the earlier 13D's purpose stands not summed	2,468,103	7.10%	+703,212	Jan 5, 2026	not summed
23	Bank of New York Mellon Corp 13F CIK 1390777 · Bank · Sep 30, 2026	47,442	0.14%	0	Sep 30, 2026
24	Fidelity Series Total Market Index Fund Fund S000065248 · Registered fund · Aug 31, 2026 Fidelity Concord Street Trust, not summed	46,645	0.13%	0	Aug 31, 2026	Fidelity Concord Street Trust, not summed
25	Westside Investment Management, Inc. 13F CIK 1538383 · Registered investment adviser · Sep 30, 2026	43,000	0.12%	0	Sep 30, 2026
26	HighTower Advisors, LLC 13F CIK 1462245 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	41,150	0.12%	-400	Jun 30, 2026	carried, not yet filed for the newest quarter
27	Kestra Advisory Services, LLC 13F CIK 1830819 · Unknown · Sep 30, 2026	40,500	0.12%	+2,500	Sep 30, 2026
28	Corient Private Wealth LLC 13F CIK 1948780 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	37,400	0.11%	+17,400	Jun 30, 2026	carried, not yet filed for the newest quarter
29	First Affirmative Financial Network 13F CIK 1656282 · Registered investment adviser · Sep 30, 2026	36,000	0.10%	—	Sep 30, 2026
30	Gemmer Asset Management LLC 13F CIK 1607825 · Registered investment adviser · Sep 30, 2026	35,000	0.10%	0	Sep 30, 2026
31	Modern Wealth Management, LLC 13F CIK 2001900 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	32,000	0.09%	+32,000	Jun 30, 2026	carried, not yet filed for the newest quarter
32	CITADEL ADVISORS LLC 13F CIK 1423053 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	31,887	0.09%	+31,887	Jun 30, 2026	carried, not yet filed for the newest quarter
33	Vontobel Holding Ltd. 13F CIK 1588340 · Unknown · Sep 30, 2026	30,000	0.09%	0	Sep 30, 2026
34	CIBC Bancorp USA Inc. 13F CIK 1711924 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	26,600	0.08%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
35	NATIONS FINANCIAL GROUP INC, /IA/ /ADV 13F CIK 1109767 · Unknown · Sep 30, 2026	22,500	0.06%	0	Sep 30, 2026
36	VANGUARD INSTITUTIONAL TOTAL STOCK MARKET INDEX FUND Fund S000002855 · Registered fund · Jun 30, 2026 VANGUARD INSTITUTIONAL INDEX FUNDS, not summed	21,079	0.06%	0	Jun 30, 2026	VANGUARD INSTITUTIONAL INDEX FUNDS, not summed
37	VANGUARD BALANCED INDEX FUND Fund S000002560 · Registered fund · Jun 30, 2026 VANGUARD VALLEY FORGE FUNDS, not summed	17,968	0.05%	0	Jun 30, 2026	VANGUARD VALLEY FORGE FUNDS, not summed
38	KEYBANK NATIONAL ASSOCIATION/OH 13F CIK 1089877 · Bank · Sep 30, 2026	15,810	0.05%	0	Sep 30, 2026
39	Robertson Stephens Wealth Management, LLC 13F CIK 1767307 · Registered investment adviser · Sep 30, 2026	15,649	0.05%	0	Sep 30, 2026
40	Dakota Wealth Management 13F CIK 1631353 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	15,000	0.04%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
41	AXQ CAPITAL, LP 13F CIK 1916908 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	14,633	0.04%	+14,633	Jun 30, 2026	carried, not yet filed for the newest quarter
42	World Investment Advisors 13F CIK 1652594 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	14,619	0.04%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
43	CONTINUUM WEALTH ADVISORS, LLC 13F CIK 1966482 · Registered investment adviser · Sep 30, 2026	13,752	0.04%	+13,752	Sep 30, 2026
44	Cetera Investment Advisers 13F CIK 1666741 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	13,750	0.04%	+2,623	Jun 30, 2026	carried, not yet filed for the newest quarter
45	GROUP ONE TRADING LLC 13F CIK 932540 · Broker-dealer · Jun 30, 2026 carried, not yet filed for the newest quarter	13,531	0.04%	+13,531	Jun 30, 2026	carried, not yet filed for the newest quarter
46	CANADA PENSION PLAN INVESTMENT BOARD 13F CIK 1283718 · Non-US institution · Jun 30, 2026 carried, not yet filed for the newest quarter	13,500	0.04%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
47	CHARLES SCHWAB INVESTMENT MANAGEMENT INC 13F CIK 884546 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	12,798	0.04%	+13	Jun 30, 2026	carried, not yet filed for the newest quarter
47.1	Schwab Total Stock Market Index Fund Fund S000005913 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	12,785	0.04%	0	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
48	NewEdge Wealth, LLC 13F CIK 1861796 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	12,500	0.04%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
49	Simplicity Wealth,LLC 13F CIK 1913243 · Registered investment adviser · Sep 30, 2026	12,000	0.03%	0	Sep 30, 2026
50	WELLS FARGO & COMPANY/MN 13F CIK 72971 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	12,000	0.03%	0	Jun 30, 2026	carried, not yet filed for the newest quarter

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Showing 1–50 of 81 holders

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Key facts CIK 715446 CUSIP 03528H109 13F (30d) 25 filings 25 filers Visit website Investor relations