Aquila Investment Management LLC

CIK

1610392

Location

NEW YORK, NY

Portfolio Value

Micro $88,320,440

Diversification

Diversified

Filing Date

Global Rank

#7,002 / 7,447 ▼ 215 · as of Sep 2024

Top Industry

Software - Application 13.5%

Period ended 2 years ago

Filed Oct 22, 2024 · 2y

12 quarters · since Dec 2021

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Sep 30, 2024, never from the firm's own description.

Style

Diversified active

Top 10 weight 38.4%, 39.0 effective positions, active share 96.0% against the Nasdaq-100 as of 2024-09-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

55.0% over the last four quarters (30% to under 100%)

Horizon

Medium horizon

Value-weighted holding period 7.8 quarters (4 to under 12)

Closest benchmark: the Nasdaq-100 as of 2024-09-30, active share 96.0%; sector active share 22.8% against the combined 13F book's sector weights.

Over time 12 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

62 tracked positions · as of Sep 30, 2024 · Δ vs Jun 30, 2024

Top Position

4.7%

−0.3 pts

Top 5

21.5%

+2.0 pts

Top 10

38.4%

+5.6 pts

HHI

256

Diversified+30

Portfolio Trend

12 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2024

Sector	% Portfolio	Value	Positions
Technology	33.3%	$29,372,210	12
Financial Services	11.2%	$9,901,410	9
Healthcare	10.5%	$9,273,140	5
Real Estate	8.3%	$7,287,960	4
Industrials	6.4%	$5,669,280	6
Communication Services	6.3%	$5,557,560	2
Utilities	6.2%	$5,494,490	8
Energy	6.2%	$5,441,270	4
Consumer Cyclical	5.4%	$4,740,900	4
Basic Materials	4.2%	$3,709,520	5
Consumer Defensive	1.8%	$1,606,400	2
Unclassified	0.3%	$266,300	1

Last Quarter's Activity

Export CSV

Sep 30, 2024 vs Jun 30, 2024

Added To

Positions the filer increased

5 positions

Ticker	Company	Δ Shares	Shares	Value
FHN	First Horizon Corp	+20,000	90,000	$1,397,700
ESTC	Elastic N.V.	+18,000	39,000	$2,993,640
DXCM	Dexcom Inc	+14,000	42,000	$2,815,680
ARM	Arm Holdings PLC	+3,000	24,000	$3,432,240
CBOE	Cboe Global Markets, Inc.	+1,000	10,000	$2,048,700
No positions match the current search.

Trimmed

Positions the filer reduced

6 positions

Ticker	Company	Δ Shares	Shares	Value
LAC	Lithium Americas Corp.	−400,000	450,000	$1,215,000
SVCO	Silvaco Group, Inc.	−25,000	25,000	$357,500
ALSN	Allison Transmission Holdings Inc	−15,000	20,000	$1,921,400
MET	Metlife Inc	−10,000	30,000	$2,474,400
AVAV	AeroVironment Inc	−7,000	5,000	$1,002,500
BIIB	Biogen Inc.	−1,000	2,000	$387,680
No positions match the current search.

New Positions

Positions the filer opened this quarter

12 positions

Ticker	Company	Shares	Value
EXTR	Extreme Networks Inc	64,000	$961,920
PCAR	Paccar Inc	6,000	$592,080
ED	Consolidated Edison Inc	5,000	$520,650
VMC	Vulcan Materials CO	2,000	$500,860
EXC	Exelon Corp	11,000	$446,050
FITB	Fifth Third Bancorp	10,000	$428,400
ETR	Entergy Corp	3,000	$394,830
DTE	Dte Energy Co	3,000	$385,230
NTRS	Northern Trust Corp	4,000	$360,120
FE	Firstenergy Corp	8,000	$354,800
CMS	Cms Energy Corp	5,000	$353,150
D	Dominion Energy, Inc	6,000	$346,740
No positions match the current search.

Sold Out

Positions the filer fully exited

13 positions

Ticker	Company	Shares	Value
DKS	Dick's Sporting Goods, Inc.	13,000	$2,793,050
RSG	Republic Services, Inc.	12,000	$2,332,080
AMBA	Ambarella Inc	40,000	$2,158,000
PEG	Public Service Enterprise Group Inc	29,000	$2,137,300
OXY	Occidental Petroleum Corp	32,000	$2,016,960
MCK	Mckesson Corp	3,000	$1,752,120
LPLA	LPL Financial Holdings Inc.	6,000	$1,675,800
MLM	Martin Marietta Materials Inc	3,000	$1,625,400
VRSK	Verisk Analytics, Inc.	5,000	$1,347,750
ZS	Zscaler, Inc.	7,000	$1,345,330
ARE	Alexandria Real Estate Equities, Inc.	10,000	$1,169,700
MRNA	Moderna, Inc.	3,000	$356,250
—		5,000	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

62 tracked positions · $88,320,440 total · filing declares 63 positions · $89,911,640 · as of Sep 30, 2024

