Reilly Herbert Faulkner III

CIK

1599813

Location

NISKAYUNA, NY

Portfolio Value

Small $315,841,940

Diversification

Diversified

Filing Date

Global Rank

#3,142 / 6,038 ▼ 63 · as of Mar 2021

Top Industry

Software - Application 5.9%

Period ended 5 years ago

Filed May 12, 2021 · 5y

5 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Mar 31, 2021, never from the firm's own description.

Style

Diversified active

Top 10 weight 35.4%, 34.3 effective positions, active share 81.1% against the S&P 500 as of 2021-03-31; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

8.2% over the last four quarters (under 30%)

Horizon

Horizon unknown

The value-weighted holding period is at least 4.9 quarters, but 96.2% of the book was already held when coverage starts

Closest benchmark: the S&P 500 as of 2021-03-31, active share 81.1%; sector active share 43.7% against the combined 13F book's sector weights.

Over time 5 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

55 tracked positions · as of Mar 31, 2021 · Δ vs Dec 31, 2020

Top Position

5.6%

−0.0 pts

Top 5

20.2%

−1.3 pts

Top 10

35.4%

−1.8 pts

HHI

291

Diversified−5

Portfolio Trend

5 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2021

Sector	% Portfolio	Value	Positions
Industrials	17.2%	$54,461,473	12
Technology	17.0%	$53,799,181	6
Consumer Cyclical	16.8%	$53,044,406	7
Consumer Defensive	14.7%	$46,332,787	5
Healthcare	11.9%	$37,561,931	7
Financial Services	8.5%	$26,979,960	5
Utilities	5.7%	$18,150,931	4
Basic Materials	5.6%	$17,535,222	2
Energy	1.8%	$5,573,787	2
Communication Services	0.6%	$2,050,980	3
Unclassified	0.1%	$351,282	2

Last Quarter's Activity

Export CSV

Mar 31, 2021 vs Dec 31, 2020

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
TR	Tootsie Roll Industries Inc	+108,641	337,024	$11,165,593
APH	Amphenol Corp	+68,139	133,441	$17,606,205
FTV	Fortive Corp	+12,846	70,085	$4,950,808
ROL	Rollins Inc	+8,566	269,978	$9,292,642
HSIC	Henry Schein Inc	+7,535	91,581	$6,341,068
CVX	Chevron Corp	+4,856	51,149	$5,359,903
PKG	Packaging Corp Of America	+4,337	46,119	$6,202,083
SCHW	Schwab Charles Corp	+4,184	145,529	$9,485,580
WEC	Wec Energy Group, Inc.	+3,873	84,152	$7,875,785
WM	Waste Management Inc	+3,063	55,331	$7,138,805
RPM	Rpm International Inc	+3,054	89,332	$8,205,144
MKC	Mccormick & Co Inc	+3,007	97,610	$8,702,907
TJX	Tjx Companies Inc	+2,526	126,749	$8,384,446
NEE	Nextera Energy Inc	+2,110	130,382	$9,858,183
JNJ	Johnson & Johnson	+2,064	44,273	$7,276,267
DOV	DOVER Corp	+1,779	62,977	$8,636,036
BDX	Becton Dickinson & Co	+1,667	26,938	$6,549,973
PG	PROCTER & GAMBLE Co	+1,550	67,216	$9,103,062
CLX	Clorox Co	+1,438	43,361	$8,363,469
ADP	Automatic Data Processing Inc	+1,191	47,984	$9,043,544
BRK-B	Berkshire Hathaway Inc	+1,181	23,036	$5,885,006
V	Visa Inc.	+1,148	44,176	$9,353,384
AMGN	Amgen Inc	+1,042	33,152	$8,248,549
TSCO	Tractor Supply Co	+977	63,882	$11,312,224
MTN	Vail Resorts Inc	+963	26,908	$7,847,987
No positions match the current search.

Trimmed

Positions the filer reduced

5 positions

Ticker	Company	Δ Shares	Shares	Value
SR	Spire Inc	−76,423	2,718	$200,833
AAPL	Apple Inc.	−24,270	101,626	$12,413,615
DHR	Danaher Corp	−9,505	37,738	$8,494,068
UPS	United Parcel Service Inc	−1,166	2,152	$365,818
DE	Deere & Co	−6	897	$335,603
No positions match the current search.

New Positions

Positions the filer opened this quarter

3 positions

Ticker	Company	Shares	Value
SXI	Standex International Corp	2,286	$218,473
XOM	ExxonMobil Holdings Corp	3,831	$213,884
MSFT	Microsoft Corp	899	$211,957
No positions match the current search.

Sold Out

Positions the filer fully exited

No qualifying positions this quarter.

Portfolio Positions

Compact Export CSV View 13F filing

55 tracked positions · $315,841,940 total · filing declares 56 positions · $315,899,000 · as of Mar 31, 2021

