RVSB · Riverview Bancorp Inc · Holdings

$6.02 +0.00 (+0.00%) At close · Oct 21

Market Cap

$120.12M

19.95M

Volume · Oct 21 96.24K Avg daily vol (3M) 67.14K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of RVSB: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 86

Total Value: $71,223,299

Total Shares: 13,067,079

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 87 13F filers

Top Holder

15.5%

of institutional value

Top 5

50.6%

of institutional value

Top 10

72.8%

of institutional value

HHI

698

Broadly held

Who Holds RVSB

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 87 filers, like-for-like change -7.8%; actively managed books +7.3%; index-like books -38.1%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	62.9%	47	+4.0%	9	8
Exempt adviser	0.2%	1	new	1	0
Adviser	6.7%	1	-2.7%	0	1
Bank	2.5%	11	-50.8%	1	0
Non-US	0.0%	1	-90.2%	0	1
Holding company	11.6%	4	-43.1%	0	0
Benefit plan	0.0%	0	-100.0%	0	1
Unknown	16.0%	22	+9.3%	7	5

Style	Share	Filers	Change	New	Exited
Index-like	22.3%	13	-38.1%	0	4
Systematic-like	4.2%	10	+872.1%	8	0
Concentrated	17.2%	12	+8.3%	3	2
Diversified active	56.3%	52	+0.3%	7	10
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	35.0%	43	-30.4%	4	13
Medium turnover	50.4%	23	+3.3%	2	2
High turnover	6.8%	14	+1475.0%	11	0
Unknown	7.8%	7	-12.8%	1	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	8.3%	10	-7.2%	4	1
Medium horizon	26.4%	6	-24.3%	0	5
Long horizon	59.3%	64	-1.6%	10	10
Unknown	6.0%	7	+38.0%	4	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	26.8%	20	+4.4%	4	1
$1B to $10B	4.7%	15	+26.6%	3	3
$10B to $100B	6.9%	14	+3.5%	6	4
$100B or more	61.6%	38	-14.9%	5	8
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	1.3%	19	+35.5%	2	3
Pooled investment vehicles	28.0%	12	+19.1%	6	0
Registered funds and BDCs	22.4%	6	-12.2%	0	3
Governments and sovereign funds	1.0%	2	-7.3%	0	0
Corporations	0.7%	1	+371.9%	0	0
Other investment advisers	0.0%	2	+0.1%	0	0
Diversified	9.4%	5	+2.3%	1	1
Insurance companies	0.0%	0	-100.0%	0	1
Unknown	37.1%	40	-22.6%	9	8

Private funds	Share	Filers	Change	New	Exited
Hedge funds	29.6%	15	+21.1%	8	0
Private equity funds	0.1%	1	+0.8%	0	0
Venture capital funds	0.0%	1	+106.9%	0	0
Real estate funds	0.0%	2	+707.3%	0	1
Securitized asset funds	0.0%	1	0.0%	0	0
Other private funds	12.4%	3	-1.1%	0	1
No private funds	21.0%	25	-10.0%	2	6
Private funds, type not stated	0.0%	0	—	0	0
Mixed private funds	0.0%	0	—	0	0
Unknown	36.9%	39	-23.2%	8	8

Location	Share	Filers	Change	New	Exited
United States	90.6%	78	-8.6%	13	12
Outside the US	9.4%	9	+1.4%	5	4

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-03-31 13F and 2 holders with no observed 2026-06-30 13F.

Conviction and Crowding

87 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

1.15% of filers hold it in their top 10

Mar 31, 2026: 1

Holders above 5%

median weight 0.000%

Mar 31, 2026: 1

Crowding

29.1%

of shares outstanding, 79th percentile

Mar 31, 2026: 23.5%

Private-fund advisers

27.2%

of shares outstanding

Institutional ownership

64.5%

73.6% of the estimated free float

Top 10 holders

72.8%

of 13F shares, Herfindahl 0.070

Active holders

+7.3%

like-for-like share change of active filers

5% stakes on record

1 13D, 5 13G (5 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 14.7 quarters

Under 1 year 17.4% 1 to 3 years 36.2% 3 years or more 46.4% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$5.49

estimated per share

Mar 31, 2026: $5.48

Quarter-end price

$5.43

implied by 13F values

Estimated gain or loss

-1.0%

price against the estimated cost

Estimated at a loss

56.9%

of costed 13F value

Estimated cost covers 44.3% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies RVSB's active holders also own, quarter ended Mar 31, 2026

