NEW ENGLAND ASSET MANAGEMENT INC

Registered adviser

CIK

1004244

Location

FARMINGTON, CT

Portfolio Value

Small $836,187,041

Diversification

Diversified

Filing Date

Global Rank

#2,819 / 8,827 ▼ 50

Top Industry

Utilities - Regulated Electric 12.7%

Period ended 4 months ago

Filed Aug 14, 2026 · 3mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 105900

Roster of Nov 1, 2026

Regulatory AUM

$111,718,023,582

Main clients

Insurance companies (86% of AUM)

Private funds

3 funds · Securitized asset funds

Focus by fund count, roster of Nov 1, 2026

$51,599,059 gross assets

LEI

KUR85E5PS4GQFZTFC130

Private funds on Schedule D 7.B.(1)

As filed Jul 30, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$58,540,057 gross assets in 3 funds Securitized asset funds $58,540,057 (3)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$111,718,023,582	Insurance companies (86%)
Apr 2025 to Mar 2026	$103,192,772,705	Insurance companies (86%)
Apr 2024 to Mar 2025	$95,235,028,580	Insurance companies (85%)
May 2023 to Mar 2024	$100,455,084,282	Insurance companies (87%)
Apr 2023	$100,455,084,282	Insurance companies (87%)
Apr 2022 to Mar 2023	$97,562,570,620	Insurance companies (84%)

3 earlier changes not shown.

Stated strategy

Fixed income / rates, Income, Quantitative / systematic, Value, Fundamental active, Index / passive, Private markets Form ADV Part 2A, Mar 31, 2026 · original

In the firm's words

Fixed income / rates: Investment in fixed income securities is integral to NEAM’s investment strategies.
Income: NEAM’s Preferred Securities strategy seeks to generate attractive levels of after-tax investment income and competitive total returns
Quantitative / systematic: combine quantitative analysis and qualitative judgments within a controlled risk framework.
Value: NEAM’s FVEM strategy applies a value-driven approach that seeks to outperform its benchmarks with less volatility over full market cycles
Fundamental active: employing a bottomup, fundamentally-oriented investment process
Index / passive: NEAM’s ETF strategies seek to provide generic exposure to specific sectors, markets, and/or geographic regions by utilizing specific ETFs.
Private markets: NEAM’s Private Placements strategy aims to earn an incremental spread and yield to comparably rated public securities by investing in a diversified portfolio of private placement bonds

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 57.3%, 12.8 effective positions, active share 81.4% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

10.6% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 21.0 quarters (12+), a floor since 55.5% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 81.4%; sector active share 45.3% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

