SONORA INVESTMENT MANAGEMENT, LLC
Filing Date
Global Rank
#2,030
/ 6,032
▲ 71
· as of Sep 2021
Top Industry
Software - Infrastructure
7.4%
Period ended 5 years ago
Filed Nov 12, 2021 · 4y
7 quarters · since Mar 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Unknown
Portfolio style
Measured from the filed 13F common-share book for Sep 30, 2021, never from the firm's own description.
Style
Diversified active
Top 10 weight 26.5%, 62.6 effective positions, active share 57.0% against the S&P 500 as of 2021-09-30; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Low turnover
6.1% over the last four quarters (under 30%)
Horizon
Horizon unknown
The value-weighted holding period is at least 6.5 quarters, but 89.2% of the book was already held when coverage starts
Closest benchmark: the S&P 500 as of 2021-09-30, active share 57.0%; sector active share 17.9% against the combined 13F book's sector weights.
Over time 7 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
1,018 tracked positions · as of Sep 30, 2021 · Δ vs Jun 30, 2021Top Position
5.7%
−0.3 pts
Top 5
17.6%
−0.6 pts
Top 10
26.5%
−0.5 pts
HHI
160
Diversified−4
Portfolio Trend
7 quarters · across all stocks
Sector Breakdown
As of Sep 30, 2021| Sector | % Portfolio | Value |
|---|---|---|
| Technology | 27.0% | $194,427,204 |
| Industrials | 13.4% | $96,369,310 |
| Financial Services | 12.7% | $91,232,455 |
| Consumer Defensive | 11.0% | $79,183,168 |
| Healthcare | 9.7% | $69,955,317 |
| Consumer Cyclical | 8.1% | $58,532,700 |
| Communication Services | 5.3% | $38,093,904 |
| Real Estate | 3.4% | $24,335,674 |
| Basic Materials | 3.2% | $22,772,911 |
| Energy | 3.1% | $22,530,319 |
| Unclassified | 1.6% | $11,645,352 |
| Utilities | 1.6% | $11,247,068 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| EAF | Graftech International Ltd | +436,485 | 446,485 | $4,607,725 | |
| FUBO | FuboTV Inc. | +38,425 | 38,975 | $933,840 | |
| — | +23,284 | 124,439 | $5,579,844 | ||
| KMI | Kinder Morgan, Inc. | +22,868 | 197,641 | $3,306,533 | |
| GNL | Global Net Lease, Inc. | +21,940 | 251,347 | $4,026,578 | |
| LUV | Southwest Airlines Co | +17,616 | 117,561 | $6,046,162 | |
| — | +17,212 | 171,252 | $0 | ||
| WPM | Wheaton Precious Metals Corp. | +14,175 | 54,552 | $2,050,064 | |
| USB | US Bancorp De | +13,080 | 163,608 | $9,724,859 | |
| ORCL | Oracle Corp | +12,931 | 129,059 | $11,244,910 | |
| XOM | ExxonMobil Holdings Corp | +11,830 | 54,378 | $3,198,513 | |
| WPC | W. P. Carey Inc. | +11,811 | 30,046 | $2,194,559 | |
| MRK | Merck & Co., Inc. | +11,053 | 130,414 | $9,795,395 | |
| TFC | Truist Financial Corp | +10,798 | 174,737 | $10,248,325 | |
| CSCO | Cisco Systems, Inc. | +9,308 | 193,347 | $10,523,877 | |
| VLO | Valero Energy Corp | +8,646 | 133,900 | $9,449,323 | |
| Z | Zillow Group, Inc. | +8,372 | 8,572 | $755,536 | |
| CLF | Cleveland-Cliffs Inc. | +8,225 | 208,160 | $4,123,649 | |
| CHI | Calamos Convertible Opportunities & Income Fund | +8,200 | 19,450 | $291,166 | |
| LYB | LyondellBasell Industries N.V. | +7,961 | 76,333 | $7,163,852 | |
| PAYX | Paychex Inc | +6,935 | 44,908 | $5,049,904 | |
