CTGO · Contango Silver & Gold Inc. · Holdings

$15.03 -0.03 (-0.20%)

Russell 2000 member Rebalance outlook locked

Market Cap

$502.61M

33.44M

Volume · Oct 20 177.97K Avg daily vol (3M) 371.2K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of CTGO: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 119

Total Value: $237,091,203

Total Shares: 15,013,624

Showing 1–100 of 122 holdings by value · page 1 of 2

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 119 13F filers

Top Holder

15.6%

of institutional value

Top 5

60.9%

of institutional value

Top 10

78.2%

of institutional value

HHI

876

Broadly held

Who Holds CTGO

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 117 filers, like-for-like change +37.2%; actively managed books -2.3%; index-like books +106.6%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	42.5%	56	+25.8%	13	18
Exempt adviser	1.8%	1	-12.0%	0	0
Adviser	10.6%	5	-9.5%	0	2
Bank	20.3%	14	+237.7%	1	0
Broker-dealer	0.1%	2	+3.3%	1	0
Benefit plan	0.1%	2	-29.8%	0	1
Non-US	0.2%	3	-49.4%	0	1
Holding company	16.6%	6	+59.8%	1	0
Insurer	0.0%	0	—	0	0
Unknown	7.7%	28	-6.1%	7	15

Style	Share	Filers	Change	New	Exited
Index-like	54.7%	20	+106.6%	0	0
Systematic-like	17.3%	11	+22.8%	3	6
Concentrated	5.0%	19	+3.4%	5	4
Diversified active	23.0%	67	-16.2%	15	27
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	57.8%	68	+62.7%	13	12
Medium turnover	12.5%	20	-10.0%	3	12
High turnover	18.7%	17	+15.3%	6	12
Unknown	11.1%	12	+51.9%	1	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	11.7%	16	+45.1%	4	5
Medium horizon	15.7%	17	+51.6%	2	7
Long horizon	53.6%	77	+34.4%	15	20
Unknown	18.9%	7	+30.5%	2	5
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	2.2%	20	-3.4%	7	12
$1B to $10B	7.6%	26	-6.0%	3	9
$10B to $100B	19.3%	28	+4.7%	8	10
$100B or more	70.8%	43	+61.0%	5	6
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	0.4%	25	-17.8%	9	6
Pooled investment vehicles	16.1%	10	+28.1%	3	5
Registered funds and BDCs	21.4%	9	+32.0%	1	4
Pension and profit sharing plans	0.0%	1	+3487.9%	0	0
Insurance companies	3.3%	3	+1.0%	0	0
Governments and sovereign funds	0.2%	2	+131.3%	0	0
Other investment advisers	0.0%	1	-95.9%	0	1
Diversified	1.1%	5	+0.5%	0	2
Unknown	57.5%	61	+47.1%	10	19

Private funds	Share	Filers	Change	New	Exited
Hedge funds	17.5%	11	+17.6%	3	6
Private equity funds	0.2%	4	-15.7%	3	2
Venture capital funds	0.0%	1	-77.1%	0	0
Real estate funds	0.0%	2	-85.1%	1	1
Securitized asset funds	3.9%	2	+19.9%	0	0
Other private funds	1.5%	6	+28.3%	2	0
Mixed private funds	0.7%	3	+23.2%	0	0
Private funds, type not stated	5.5%	1	+75.6%	0	1
No private funds	14.9%	27	+19.2%	4	8
Unknown	55.7%	60	+50.4%	10	19

Location	Share	Filers	Change	New	Exited
United States	92.7%	102	+42.2%	21	29
Outside the US	7.3%	15	-4.9%	2	8

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-03-31 13F and 1 holder with no observed 2026-06-30 13F.

Conviction and Crowding

117 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.000%

Mar 31, 2026: 0

Crowding

14.9%

of shares outstanding, 44th percentile

Mar 31, 2026: 23.3%

Private-fund advisers

14.1%

of shares outstanding

Institutional ownership

48.1%

51.1% of the estimated free float

Top 10 holders

79.3%

of 13F shares, Herfindahl 0.090

Active holders

-2.3%

like-for-like share change of active filers

5% stakes on record

0 13D, 3 13G (3 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 8.0 quarters

