Strategic Wealth Advisors Group, LLC
Registered adviserFiling Date
Global Rank
#953
/ 6,827
▲ 27
· as of Sep 2022
Top Industry
Consumer Electronics
17.3%
Period ended 4 years ago
Filed Nov 10, 2022 · 3y
11 quarters · since Mar 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Registered adviser
Form ADV roster, Nov 1, 2026
Regulatory AUM
$9,568,838,387
Main clients
Individuals and high net worth
(97% of AUM)
Form ADV history
Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Nov 2026 | $9,568,838,387 | Individuals and high net worth (97%) |
| Apr 2025 to Mar 2026 | $8,486,309,662 | Individuals and high net worth (98%) |
| Apr 2024 to Mar 2025 | $8,146,610,014 | Individuals and high net worth (95%) |
| May 2023 to Mar 2024 | $6,257,201,836 | Individuals and high net worth (94%) |
| Apr 2023 | $6,257,201,836 | Individuals and high net worth (94%) |
| Apr 2022 to Mar 2023 | $6,616,498,087 | Individuals and high net worth (96%) |
3 earlier changes not shown.
Portfolio style
Measured from the filed 13F common-share book for Sep 30, 2022, never from the firm's own description.
Style
Diversified active
Top 10 weight 46.1%, 29.8 effective positions, active share 67.1% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Medium turnover
34.7% over the last four quarters (30% to under 100%)
Horizon
Horizon unknown
The value-weighted holding period is at least 8.6 quarters, but 60.7% of the book was already held when coverage starts
Closest benchmark: every 13F filer's combined book, active share 67.1%; sector active share 35.6% against the combined 13F book's sector weights.
Over time 11 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
532 tracked positions · as of Sep 30, 2022 · Δ vs Jun 30, 2022Top Position
11.1%
−0.6 pts
Top 5
33.0%
−0.8 pts
Top 10
46.1%
−0.8 pts
HHI
336
Diversified−13
Portfolio Trend
11 quarters · across all stocks
Sector Breakdown
As of Sep 30, 2022| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 63.5% | $1,413,231,832 |
| Technology | 11.3% | $250,489,660 |
| Financial Services | 7.2% | $159,486,138 |
| Consumer Cyclical | 5.0% | $110,609,624 |
| Communication Services | 3.5% | $77,171,870 |
| Consumer Defensive | 2.5% | $56,680,630 |
| Healthcare | 2.5% | $54,782,808 |
| Energy | 1.8% | $38,987,815 |
| Industrials | 1.3% | $28,865,360 |
| Utilities | 0.7% | $14,807,337 |
| Real Estate | 0.6% | $13,376,302 |
| Basic Materials | 0.3% | $5,821,752 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| BGCP | BGC Group, Inc. | +251,500 | 314,300 | $987,000 | |
| UCON | First Trust Smith Unconstrained Bond ETF | +217,435 | 245,258 | $5,842,045 | |
| SOFI | SoFi Technologies, Inc. | +207,919 | 408,997 | $1,995,905 | |
| FTSM | First Trust Enhanced Short Maturity ETF | +156,781 | 363,827 | $21,582,217 | |
| FVD | First Trust Value Line Dividend Index Fund | +145,753 | 770,022 | $27,559,087 | |
| FIXD | First Trust Smith Opportunistic Fixed Income ETF | +112,311 | 140,606 | $6,121,985 | |
| COWZ | Pacer US Cash Cows 100 ETF | +89,441 | 239,510 | $9,824,700 | |
| TSLA | Tesla, Inc. | +88,780 | 133,923 | $35,523,075 | |
| RDVY | First Trust Rising Dividend Achievers ETF | +85,337 | 430,689 | $16,745,188 | |
| CERS | Cerus Corp | +84,600 | 120,275 | $432,990 | |
| — | +81,097 | 191,289 | $17,522,072 | ||
| BUG | Global X Cybersecurity ETF | +76,003 | 116,949 | $2,811,453 | |
| SDY | State Street(R) SPDR(R) S&P(R) Dividend ETF | +72,187 | 173,690 | $19,366,435 | |
| RWL | Invesco Ltd. | +66,377 | 117,867 | $7,910,054 | |
| PBTP | Invesco Ltd. | +59,400 | 473,962 | $11,545,714 | |