#	Company	Shared holders	Similarity
1	PFE Pfizer Inc	3	0.030
2	JPM Jpmorgan Chase & Co	3	0.019

Shareholder Targets

13F filers that own its peers but not RVSB, quarter ended Mar 31, 2026

Found through its holder-overlap peers: PFE, JPM. 5,232 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Capital Research Global Investors Adviser, Diversified active	$8,063,924,273 1 held	1.25%	JPM
2	ROYAL BANK OF CANADA Bank, Diversified active	$7,987,210,225 2 held	1.66%	JPM, PFE
3	Fisher Asset Management, LLC Adviser, Diversified active	$7,954,023,430 2 held	2.91%	JPM, PFE
4	MASSACHUSETTS FINANCIAL SERVICES CO /MA/ Registered adviser, Diversified active	$5,911,087,221 2 held	2.11%	JPM, PFE
5	FRANKLIN RESOURCES INC Adviser, Diversified active	$5,215,764,475 2 held	1.31%	JPM, PFE
6	Capital World Investors Adviser, Diversified active	$5,152,662,962 2 held	0.710%	JPM, PFE
7	SG Americas Securities, LLC Unknown, Diversified active	$4,856,016,379 2 held	5.50%	JPM, PFE
8	RAYMOND JAMES FINANCIAL INC Unknown, Diversified active	$4,588,230,392 2 held	1.81%	JPM, PFE
9	Capital International Investors Adviser, Diversified active	$3,707,936,513 1 held	0.860%	JPM
10	Amundi Holding company, Diversified active	$3,196,231,969 2 held	0.870%	JPM, PFE

Fund Ownership of RVSB by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 8.20% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	2.25%	-0.67 pp	448,526	17
Index ETFs	5.95%	-2.56 pp	1,187,653	17
Active ETFs	2.57%	-0.44 pp	512,122	10
Active funds	15.36%	+4.98 pp	3,063,847	31
Unclassified	2.05%	+2.05 pp	408,730	4
All registered funds	28.17%	+3.36 pp	5,620,878	79

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 47 Exempt adviser 1 Adviser 1 Bank 11 Non-US 1 Holding company 4 Unknown 21

Showing 86 of 86

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Nierenberg Investment Management Company, LLC

$11,037,968

15.50%

2,032,775

DIMENSIONAL FUND ADVISORS LP

$7,286,857

10.23%

1,341,963

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	3,248	$17,636	0.2%	Defined
DFA Australia Ltd.	3,745	$20,335	0.3%	Defined
Dimensional Ireland Ltd	40,390	$219,317	3.0%	Defined
Held directly	1,294,580	$7,029,569	96.5%	Sole

BlackRock, Inc.

$7,041,616

9.89%

1,296,799

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	103,774	$563,492	8.0%	Sole
BlackRock Investment Management, LLC	5,101	$27,698	0.4%	Sole
BlackRock Fund Advisors	117,224	$636,526	9.0%	Sole
BlackRock Institutional Trust Company, N.A.	905,357	$4,916,088	69.8%	Sole
BlackRock Investment Management (UK) Ltd.	163,536	$888,000	12.6%	Sole
Aperio Group, LLC	1,807	$9,812	0.1%	Sole

MANUFACTURERS LIFE INSURANCE COMPANY, THE

$5,767,148

8.10%

1,062,090

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	1,062,090	$5,767,148	100.0%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$4,795,091

6.73%

883,074

AMERIPRISE FINANCIAL INC

$4,767,860

6.69%

878,059

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	878,059	$4,767,860	100.0%	Defined

Pacific Ridge Capital Partners, LLC

$4,070,023

5.71%

749,544

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$3,015,832

4.23%

555,402

ESSEX INVESTMENT MANAGEMENT CO LLC

$2,153,239

3.02%

361,889

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 198904	361,889	$2,153,239	100.0%	Sole

RENAISSANCE TECHNOLOGIES LLC

$1,900,662

2.67%

350,030

MILLENNIUM MANAGEMENT LLC

$1,502,823

2.11%

276,763

BRIDGEWAY CAPITAL MANAGEMENT, LLC

$1,494,330

2.10%

275,199

GEODE CAPITAL MANAGEMENT, LLC

$1,243,306

1.75%

228,970

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	44,895	$243,779	19.6%	Defined
Held directly	184,075	$999,527	80.4%	Defined