Under 1 year 18.9% 1 to 3 years 52.3% 3 years or more 28.8% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$22.42

estimated per share

Mar 31, 2026: $23.77

Quarter-end price

$15.79

implied by 13F values

Estimated gain or loss

-29.6%

price against the estimated cost

Estimated at a loss

100.0%

of costed 13F value

Estimated cost covers 88.9% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies CTGO's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	VZLA Vizsla Silver Corp.	3	0.283
2	NXE NexGen Energy Ltd.	3	0.148
3	VNOM Viper Energy, Inc.	3	0.134
4	AU AngloGold Ashanti PLC	3	0.120
5	WPM Wheaton Precious Metals Corp.	4	0.092
6	B Barrick Mining Corp	3	0.065
7	NEM NEWMONT Corp /DE/	4	0.060
8	AEM Agnico Eagle Mines Ltd	3	0.059
9	CCJ Cameco Corp	3	0.058
10	DVN Devon Energy Corp/De	3	0.056

Shareholder Targets

13F filers that own its peers but not CTGO, quarter ended Jun 30, 2026

Found through its holder-overlap peers: VZLA, NXE, VNOM, AU, WPM, B, NEM, AEM, CCJ, DVN, FCX, AAPL, AMZN, MSFT, GOOGL, CVX, LLY, AVGO, JPM, NVDA. 7,190 filers in all.

#	Filer	In peers	Of book	Largest peers
1	NORGES BANK Non-US, Index-like	$306,212,318,431 15 held	30.4%	NVDA, GOOGL, AAPL
2	Capital Research Global Investors Adviser, Diversified active	$241,648,282,877 15 held	33.5%	AVGO, NVDA, GOOGL
3	Capital World Investors Adviser, Diversified active	$195,480,255,009 17 held	23.2%	AVGO, GOOGL, NVDA
4	WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active	$133,139,784,284 19 held	23.0%	NVDA, GOOGL, AVGO
5	Capital International Investors Adviser, Diversified active	$129,604,479,983 14 held	26.4%	AVGO, GOOGL, MSFT
6	Amundi Holding company, Index-like	$122,667,078,051 20 held	29.5%	NVDA, AAPL, GOOGL
7	Berkshire Hathaway Inc Insurer, Concentrated	$117,700,527,192 3 held	39.3%	AAPL, GOOGL, CVX
8	LILLY ENDOWMENT INC Unknown, Unknown	$108,400,867,760 1 held	100.0%	LLY
9	Fisher Asset Management, LLC Adviser, Diversified active	$92,486,602,882 15 held	29.5%	NVDA, AAPL, GOOGL
10	AMERIPRISE FINANCIAL INC Adviser, Diversified active	$91,596,640,391 20 held	20.1%	NVDA, GOOGL, AAPL

Fund Ownership of CTGO by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 17.01% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	2.34%	+1.20 pp	782,038	50
Index ETFs	14.67%	+8.41 pp	4,906,102	19
Active ETFs	0.19%	-0.01 pp	63,149	5
Active funds	3.30%	+2.08 pp	1,103,085	21
Unclassified	0.46%	+0.46 pp	155,224	5
All registered funds	20.96%	+12.15 pp	7,009,598	100

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 57 Exempt adviser 1 Adviser 5 Bank 14 Broker-dealer 2 Benefit plan 2 Non-US 3 Holding company 6 Unknown 29

Showing 100 of 122

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

STATE STREET CORP

$36,911,919

15.57%

2,337,677

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	2,337,677	$36,911,919	100.0%	Defined

BlackRock, Inc.

$34,184,207

14.42%

2,164,928

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	12,586	$198,732	0.6%	Sole
BlackRock Asset Management Canada Ltd	101,420	$1,601,421	4.7%	Sole
BlackRock Investment Management, LLC	77,153	$1,218,245	3.6%	Sole
BLACKROCK ADVISORS LLC	56,101	$885,834	2.6%	Sole
BlackRock Fund Advisors	1,054,388	$16,648,786	48.7%	Sole
BlackRock Institutional Trust Company, N.A.	677,635	$10,699,856	31.3%	Sole
BlackRock Japan Co. Ltd	15,919	$251,361	0.7%	Sole
BlackRock Asset Management Ireland Ltd	124,934	$1,972,707	5.8%	Sole
Aperio Group, LLC	44,792	$707,265	2.1%	Sole

Alyeska Investment Group, L.P.