| UNP | Union Pacific Corp | +6,358 | 49,801 | $9,761,494 | |
| ET | Energy Transfer LP | +6,200 | 48,606 | $0 | |
| VZ | Verizon Communications Inc | +6,127 | 163,104 | $8,809,247 | |
| PHYS | Sprott Physical Gold Trust | +5,500 | 10,835 | $149,523 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| PNW | Pinnacle West Capital Corp | −40,085 | 15,225 | $1,101,681 | |
| KYN | Kayne Anderson Energy Infrastructure Fund, Inc. | −21,397 | 56,376 | $451,008 | |
| GE | General Electric Co | −16,123 | 2,367 | $243,871 | |
| AAPL | Apple Inc. | −11,566 | 291,908 | $41,304,982 | |
| FCX | Freeport-Mcmoran Inc | −11,083 | 2,787 | $90,661 | |
| T | At&T Inc. | −8,328 | 181,414 | $4,899,991 | |
| IONS | Ionis Pharmaceuticals Inc | −4,962 | 163,703 | $5,490,598 | |
| EVRG | Evergy, Inc. | −2,760 | 123,759 | $7,697,809 | |
| GLW | Corning Inc | −2,370 | 108,860 | $3,972,301 | |
| CSX | Csx Corp | −2,263 | 54,155 | $1,610,569 | |
| — | −2,006 | 327,092 | $0 | ||
| NOK | Nokia Corp | −2,000 | 2,020 | $11,009 | |
| IRM | Iron Mountain Inc | −1,955 | 94,509 | $4,106,416 | |
| EXEL | Exelixis, Inc. | −1,535 | 29,220 | $617,710 | |
| AGNT | AGNT, Inc. | −1,496 | 78,847 | $3,135,745 | |
| BABA | Alibaba Group Holding Ltd | −1,172 | 1,766 | $261,456 | |
| EMR | Emerson Electric Co | −1,050 | 95,527 | $8,998,643 | |
| SVC | Service Properties Trust | −1,005 | 14,955 | $167,645 | |
| CIM | Chimera Investment Corp | −1,000 | 26,900 | $399,464 | |
| SLV | iShares Silver Trust | −1,000 | 2,275 | $46,683 | |
| PFL | Pimco Income Strategy Fund | −880 | 61,081 | $709,761 | |
| INTC | Intel Corp | −847 | 79,585 | $4,240,288 | |
| BMY | Bristol Myers Squibb Co | −838 | 6,536 | $386,735 | |
| CINF | Cincinnati Financial Corp | −778 | 26,572 | $3,035,053 | |
| KMB | Kimberly Clark Corp | −693 | 74,226 | $9,830,491 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| MBB | iShares MBS ETF | 2,279 | $246,451 | |
| SLI | Standard Lithium Ltd. | 21,000 | $170,730 | |
| VGSH | VANGUARD SHORT-TERM TREASURY INDEX FUND | 2,175 | $133,566 | |
| IEFA | iShares Core MSCI EAFE ETF | 1,755 | $130,308 | |
| VCSH | VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND | 1,150 | $94,771 | |
| GUT | Gabelli Utility Trust | 12,015 | $92,162 | |
| JPST | JPMorgan Ultra-Short Income ETF | 1,600 | $81,152 | |
| IJR | iShares Core S&P Small-Cap ETF | 718 | $78,398 | |
| BSV | VANGUARD SHORT-TERM BOND INDEX FUND | 950 | $77,843 | |
| XLU | State Street(R) Utilities Select Sector SPDR(R) ETF | 1,000 | $63,880 | |
| VBK | VANGUARD SMALL-CAP GROWTH INDEX FUND | 200 | $56,032 | |
| AM | Antero Midstream Corp | 5,000 | $52,100 | |
| BCV | Bancroft Fund Ltd | 1,754 | $51,971 | |
| CWB | State Street(R) SPDR(R) Bloomberg Convertible Securities ETF | 579 | $49,417 | |
| EXC | Exelon Corp | 1,000 | $48,339 | |
| LCID | Lucid Group, Inc. | 1,737 | $44,085 | |
| MINT | PIMCO Enhanced Short Maturity Active Exchange-Traded Fund | 423 | $43,116 | |
| RFI | Cohen & Steers Total Return Realty Fund Inc | 2,591 | $42,181 | |
| ARCC | Ares Capital Corp | 2,000 | $40,660 | |
