STOT · State Street(R) DoubleLine(R) Short Duration Total Return Tactical ETF ETF

$46.68 -0.01 (-0.01%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 39

Total Value: $76,790,870

Total Shares: 1,638,763

Institutional Ownership Trend

20 quarters

Holder Concentration

Across 39 13F filers · Δ vs Sep 30, 2024

Top Holder

27.6%

+1.0 pts

Top 5

59.1%

−0.8 pts

Top 10

79.9%

+5.9 pts

HHI

1,136

Broadly held+5

Quarterly Activity

vs Sep 30, 2024

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -25

Institutional value: -56.7%

Shares held: -56.1%

Top Buyers

vs Sep 30, 2024

Institution	Added	Now Holds
Mega LPL Financial LLC	+71,373	452,059
Mega BANK OF AMERICA CORP /DE/	+66,111	103,009
Large HighTower Advisors, LLC	+62,917	83,011
Mid Proficio Capital Partners LLC	+46,698	133,570
Mega MORGAN STANLEY	+31,407	154,752

Top Sellers

vs Sep 30, 2024

Institution	Sold	Now Holds
Mid Virtu Financial LLC	−50,379	125,467
Small Lineweaver Wealth Advisors, LLC	−24,371	69,805
Mega CITADEL ADVISORS LLC	−10,227	15,752
Mega ENVESTNET ASSET MANAGEMENT INC	−8,796	24,727
Large CAPTRUST FINANCIAL ADVISORS	−8,536	45,047

Top New Positions

vs Sep 30, 2024

Institution	Acquired	Value (USD)
Mega RAYMOND JAMES FINANCIAL INC	4,792	$224,553
Micro Transce3nd, LLC	82	$3,842
Small CAROLINAS WEALTH CONSULTING LLC	25	$1,171
Large AE Wealth Management LLC	25	$1,171

Top Sold-Out Positions

vs Sep 30, 2024

Institution	Previously Held	Last Value (USD)
Small Winthrop Advisory Group LLC	992,564	$47,117,013
Micro Spinnaker Investment Group, LLC	549,327	$26,076,552
Micro PARAGON CAPITAL MANAGEMENT INC	136,731	$6,490,620
Micro Hofer & Associates. Inc	127,021	$6,029,686
Mid Foundations Investment Advisors, LLC	95,685	$4,542,166

Filter: New 4 Increased 15 Reduced 16 Sold out 29 Unchanged 4

Showing 39 of 39

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

LPL Financial LLC STOT

$21,183,484

27.59%

452,059

MORGAN STANLEY STOT

$7,251,677

9.44%

154,752

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	154,752	$7,251,677	100.0%	Defined

Proficio Capital Partners LLC STOT

$6,259,090

8.15%

133,570

Virtu Financial LLC STOT

$5,879,383

7.66%

125,467

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	125,467	$5,879,383	100.0%	Defined

BANK OF AMERICA CORP /DE/ STOT

$4,827,000

6.29%

103,009

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	58,494	$2,741,028	56.8%	Defined
MANAGED ACCOUNT ADVISORS LLC	44,515	$2,085,972	43.2%	Defined

HighTower Advisors, LLC STOT

$3,889,895

5.07%

83,011

Lineweaver Wealth Advisors, LLC STOT

$3,271,062

4.26%

69,805

UBS Group AG STOT

$3,190,791

4.16%

68,092

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	68,092	$3,190,791	100.0%	Sole

Arrowroot Family Office, LLC STOT

$3,154,287

4.11%

67,313

Belpointe Asset Management LLC STOT

$2,431,659

3.17%

51,892

CAPTRUST FINANCIAL ADVISORS STOT

$2,110,902

2.75%

45,047

Eldridge Investment Advisors, Inc. STOT

$1,932,084

2.52%

41,231

EXENCIAL WEALTH ADVISORS, LLC STOT

$1,756,593

2.29%

37,486

Clearwater Capital Advisors, LLC STOT

$1,164,799

1.52%

24,857

ENVESTNET ASSET MANAGEMENT INC STOT

$1,158,707

1.51%

24,727

Integrated Wealth Concepts LLC STOT

$1,151,209

1.50%

24,567

MSH Capital Advisors LLC STOT

$1,039,167

1.35%

22,176

GREATMARK INVESTMENT PARTNERS, INC. STOT

$831,765

1.08%

17,750

CITADEL ADVISORS LLC STOT

$738,138

0.96%

15,752

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	15,752	$738,138	100.0%	Defined

Larson Financial Group LLC STOT

$678,392

0.88%

14,477

Cetera Investment Advisers STOT

$643,059

0.84%

13,723

Snowden Capital Advisors LLC STOT

$602,151

0.78%

12,850

OSAIC HOLDINGS, INC. STOT

$503,837

0.66%

10,752

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	5,929	$277,832	55.1%	Defined
OSAIC INSTITUTIONS, INC.	4,798	$224,834	44.6%	Defined
Osaic Advisory Services, LLC	25	$1,171	0.2%	Defined

Glen Eagle Advisors, LLC STOT

$387,953

0.51%

8,279

RAYMOND JAMES FINANCIAL INC STOT

$224,553

0.29%

4,792

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES joint	4,792	$224,553	100.0%	Defined

CITIGROUP INC STOT

$158,855

0.21%

3,390

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	3,390	$158,855	100.0%	Defined

Sunbelt Securities, Inc. STOT

$134,909

0.18%

2,879

Pacific Center for Financial Services STOT

$87,581

0.11%

1,869

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Pacific Center for Financial Services	1,869	$87,581	100.0%	Sole

PRIVATE TRUST CO NA STOT

$72,258

0.09%

1,542

MARK SHEPTOFF FINANCIAL PLANNING, LLC STOT

$34,629

0.05%

739

ROYAL BANK OF CANADA STOT

$33,036

0.04%

705

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	705	$33,036	100.0%	Defined

Transce3nd, LLC STOT

$3,842

0.01%

Smartleaf Asset Management LLC STOT

$1,640

0.00%

CAROLINAS WEALTH CONSULTING LLC STOT

$1,171

0.00%

AE Wealth Management LLC STOT

$1,171

0.00%

CoreCap Advisors, LLC STOT

$93

0.00%

WELLS FARGO & COMPANY/MN STOT

$46

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	1	$46	100.0%	Defined

Covestor Ltd STOT

0.00%

PROEQUITIES, INC. STOT

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	30,814	$1,462,740	100.0%	Defined