ALETHEA CAPITAL MANAGEMENT, LLC
Registered adviserRegulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.
Over time 26 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share against every 13F filer's combined book at 20% or less, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
41 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Portfolio Trend
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Healthcare | 79.3% | $189,687,992 |
| Unclassified | 12.4% | $29,739,562 |
| Consumer Defensive | 1.8% | $4,372,050 |
| Energy | 1.5% | $3,505,584 |
| Technology | 1.1% | $2,557,367 |
| Utilities | 1.0% | $2,302,708 |
| Communication Services | 0.8% | $1,832,969 |
| Financial Services | 0.7% | $1,593,385 |
| Consumer Cyclical | 0.5% | $1,290,006 |
| Real Estate | 0.4% | $912,114 |
| Industrials | 0.4% | $905,819 |
| Basic Materials | 0.2% | $464,459 |
Last Quarter's Activity
Export CSVTrimmed
Positions the filer reduced| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| — | −315,512 | 324,526 | $29,739,562 | ||
| AAXJ | iShares MSCI All Country Asia ex Japan ETF | −1,555 | 21,276 | $0 | |
| AXSM | Axsome Therapeutics, Inc. | −358 | 648,756 | $158,796,006 | |
| AGGY | WisdomTree Yield Enhanced U.S. Aggregate Bond Fund | −265 | 7,165 | $0 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| VTRS | Viatris Inc | 78,384 | $1,244,737 | |
| PM | Philip Morris International Inc. | 6,834 | $1,236,338 | |
| ADP | Automatic Data Processing Inc | 5,502 | $1,232,172 | |
| WMB | Williams Companies, Inc. | 15,301 | $1,137,476 | |
| DRI | Darden Restaurants Inc | 5,424 | $1,117,398 | |
| BMY | Bristol Myers Squibb Co | 18,892 | $1,088,557 | |
| ED | Consolidated Edison Inc | 9,767 | $1,080,523 | |
| CVX | Chevron Corp | 5,860 | $971,353 | |
| CMCSA | Comcast Corp | 38,283 | $939,847 | |
| ES | Eversource Energy | 12,915 | $933,367 | |
| WY | Weyerhaeuser Co | 38,100 | $912,114 | |
| LMT | Lockheed Martin Corp | 1,778 | $905,819 | |
| T | At&T Inc. | 43,146 | $893,122 | |
| STZ | Constellation Brands, Inc. | 6,088 | $846,779 | |
| BR | Broadridge Financial Solutions, Inc. | 6,132 | $839,777 | |
| PNC | Pnc Financial Services Group, Inc. | 3,254 | $801,199 | |
| HRL | Hormel Foods Corp /De/ | 28,344 | $703,498 | |
| XOM | ExxonMobil Holdings Corp | 4,400 | $601,568 | |
| SYY | Sysco Corp | 6,962 | $581,883 | |
| OKE | Oneok Inc /New/ | 5,340 | $464,259 | |
| BG | Bunge Global SA | 4,028 | $429,908 | |
| MOS | Mosaic Co | 18,672 | $395,659 | |
| HSY | Hershey Co | 2,016 | $353,707 | |
| EXE | EXPAND ENERGY Corp | 3,629 | $330,928 | |
| AWK | American Water Works Company, Inc. | 2,195 | $288,818 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| SPY | Spdr S&P 500 ETF Trust | 190 | $123,564 | |
| No positions match the current search. | ||||
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| AXSM |
Axsome Therapeutics, Inc.
Healthcare
|
Reduced | 648,756 | $158,796,006 | 66.40% | |
|
|
Reduced | 324,526 | $29,739,562 | 12.43% | ||
| KURA |
Kura Oncology, Inc.
Healthcare
|
Added | 2,167,938 | $23,782,279 | 9.94% | |
| IMRX |
Immuneering Corp
Healthcare
|
Added | 472,935 | $2,359,945 | 0.99% | |
| TEM |
Tempus AI, Inc.
Healthcare
|
Held | 31,554 | $1,827,923 | 0.76% | |
| VTRS |
Viatris Inc
Healthcare
|
NEW | 78,384 | $1,244,737 | 0.52% | |
| PM |
Philip Morris International Inc.
