PFXF · VanEck Preferred Securities ex Financials ETF · Holdings ETF

$17.05 +0.04 (+0.24%) At close · Oct 21

Volume · Oct 21 1.5M Avg daily vol (3M) 745.88K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 39

Total Value: $92,510,225

Total Shares: 5,280,265

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 39 13F filers · Δ vs Jun 30, 2026

Top Holder

24.3%

+5.4 pts

Top 5

63.9%

+15.2 pts

Top 10

82.3%

+18.6 pts

HHI

1,131

Broadly held+442

Who Holds PFXF

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 230 filers, like-for-like change +37.3%; actively managed books +12.9%; index-like books +283.6%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	25.6%	149	+1.7%	19	11
Adviser	0.8%	4	+13.0%	0	0
Bank	19.5%	12	+14.1%	1	0
Broker-dealer	6.9%	1	+5.8%	0	0
Non-US	0.0%	1	+269.2%	0	0
Holding company	7.9%	4	+1.7%	0	0
Exempt adviser	0.0%	0	-100.0%	0	1
Unknown	39.4%	59	+151.2%	11	4

Style	Share	Filers	Change	New	Exited
Index-like	25.7%	4	+283.6%	1	0
Systematic-like	0.0%	2	-36.3%	1	1
Concentrated	15.3%	55	+21.0%	10	4
Diversified active	55.8%	168	+10.8%	19	11
Unknown	3.1%	1	0.0%	0	0
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	87.4%	169	+40.2%	18	9
Medium turnover	6.2%	34	+8.9%	8	5
High turnover	1.2%	6	-28.6%	2	2
Unknown	5.2%	21	+64.9%	3	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	5.9%	21	+71.5%	3	1
Medium horizon	10.4%	39	+6.7%	7	2
Long horizon	82.7%	163	+41.0%	20	12
Unknown	1.0%	7	-1.0%	1	1
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	16.2%	85	+9.1%	11	5
$1B to $10B	11.5%	82	+13.5%	15	7
$10B to $100B	31.9%	40	+192.6%	3	4
$100B or more	40.4%	23	+9.2%	2	0
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	23.1%	131	+0.6%	17	10
Registered funds and BDCs	0.0%	1	0.0%	0	0
Pension and profit sharing plans	0.9%	6	-10.1%	0	0
Governments and sovereign funds	0.0%	1	-92.2%	0	0
Corporations	0.5%	2	+4.1%	0	0
Other investment advisers	0.3%	3	+17.6%	1	0
Other	0.7%	2	+79.6%	0	0
Diversified	0.1%	3	+17.1%	1	1
Pooled investment vehicles	0.0%	0	—	0	0
Unknown	74.4%	81	+56.0%	12	5

Private funds	Share	Filers	Change	New	Exited
Hedge funds	0.6%	8	-5.3%	1	2
Private equity funds	0.4%	7	-51.1%	0	0
Real estate funds	0.8%	4	-20.6%	0	1
Other private funds	1.0%	8	-12.5%	0	1
Mixed private funds	0.1%	1	+56.1%	0	0
Private funds, type not stated	0.0%	2	-33.3%	0	1
No private funds	22.7%	119	+5.8%	18	7
Venture capital funds	0.0%	0	—	0	0
Unknown	74.4%	81	+56.0%	12	4

Location	Share	Filers	Change	New	Exited
United States	93.3%	222	+39.2%	30	14
Outside the US	6.7%	8	+15.1%	1	2

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 4 holders with no observed 2026-03-31 13F and 4 holders with no observed 2026-06-30 13F.

Conviction and Crowding

230 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

16.5% of filers hold it in their top 10

Mar 31, 2026: 41

Holders above 5%

median weight 0.013%

Mar 31, 2026: 3

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

63.8%

of 13F shares, Herfindahl 0.069

Active holders

+12.9%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 14.8 quarters

Under 1 year 28.6% 1 to 3 years 15.4% 3 years or more 56.0% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$18.28

estimated per share

Mar 31, 2026: $17.76

Quarter-end price

$17.84

implied by 13F values

Estimated gain or loss

-2.4%

price against the estimated cost

Estimated at a loss

92.6%

of costed 13F value

Estimated cost covers 28.2% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -191