128 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

21.9%

+0.6 pts

Top 5

49.9%

+1.3 pts

Top 10

57.3%

+1.2 pts

HHI

780

Diversified+40

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	50.9%	$425,815,334	49
Healthcare	9.4%	$78,964,813	12
Financial Services	7.9%	$66,338,312	10
Utilities	6.3%	$52,291,179	9
Consumer Defensive	6.1%	$51,178,269	11
Technology	6.0%	$50,506,025	10
Industrials	3.7%	$30,594,764	8
Energy	2.8%	$23,703,452	7
Communication Services	2.2%	$18,106,751	5
Real Estate	2.2%	$18,007,705	3
Consumer Cyclical	1.5%	$12,781,697	3
Basic Materials	0.9%	$7,898,740	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
USHY	iShares Broad USD High Yield Corporate Bond ETF	+81,100	136,245	$5,043,789
ABT	Abbott Laboratories	+76,294	115,259	$10,458,601
UL	Unilever PLC	+37,735	140,518	$8,447,942
SYY	Sysco Corp	+20,350	155,441	$12,991,758
PG	PROCTER & GAMBLE Co	+12,980	68,600	$10,059,504
IBM	International Business Machines Corp	+11,515	25,975	$7,304,429
ADP	Automatic Data Processing Inc	+10,766	38,606	$8,645,813
ARE	Alexandria Real Estate Equities, Inc.	+8,540	75,390	$3,984,361
CRH	Crh Public Ltd Co	+8,190	73,820	$7,898,740
IJH	iShares Core S&P Mid-Cap ETF	+6,545	285,535	$22,017,603
DVY	iShares Select Dividend ETF	+5,300	45,050	$7,041,314
MCD	Mcdonalds Corp	+4,437	15,226	$4,115,740
IDEV	iShares Core MSCI International Developed Markets ETF	+4,180	445,140	$39,621,911
HD	Home Depot, Inc.	+3,997	14,194	$5,005,939
IEFA	iShares Core MSCI EAFE ETF	+3,850	609,070	$58,823,980
T	At&T Inc.	+2,565	355,944	$7,368,040
LMT	Lockheed Martin Corp	+2,205	15,065	$7,675,014
IVV	iShares Core S&P 500 ETF	+2,100	41,085	$30,768,145
PPL	PPL Corp	+1,915	232,665	$8,457,372
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	+1,900	259,525	$41,012,735
VZ	Verizon Communications Inc	+1,649	205,889	$8,717,340
PFE	Pfizer Inc	+1,625	192,273	$4,629,933
KHC	Kraft Heinz Co	+1,415	175,560	$4,146,727
USB	US Bancorp De	+1,350	169,660	$10,247,464
BAC	Bank Of America Corp	+1,275	170,210	$9,698,565
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
KEY	Keycorp	−59,090	309,400	$7,131,670
CPB	CAMPBELL'S Co	−57,620	7,745	$172,481
CSX	Csx Corp	−50,540	161,310	$7,667,064
GIS	General Mills Inc	−24,880	6,055	$210,714
WFC	Wells Fargo & Company	−22,855	108,510	$8,967,266
KMI	Kinder Morgan, Inc.	−22,585	102,905	$3,289,872
CSCO	Cisco Systems, Inc.	−21,661	69,570	$8,171,692
LNT	Alliant Energy Corp	−18,275	68,413	$5,219,227
CMS	Cms Energy Corp	−17,850	62,360	$4,770,540
KO	Coca Cola Co	−11,967	77,364	$6,287,372
AVGO	Broadcom Inc.	−6,400	205	$77,438
QCOM	Qualcomm Inc	−6,331	49,460	$9,139,713
MBB	iShares MBS ETF	−5,815	384	$36,295
TXN	Texas Instruments Inc	−4,942	18,395	$5,482,997
NXPI	NXP Semiconductors N.V.	−4,490	17,810	$5,005,144
CVS	CVS HEALTH Corp	−2,900	95,580	$9,887,751
HON	Honeywell International Inc	−2,490	2,490	$557,511
AMGN	Amgen Inc	−1,945	19,820	$7,177,218
GOOGL	Alphabet Inc.	−1,920	2,075	$741,542
FITB	Fifth Third Bancorp	−1,040	138,960	$7,833,175
JNJ	Johnson & Johnson	−888	56,091	$14,245,431
VOO	VANGUARD 500 INDEX FUND	−630	106,585	$73,203,643
EXC	Exelon Corp	−525	123,992	$5,780,507
FE	Firstenergy Corp	−500	110,215	$5,239,621
IJR	iShares Core S&P Small-Cap ETF	−50	55,885	$8,288,304
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
INTU	Intuit Inc.	15,780	$4,118,580
NKE	NIKE, Inc.	89,160	$3,660,018
HONA	Honeywell Aerospace Inc.	2,490	$550,489
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	2,120	$253,382
PFF	iShares Preferred and Income Securities ETF	6,000	$182,940
WMT	Walmart Inc.	1,467	$166,152
—		4,935	$131,567
—		1,150	$103,327
BLK	BlackRock, Inc.	75	$72,117
SPLB	State Street(R) SPDR(R) Portfolio Long Term Corporate Bond ETF	3,000	$67,200
GD	General Dynamics Corp	185	$65,534
LLY	ELI LILLY & Co	54	$64,769
SH	ProShares Short S&P500	1,375	$45,402
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	75	$5,927
—		200	$5,802
BIV	Vanguard Bond Index Funds	75	$5,752
ANGL	VanEck Fallen Angel High Yield Bond ETF	185	$5,409
HYDW	Xtrackers Low Beta High Yield Bond ETF	115	$5,387
GHYB	Goldman Sachs Access High Yield Corporate Bond ETF	120	$5,383
BAB	Invesco Exchange-Traded Fund Trust II	200	$5,368
FLTR	VanEck IG Floating Rate ETF	200	$5,122
FLOT	iShares Floating Rate Bond ETF	100	$5,105
NEAR	iShares Short Duration Bond Active ETF	100	$5,066
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	50	$5,040
SLQD	iShares 0-5 Year Investment Grade Corporate Bond ETF	100	$5,037
No positions match the current search.