| — | +50,494 | 66,637 | $2,931,361 | ||
| SPTM | State Street(R) SPDR(R) Portfolio S&P 1500(R) Composite Stock Market ETF | +38,342 | 217,648 | $9,600,453 | |
| NAC | Nuveen California Quality Municipal Income Fund | +34,580 | 640,894 | $7,030,607 | |
| IUSB | iShares Core Universal USD Bond ETF | +34,252 | 127,878 | $5,690,571 | |
| ESGU | iShares ESG Aware MSCI USA ETF | +33,249 | 106,053 | $8,421,668 | |
| QCLN | First Trust NASDAQ Clean Edge Green Energy Index Fund | +30,839 | 225,904 | $12,869,750 | |
| SPYV | State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF | +30,749 | 1,196,499 | $41,267,250 | |
| — | +30,067 | 542,758 | $15,691,133 | ||
| FSMB | First Trust Short Duration Managed Municipal ETF | +29,466 | 96,665 | $1,884,484 | |
| EELV | Invesco Ltd. | +29,438 | 72,393 | $1,519,529 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| GSY | Invesco Ultra Short Duration ETF | −106,544 | 492,348 | $24,317,067 | |
| NLY | Annaly Capital Management Inc | −105,635 | 33,916 | $581,998 | |
| SPYM | State Street(R) SPDR(R) Portfolio S&P 500(R) ETF | −101,796 | 1,081,980 | $45,432,340 | |
| SRLN | State Street(R) Blackstone Senior Loan ETF | −94,452 | 135,520 | $5,538,702 | |
| SPLV | Invesco S&P 500 Low Volatility ETF | −90,648 | 62,670 | $3,624,206 | |
| FCX | Freeport-Mcmoran Inc | −84,057 | 44,004 | $1,202,629 | |
| SPGM | State Street(R) SPDR(R) Portfolio MSCI Global Stock Market ETF | −81,878 | 140,766 | $6,021,969 | |
| SPIP | State Street(R) SPDR(R) Portfolio TIPS ETF | −77,445 | 64,531 | $1,636,506 | |
| DBMF | iMGP DBI Managed Futures Strategy ETF | −74,441 | 19,264 | $653,820 | |
| SDVY | First Trust SMID Cap Rising Dividend Achievers ETF | −73,034 | 60,737 | $1,404,846 | |
| PFM | Victory Portfolios II | −68,147 | 208,817 | $6,753,141 | |
| XLF | State Street Corp | −58,888 | 219,254 | $6,656,551 | |
| VTEB | VANGUARD TAX-EXEMPT BOND INDEX FUND | −42,500 | 53,257 | $2,563,791 | |
| KBE | State Street(R) SPDR(R) S&P(R) Bank ETF | −41,548 | 12,451 | $551,454 | |
| SPAB | State Street(R) SPDR(R) Portfolio Aggregate Bond ETF | −40,734 | 171,060 | $4,267,947 | |
| DTH | WisdomTree International High Dividend Fund | −35,408 | 116,840 | $3,541,420 | |
| VZ | Verizon Communications Inc | −33,962 | 205,169 | $7,790,266 | |
| FPE | First Trust Preferred Securities and Income ETF | −32,928 | 80,763 | $1,348,742 | |
| ANGL | VanEck Fallen Angel High Yield Bond ETF | −32,522 | 38,354 | $1,006,025 | |
| DES | WisdomTree U.S. SmallCap Dividend Fund | −32,094 | 18,335 | $471,942 | |
| SLV | iShares Silver Trust | −29,821 | 42,773 | $748,527 | |
| MINT | PIMCO Enhanced Short Maturity Active Exchange-Traded Fund | −28,224 | 21,143 | $2,090,196 | |
| PSEC | Prospect Capital Corp | −26,293 | 184,198 | $1,142,027 | |
| PFE | Pfizer Inc | −24,755 | 156,733 | $6,858,636 | |
| QQEW | First Trust Nasdaq-100 Select Equal Weight ETF | −24,552 | 16,134 | $1,350,254 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| GOOGL | Alphabet Inc. | 208,301 | $19,923,990 | |
| GOOG | Alphabet Inc. | 159,480 | $15,334,002 | |
| JAAA | Janus Henderson AAA CLO ETF | 241,625 | $11,863,787 | |
| BUFD | FT Vest Laddered Deep Buffer ETF | 348,148 | $6,653,108 | |
| LSAT | 170,127 | $5,479,790 | ||
| AVGO | Broadcom Inc. | 10,069 | $4,470,736 | |
| LSAF | 152,445 | $4,094,672 | ||
| BOND | PIMCO Active Bond Exchange-Traded Fund | 32,440 | $2,910,516 | |
| VIOO | VANGUARD S&P SMALL-CAP 600 INDEX FUND | 16,504 | $2,664,735 | |
| FMB | First Trust Managed Municipal ETF | 51,084 | $2,488,812 | |