| IWB | iShares Russell 1000 ETF | 168 | $40,607 | |
| — | 1,000 | $39,120 | ||
| NXH | Neighborhood Intelligence, Inc. | 500 | $38,960 | |
| SRVR | Pacer Data & Infrastructure Real Estate ETF | 1,000 | $38,920 | |
| ETG | Eaton Vance Tax-Advantaged Global Dividend Income Fund | 1,755 | $37,346 | |
| JPIN | JPMorgan Diversified Return International Equity ETF | 610 | $36,789 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| VTWO | VANGUARD RUSSELL 2000 INDEX FUND | 1,350 | $124,969 | |
| ACH | Accendra Health Inc | 1,450 | $61,378 | |
| TBCH | Turtle Beach Corp | 1,900 | $60,648 | |
| RNG | RingCentral, Inc. | 200 | $58,116 | |
| SONO | Sonos Inc | 1,250 | $44,037 | |
| RRC | Range Resources Corp | 2,000 | $33,520 | |
| ERII | Energy Recovery, Inc. | 1,320 | $30,069 | |
| CDP | Copt Defense Properties | 1,000 | $27,990 | |
| CLSK | Cleanspark, Inc. | 1,390 | $23,129 | |
| UTZ | Utz Brands, Inc. | 958 | $20,874 | |
| EFA | iShares MSCI EAFE ETF | 191 | $15,066 | |
| FVRR | Fiverr International Ltd. | 50 | $12,124 | |
| GTM | ZoomInfo Technologies Inc. | 200 | $10,434 | |
| CEVA | Ceva Inc | 220 | $10,406 | |
| NYMXF | Nymox Pharmaceutical Corp | 3,800 | $6,004 | |
| FANG | Diamondback Energy, Inc. | 60 | $5,633 | |
| CRL | Charles River Laboratories International, Inc. | 13 | $4,808 | |
| GNTX | Gentex Corp | 131 | $4,334 | |
| ZD | Ziff Davis, Inc. | 30 | $4,126 | |
| DECK | Deckers Outdoor Corp | 10 | $3,840 | |
| EG | Everest Group, Ltd. | 15 | $3,780 | |
| ESS | Essex Property Trust, Inc. | 12 | $3,600 | |
| INFY | Infosys Ltd | 124 | $2,627 | |
| TX | Ternium S.A. | 61 | $2,346 | |
| EMN | Eastman Chemical Co | 19 | $2,218 | |
| No positions match the current search. | ||||
1,018 tracked positions ·
$720,325,382 total
· filing declares
1,089 positions · $797,780,000
· as of Sep 30, 2021
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 1,018 positions by value
· page 1 of 21
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| AAPL |
Apple Inc.
Technology
|
Reduced | 291,908 | $41,304,982 | 5.73% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 133,414 | $37,612,074 | 5.22% | |
| QCOM |
Qualcomm Inc
Technology
|
Reduced | 156,763 | $20,219,291 | 2.81% | |
| RSG |
Republic Services, Inc.
Industrials
|
Added | 115,741 | $13,895,864 | 1.93% | |
| BX |
Blackstone Inc.
Financial Services
|
Added | 116,386 | $13,540,347 | 1.88% | |
| HD |
Home Depot, Inc.
Consumer Cyclical
|
Added | 41,142 | $13,505,272 | 1.87% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Added | 78,904 | $12,915,795 | 1.79% | |
| COST |
Costco Wholesale Corp
Consumer Defensive
|
Added | 28,672 | $12,883,763 | 1.79% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Added | 77,722 | $12,552,103 | 1.74% | |
| ADBE |
Adobe Inc.
Technology
|
Reduced | 21,680 | $12,481,609 | 1.73% | |
| WMT |
Walmart Inc.
Consumer Defensive
|
Added | 89,496 | $12,473,952 | 1.73% | |
| PG |
PROCTER & GAMBLE Co
Consumer Defensive
|
Reduced | 89,116 | $12,458,416 | 1.73% | |
| PFE |
Pfizer Inc
Healthcare
|
Added | 287,236 | $12,354,020 | 1.72% | |
| AJG |
Arthur J. Gallagher & Co.
