MUFG Americas Holdings Corp
BankReports for
MUFG Union Bank, N.A.
HIGHMARK CAPITAL MANAGEMENT INC/CA
MUFG Bank, Ltd.
MITSUBISHI UFJ FINANCIAL GROUP INC
MUFG SECURITIES AMERICAS INC.
Filing Date
Global Rank
#655
/ 6,827
▼ 18
· as of Sep 2022
Top Industry
Drug Manufacturers - General
9.5%
Period ended 4 years ago
Filed Dec 1, 2022 · 3y
11 quarters · since Mar 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Bank
SEC filer profile, Oct 17, 2026
SIC code
6021
Portfolio style
Measured from the filed 13F common-share book for Sep 30, 2022, never from the firm's own description.
Style
Diversified active
Top 10 weight 39.9%, 37.1 effective positions, active share 49.0% against the S&P 500 as of 2022-09-30; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Low turnover
7.1% over the last four quarters (under 30%)
Horizon
Horizon unknown
The value-weighted holding period is at least 10.9 quarters, but 97.9% of the book was already held when coverage starts
Closest benchmark: the S&P 500 as of 2022-09-30, active share 49.0%; sector active share 6.9% against the combined 13F book's sector weights.
Over time 11 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
890 tracked positions · as of Sep 30, 2022 · Δ vs Jun 30, 2022Top Position
11.1%
+0.2 pts
Top 5
28.6%
−0.0 pts
Top 10
39.9%
+0.3 pts
HHI
269
Diversified+2
Portfolio Trend
11 quarters · across all stocks
Sector Breakdown
As of Sep 30, 2022| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 28.5% | $1,124,698,153 |
| Technology | 16.0% | $632,598,697 |
| Healthcare | 11.5% | $452,608,088 |
| Consumer Defensive | 8.9% | $352,438,606 |
| Financial Services | 8.7% | $344,143,610 |
| Consumer Cyclical | 6.7% | $266,277,273 |
| Industrials | 6.0% | $237,334,952 |
| Communication Services | 5.9% | $232,838,087 |
| Energy | 4.1% | $161,023,838 |
| Utilities | 1.4% | $56,294,541 |
| Real Estate | 1.3% | $52,149,961 |
| Basic Materials | 1.0% | $39,811,045 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| GOOGL | Alphabet Inc. | +899,139 | 946,297 | $90,513,308 | |
| GOOG | Alphabet Inc. | +162,022 | 170,880 | $16,430,112 | |
| SLB | Slb Limited | +132,781 | 144,489 | $5,187,155 | |
| IEMG | iShares Trust | +118,933 | 509,154 | $0 | |
| IEFA | iShares Core MSCI EAFE ETF | +109,251 | 580,232 | $30,560,818 | |
| T | At&T Inc. | +63,021 | 638,640 | $9,796,737 | |
| C | Citigroup Inc | +57,577 | 543,101 | $22,631,018 | |
| — | +52,495 | 159,711 | $5,305,599 | ||
| CSCO | Cisco Systems, Inc. | +40,769 | 1,071,912 | $42,876,480 | |
| GILD | Gilead Sciences, Inc. | +33,411 | 198,429 | $12,241,084 | |
| PYPL | PayPal Holdings, Inc. | +29,040 | 117,856 | $10,143,865 | |
| SCHA | Schwab U.S. Small-Cap ETF | +22,238 | 309,155 | $11,686,059 | |
| SCHW | Schwab Charles Corp | +21,646 | 323,166 | $23,225,939 | |
| AMZN | Amazon Com Inc | +21,372 | 648,667 | $73,299,371 | |
| IVW | iShares S&P 500 Growth ETF | +19,805 | 273,975 | $15,849,452 | |
| HIG | Hartford Insurance Group, Inc. | +19,636 | 136,128 | $8,431,768 | |
| MDT | Medtronic plc | +17,766 | 300,281 | $24,247,690 | |
| EW | Edwards Lifesciences Corp | +17,751 | 76,029 | $6,282,276 | |
| VBK | VANGUARD SMALL-CAP GROWTH INDEX FUND | +11,406 | 139,412 | $27,203,463 | |
| KO | Coca Cola Co | +10,914 | 2,221,448 | $124,445,516 | |
| CMF | iShares California Muni Bond ETF | +9,986 | 193,692 | $10,501,980 | |
| CMS | Cms Energy Corp | +8,414 | 129,350 | $7,533,343 | |