Institutional value: -89.5%

Shares held: -89.3%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Large Concurrent Investment Advisors, LLC	+37,757	382,705
Small Investors Research Corp	+24,278	337,664
Small Parkway Wealth Management Group, LLC	+19,894	839,267
Small Tassel Capital Management, Inc.	+14,045	81,693
Mid Atria Investments, Inc	+4,340	84,029

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Small Tanager Wealth Management LLP	−245,643	1,284,689
Small Mezzasalma Advisors, LLC	−154,308	148,911
Large Farther Finance Advisors, LLC	−42,202	9,139
Mid Apella Capital, LLC	−15,781	228,038
Small Wealth Intelligence, LLC	−15,142	531,609

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)	Open
Small Signature Resources Capital Management, LLC	1,000	$17,520
Small Fortitude Financial, LLC	645	$11,300

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)
Small Hofer & Associates. Inc	15,328	$273,451
Small GILL CAPITAL PARTNERS, LLC	2,793	$49,827
Small Aspect Partners, LLC	500	$8,920
Small Realta Investment Advisors	350	$6,244
Mid Blue Trust, Inc.	332	$5,922

Filter: New 2 Increased 11 Reduced 16 Sold out 6 Unchanged 10

Holder type: Registered adviser 25 Unknown 14

Showing 39 of 39

All Common Calls Puts

Compact Export CSV

Holder	Value (USD)	% of 13F	Shares	Own %	Change	Type	Filed
Small Tanager Wealth Management LLP Registered adviser PFXF	$22,507,751	24.33%	1,284,689	—	-245,643 -16.1%	Shares	2026-10-19
Small Parkway Wealth Management Group, LLC PFXF	$14,703,957	15.89%	839,267	—	+19,894 +2.4%	Shares	2026-10-20
Small Wealth Intelligence, LLC Registered adviser PFXF	$9,313,789	10.07%	531,609	—	-15,142 -2.8%	Shares	2026-10-16
Large Concurrent Investment Advisors, LLC Registered adviser PFXF	$6,704,991	7.25%	382,705	—	+37,757 +10.9%	Shares	2026-10-16
Small Investors Research Corp Registered adviser PFXF	$5,915,873	6.39%	337,664	—	+24,278 +7.7%	Shares	2026-10-07
Mid Sound Income Strategies, LLC Registered adviser PFXF	$4,155,183	4.49%	237,168	—	-6,730 -2.8%	Shares	2026-10-09
Mid Apella Capital, LLC PFXF	$3,995,225	4.32%	228,038	—	-15,781 -6.5%	Shares	2026-10-08
Small Capital Square, LLC Registered adviser PFXF	$3,916,963	4.23%	223,571	—	-9,763 -4.2%	Shares	2026-10-19
Small Mezzasalma Advisors, LLC Registered adviser PFXF	$2,608,920	2.82%	148,911	—	-154,308 -50.9%	Shares	2026-10-14
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC PFXF	$2,330,562	2.52%	133,023	—	-6,434 -4.6%	Shares	2026-10-13
Mid INDEPENDENT FINANCIAL GROUP, LLC Registered adviser PFXF	$1,895,453	2.05%	108,188	—	-2,506 -2.3%	Shares	2026-10-13
Small SHEETS SMITH WEALTH MANAGEMENT Registered adviser PFXF	$1,476,936	1.60%	84,300	—	-4,318 -4.9%	Shares	2026-10-16
Mid Atria Investments, Inc Registered adviser PFXF	$1,472,188	1.59%	84,029	—	+4,340 +5.4%	Shares	2026-10-15
Small Tassel Capital Management, Inc. PFXF	$1,431,261	1.55%	81,693	—	+14,045 +20.8%	Shares	2026-10-20
Mid SAX WEALTH ADVISORS, LLC Registered adviser PFXF	$1,318,590	1.43%	75,262	—	+781 +1.0%	Shares	2026-10-13