$33,594,472

14.17%

2,127,579

FRANKLIN RESOURCES INC

$20,331,346

8.58%

1,287,609

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FRANKLIN ADVISERS INC	1,287,609	$20,331,346	100.0%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$19,216,430

8.11%

1,217,000

VAN ECK ASSOCIATES CORP

$12,933,383

5.46%

819,087

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
VanEck Asset Management B.V.	103,127	$1,628,375	12.6%	Sole
Held directly	715,960	$11,305,008	87.4%	Sole

GEODE CAPITAL MANAGEMENT, LLC

$10,550,245

4.45%

668,160

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	98,943	$1,562,309	14.8%	Defined
Held directly	569,217	$8,987,936	85.2%	Defined

BARINGS LLC

$7,519,040

3.17%

476,190

Ninepoint Partners LP

$5,714,385

2.41%

361,899

MARSHALL WACE, LLP

$4,212,014

1.78%

266,752

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	266,752	$4,212,014	100.0%	Other

NORTHERN TRUST CORP

$3,357,615

1.42%

212,642

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	203,290	$3,209,948	95.6%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	5,218	$82,392	2.5%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	4,134	$65,275	1.9%	Other

VANGUARD FIDUCIARY TRUST CO

$2,950,203

1.24%

186,840

VANGUARD PORTFOLIO MANAGEMENT LLC

$2,864,842

1.21%

181,434

UBS Group AG

$2,196,041

0.93%

139,078

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	1,233	$19,469	0.9%	Defined
UBS AG	129,745	$2,048,673	93.3%	Defined
UBS Switzerland AG	8,100	$127,899	5.8%	Defined

MORGAN STANLEY

$2,142,731

0.90%

135,702

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	75	$1,184	0.1%	Defined
MORGAN STANLEY & CO. LLC	9,678	$152,815	7.1%	Defined
Morgan Stanley Canada LTD	721	$11,384	0.5%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	24,163	$381,533	17.8%	Defined
MORGAN STANLEY SMITH BARNEY LLC	72,751	$1,148,738	53.6%	Defined
Morgan Stanley Bank, N.A.	12,555	$198,243	9.3%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	15,759	$248,834	11.6%	Defined

BANK OF AMERICA CORP /DE/

$2,082,573

0.88%

131,892

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	18,689	$295,099	14.2%	Defined
BOFA SECURITIES, INC.	38,578	$609,146	29.2%	Defined
MERRILL LYNCH INTERNATIONAL	74,625	$1,178,328	56.6%	Defined

GABELLI FUNDS LLC

$1,997,103

0.84%

126,479

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$1,827,045

0.77%

115,709

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	115,709	$1,827,045	100.0%	Other

RAFFLES ASSOCIATES LP

$1,785,154

0.75%

113,056

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$1,505,402

0.63%

95,339

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	339	$5,352	0.4%	Defined
UBS Asset Management Switzerland AG	95,000	$1,500,050	99.6%	Defined

SPROTT INC.

$1,493,481

0.63%

94,584

MANUFACTURERS LIFE INSURANCE COMPANY, THE

$1,425,079

0.60%

90,252

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	90,252	$1,425,079	100.0%	Defined

Russell Investments Group, Ltd.

$1,381,559

0.58%

87,496

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	43,789	$691,427	50.0%	Defined
Russell Investments Capital, LLC	16,449	$259,729	18.8%	Defined
Russell Investments France SAS	10,726	$169,363	12.3%	Defined
Russell Investments Trust Company	16,532	$261,040	18.9%	Defined

FEDERATED HERMES, INC.

$1,318,575

0.56%

83,507

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FEDERATED EQUITY MANAGEMENT CO OF PENNSYLVANIA	21,433	$338,427	25.7%	Defined
FEDERATED MDTA LLC	62,074	$980,148	74.3%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$1,315,307

0.55%

83,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	83,300	$1,315,307	100.0%	Other

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$1,272,010

0.54%

80,558

Bank of New York Mellon Corp

$1,132,630

0.48%

71,731

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	16,857	$266,172	23.5%	Defined
The Bank of New York Mellon	44,760	$706,760	62.4%	Defined
BNY Mellon, NA joint	620	$9,789	0.9%	Defined
Newton Investment Management North America, LLC	9,491	$149,862	13.2%	Defined
Held directly	3	$47	0.0%	Defined

WITTENBERG INVESTMENT MANAGEMENT, INC.

