SONORA INVESTMENT MANAGEMENT, LLC

CIK

1418539

Location

TUCSON, AZ

Portfolio Value

Small $712,476,687

Diversification

Diversified

Filing Date

Global Rank

#1,726 / 6,000 ▲ 55 · as of Sep 2021

Top Industry

Software - Infrastructure 7.4%

Period ended 4 years ago

Filed Nov 12, 2021 · 4y

7 quarters · since Mar 2020

Portfolio Concentration

831 tracked positions · as of Sep 30, 2021 · Δ vs Jun 30, 2021

Top Position

5.8%

−0.3 pts

Top 5

17.8%

−0.5 pts

Top 10

26.8%

−0.4 pts

HHI

163

Diversified−3

Portfolio Trend

7 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2021

Sector	% Portfolio	Value	Positions
Technology	27.3%	$194,368,620	103
Industrials	13.5%	$96,370,957	92
Financial Services	12.7%	$90,687,182	134
Consumer Defensive	11.1%	$79,181,378	38
Healthcare	9.8%	$69,955,317	89
Consumer Cyclical	8.2%	$58,534,835	87
Communication Services	5.3%	$38,088,143	33
Real Estate	3.6%	$25,553,835	62
Energy	3.2%	$22,957,973	37
Basic Materials	3.2%	$22,789,752	45
Utilities	1.6%	$11,247,068	34
Unclassified	0.4%	$2,741,627	77