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 55 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
APH	Amphenol Corp Technology	Added	133,441	+68,139	$17,606,205	+3.1%	5+	before history	5.57%
AAPL	Apple Inc. Technology	Reduced	101,626	-24,270	$12,413,615	−25.7%	5+	before history	3.93%
CTAS	Cintas Corp Industrials	Added	33,382	+584	$11,393,610	−1.7%	5+	before history	3.61%
TSCO	Tractor Supply Co Consumer Cyclical	Added	63,882	+977	$11,312,224	+27.9%	5+	before history	3.58%
TR	Tootsie Roll Industries Inc Consumer Defensive	Added	337,024	+108,641	$11,165,593	+64.6%	5+	before history	3.54%
NEE	Nextera Energy Inc Utilities	Added	130,382	+2,110	$9,858,183	−0.4%	5+	before history	3.12%
AMZN	Amazon Com Inc Consumer Cyclical	Added	3,109	+76	$9,619,494	−2.6%	5+	before history	3.05%
INTU	Intuit Inc. Technology	Added	24,991	+328	$9,573,052	+2.2%	5+	before history	3.03%
SCHW	Schwab Charles Corp Financial Services	Added	145,529	+4,184	$9,485,580	+26.5%	5+	before history	3.00%
UNP	Union Pacific Corp Industrials	Added	42,810	+760	$9,435,752	+7.8%	5+	before history	2.99%
V	Visa Inc. Financial Services	Added	44,176	+1,148	$9,353,384	−0.6%	5+	before history	2.96%
APD	Air Products & Chemicals, Inc. Basic Materials	Added	33,163	+649	$9,330,078	+5.0%	5+	before history	2.95%
ROL	Rollins Inc Consumer Cyclical	Added	269,978	+8,566	$9,292,642	−9.0%	5+	before history	2.94%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	67,216	+1,550	$9,103,062	−0.4%	5+	before history	2.88%
ADP	Automatic Data Processing Inc Technology	Added	47,984	+1,191	$9,043,544	+9.7%	5+	before history	2.86%
COST	Costco Wholesale Corp Consumer Defensive	Added	25,527	+625	$8,997,756	−4.1%	5+	before history	2.85%
MKC	Mccormick & Co Inc Consumer Defensive	Added	97,610	+3,007	$8,702,907	−3.8%	5+	before history	2.76%
DOV	DOVER Corp Industrials	Added	62,977	+1,779	$8,636,036	+11.8%	5+	before history	2.73%
DHR	Danaher Corp Healthcare	Reduced	37,738	-9,505	$8,494,068	−19.1%	5+	before history	2.69%
TJX	Tjx Companies Inc Consumer Cyclical	Added	126,749	+2,526	$8,384,446	−1.2%	5+	before history	2.65%
LII	Lennox International Inc Industrials	Added	26,906	+823	$8,383,640	+17.3%	5+	before history	2.65%
CLX	Clorox Co Consumer Defensive	Added	43,361	+1,438	$8,363,469	−1.2%	5+	before history	2.65%
AMGN	Amgen Inc Healthcare	Added	33,152	+1,042	$8,248,549	+11.7%	5+	before history	2.61%
RPM	Rpm International Inc Basic Materials	Added	89,332	+3,054	$8,205,144	+4.8%	4	$70.71	2.60%
WEC	Wec Energy Group, Inc. Utilities	Added	84,152	+3,873	$7,875,785	+6.6%	5+	before history	2.49%
MTN	Vail Resorts Inc Consumer Cyclical	Added	26,908	+963	$7,847,987	+8.4%	5+	before history	2.48%
POOL	Pool Corp Industrials	Added	21,942	+859	$7,575,256	−3.5%	5+	before history	2.40%
JNJ	Johnson & Johnson Healthcare	Added	44,273	+2,064	$7,276,267	+9.5%	5+	before history	2.30%
WM	Waste Management Inc Industrials	Added	55,331	+3,063	$7,138,805	+15.8%	5+	before history	2.26%
BDX	Becton Dickinson & Co Healthcare	Added	26,938	+1,667	$6,549,973	+3.6%	5+	before history	2.07%
HSIC	Henry Schein Inc Healthcare	Added	91,581	+7,535	$6,341,068	+12.8%	5+	before history	2.01%
PKG	Packaging Corp Of America Consumer Cyclical	Added	46,119	+4,337	$6,202,083	+7.6%	5+	before history	1.96%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	23,036	+1,181	$5,885,006	+16.1%	5+	before history	1.86%
CVX	Chevron Corp Energy	Added	51,149	+4,856	$5,359,903	+37.1%	5+	before history	1.70%
FTV	Fortive Corp Technology	Added	70,085	+12,846	$4,950,808	+22.1%	5+	before history	1.57%
BRK-A	Berkshire Hathaway Inc Financial Services	Held	500	0	$1,929,000	+10.9%	5+	before history	0.61%
GOOG	Alphabet Inc. Communication Services	Held	349	0	$722,000	+18.2%	3	unpriced	0.23%
GOOGL	Alphabet Inc. Communication Services	Held	334	0	$688,881	+17.7%	3	$1,523.81	0.22%
DIS	Walt Disney Co Communication Services	Added	3,469	+81	$640,099	+4.3%	5+	before history	0.20%
HD	Home Depot, Inc. Consumer Cyclical	Added	1,263	+27	$385,530	+17.4%	5+	before history	0.12%
UPS	United Parcel Service Inc Industrials	Reduced	2,152	-1,166	$365,818	−34.5%	5+	before history	0.12%
RTX	RTX Corp Industrials	Held	4,578	0	$353,742	+8.1%	4	unpriced	0.11%
UNH	Unitedhealth Group Inc Healthcare	Added	945	+50	$351,606	+12.0%	5+	before history	0.11%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Added	2,645	+145	$351,282	+8.1%	3	unpriced	0.11%
DE	Deere & Co Industrials	Reduced	897	-6	$335,603	+38.1%	3	$193.09	0.11%
MMM	3M Co Industrials	Held	1,735	0	$334,299	+10.2%	5+	before history	0.11%
JPM	Jpmorgan Chase & Co Financial Services	Held	2,148	0	$326,990	+19.8%	5+	before history	0.10%
VNDA	Vanda Pharmaceuticals Inc. Healthcare	Held	20,000	0	$300,400	+14.3%	3	$10.69	0.10%
HON	Honeywell International Inc Industrials	Held	1,338	0	$290,439	+2.1%	3	unpriced	0.09%
SXI	Standex International Corp Industrials	NEW	2,286	NEW	$218,473	NEW	1	$92.65	0.07%

Showing the top 50 of 55 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.