Dougherty & Associates, LLC
Registered adviserRegulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Nov 2026 | $141,071,329 | Individuals and high net worth (99%) |
| Jul 2025 to Mar 2026 | $113,881,819 | Individuals and high net worth (99%) |
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.
Closest benchmark: the S&P 500 as of 2026-06-30, active share 68.8%; sector active share 33.3% against the combined 13F book's sector weights.
Over time 3 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
52 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Portfolio Trend
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 27.7% | $34,581,084 |
| Technology | 21.7% | $27,155,932 |
| Consumer Cyclical | 17.8% | $22,286,533 |
| Communication Services | 9.6% | $11,973,588 |
| Utilities | 8.2% | $10,221,601 |
| Industrials | 6.1% | $7,672,830 |
| Financial Services | 5.8% | $7,237,015 |
| Healthcare | 1.5% | $1,907,680 |
| Energy | 0.6% | $784,316 |
| Consumer Defensive | 0.5% | $608,319 |
| Real Estate | 0.4% | $544,139 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| VGT | VANGUARD INFORMATION TECHNOLOGY INDEX FUND | +73,510 | 83,721 | $10,006,333 | |
| BKNG | Booking Holdings Inc. | +10,745 | 11,156 | $1,988,445 | |
| HE | Hawaiian Electric Industries Inc | +5,935 | 71,855 | $972,198 | |
| ANGL | VanEck Fallen Angel High Yield Bond ETF | +3,552 | 92,266 | $2,697,857 | |
| UBER | Uber Technologies, Inc | +1,362 | 11,747 | $847,663 | |
| VIK | Viking Holdings Ltd | +1,152 | 11,066 | $1,158,278 | |
| SO | Southern Co | +699 | 13,312 | $1,274,091 | |
| VPU | VANGUARD UTILITIES INDEX FUND | +630 | 14,896 | $2,915,594 | |
| EIX | Edison International | +612 | 7,460 | $555,397 | |
| META | Meta Platforms, Inc. | +484 | 4,303 | $2,423,836 | |
| DUK | Duke Energy CORP | +407 | 19,358 | $2,450,335 | |
| ED | Consolidated Edison Inc | +381 | 20,312 | $2,247,116 | |
| HCA | HCA Healthcare, Inc. | +244 | 1,411 | $550,134 | |
| AMZN | Amazon Com Inc | +176 | 16,815 | $4,007,687 | |
| APLE | Apple Hospitality REIT, Inc. | +101 | 32,370 | $544,139 | |
| VOO | VANGUARD 500 INDEX FUND | +93 | 11,246 | $7,723,865 | |
| GE | General Electric Co | +84 | 7,810 | $2,918,831 | |
| GOOGL | Alphabet Inc. | +57 | 21,852 | $7,809,249 | |
| PANW | Palo Alto Networks Inc | +52 | 14,255 | $4,861,240 | |
| AAPL | Apple Inc. | +39 | 15,666 | $4,533,113 | |
| RCL | Royal Caribbean Cruises Ltd | +36 | 36,985 | $11,743,847 | |
| DTE | Dte Energy Co | +25 | 3,276 | $499,164 | |
| DTM | DT Midstream, Inc. | +21 | 3,161 | $463,845 | |
| WM | Waste Management Inc | +17 | 4,302 | $958,829 | |
| PGR | Progressive Corp | +9 | 12,444 | $2,718,391 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| PFXF | VanEck Preferred Securities ex Financials ETF | −3,052 | 509,426 | $9,088,159 | |
| NVDA | Nvidia Corp | −2,638 | 68,937 | $13,793,604 | |
| MSFT | Microsoft Corp | −860 | 8,365 | $3,120,312 | |
| QQQM | Invesco Ltd. | −415 | 9,814 | $2,973,347 | |
| VHT | VANGUARD HEALTH CARE INDEX FUND | −225 | 2,442 | $730,182 | |
| VTI | VANGUARD TOTAL STOCK MARKET INDEX FUND | −195 | 1,582 | $585,403 | |
| WMT | Walmart Inc. | −147 | 5,371 | $608,319 | |
| HD | Home Depot, Inc. | −143 | 2,588 | $912,735 | |
| WEC | Wec Energy Group, Inc. | −130 | 5,032 | $587,586 | |
| TMO | Thermo Fisher Scientific Inc. | −94 | 1,935 | $970,131 | |
| V | Visa Inc. | −89 | 4,504 | $1,545,277 | |
| NVT | nVent Electric plc | −84 | 9,316 | $1,580,086 | |
| GOOG | Alphabet Inc. | −79 | 4,926 | $1,740,503 | |
| MAR | Marriott International Inc | −56 | 6,680 | $2,475,541 | |
| LLY | ELI LILLY & Co | −20 | 323 | $387,415 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| DIA | Spdr Dow Jones Industrial Average ETF Trust | 388 | $202,687 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| GLD | Spdr Gold Trust | 672 | $289,154 | |
| No positions match the current search. | ||||
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| NVDA |
Nvidia Corp
Technology
|
Reduced | 68,937 | $13,793,604 | 11.04% | |
| RCL |
Royal Caribbean Cruises Ltd
Consumer Cyclical
|
Added | 36,985 | $11,743,847 | 9.40% | |
| VGT |
VANGUARD INFORMATION TECHNOLOGY INDEX FUND
|
Added | 83,721 | $10,006,333 | 8.01% | |
| PFXF |
VanEck Preferred Securities ex Financials ETF
|
Reduced | 509,426 | $9,088,159 | 7.27% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Added | 21,852 | $7,809,249 | 6.25% | |
| VOO |
VANGUARD 500 INDEX FUND
|
Added | 11,246 | $7,723,865 | 6.18% | |
| PANW |
Palo Alto Networks Inc
Technology
|
Added | 14,255 | $4,861,240 | 3.89% | |
| AAPL |
Apple Inc.