Consumer Defensive
|
NEW | 6,834 | $1,236,338 | 0.52% | |
| ADP |
Automatic Data Processing Inc
Technology
|
NEW | 5,502 | $1,232,172 | 0.52% | |
| WMB |
Williams Companies, Inc.
Energy
|
NEW | 15,301 | $1,137,476 | 0.48% | |
| DRI |
Darden Restaurants Inc
Consumer Cyclical
|
NEW | 5,424 | $1,117,398 | 0.47% | |
| BMY |
Bristol Myers Squibb Co
Healthcare
|
NEW | 18,892 | $1,088,557 | 0.46% | |
| ED |
Consolidated Edison Inc
Utilities
|
NEW | 9,767 | $1,080,523 | 0.45% | |
| CVX |
Chevron Corp
Energy
|
NEW | 5,860 | $971,353 | 0.41% | |
| CMCSA |
Comcast Corp
Communication Services
|
NEW | 38,283 | $939,847 | 0.39% | |
| ES |
Eversource Energy
Utilities
|
NEW | 12,915 | $933,367 | 0.39% | |
| WY |
Weyerhaeuser Co
Real Estate
|
NEW | 38,100 | $912,114 | 0.38% | |
| LMT |
Lockheed Martin Corp
Industrials
|
NEW | 1,778 | $905,819 | 0.38% | |
| T |
At&T Inc.
Communication Services
|
NEW | 43,146 | $893,122 | 0.37% | |
| STZ |
Constellation Brands, Inc.
Consumer Defensive
|
NEW | 6,088 | $846,779 | 0.35% | |
| BR |
Broadridge Financial Solutions, Inc.
Technology
|
NEW | 6,132 | $839,777 | 0.35% | |
| PNC |
Pnc Financial Services Group, Inc.
Financial Services
|
NEW | 3,254 | $801,199 | 0.33% | |
| HRL |
Hormel Foods Corp /De/
Consumer Defensive
|
NEW | 28,344 | $703,498 | 0.29% | |
| XOM |
ExxonMobil Holdings Corp
Energy
|
NEW | 4,400 | $601,568 | 0.25% | |
| RNA |
Atrium Therapeutics, Inc.
Healthcare
|
Held | 43,758 | $588,545 | 0.25% | |
| SYY |
Sysco Corp
Consumer Defensive
|
NEW | 6,962 | $581,883 | 0.24% | |
| WFC |
Wells Fargo & Company/Mn
Financial Services
|
Held | 6,030 | $498,319 | 0.21% | |
| OKE |
Oneok Inc /New/
Energy
|
NEW | 5,340 | $464,259 | 0.19% | |
| BG |
Bunge Global SA
Consumer Defensive
|
NEW | 4,028 | $429,908 | 0.18% | |
| MOS |
Mosaic Co
Basic Materials
|
NEW | 18,672 | $395,659 | 0.17% | |
| HSY |
Hershey Co
Consumer Defensive
|
NEW | 2,016 | $353,707 | 0.15% | |
| EXE |
EXPAND ENERGY Corp
Energy
|
NEW | 3,629 | $330,928 | 0.14% | |
| AWK |
American Water Works Company, Inc.
Utilities
|
NEW | 2,195 | $288,818 | 0.12% | |
| ECPG |
Encore Capital Group Inc
Financial Services
|
NEW | 2,750 | $256,547 | 0.11% | |
| MCHP |
Microchip Technology Inc
Technology
|
NEW | 2,756 | $251,347 | 0.11% | |
| ACN |
Accenture plc
Technology
|
NEW | 1,881 | $234,071 | 0.10% | |
| SJM |
J M SMUCKER Co
Consumer Defensive
|
NEW | 1,955 | $219,937 | 0.09% | |
| GPK |
Graphic Packaging Holding Co
Consumer Cyclical
|
Held | 16,330 | $172,608 | 0.07% | |
| TGB |
Trekor Metals Ltd
Basic Materials
|
Held | 10,000 | $68,800 | 0.03% | |
|
|
Held | 12,000 | $37,320 | 0.02% | ||
| AGGY |
WisdomTree Yield Enhanced U.S. Aggregate Bond Fund
|
Reduced | 7,165 | $0 | 0.00% | |
| AAXJ |
iShares MSCI All Country Asia ex Japan ETF
|
Reduced | 21,276 | $0 | 0.00% |
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.