Sold Out

Positions the filer fully exited

2 positions

Ticker	Company	Shares	Value
WAT	Waters Corp	4,956	$1,475,896
PRU	Prudential Financial Inc	12,825	$1,252,874
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

128 tracked positions · $836,187,041 total · filing declares 137 positions · $863,387,653 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 128 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
SPY	Spdr S&P 500 ETF Trust	Held	101,954	0	$76,136,188	+14.8%	26+	before history	9.11%
VOO	VANGUARD 500 INDEX FUND	Reduced	106,585	-630	$73,203,643	+14.3%	20	unpriced	8.75%
IEFA	iShares Core MSCI EAFE ETF	Added	609,070	+3,850	$58,823,980	+7.4%	24	unpriced	7.03%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Added	259,525	+1,900	$41,012,735	+7.5%	26+	before history	4.90%
IDEV	iShares Core MSCI International Developed Markets ETF	Added	445,140	+4,180	$39,621,911	+7.5%	14	unpriced	4.74%
IVV	iShares Core S&P 500 ETF	Added	41,085	+2,100	$30,768,145	+20.8%	26+	before history	3.68%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	68,570	+430	$25,373,642	+16.1%	26+	before history	3.03%
IJH	iShares Core S&P Mid-Cap ETF	Added	285,535	+6,545	$22,017,603	+16.9%	26+	before history	2.63%
RSP	Victory Portfolios II	Added	77,155	+1,025	$16,416,269	+12.4%	8	$180.72	1.96%
JNJ	Johnson & Johnson Healthcare	Reduced	56,091	-888	$14,245,431	+2.3%	26+	before history	1.70%
JPM	Jpmorgan Chase & Co Financial Services	Added	43,147	+304	$14,123,307	+12.1%	26+	before history	1.69%
SYY	Sysco Corp Consumer Defensive	Added	155,441	+20,350	$12,991,758	+34.8%	26+	before history	1.55%
ABT	Abbott Laboratories Healthcare	Added	115,259	+76,294	$10,458,601	+161.4%	26+	before history	1.25%
USB	US Bancorp De Financial Services	Added	169,660	+1,350	$10,247,464	+17.1%	26+	before history	1.23%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	68,600	+12,980	$10,059,504	+25.2%	26+	before history	1.20%
CVS	CVS HEALTH Corp Healthcare	Reduced	95,580	-2,900	$9,887,751	+39.8%	26+	before history	1.18%
BAC	Bank Of America Corp Financial Services	Added	170,210	+1,275	$9,698,565	+17.8%	26+	before history	1.16%
LAMR	Lamar Advertising Co Real Estate	Added	60,325	+465	$9,409,493	+24.1%	10	$110.61	1.13%
QCOM	Qualcomm Inc Technology	Reduced	49,460	-6,331	$9,139,713	+27.2%	26+	before history	1.09%
WFC	Wells Fargo & Company Financial Services	Reduced	108,510	-22,855	$8,967,266	−14.3%	26+	before history	1.07%
MRK	Merck & Co., Inc. Healthcare	Added	68,952	+585	$8,860,332	+7.7%	26+	before history	1.06%
VZ	Verizon Communications Inc Communication Services	Added	205,889	+1,649	$8,717,340	−15.0%	26+	before history	1.04%