| CCI | Crown Castle Inc. | 16,155 | $2,335,205 | |
| SLYV | State Street(R) SPDR(R) S & P 600(TM) Small Cap Value ETF | 31,652 | $2,125,115 | |
| FXU | First Trust Utilities AlphaDEX Fund | 69,155 | $2,112,685 | |
| BEP | Brookfield Renewable Partners L.P. | 62,909 | $1,969,051 | |
| OMFS | Invesco Russell 2000 Dynamic Multifactor ETF | 55,965 | $1,768,605 | |
| FLEU | Franklin FTSE Eurozone ETF | 63,984 | $1,506,503 | |
| — | 1,252,822 | $1,491,000 | ||
| SCHP | Schwab U.S. TIPS ETF | 25,850 | $1,339,030 | |
| NEM | NEWMONT Corp | 27,622 | $1,160,952 | |
| XIFR | XPLR Infrastructure, LP | 15,735 | $1,137,797 | |
| DYLD | 50,605 | $1,098,634 | ||
| HASI | HA Sustainable Infrastructure Capital, Inc. | 35,578 | $1,064,849 | |
| DFCF | Dimensional Core Fixed Income ETF | 23,732 | $971,588 | |
| RGLD | Royal Gold Inc | 10,314 | $967,659 | |
| ADM | Archer-Daniels-Midland Co | 11,617 | $934,587 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| PDBC | Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF | 478,764 | $8,636,902 | |
| RSP | Victory Portfolios II | 28,193 | $3,784,346 | |
| PID | Victory Portfolios II | 185,323 | $3,172,729 | |
| IEF | iShares 7-10 Year Treasury Bond ETF | 27,000 | $2,762,100 | |
| CLX | Clorox Co | 16,199 | $2,283,735 | |
| XITK | State Street(R) SPDR(R) FactSet Innovative Technology ETF | 21,062 | $2,264,501 | |
| BABA | Alibaba Group Holding Ltd | 15,684 | $1,782,957 | |
| JMBS | Janus Henderson Mortgage-Backed Securities ETF | 34,130 | $1,636,874 | |
| VBR | VANGUARD SMALL-CAP VALUE INDEX FUND | 10,335 | $1,548,389 | |
| FXZ | First Trust Materials AlphaDEX Fund | 25,026 | $1,414,469 | |
| DVN | Devon Energy Corp | 24,082 | $1,327,159 | |
| NUE | Nucor Corp | 11,008 | $1,149,345 | |
| NIO | NIO Inc. | 51,757 | $1,124,162 | |
| — | 49,249 | $1,107,000 | ||
| IJJ | iShares S&P Mid-Cap 400 Value ETF | 11,371 | $1,073,536 | |
| VGIT | VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND | 15,783 | $965,288 | |
| SH | ProShares Short S&P500 | 51,901 | $856,366 | |
| VCSH | VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND | 11,185 | $852,968 | |
| ENSG | Ensign Group, Inc | 11,126 | $817,427 | |
| PSQ | ProShares Short QQQ | 49,130 | $707,472 | |
| BKLN | Invesco Ltd. | 34,317 | $695,605 | |
| EIX | Edison International | 10,076 | $637,206 | |
| SLQD | iShares 0-5 Year Investment Grade Corporate Bond ETF | 13,113 | $635,455 | |
| EEMX | State Street(R) SPDR(R) MSCI Emerging Markets Fossil Fuel Reserves Free ETF | 10,283 | $628,527 | |
| EES | WisdomTree U.S. SmallCap Fund | 15,249 | $627,038 | |
| No positions match the current search. | ||||
532 tracked positions ·
$2,224,311,128 total
· filing declares
555 positions · $2,327,166,000
· as of Sep 30, 2022
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 532 positions by value
· page 1 of 11
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| AAPL |
Apple Inc.
Technology
|
Added | 1,018,046 | $140,693,957 | 6.33% | |
| SPY |
Spdr S&P 500 ETF Trust
|
Added | 211,367 | $75,496,065 | 3.39% | |
| QQQ |
Invesco Qqq Trust, Series 1
|
Reduced | 259,616 | $69,384,972 | 3.12% | |
| MSFT |
Microsoft Corp
Technology
|
Reduced | 204,859 | $47,711,661 | 2.15% | |
| SPYM |
State Street(R) SPDR(R) Portfolio S&P 500(R) ETF
|
Reduced | 1,081,980 | $45,432,340 | 2.04% | |
| SPYV |
State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF
|
Added | 1,196,499 | $41,267,250 | 1.86% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 362,255 | $40,934,815 | 1.84% | |
| TSLA |
Tesla, Inc.