Last Quarter's Activity

Export CSV

Sep 30, 2021 vs Jun 30, 2021

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
EAF	Graftech International Ltd	+436,485	446,485	$4,607,725
FUBO	FuboTV Inc.	+38,425	38,975	$933,840
LEG	Leggett & Platt Inc	+23,284	124,439	$5,579,844
KMI	Kinder Morgan, Inc.	+22,868	197,641	$3,306,533
GNL	Global Net Lease, Inc.	+21,940	251,347	$4,026,578
LUV	Southwest Airlines Co	+17,616	117,561	$6,046,162
—		+17,212	171,252	$0
WPM	Wheaton Precious Metals Corp.	+14,175	54,552	$2,050,064
USB	US Bancorp De	+13,080	163,608	$9,724,859
ORCL	Oracle Corp	+12,931	129,059	$11,244,910
XOM	ExxonMobil Holdings Corp	+11,830	54,378	$3,198,513
WPC	W. P. Carey Inc.	+11,811	30,046	$2,194,559
MRK	Merck & Co., Inc.	+11,053	130,414	$9,795,395
TFC	Truist Financial Corp	+10,798	174,737	$10,248,325
CSCO	Cisco Systems, Inc.	+9,308	193,347	$10,523,877
VLO	Valero Energy Corp/Tx	+8,646	133,900	$9,449,323
ZG	Zillow Group, Inc.	+8,372	8,672	$764,394
CLF	Cleveland-Cliffs Inc.	+8,225	208,160	$4,123,649
CHI	Calamos Convertible Opportunities & Income Fund	+8,200	19,450	$291,166
LYB	LyondellBasell Industries N.V.	+7,961	76,333	$7,163,852
PAYX	Paychex Inc	+6,935	44,908	$5,049,904
UNP	Union Pacific Corp	+6,358	49,801	$9,761,494
ET	Energy Transfer LP	+6,200	48,606	$465,645
VZ	Verizon Communications Inc	+6,127	163,104	$8,809,247
PHYS	Sprott Physical Gold Trust	+5,500	10,835	$149,523
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
PNW	Pinnacle West Capital Corp	−40,085	15,225	$1,101,681
KYN	Kayne Anderson Energy Infrastructure Fund, Inc.	−21,397	56,376	$451,008
GE	General Electric Co	−16,123	2,367	$243,871
AAPL	Apple Inc.	−11,566	291,908	$41,304,982
FCX	Freeport-Mcmoran Inc	−11,083	2,787	$90,661
T	At&T Inc.	−8,328	181,414	$4,899,991
IONS	Ionis Pharmaceuticals Inc	−4,862	164,503	$5,517,430
EVRG	Evergy, Inc.	−2,760	123,759	$7,697,809
GLW	Corning Inc /Ny	−2,370	108,860	$3,972,301
CSX	Csx Corp	−2,263	54,155	$1,610,569
—		−2,006	327,092	$0
NOK	Nokia Corp	−2,000	2,020	$11,009
IRM	Iron Mountain Inc	−1,955	94,509	$4,106,416
EXEL	Exelixis, Inc.	−1,535	29,220	$617,710
AGNT	AGNT, Inc.	−1,496	78,847	$3,135,745
BABA	Alibaba Group Holding Ltd	−1,172	1,766	$261,456
EMR	Emerson Electric Co	−1,050	95,527	$8,998,643
SVC	Service Properties Trust	−1,005	14,955	$167,645
SLV	iShares Silver Trust	−1,000	2,275	$46,683
CIM	Chimera Investment Corp	−1,000	26,900	$399,464
PFL	Pimco Income Strategy Fund	−880	61,081	$709,761
INTC	Intel Corp	−847	79,585	$4,240,288
BMY	Bristol Myers Squibb Co	−838	6,536	$386,735
CINF	Cincinnati Financial Corp	−778	26,572	$3,035,053
KMB	Kimberly Clark Corp	−693	74,226	$9,830,491
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
SLI	Standard Lithium Ltd.	21,000	$170,730
GUT	Gabelli Utility Trust	12,015	$92,162
AM	Antero Midstream Corp	5,000	$52,100
BCV	Bancroft Fund Ltd	1,754	$51,971
EXC	Exelon Corp	1,000	$48,339
RFI	Cohen & Steers Total Return Realty Fund Inc	2,591	$42,181
ARCC	Ares Capital Corp	2,000	$40,660
NXH	Neighborhood Intelligence, Inc.	500	$38,960
ETG	Eaton Vance Tax-Advantaged Global Dividend Income Fund	1,755	$37,346
UTG	Reaves Utility Income Fund	1,000	$32,770
RC	Ready Capital Corp	2,098	$30,274
DTM	DT Midstream, Inc.	567	$26,218
EXPD	Expeditors International Of Washington Inc	207	$24,659
CAKE	Cheesecake Factory Inc	500	$23,500
AES	Aes Corp	1,000	$22,830
ORLY	O Reilly Automotive Inc	37	$22,609
SSYS	Stratasys Ltd.	1,000	$21,520
PBR	Petrobras - Petroleo Brasileiro SA	2,000	$20,680
ABR	Arbor Realty Trust Inc	1,000	$18,530
FTV	Fortive Corp	200	$14,113
DDD	3D Systems Corp	500	$13,785
LMND	Lemonade, Inc.	200	$13,402
CF	CF Industries Holdings, Inc.	220	$12,280
STEM	Stem, Inc.	500	$11,945
LRN	Stride, Inc.	300	$10,782
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
ACH	Accendra Health Inc/Va/	1,450	$61,378
TBCH	Turtle Beach Corp	1,900	$60,648
RNG	RingCentral, Inc.	200	$58,116
SONO	Sonos Inc	1,250	$44,037
RRC	Range Resources Corp	2,000	$33,520
ERII	Energy Recovery, Inc.	1,320	$30,069
CDP	Copt Defense Properties	1,000	$27,990
CLSK	Cleanspark, Inc.	1,390	$23,129
UTZ	Utz Brands, Inc.	958	$20,874
FVRR	Fiverr International Ltd.	50	$12,124
GTM	ZoomInfo Technologies Inc.	200	$10,434
CEVA	Ceva Inc	220	$10,406
NYMXF	Nymox Pharmaceutical Corp	3,800	$6,004
FANG	Diamondback Energy, Inc.	60	$5,633
CRL	Charles River Laboratories International, Inc.	13	$4,808
GNTX	Gentex Corp	131	$4,334
ZD	Ziff Davis, Inc.	30	$4,126
DECK	Deckers Outdoor Corp	10	$3,840
EG	Everest Group, Ltd.	15	$3,780
ESS	Essex Property Trust, Inc.	12	$3,600
DBRG	DigitalBridge Group, Inc.	384	$3,033
INFY	Infosys Ltd	124	$2,627
TX	Ternium S.A.	61	$2,346
EMN	Eastman Chemical Co	19	$2,218
FN	Fabrinet	23	$2,205
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

831 tracked positions · $712,476,687 total · filing declares 1,089 positions · $797,780,000 · as of Sep 30, 2021

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 831 positions by value · page 1 of 17