ADP	Automatic Data Processing Inc Technology	Added	38,606	+10,766	$8,645,813	+52.8%	2	$224.96	1.03%
DUK	Duke Energy CORP Utilities	Added	67,005	+570	$8,481,492	−2.5%	26+	before history	1.01%
PPL	PPL Corp Utilities	Added	232,665	+1,915	$8,457,372	−4.1%	14	$27.87	1.01%
UL	Unilever PLC Consumer Defensive	Added	140,518	+37,735	$8,447,942	+44.3%	9	unpriced	1.01%
IJR	iShares Core S&P Small-Cap ETF	Reduced	55,885	-50	$8,288,304	+19.2%	26+	before history	0.99%
CI	Cigna Group Healthcare	Added	30,027	+217	$8,277,843	+4.1%	10	$312.25	0.99%
CSCO	Cisco Systems, Inc. Technology	Reduced	69,570	-21,661	$8,171,692	+15.4%	26+	before history	0.98%
CRH	Crh Public Ltd Co Basic Materials	Added	73,820	+8,190	$7,898,740	+14.5%	9	$84.55	0.94%
FITB	Fifth Third Bancorp Financial Services	Reduced	138,960	-1,040	$7,833,175	+20.4%	14	$33.18	0.94%
LMT	Lockheed Martin Corp Industrials	Added	15,065	+2,205	$7,675,014	−1.3%	26+	before history	0.92%
CSX	Csx Corp Industrials	Reduced	161,310	-50,540	$7,667,064	−11.8%	12	$32.59	0.92%
T	At&T Inc. Communication Services	Added	355,944	+2,565	$7,368,040	−28.1%	15	$20.10	0.88%
IBM	International Business Machines Corp Technology	Added	25,975	+11,515	$7,304,429	+108.4%	26+	before history	0.87%
AMGN	Amgen Inc Healthcare	Reduced	19,820	-1,945	$7,177,218	−6.3%	26+	before history	0.86%
KEY	Keycorp Financial Services	Reduced	309,400	-59,090	$7,131,670	−3.5%	15	$16.36	0.85%
DVY	iShares Select Dividend ETF	Added	45,050	+5,300	$7,041,314	+17.0%	26+	before history	0.84%
SHEL	Shell plc Energy	Added	90,405	+765	$7,010,003	−15.9%	18	$56.77	0.84%
PEG	Public Service Enterprise Group Inc Utilities	Added	78,343	+870	$6,358,317	+1.4%	26+	before history	0.76%
KO	Coca Cola Co Consumer Defensive	Reduced	77,364	-11,967	$6,287,372	−7.5%	26+	before history	0.75%
ABBV	AbbVie Inc. Healthcare	Added	23,851	+160	$6,001,865	+16.5%	26+	before history	0.72%
EXC	Exelon Corp Utilities	Reduced	123,992	-525	$5,780,507	−5.3%	11	$38.59	0.69%
BDX	Becton Dickinson & Co Healthcare	Added	36,945	+290	$5,590,886	−3.0%	7	$172.88	0.67%
TXN	Texas Instruments Inc Technology	Reduced	18,395	-4,942	$5,482,997	+21.0%	20	$172.42	0.66%
PNC	Pnc Financial Services Group, Inc. Financial Services	Added	22,089	+165	$5,438,753	+19.2%	13	$127.47	0.65%
CVX	Chevron Corp Energy	Added	31,809	+248	$5,272,659	−19.3%	26+	before history	0.63%
FE	Firstenergy Corp Utilities	Reduced	110,215	-500	$5,239,621	−6.6%	11	$36.54	0.63%
LNT	Alliant Energy Corp Utilities	Reduced	68,413	-18,275	$5,219,227	−16.1%	26+	before history	0.62%
VRSK	Verisk Analytics, Inc. Industrials	Held	29,000	0	$5,206,370	−5.4%	26+	before history	0.62%

Showing the top 50 of 128 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.