ACADIAN ASSET MANAGEMENT LLC

$1,242,259

1.74%

228,777

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	228,777	$1,242,259	100.0%	Defined

JANE STREET GROUP, LLC

$1,052,143

1.48%

193,765

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	30,014	$162,976	15.5%	Defined
Jane Street Global Trading, LLC	163,751	$889,167	84.5%	Defined

Fourthstone LLC

$917,892

1.29%

169,041

GOLDMAN SACHS GROUP INC

$795,326

1.12%

146,469

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	121,992	$662,416	83.3%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	24,477	$132,910	16.7%	Defined

Empowered Funds, LLC

$696,630

0.98%

128,293

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Bridgeway Capital Management, LLC	128,293	$696,630	100.0%	Other

VANGUARD FIDUCIARY TRUST CO

$690,647

0.97%

127,191

Legato Capital Management LLC

$683,702

0.96%

125,912

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$660,613

0.93%

121,660

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	121,660	$660,613	100.0%	Other

BANK OF AMERICA CORP /DE/

$642,624

0.90%

118,347

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	106,842	$580,152	90.3%	Defined
BOFA SECURITIES, INC.	11,505	$62,472	9.7%	Defined

AMERICAN CENTURY COMPANIES INC

$605,075

0.85%

111,432

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	111,432	$605,075	100.0%	Defined

AQR CAPITAL MANAGEMENT LLC

$563,673

0.79%

103,808

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RF&L WEALTH MANAGEMENT, LLC	3	$16	0.0%	Other
Prism Planning Partners LLC	216	$1,172	0.2%	Other
Compound Planning, Inc.	2	$10	0.0%	Other
Arax Advisory Partners	1,145	$6,217	1.1%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	406	$2,204	0.4%	Other
Stokes Family Office, LLC	143	$776	0.1%	Other
Held directly	101,893	$553,278	98.2%	Defined

Ancora Advisors LLC

$529,011

0.74%

97,424

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ANCORA PRIVATE WEALTH ADVISORS, LLC	8,322	$45,188	8.5%	Sole
Held directly	89,102	$483,823	91.5%	Sole

CONTINENTAL ADVISORS LLC

$511,723

0.72%

86,004

CITADEL ADVISORS LLC

$445,965

0.63%

82,130

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	82,130	$445,965	100.0%	Defined

MORGAN STANLEY

$429,090

0.60%

79,023

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	1,553	$8,432	2.0%	Defined
MORGAN STANLEY & CO. LLC	1,025	$5,565	1.3%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	51,539	$279,856	65.2%	Defined
MORGAN STANLEY SMITH BARNEY LLC	4,462	$24,227	5.6%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	20,444	$111,010	25.9%	Defined

STATE STREET CORP

$423,214

0.59%

77,940

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS TRUST COMPANY	77,940	$423,214	100.0%	Defined

FIRST TRUST ADVISORS LP

$370,858

0.52%

68,298

BARCLAYS PLC

$324,317

0.46%

59,727

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	58,547	$317,910	98.0%	Defined
BARCLAYS CAPITAL INC.	1,180	$6,407	2.0%	Defined

SEI INVESTMENTS CO

$313,571

0.44%

57,748

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	96	$521	0.2%	Sole
SEI TRUST CO	57,652	$313,050	99.8%	Sole

NORTHERN TRUST CORP

$253,971

0.36%

46,772

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	46,772	$253,971	100.0%	Defined

Baker Ellis Asset Management LLC

$243,950

0.34%

41,000

TWO SIGMA INVESTMENTS, LP

$220,946

0.31%

40,690

MERCER GLOBAL ADVISORS INC /ADV

$219,936

0.31%

40,504

RBF Capital, LLC

$217,200

0.30%

40,000

Squarepoint Ops LLC

$194,605

0.27%

35,839

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	35,839	$194,605	100.0%	Defined

Qube Research & Technologies Ltd

$175,893

0.25%

32,393

Russell Investments Group, Ltd.

$156,802

0.22%

28,877

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	28,877	$156,802	100.0%	Defined

Point72 Asset Management, L.P.