| LMT | Lockheed Martin Corp | +6,245 | 34,688 | $13,399,627 | |
| PLD | Prologis, Inc. | +6,034 | 101,318 | $10,293,908 | |
| SCHE | Schwab Emerging Markets Equity ETF | +5,803 | 8,603 | $192,707 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| VEA | Vanguard FTSE Developed Markets ETF | −130,062 | 3,035,511 | $110,371,179 | |
| VWO | VANGUARD EMERGING MARKETS STOCK INDEX FUND | −105,802 | 912,776 | $33,307,195 | |
| VZ | Verizon Communications Inc | −66,452 | 638,673 | $24,250,413 | |
| PG | PROCTER & GAMBLE Co | −57,759 | 416,170 | $52,541,462 | |
| VTV | VANGUARD VALUE INDEX FUND | −50,660 | 143,767 | $17,752,348 | |
| VB | Vanguard Index Funds | −48,747 | 402,970 | $68,871,601 | |
| HBAN | Huntington Bancshares Inc | −46,039 | 773,058 | $10,188,904 | |
| IAU | Ishares Gold Trust | −39,338 | 764,167 | $24,094,185 | |
| AAPL | Apple Inc. | −39,103 | 1,415,392 | $195,607,173 | |
| MRK | Merck & Co., Inc. | −37,669 | 492,687 | $42,430,202 | |
| ES | Eversource Energy | −37,666 | 39,410 | $3,072,403 | |
| CMCSA | Comcast Corp | −36,453 | 704,138 | $20,652,378 | |
| USB | US Bancorp De | −31,014 | 90,204 | $3,637,025 | |
| EEM | iShares MSCI Emerging Markets ETF | −30,457 | 251,341 | $8,766,773 | |
| — | −30,084 | 62,990 | $724,385 | ||
| BKLN | Invesco Ltd. | −29,957 | 111,047 | $2,242,038 | |
| PFF | iShares Preferred and Income Securities ETF | −29,712 | 368,297 | $11,663,965 | |
| EFA | iShares MSCI EAFE ETF | −27,924 | 513,895 | $28,783,258 | |
| SWK | Stanley Black & Decker, Inc. | −27,782 | 52,725 | $3,965,446 | |
| BSV | VANGUARD SHORT-TERM BOND INDEX FUND | −25,826 | 91,652 | $6,857,402 | |
| VOO | VANGUARD 500 INDEX FUND | −24,437 | 108,672 | $35,677,016 | |
| INTF | iShares International Equity Factor ETF | −22,865 | 35,320 | $739,600 | |
| PFE | Pfizer Inc | −21,805 | 878,785 | $38,455,631 | |
| NEE | Nextera Energy Inc | −21,193 | 116,049 | $9,099,402 | |
| VTEB | VANGUARD TAX-EXEMPT BOND INDEX FUND | −20,973 | 270,777 | $13,035,204 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| GSG | iShares S&P GSCI Commodity-Indexed Trust | 11,468 | $236,011 | |
| CPZ | Calamos Long/Short Equity & Dynamic Income Trust | 10,000 | $149,500 | |
| SCHR | Schwab Intermediate-Term U.S. Treasury ETF | 2,969 | $145,896 | |
| DLY | DoubleLine Yield Opportunities Fund | 5,000 | $67,450 | |
| EBND | State Street(R) SPDR(R) Bloomberg Emerging Markets Local Bond ETF | 2,541 | $48,202 | |
| FNDX | Schwab Fundamental U.S. Large Company ETF | 889 | $42,458 | |
| IUSG | iShares Core S&P U.S. Growth ETF | 494 | $39,608 | |
| HE | Hawaiian Electric Industries Inc | 1,138 | $39,443 | |
| SDHY | PGIM Short Duration High Yield Opportunities Fund | 2,500 | $35,925 | |
| NPFD | Nuveen Variable Rate Preferred & Income Fund | 2,000 | $34,920 | |
| BCAT | BlackRock Capital Allocation Term Trust | 2,500 | $34,025 | |
| RLTY | Cohen & Steers Real Estate Opportunities & Income Fund | 2,500 | $33,425 | |
| RFMZ | RiverNorth Flexible Municipal Income Fund II, Inc. | 2,500 | $33,125 | |
| FE | Firstenergy Corp | 867 | $32,079 | |
| VIOO | VANGUARD S&P SMALL-CAP 600 INDEX FUND | 194 | $31,323 | |
| MEGI | NYLIM CBRE Global Infrastructure Megatrends Term Fund | 2,500 | $30,900 | |
| TTD | Trade Desk, Inc. | 500 | $29,875 | |
| BMEZ | BlackRock Health Sciences Term Trust | 2,000 | $29,860 | |
| HEDJ | WisdomTree Europe Hedged Equity Fund | 425 | $26,435 | |
| IUSV | iShares Core S&P U.S. Value ETF | 414 | $25,920 | |