Technology
|
Added | 15,666 | $4,533,113 | 3.63% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 16,815 | $4,007,687 | 3.21% | |
| MSFT |
Microsoft Corp
Technology
|
Reduced | 8,365 | $3,120,312 | 2.50% | |
| QQQM |
Invesco Ltd.
Financial Services
|
Reduced | 9,814 | $2,973,347 | 2.38% | |
| GE |
General Electric Co
Industrials
|
Added | 7,810 | $2,918,831 | 2.34% | |
| VPU |
VANGUARD UTILITIES INDEX FUND
|
Added | 14,896 | $2,915,594 | 2.33% | |
| PGR |
Progressive Corp
Financial Services
|
Added | 12,444 | $2,718,391 | 2.18% | |
| ANGL |
VanEck Fallen Angel High Yield Bond ETF
|
Added | 92,266 | $2,697,857 | 2.16% | |
| MAR |
Marriott International Inc
Consumer Cyclical
|
Reduced | 6,680 | $2,475,541 | 1.98% | |
| DUK |
Duke Energy CORP
Utilities
|
Added | 19,358 | $2,450,335 | 1.96% | |
| META |
Meta Platforms, Inc.
Communication Services
|
Added | 4,303 | $2,423,836 | 1.94% | |
| ED |
Consolidated Edison Inc
Utilities
|
Added | 20,312 | $2,247,116 | 1.80% | |
| BKNG |
Booking Holdings Inc.
Consumer Cyclical
|
Added | 11,156 | $1,988,445 | 1.59% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Reduced | 4,926 | $1,740,503 | 1.39% | |
| NVT |
nVent Electric plc
Industrials
|
Reduced | 9,316 | $1,580,086 | 1.26% | |
| V |
Visa Inc.
Financial Services
|
Reduced | 4,504 | $1,545,277 | 1.24% | |
| SO |
Southern Co
Utilities
|
Added | 13,312 | $1,274,091 | 1.02% | |
| VIK |
Viking Holdings Ltd
Consumer Cyclical
|
Added | 11,066 | $1,158,278 | 0.93% | |
| GD |
General Dynamics Corp
Industrials
|
Held | 2,991 | $1,059,531 | 0.85% | |
| HE |
Hawaiian Electric Industries Inc
Utilities
|
Added | 71,855 | $972,198 | 0.78% | |
| TMO |
Thermo Fisher Scientific Inc.
Healthcare
|
Reduced | 1,935 | $970,131 | 0.78% | |
| WM |
Waste Management Inc
Industrials
|
Added | 4,302 | $958,829 | 0.77% | |
| HD |
Home Depot, Inc.
Consumer Cyclical
|
Reduced | 2,588 | $912,735 | 0.73% | |
| UBER |
Uber Technologies, Inc
Technology
|
Added | 11,747 | $847,663 | 0.68% | |
| VHT |
VANGUARD HEALTH CARE INDEX FUND
|
Reduced | 2,442 | $730,182 | 0.58% | |
| MMM |
3M Co
Industrials
|
Held | 4,197 | $679,536 | 0.54% | |
| WMT |
Walmart Inc.
Consumer Defensive
|
Reduced | 5,371 | $608,319 | 0.49% | |
| WEC |
Wec Energy Group, Inc.
Utilities
|
Reduced | 5,032 | $587,586 | 0.47% | |
| VTI |
VANGUARD TOTAL STOCK MARKET INDEX FUND
|
Reduced | 1,582 | $585,403 | 0.47% | |
| EIX |
Edison International
Utilities
|
Added | 7,460 | $555,397 | 0.44% | |
| HCA |
HCA Healthcare, Inc.
Healthcare
|
Added | 1,411 | $550,134 | 0.44% | |
| APLE |
Apple Hospitality REIT, Inc.
Real Estate
|
Added | 32,370 | $544,139 | 0.44% | |
| DTE |
Dte Energy Co
Utilities
|
Added | 3,276 | $499,164 | 0.40% | |
| ETR |
Entergy Corp
Utilities
|
Added | 4,220 | $484,709 | 0.39% | |
| BA |
Boeing Co
Industrials
|
Held | 2,199 | $476,017 | 0.38% | |
| DTM |
DT Midstream, Inc.
Energy
|
Added | 3,161 | $463,845 | 0.37% | |
| LLY |
ELI LILLY & Co
Healthcare
|
Reduced | 323 | $387,415 | 0.31% | |
| NEE |
Nextera Energy Inc
Utilities
|
Added | 4,412 | $387,241 | 0.31% | |
| SPY |
Spdr S&P 500 ETF Trust
|
Held | 480 | $358,449 | 0.29% | |
| XOM |
ExxonMobil Holdings Corp
Energy
|
Held | 2,344 | $320,471 | 0.26% | |
| AEP |
American Electric Power Co Inc
Utilities
|
Added | 2,115 | $289,353 | 0.23% | |
|
|
Added | 3,622 | $272,555 | 0.22% | ||
| FE |
Firstenergy Corp
Utilities
|
Added | 5,221 | $248,206 | 0.20% |
Showing the top 50 of 52 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.