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. Technology	Reduced	291,908	-11,566	$41,304,982	−0.6%	5.80%
MSFT	Microsoft Corp Technology	Added	133,414	+1,096	$37,612,074	+4.9%	5.28%
QCOM	Qualcomm Inc/De Technology	Reduced	156,763	-332	$20,219,291	−10.0%	2.84%
RSG	Republic Services, Inc. Industrials	Added	115,741	+2,205	$13,895,864	+11.3%	1.95%
BX	Blackstone Inc. Financial Services	Added	116,386	+624	$13,540,347	+20.4%	1.90%
HD	Home Depot, Inc. Consumer Cyclical	Added	41,142	+1,013	$13,505,272	+5.5%	1.90%
JPM	Jpmorgan Chase & Co Financial Services	Added	78,904	+2,942	$12,915,795	+9.3%	1.81%
COST	Costco Wholesale Corp /New Consumer Defensive	Added	28,672	+744	$12,883,763	+16.6%	1.81%
JNJ	Johnson & Johnson Healthcare	Added	77,722	+2,209	$12,552,103	+0.9%	1.76%
ADBE	Adobe Inc. Technology	Reduced	21,680	-19	$12,481,609	−1.8%	1.75%
WMT	Walmart Inc. Consumer Defensive	Added	89,496	+3,455	$12,473,952	+2.8%	1.75%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	89,116	-546	$12,458,416	+3.0%	1.75%
PFE	Pfizer Inc Healthcare	Added	287,236	+5,085	$12,354,020	+11.8%	1.73%
AJG	Arthur J. Gallagher & Co. Financial Services	Added	82,084	+4,333	$12,201,786	+12.0%	1.71%
TXN	Texas Instruments Inc Technology	Added	58,561	+2,412	$11,256,009	+4.2%	1.58%
ORCL	Oracle Corp Technology	Added	129,059	+12,931	$11,244,910	+24.4%	1.58%
PEP	Pepsico Inc Consumer Defensive	Added	73,098	+2,845	$10,994,670	+5.6%	1.54%
CSCO	Cisco Systems, Inc. Technology	Added	193,347	+9,308	$10,523,877	+7.9%	1.48%
TFC	Truist Financial Corp Financial Services	Added	174,737	+10,798	$10,248,325	+12.6%	1.44%
LMT	Lockheed Martin Corp Industrials	Added	29,619	+1,419	$10,221,516	−4.2%	1.43%
KMB	Kimberly Clark Corp Consumer Defensive	Reduced	74,226	-693	$9,830,491	−1.9%	1.38%
MRK	Merck & Co., Inc. Healthcare	Added	130,414	+11,053	$9,795,395	+5.5%	1.37%
UNP	Union Pacific Corp Industrials	Added	49,801	+6,358	$9,761,494	+2.2%	1.37%
RTX	RTX Corp Industrials	Added	113,267	+24	$9,736,431	+0.8%	1.37%
USB	US Bancorp De Financial Services	Added	163,608	+13,080	$9,724,859	+13.4%	1.36%
VLO	Valero Energy Corp/Tx Energy	Added	133,900	+8,646	$9,449,323	−3.4%	1.33%
EMR	Emerson Electric Co Industrials	Reduced	95,527	-1,050	$8,998,643	−3.2%	1.26%
SBUX	Starbucks Corp Consumer Cyclical	Added	81,189	+3,389	$8,955,958	+3.0%	1.26%
VZ	Verizon Communications Inc Communication Services	Added	163,104	+6,127	$8,809,247	+0.2%	1.24%
AMZN	Amazon Com Inc Consumer Cyclical	Added	2,655	+234	$8,721,781	+4.7%	1.22%
HON	Honeywell International Inc Industrials	Added	39,586	+1,919	$8,403,315	+1.7%	1.18%
KLAC	Kla Corp Technology	Added	24,848	+1,303	$8,311,904	+8.9%	1.17%
EVRG	Evergy, Inc. Utilities	Reduced	123,759	-2,760	$7,697,809	+0.7%	1.08%
DIS	Walt Disney Co Communication Services	Added	44,661	+3,898	$7,555,301	+5.4%	1.06%
META	Meta Platforms, Inc. Communication Services	Added	21,739	+2,367	$7,377,999	+9.5%	1.04%
V	Visa Inc. Financial Services	Added	32,258	+3,262	$7,185,469	+6.0%	1.01%
LYB	LyondellBasell Industries N.V. Basic Materials	Added	76,333	+7,961	$7,163,852	+1.9%	1.01%
MCD	Mcdonalds Corp Consumer Cyclical	Added	29,628	+2,729	$7,143,607	+15.0%	1.00%
PNC	Pnc Financial Services Group, Inc. Financial Services	Added	36,402	+3,465	$7,121,687	+13.3%	1.00%
MDT	Medtronic plc Healthcare	Added	55,379	+4,697	$6,941,757	+10.3%	0.97%
ACN	Accenture plc Technology	Added	21,376	+1,774	$6,838,609	+18.3%	0.96%
AMGN	Amgen Inc Healthcare	Added	30,789	+416	$6,547,280	−11.6%	0.92%
MMM	3M Co Industrials	Added	37,228	+727	$6,530,533	−9.9%	0.92%
GOOGL	Alphabet Inc. Communication Services	Added	11,935	+191	$6,421,795	+12.7%	0.90%
GIS	General Mills Inc Consumer Defensive	Added	103,505	+393	$6,191,669	−1.4%	0.87%
LUV	Southwest Airlines Co Industrials	Added	117,561	+17,616	$6,046,162	+13.9%	0.85%
ITW	Illinois Tool Works Inc Industrials	Added	28,693	+2,716	$5,928,834	+2.1%	0.83%
MGM	MGM Resorts International Consumer Cyclical	Added	134,770	+3,639	$5,815,325	+4.0%	0.82%
LEG	Leggett & Platt Inc Consumer Cyclical	Added	124,439	+23,284	$5,579,844	+6.5%	0.78%
UNH	Unitedhealth Group Inc Healthcare	Added	14,128	+2,228	$5,520,374	+15.8%	0.77%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.