| NPCT | Nuveen Core Plus Impact Fund | 2,500 | $25,600 | |
| BOX | Box Inc | 1,000 | $24,390 | |
| SCZ | iShares MSCI EAFE Small-Cap ETF | 486 | $23,707 | |
| NBXG | Neuberger Next Generation Connectivity Fund Inc. | 2,500 | $23,600 | |
| FNDE | Schwab Fundamental Emerging Markets Equity ETF | 1,001 | $23,463 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| DJP | 84,607 | $2,944,323 | ||
| CEG | Constellation Energy Corp | 1,998 | $114,405 | |
| GNTX | Gentex Corp | 2,802 | $78,371 | |
| EHC | Encompass Health Corp | 1,100 | $61,655 | |
| SPAB | State Street(R) SPDR(R) Portfolio Aggregate Bond ETF | 2,300 | $60,605 | |
| INVH | Invitation Homes Inc. | 926 | $32,947 | |
| SSD | Simpson Manufacturing Co., Inc. | 320 | $32,195 | |
| IFF | International Flavors & Fragrances Inc | 238 | $28,350 | |
| WELL | Welltower Inc. | 327 | $26,928 | |
| — | 125 | $24,281 | ||
| ARE | Alexandria Real Estate Equities, Inc. | 118 | $17,113 | |
| TLT | iShares 20+ Year Treasury Bond ETF | 147 | $16,885 | |
| EVR | Evercore Inc. | 162 | $15,164 | |
| XBI | State Street(R) SPDR(R) S&P(R) Biotech ETF | 200 | $14,854 | |
| VLUE | iShares MSCI USA Value Factor ETF | 148 | $13,396 | |
| SNY | Sanofi | 200 | $10,006 | |
| LKQ | Lkq Corp | 178 | $8,738 | |
| CCEP | COCA-COLA EUROPACIFIC PARTNERS plc | 169 | $8,722 | |
| — | 200 | $7,762 | ||
| DXCM | Dexcom Inc | 100 | $7,453 | |
| RWX | State Street(R) SPDR(R) Dow Jones(R) International Real Estate ETF | 200 | $5,644 | |
| BOOM | DMC Global Inc. | 200 | $3,606 | |
| AJG | Arthur J. Gallagher & Co. | 21 | $3,423 | |
| — | 100 | $3,276 | ||
| PWR | Quanta Services, Inc. | 6 | $752 | |
| No positions match the current search. | ||||
890 tracked positions ·
$3,952,216,851 total
· filing declares
1,105 positions · $4,043,705,000
· as of Sep 30, 2022
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 890 positions by value
· page 1 of 18
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| AAPL |
Apple Inc.
Technology
|
Reduced | 1,415,392 | $195,607,173 | 4.95% | |
| MSFT |
Microsoft Corp
Technology
|
Reduced | 746,163 | $173,781,362 | 4.40% | |
| KO |
Coca Cola Co
Consumer Defensive
|
Added | 2,221,448 | $124,445,516 | 3.15% | |
| VEA |
Vanguard FTSE Developed Markets ETF
|
Reduced | 3,035,511 | $110,371,179 | 2.79% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Added | 946,297 | $90,513,308 | 2.29% | |
| CVX |
Chevron Corp
Energy
|
Reduced | 530,194 | $76,172,971 | 1.93% | |
| IVV |
iShares Core S&P 500 ETF
|
Reduced | 211,045 | $75,691,289 | 1.92% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 648,667 | $73,299,371 | 1.85% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Reduced | 677,719 | $70,821,634 | 1.79% | |
| VB |
Vanguard Index Funds
|
Reduced | 402,970 | $68,871,601 | 1.74% | |
| HD |
Home Depot, Inc.
Consumer Cyclical
|
Reduced | 220,483 | $60,840,078 | 1.54% | |
| VNQ |
VANGUARD REAL ESTATE INDEX FUND
|
Reduced | 729,005 | $58,444,330 | 1.48% | |
| LLY |
ELI LILLY & Co
Healthcare
|
Reduced | 173,906 | $56,232,504 | 1.42% | |
| PG |
PROCTER & GAMBLE Co
Consumer Defensive
|
Reduced | 416,170 | $52,541,462 | 1.33% | |
| UPS |
United Parcel Service Inc
Industrials
|
Reduced | 290,807 | $46,976,962 | 1.19% | |
| COST |
Costco Wholesale Corp
Consumer Defensive
|
Reduced | 94,437 | $44,599,760 | 1.13% | |
| BMY |
Bristol Myers Squibb Co
Healthcare
|
Reduced | 626,590 | $44,544,281 | 1.13% | |
| CSCO |
Cisco Systems, Inc.