Financial Services
|
Added | 82,084 | $12,201,786 | 1.69% | |
| TXN |
Texas Instruments Inc
Technology
|
Added | 58,561 | $11,256,009 | 1.56% | |
| ORCL |
Oracle Corp
Technology
|
Added | 129,059 | $11,244,910 | 1.56% | |
| PEP |
Pepsico Inc
Consumer Defensive
|
Added | 73,098 | $10,994,670 | 1.53% | |
| CSCO |
Cisco Systems, Inc.
Technology
|
Added | 193,347 | $10,523,877 | 1.46% | |
| TFC |
Truist Financial Corp
Financial Services
|
Added | 174,737 | $10,248,325 | 1.42% | |
| LMT |
Lockheed Martin Corp
Industrials
|
Added | 29,619 | $10,221,516 | 1.42% | |
| KMB |
Kimberly Clark Corp
Consumer Defensive
|
Reduced | 74,226 | $9,830,491 | 1.36% | |
| MRK |
Merck & Co., Inc.
Healthcare
|
Added | 130,414 | $9,795,395 | 1.36% | |
| UNP |
Union Pacific Corp
Industrials
|
Added | 49,801 | $9,761,494 | 1.36% | |
| RTX |
RTX Corp
Industrials
|
Added | 113,267 | $9,736,431 | 1.35% | |
| USB |
US Bancorp De
Financial Services
|
Added | 163,608 | $9,724,859 | 1.35% | |
| VLO |
Valero Energy Corp
Energy
|
Added | 133,900 | $9,449,323 | 1.31% | |
| EMR |
Emerson Electric Co
Industrials
|
Reduced | 95,527 | $8,998,643 | 1.25% | |
| SBUX |
Starbucks Corp
Consumer Cyclical
|
Added | 81,189 | $8,955,958 | 1.24% | |
| VZ |
Verizon Communications Inc
Communication Services
|
Added | 163,104 | $8,809,247 | 1.22% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 2,655 | $8,721,781 | 1.21% | |
| HON |
Honeywell International Inc
Industrials
|
Added | 39,586 | $8,403,315 | 1.17% | |
| KLAC |
Kla Corp
Technology
|
Added | 24,848 | $8,311,904 | 1.15% | |
| EVRG |
Evergy, Inc.
Utilities
|
Reduced | 123,759 | $7,697,809 | 1.07% | |
| DIS |
Walt Disney Co
Communication Services
|
Added | 44,661 | $7,555,301 | 1.05% | |
| META |
Meta Platforms, Inc.
Communication Services
|
Added | 21,739 | $7,377,999 | 1.02% | |
| V |
Visa Inc.
Financial Services
|
Added | 32,258 | $7,185,469 | 1.00% | |
| LYB |
LyondellBasell Industries N.V.
Basic Materials
|
Added | 76,333 | $7,163,852 | 0.99% | |
| MCD |
Mcdonalds Corp
Consumer Cyclical
|
Added | 29,628 | $7,143,607 | 0.99% | |
| PNC |
Pnc Financial Services Group, Inc.
Financial Services
|
Added | 36,402 | $7,121,687 | 0.99% | |
| MDT |
Medtronic plc
Healthcare
|
Added | 55,379 | $6,941,757 | 0.96% | |
| ACN |
Accenture plc
Technology
|
Added | 21,376 | $6,838,609 | 0.95% | |
| AMGN |
Amgen Inc
Healthcare
|
Added | 30,789 | $6,547,280 | 0.91% | |
| MMM |
3M Co
Industrials
|
Added | 37,228 | $6,530,533 | 0.91% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Added | 2,402 | $6,421,795 | 0.89% | |
| GIS |
General Mills Inc
Consumer Defensive
|
Added | 103,505 | $6,191,669 | 0.86% | |
| LUV |
Southwest Airlines Co
Industrials
|
Added | 117,561 | $6,046,162 | 0.84% | |
| ITW |
Illinois Tool Works Inc
Industrials
|
Added | 28,693 | $5,928,834 | 0.82% | |
| MGM |
MGM Resorts International
Consumer Cyclical
|
Added | 134,770 | $5,815,325 | 0.81% | |
|
|
Added | 124,439 | $5,579,844 | 0.77% | ||
| UNH |
Unitedhealth Group Inc
Healthcare
|
Added | 14,128 | $5,520,374 | 0.77% |
Showing the top 50 of 1,018 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.