Consumer Cyclical
|
Added | 133,923 | $35,523,075 | 1.60% | |
| IVV |
iShares Core S&P 500 ETF
|
Added | 97,786 | $35,070,948 | 1.58% | |
| FVD |
First Trust Value Line Dividend Index Fund
|
Added | 770,022 | $27,559,087 | 1.24% | |
| VIG |
Vanguard Specialized Funds
|
Added | 190,694 | $25,774,201 | 1.16% | |
| ITOT |
iShares Core S&P Total U.S. Stock Market ETF
|
Added | 315,039 | $25,058,202 | 1.13% | |
| GSY |
Invesco Ultra Short Duration ETF
|
Reduced | 492,348 | $24,317,067 | 1.09% | |
| SPYG |
State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF
|
Added | 463,983 | $23,245,548 | 1.05% | |
| FTSM |
First Trust Enhanced Short Maturity ETF
|
Added | 363,827 | $21,582,217 | 0.97% | |
| FTCS |
First Trust Capital Strength ETF
|
Added | 316,430 | $21,017,280 | 0.94% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
NEW | 208,301 | $19,923,990 | 0.90% | |
| V |
Visa Inc.
Financial Services
|
Reduced | 109,044 | $19,371,666 | 0.87% | |
| SDY |
State Street(R) SPDR(R) S&P(R) Dividend ETF
|
Added | 173,690 | $19,366,435 | 0.87% | |
| VTI |
VANGUARD TOTAL STOCK MARKET INDEX FUND
|
Reduced | 103,089 | $18,501,382 | 0.83% | |
|
|
Added | 191,289 | $17,522,072 | 0.79% | ||
| VTV |
VANGUARD VALUE INDEX FUND
|
Added | 139,549 | $17,231,510 | 0.77% | |
|
|
Reduced | 450,041 | $16,980,046 | 0.76% | ||
| RDVY |
First Trust Rising Dividend Achievers ETF
|
Added | 430,689 | $16,745,188 | 0.75% | |
| CVX |
Chevron Corp
Energy
|
Added | 116,235 | $16,699,482 | 0.75% | |
| QQQM |
Invesco Ltd.
Financial Services
|
Added | 149,841 | $16,475,017 | 0.74% | |
| VOO |
VANGUARD 500 INDEX FUND
|
Reduced | 50,140 | $16,460,962 | 0.74% | |
| IWF |
iShares Russell 1000 Growth ETF
|
Added | 77,669 | $16,341,557 | 0.73% | |
| USMV |
iShares MSCI USA Min Vol Factor ETF
|
Reduced | 243,271 | $16,080,213 | 0.72% | |
|
|
Added | 542,758 | $15,691,133 | 0.71% | ||
| VYM |
VANGUARD HIGH DIVIDEND YIELD INDEX FUND
|
Added | 163,754 | $15,536,979 | 0.70% | |
| VOOG |
VANGUARD S&P 500 GROWTH INDEX FUND
|
Reduced | 74,493 | $15,535,500 | 0.70% | |
| GOOG |
Alphabet Inc.
Communication Services
|
NEW | 159,480 | $15,334,002 | 0.69% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Added | 53,795 | $14,364,340 | 0.65% | |
| COST |
Costco Wholesale Corp
Consumer Defensive
|
Reduced | 28,253 | $13,343,044 | 0.60% | |
| QCLN |
First Trust NASDAQ Clean Edge Green Energy Index Fund
|
Added | 225,904 | $12,869,750 | 0.58% | |
|
|
Reduced | 186,600 | $12,690,666 | 0.57% | ||
| SPSB |
State Street(R) SPDR(R) Portfolio Short Term Corporate Bond ETF
|
Added | 432,199 | $12,628,854 | 0.57% | |
| VHT |
VANGUARD HEALTH CARE INDEX FUND
|
Reduced | 55,278 | $12,365,688 | 0.56% | |
| VGT |
VANGUARD INFORMATION TECHNOLOGY INDEX FUND
|
Added | 39,644 | $12,185,360 | 0.55% | |
| NVDA |
Nvidia Corp
Technology
|
Reduced | 98,363 | $11,940,284 | 0.54% | |
| XLK |
State Street(R) Technology Select Sector SPDR(R) ETF
|
Reduced | 100,013 | $11,879,544 | 0.53% | |
| VUG |
VANGUARD GROWTH INDEX FUND
|
Reduced | 55,510 | $11,876,353 | 0.53% | |
| JAAA |
Janus Henderson AAA CLO ETF
|
NEW | 241,625 | $11,863,787 | 0.53% | |
| DFAC |
Dimensional U.S. Core Equity 2 ETF
|
Reduced | 526,619 | $11,712,006 | 0.53% | |
| PBTP |
Invesco Ltd.
Financial Services
|
Added | 473,962 | $11,545,714 | 0.52% | |
| DGRW |
WisdomTree U.S. Quality Dividend Growth Fund
|
Added | 210,971 | $11,373,446 | 0.51% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Reduced | 69,452 | $11,345,678 | 0.51% | |
| DIS |
Walt Disney Co
Communication Services
|
Added | 112,235 | $10,587,127 | 0.48% | |
| IJH |
iShares Core S&P Mid-Cap ETF
|
Added | 45,638 | $10,006,587 | 0.45% |
Showing the top 50 of 532 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.