Technology
|
Added | 1,071,912 | $42,876,480 | 1.08% | |
| MRK |
Merck & Co., Inc.
Healthcare
|
Reduced | 492,687 | $42,430,202 | 1.07% | |
| SPY |
Spdr S&P 500 ETF Trust
|
Reduced | 118,473 | $42,316,186 | 1.07% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Added | 154,291 | $41,198,782 | 1.04% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Reduced | 245,826 | $40,158,134 | 1.02% | |
| MCD |
Mcdonalds Corp
Consumer Cyclical
|
Reduced | 170,442 | $39,327,786 | 1.00% | |
| PFE |
Pfizer Inc
Healthcare
|
Reduced | 878,785 | $38,455,631 | 0.97% | |
| IWM |
iShares Russell 2000 ETF
|
Reduced | 232,550 | $38,352,144 | 0.97% | |
| UNH |
Unitedhealth Group Inc
Healthcare
|
Reduced | 75,792 | $38,277,991 | 0.97% | |
| VOO |
VANGUARD 500 INDEX FUND
|
Reduced | 108,672 | $35,677,016 | 0.90% | |
| VWO |
VANGUARD EMERGING MARKETS STOCK INDEX FUND
|
Reduced | 912,776 | $33,307,195 | 0.84% | |
| ADI |
Analog Devices Inc
Technology
|
Reduced | 227,518 | $31,702,357 | 0.80% | |
| IEFA |
iShares Core MSCI EAFE ETF
|
Added | 580,232 | $30,560,818 | 0.77% | |
| GS |
Goldman Sachs Group Inc
Financial Services
|
Reduced | 103,455 | $30,317,487 | 0.77% | |
| MA |
Mastercard Inc
Financial Services
|
Added | 103,429 | $29,409,001 | 0.74% | |
| EOG |
Eog Resources Inc
Energy
|
Added | 259,105 | $28,949,801 | 0.73% | |
| HON |
Honeywell International Inc
Industrials
|
Reduced | 173,007 | $28,886,978 | 0.73% | |
| EFA |
iShares MSCI EAFE ETF
|
Reduced | 513,895 | $28,783,258 | 0.73% | |
| AMAT |
Applied Materials Inc
Technology
|
Reduced | 350,100 | $28,683,692 | 0.73% | |
| HEFA |
iShares Currency Hedged MSCI EAFE ETF
|
Added | 955,745 | $28,567,217 | 0.72% | |
| SCHV |
Schwab U.S. Large-Cap Value ETF
|
Reduced | 486,529 | $28,466,763 | 0.72% | |
| NOC |
Northrop Grumman Corp
Industrials
|
Reduced | 57,979 | $27,268,683 | 0.69% | |
| VBK |
VANGUARD SMALL-CAP GROWTH INDEX FUND
|
Added | 139,412 | $27,203,463 | 0.69% | |
| AMGN |
Amgen Inc
Healthcare
|
Reduced | 119,220 | $26,872,187 | 0.68% | |
| SCHG |
Schwab U.S. Large-Cap Growth ETF
|
Reduced | 474,131 | $26,461,251 | 0.67% | |
| DIS |
Walt Disney Co
Communication Services
|
Reduced | 264,494 | $24,949,718 | 0.63% | |
| AMT |
American Tower Corp
Real Estate
|
Reduced | 114,659 | $24,617,286 | 0.62% | |
| PEP |
Pepsico Inc
Consumer Defensive
|
Reduced | 150,562 | $24,580,751 | 0.62% | |
| VZ |
Verizon Communications Inc
Communication Services
|
Reduced | 638,673 | $24,250,413 | 0.61% | |
| MDT |
Medtronic plc
Healthcare
|
Added | 300,281 | $24,247,690 | 0.61% | |
| ABT |
Abbott Laboratories
Healthcare
|
Reduced | 250,252 | $24,214,382 | 0.61% | |
| VYM |
VANGUARD HIGH DIVIDEND YIELD INDEX FUND
|
Reduced | 255,021 | $24,196,392 | 0.61% | |
| IAU |
Ishares Gold Trust
|
Reduced | 764,167 | $24,094,185 | 0.61% |
Showing the top 50 of 890 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.