$989,717

0.42%

62,680

RENAISSANCE TECHNOLOGIES LLC

$982,659

0.41%

62,233

GOLDMAN SACHS GROUP INC

$958,357

0.40%

60,694

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	10,287	$162,431	16.9%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	50,407	$795,926	83.1%	Defined

Minerva Advisors LLC

$941,826

0.40%

59,647

CITADEL ADVISORS LLC

$938,620

0.40%

59,444

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	59,444	$938,620	100.0%	Defined

Jump Financial, LLC

$886,482

0.37%

56,142

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Leap GP LLC joint	56,142	$886,482	100.0%	Defined

ROYAL BANK OF CANADA

$782,930

0.33%

49,584

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	795	$12,553	1.6%	Defined
RBC Capital Markets, LLC	47,485	$749,788	95.8%	Defined
RBC Dominion Securities Inc.	1,303	$20,574	2.6%	Defined
Held directly	1	$15	0.0%	Sole

Nuveen, LLC

$700,759

0.30%

44,380

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	9,474	$149,594	21.3%	Defined
TEACHERS ADVISORS, LLC joint	34,906	$551,165	78.7%	Defined

Cambridge Investment Research Advisors, Inc.

$608,451

0.26%

38,534

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$566,861

0.24%

35,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	35,900	$566,861	100.0%	Other

DIMENSIONAL FUND ADVISORS LP

$558,334

0.24%

35,360

RHUMBLINE ADVISERS

$496,090

0.21%

31,418

Quantbot Technologies LP

$454,341

0.19%

28,774

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	28,774	$454,341	100.0%	Sole

Numerai GP LLC

$428,130

0.18%

27,114

ALLIANCEBERNSTEIN L.P.

$412,119

0.17%

26,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	26,100	$412,119	100.0%	Defined

DEUTSCHE BANK AG\

$411,644

0.17%

26,070

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	397	$6,268	1.5%	Defined
DWS Investments UK Ltd	25,673	$405,376	98.5%	Defined

WELLS FARGO & COMPANY/MN

$399,454

0.17%

25,298

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	23,783	$375,533	94.0%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	100	$1,579	0.4%	Defined
WELLS FARGO CLEARING SERVICES, LLC	1,201	$18,963	4.7%	Defined
Wells Fargo Securities, LLC	214	$3,379	0.8%	Defined

J.W. COLE ADVISORS, INC.

$363,817

0.15%

23,041

JANE STREET GROUP, LLC

$360,896

0.15%

22,856

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	22,856	$360,896	100.0%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$345,658

0.15%

21,891

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	21,891	$345,658	100.0%	Defined

IMC-Chicago, LLC

$335,395

0.14%

21,241

CoreCap Advisors, LLC

$324,860

0.14%

19,360

TMB Capital Partners, LLC

$322,321

0.14%

20,413

Creative Planning

$320,994

0.14%

20,329

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	290	$4,579	1.4%	Defined
Held directly	20,039	$316,415	98.6%	Sole

WEXFORD CAPITAL LP

$315,073

0.13%

19,954

MARTINGALE ASSET MANAGEMENT L P

$313,384

0.13%

19,847

EntryPoint Capital, LLC

$312,215

0.13%

19,773

SIMPLEX TRADING, LLC

$305,157

0.13%

19,326

Quadrature Capital Ltd

$300,515

0.13%

19,032

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Quadrature US Inc.	19,032	$300,515	100.0%	Other

Cetera Investment Advisers

$291,420

0.12%

18,456

STATE OF WISCONSIN INVESTMENT BOARD

$279,198

0.12%

17,682

Total Wealth Planning & Management, Inc.

$257,377

0.11%

16,300

MetLife Investment Management, LLC

$252,718

0.11%

16,005

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	16,005	$252,718	100.0%	Defined

Invesco Ltd.