$145,670

0.20%

26,827

Quadrature Capital Ltd

$140,919

0.20%

25,952

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Quadrature US Inc.	25,952	$140,919	100.0%	Other

Johnson Bixby & Associates, LLC

$140,027

0.20%

23,534

Catalyst Funds Management Pty Ltd

$129,234

0.18%

23,800

Badgley Phelps Wealth Managers, LLC

$122,430

0.17%

22,547

CALDWELL SUTTER CAPITAL, INC.

$100,455

0.14%

18,500

XTX Topco Ltd

$86,315

0.12%

15,896

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	15,896	$86,315	100.0%	Defined

Cambridge Investment Research Advisors, Inc.

$80,776

0.11%

14,876

Creative Planning

$76,769

0.11%

14,138

Engineers Gate Manager LP

$61,060

0.09%

11,245

Bank of New York Mellon Corp

$59,364

0.08%

10,933

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	9,072	$49,260	83.0%	Defined
The Bank of New York Mellon	1,860	$10,099	17.0%	Defined
Held directly	1	$5	0.0%	Defined

RHUMBLINE ADVISERS

$57,905

0.08%

10,664

NEW YORK STATE COMMON RETIREMENT FUND

$55,929

0.08%

10,300

JONES FINANCIAL COMPANIES LLLP

$53,941

0.08%

9,934

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	9,934	$53,941	100.0%	Sole

Daytona Street Capital LLC

$35,700

0.05%

6,000

Vanguard Global Advisers, LLC

$34,209

0.05%

6,300

LOS ANGELES CAPITAL MANAGEMENT LLC

$31,749

0.04%

5,847

UBS Group AG

$29,712

0.04%

5,472

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	1,827	$9,920	33.4%	Defined
UBS AG	2,517	$13,667	46.0%	Defined
UBS Securities LLC	1,128	$6,125	20.6%	Defined

Tower Research Capital LLC (TRC)

$26,492

0.04%

4,879

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	4,879	$26,492	100.0%	Defined

OBSIDIAN CIO, LLC

$24,733

0.03%

4,555

BNP PARIBAS ARBITRAGE, SA

$13,015

0.02%

2,397

ROYAL BANK OF CANADA

$8,964

0.01%

1,651

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	1,651	$8,964	100.0%	Defined

WELLS FARGO & COMPANY/MN

$7,895

0.01%

1,454

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	1,454	$7,895	100.0%	Defined

Arax Advisory Partners

$7,053

0.01%

1,299

C M BIDWELL & ASSOCIATES LTD

$5,549

0.01%

1,022

PNC FINANCIAL SERVICES GROUP, INC.

$5,386

0.01%

992

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	992	$5,386	100.0%	Defined

PL Capital Advisors, LLC

$4,859

0.01%

895

FMR LLC

$4,061

0.01%

748

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	748	$4,061	100.0%	Defined

GAMMA Investing LLC

$3,343

0.00%

562

Global Retirement Partners, LLC

$2,416

0.00%

445

JPMORGAN CHASE & CO

$2,019

0.00%

372

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities plc	372	$2,019	100.0%	Defined

EverSource Wealth Advisors, LLC

$1,974

0.00%

364

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMSS Wesson Wealth Solutions, LLC	16	$86	4.4%	Sole
Held directly	348	$1,888	95.6%	Sole

Allworth Financial LP

$1,775

0.00%

327

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$1,346

0.00%

248

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	248	$1,346	100.0%	Defined

Glen Eagle Advisors, LLC

$543

0.00%

100

Essential Partners LLC

$368

0.00%

ROTHSCHILD INVESTMENT LLC

$325

0.00%

True Wealth Design, LLC

$154

0.00%

Bogart Wealth, LLC

$146

0.00%

Farther Finance Advisors, LLC

$101

0.00%

Basecamp Wealth Advisors LLC

$92

0.00%

IFP Advisors, Inc

$59

0.00%

SJS Investment Consulting Inc.

$38

0.00%

Caitong International Asset Management Co., Ltd

$32

0.00%

CITIGROUP INC

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	1	$5	100.0%	Defined

Capital Advisors, Ltd. LLC

0.00%

150

Key facts CIK 1041368 CUSIP 769397100 13F (30d) 11 filings 11 filers Visit website Investor relations