Small RHODES INVESTMENT ADVISORS INC /ADV Registered adviser PFXF	$1,290,242	1.39%	73,644	—	-3,825 -4.9%	Shares	2026-10-07
Mid Avidian Wealth Enterprises, LLC Registered adviser PFXF	$1,172,736	1.27%	66,937	—	-10,643 -13.7%	Shares	2026-10-08
Mid Sowell Financial Services LLC Registered adviser PFXF	$784,528	0.85%	44,779	—	-3,941 -8.1%	Shares	2026-10-20
Small DELTA CAPITAL MANAGEMENT LLC Registered adviser PFXF	$671,892	0.73%	38,350	—	0 0.0%	Shares	2026-10-16
Small STABLEFORD CAPITAL II LLC PFXF	$565,072	0.61%	32,253	—	0 0.0%	Shares	2026-10-09
Small Diesslin Group, Inc. Registered adviser PFXF	$544,276	0.59%	31,066	—	+88 +0.3%	Shares	2026-10-14
Micro Altium Investment Strategies LLC PFXF	$490,770	0.53%	28,012	—	+600 +2.2%	Shares	2026-10-20
Mid Accurate Wealth Management, LLC PFXF	$490,770	0.53%	28,012	—	+497 +1.8%	Shares	2026-10-20
Small Bank & Trust Co PFXF	$442,625	0.48%	25,264	—	0 0.0%	Shares	2026-10-07
Small Tandem Investment Partners LLC PFXF	$394,462	0.43%	22,515	—	+150 +0.7%	Shares	2026-10-16
Mid IFP Advisors, Inc Registered adviser PFXF	$385,597	0.42%	22,009	—	-3,179 -12.6%	Shares	2026-10-16
Small TCFG Investment Advisors, LLC PFXF	$351,871	0.38%	20,084	—	0 0.0%	Shares	2026-10-20
Small 1834 INVESTMENT ADVISORS CO Registered adviser PFXF	$260,872	0.28%	14,890	—	0 0.0%	Shares	2026-10-16
Small Acorn Wealth Advisors, LLC Registered adviser PFXF	$235,749	0.25%	13,456	—	-391 -2.8%	Shares	2026-10-19
Mid PRIVATE TRUST CO NA PFXF	$200,201	0.22%	11,427	—	0 0.0%	Shares	2026-10-20
Small Accel Wealth Management Registered adviser PFXF	$199,710	0.22%	11,399	—	-954 -7.7%	Shares	2026-10-13
Large Farther Finance Advisors, LLC Registered adviser PFXF	$160,115	0.17%	9,139	—	-42,202 -82.2%	Shares	2026-10-08
Mid GODSEY & GIBB, INC PFXF	$40,611	0.04%	2,318	—	0 0.0%	Shares	2026-10-14
Small Signature Resources Capital Management, LLC PFXF	$17,520	0.02%	1,000	—	New	Shares	2026-10-16
Mid CoreCap Advisors, LLC Registered adviser PFXF	$14,804	0.02%	845	—	0 0.0%	Shares	2026-10-08
Small WOLFF WIESE MAGANA LLC Registered adviser PFXF	$12,877	0.01%	735	—	0 0.0%	Shares	2026-10-15
Small West Branch Capital LLC Registered adviser PFXF	$12,228	0.01%	698	—	+10 +1.5%	Shares	2026-10-20
Small Hickory Point Bank & Trust PFXF	$11,755	0.01%	671	—	0 0.0%	Shares	2026-10-01
Small Fortitude Financial, LLC Registered adviser PFXF	$11,300	0.01%	645	—	New	Shares	2026-10-19
Small Hofer & Associates. Inc PFXF	$273,451	0.30%	15,328	—	Sold Out	Shares	2026-07-21
Small GILL CAPITAL PARTNERS, LLC PFXF	$49,827	0.05%	2,793	—	Sold Out	Shares	2026-08-20
Small Aspect Partners, LLC Registered adviser PFXF	$8,920	0.01%	500	—	Sold Out	Shares	2026-07-16
Small Realta Investment Advisors Registered adviser PFXF	$6,244	0.01%	350	—	Sold Out	Shares	2026-07-20
Mid Blue Trust, Inc. PFXF	$5,922	0.01%	332	—	Sold Out	Shares	2026-07-21
Mid AdvisorNet Financial, Inc Registered adviser PFXF	$5,048	0.01%	283	—	Sold Out	Shares	2026-07-23
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