$250,665

0.11%

15,875

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	3,803	$60,049	24.0%	Defined
Invesco Trust Co joint	10,904	$172,174	68.7%	Defined
Invesco Capital Management LLC	1,168	$18,442	7.4%	Defined

CITADEL ADVISORS LLC

$232,618

0.10%

14,732

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	14,732	$232,618	100.0%	Defined

AQR CAPITAL MANAGEMENT LLC

$220,995

0.09%

13,996

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RF&L WEALTH MANAGEMENT, LLC	3	$47	0.0%	Other
Arax Advisory Partners	20	$315	0.1%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	84	$1,326	0.6%	Other
Held directly	13,889	$219,307	99.2%	Defined

Schonfeld Strategic Advisors LLC

$212,880

0.09%

13,482

JPMORGAN CHASE & CO

$206,626

0.09%

13,086

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	10,906	$172,205	83.3%	Defined
J.P. Morgan Investment Management Inc.	308	$4,863	2.4%	Defined
J.P. Morgan Securities plc	1,872	$29,558	14.3%	Defined

CITIGROUP INC

$198,069

0.08%

12,544

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	12,544	$198,069	100.0%	Defined

LPL Financial LLC

$192,116

0.08%

12,167

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$191,295

0.08%

12,115

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	12,115	$191,295	100.0%	Defined

AMERICAN CENTURY COMPANIES INC

$191,185

0.08%

12,108

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	12,108	$191,185	100.0%	Defined

BRIDGEWAY CAPITAL MANAGEMENT, LLC

$180,006

0.08%

11,400

Vanguard Global Advisers, LLC

$171,526

0.07%

10,863

Squarepoint Ops LLC

$164,816

0.07%

10,438

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	10,438	$164,816	100.0%	Defined

Police & Firemen's Retirement System of New Jersey

$138,115

0.06%

8,747

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	8,747	$138,115	100.0%	Defined

NEW YORK STATE COMMON RETIREMENT FUND

$84,729

0.04%

5,366

BNP PARIBAS ARBITRAGE, SA

$68,102

0.03%

4,313

BARCLAYS PLC

$65,575

0.03%

4,153

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	3,473	$54,838	83.6%	Defined
BARCLAYS CAPITAL INC.	680	$10,737	16.4%	Defined

NATIONAL BANK OF CANADA /FI/

$52,043

0.02%

3,296

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
National Bank Financial Inc.	1,612	$25,453	48.9%	Defined
Held directly	1,684	$26,590	51.1%	Defined

Federation des caisses Desjardins du Quebec

$48,727

0.02%

3,086

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Desjardins Securities inc.	3,086	$48,727	100.0%	Defined

FMR LLC

$44,306

0.02%

2,806

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	2,709	$42,775	96.5%	Defined
STRATEGIC ADVISERS LLC	97	$1,531	3.5%	Defined

FIFTH THIRD BANCORP

$43,769

0.02%

2,772

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	2,772	$43,769	100.0%	Defined

Legal & General Group Plc

$40,327

0.02%

2,554

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	2,554	$40,327	100.0%	Defined

Tower Research Capital LLC (TRC)

$39,380

0.02%

2,494

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	2,494	$39,380	100.0%	Defined

Ameritas Investment Partners, Inc.

$37,706

0.02%

2,388

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EATON VANCE MANAGEMENT	2,388	$37,706	100.0%	Other

NISA INVESTMENT ADVISORS, LLC

$37,390

0.02%

2,368

EASTERN BANK

$32,335

0.01%

1,927

MATHER GROUP, LLC.

$26,009

0.01%

1,550

Farther Finance Advisors, LLC

$22,837

0.01%

1,361

GROUP ONE TRADING LLC

$21,190

0.01%

1,342

WOLFF WIESE MAGANA LLC

$16,780

0.01%

1,000

Rockefeller Capital Management L.P.

$16,263

0.01%

1,030

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	1,030	$16,263	100.0%	Defined

GAMMA Investing LLC

$14,732

0.01%

878

PNC FINANCIAL SERVICES GROUP, INC.

$8,810

0.00%

558

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	558	$8,810	100.0%	Defined

SBI Securities Co., Ltd.

$8,716

0.00%

552

OSAIC HOLDINGS, INC.

$7,326

0.00%

464

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	464	$7,326	100.0%	Defined

Global Retirement Partners, LLC

$7,200

0.00%

456

Owl Creek Wealth Partners LLC

$6,394

0.00%

405

RMG Wealth Management LLC

$6,316

0.00%

400

Allworth Financial LP

$6,000

0.00%

380

Fairscale Capital, LLC

$5,858

0.00%

371

JONES FINANCIAL COMPANIES LLLP

$5,842

0.00%

370

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	370	$5,842	100.0%	Sole

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Key facts CIK 1502377 CUSIP 21077F100 13F (30d) 10 filings 10 filers Visit website Investor relations