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 62 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
MU	Micron Technology Inc Technology	Held	40,000	0	$4,148,400	−21.2%	12	before history	4.70%
GTM	ZoomInfo Technologies Inc. Technology	Held	400,000	0	$4,128,000	−19.2%	10	$18.21	4.67%
ANET	Arista Networks, Inc. Technology	Held	10,000	0	$3,838,200	+9.5%	12	before history	4.35%
COHR	Coherent Corp. Technology	Held	39,000	0	$3,467,490	+22.7%	7	$43.05	3.93%
ARM	Arm Holdings PLC Technology	Added	24,000	+3,000	$3,432,240	−0.1%	2	$126.55	3.89%
ILMN	Illumina, Inc. Healthcare	Held	25,000	0	$3,260,250	+24.9%	10	unpriced	3.69%
RBLX	Roblox Corp Communication Services	Held	70,000	0	$3,098,200	+18.9%	4	$36.29	3.51%
ESTC	Elastic N.V. Technology	Added	39,000	+18,000	$2,993,640	+25.1%	11	$86.58	3.39%
DXCM	Dexcom Inc Healthcare	Added	42,000	+14,000	$2,815,680	−11.3%	4	$95.48	3.19%
WEC	Wec Energy Group, Inc. Utilities	Held	28,000	0	$2,693,040	+22.6%	3	$80.42	3.05%
MET	Metlife Inc Financial Services	Reduced	30,000	-10,000	$2,474,400	−11.9%	12	before history	2.80%
TTWO	Take Two Interactive Software Inc Communication Services	Held	16,000	0	$2,459,360	−1.1%	12	before history	2.78%
CDNS	Cadence Design Systems Inc Technology	Held	9,000	0	$2,439,270	−11.9%	12	before history	2.76%
CCI	Crown Castle Inc. Real Estate	Held	20,000	0	$2,372,600	+21.4%	8	$128.88	2.69%
VICI	Vici Properties Inc. Real Estate	Held	70,000	0	$2,331,700	+16.3%	12	before history	2.64%
CBOE	Cboe Global Markets, Inc. Financial Services	Added	10,000	+1,000	$2,048,700	+33.9%	5	$161.76	2.32%
WDAY	Workday, Inc. Technology	Held	8,000	0	$1,955,280	+9.3%	12	before history	2.21%
ALSN	Allison Transmission Holdings Inc Consumer Cyclical	Reduced	20,000	-15,000	$1,921,400	−27.7%	7	$44.93	2.18%
IQV	Iqvia Holdings Inc. Healthcare	Held	8,000	0	$1,895,760	+12.1%	12	before history	2.15%
VLO	Valero Energy Corp Energy	Held	14,000	0	$1,890,420	−13.9%	12	before history	2.14%
CZR	Caesars Entertainment, Inc. Consumer Cyclical	Held	45,000	0	$1,878,300	+5.0%	12	before history	2.13%
PWR	Quanta Services, Inc. Industrials	Held	6,000	0	$1,788,900	+17.3%	6	$180.61	2.03%
FANG	Diamondback Energy, Inc. Energy	Held	9,000	0	$1,551,600	−13.9%	3	$182.57	1.76%
SNPS	Synopsys Inc Technology	Held	3,000	0	$1,519,170	−14.9%	12	before history	1.72%
FHN	First Horizon Corp Financial Services	Added	90,000	+20,000	$1,397,700	+26.6%	4	$12.89	1.58%
AMT	American Tower Corp Real Estate	Held	6,000	0	$1,395,360	+19.6%	4	$188.99	1.58%
ROK	Rockwell Automation, Inc Industrials	Held	5,000	0	$1,342,300	−2.5%	10	$238.27	1.52%
CME	Cme Group Inc. Financial Services	Held	6,000	0	$1,323,900	+12.2%	5	$206.07	1.50%
PSX	Phillips 66 Energy	Held	10,000	0	$1,314,500	−6.9%	7	$101.68	1.49%
KHC	Kraft Heinz Co Consumer Defensive	Held	36,000	0	$1,263,960	+9.0%	10	$39.14	1.43%
LAC	Lithium Americas Corp. Basic Materials	Reduced	450,000	-400,000	$1,215,000	−46.7%	4	$5.80	1.38%
IRM	Iron Mountain Inc Real Estate	Held	10,000	0	$1,188,300	+32.6%	4	$62.73	1.35%
AVAV	AeroVironment Inc Industrials	Reduced	5,000	-7,000	$1,002,500	−54.1%	12	before history	1.14%
EXTR	Extreme Networks Inc Technology	NEW	64,000	NEW	$961,920	NEW	1	$14.17	1.09%
BMRN	Biomarin Pharmaceutical Inc Healthcare	Held	13,000	0	$913,770	−14.6%	12	before history	1.03%
XYL	Xylem Inc. Industrials	Held	6,000	0	$810,180	−0.4%	12	before history	0.92%
HBAN	Huntington Bancshares Inc Financial Services	Held	53,000	0	$779,100	+11.5%	6	$10.69	0.88%
ALB	Albemarle Corp Basic Materials	Held	8,000	0	$757,680	−0.8%	4	$137.31	0.86%
STLD	Steel Dynamics Inc Basic Materials	Held	6,000	0	$756,480	−2.6%	12	before history	0.86%
WMB	Williams Companies, Inc. Energy	Held	15,000	0	$684,750	+7.4%	2	$40.11	0.78%
BNY	Bank of New York Mellon Corp Financial Services	Held	9,000	0	$646,740	+20.0%	7	$46.52	0.73%
PCAR	Paccar Inc Industrials	NEW	6,000	NEW	$592,080	NEW	1	$97.78	0.67%
F	Ford Motor Co Consumer Cyclical	Held	50,000	0	$528,000	−15.8%	12	before history	0.60%
ED	Consolidated Edison Inc Utilities	NEW	5,000	NEW	$520,650	NEW	1	$98.91	0.59%
VMC	Vulcan Materials CO Basic Materials	NEW	2,000	NEW	$500,860	NEW	1	$248.33	0.57%
LYB	LyondellBasell Industries N.V. Basic Materials	Held	5,000	0	$479,500	+0.3%	2	$99.21	0.54%
EXC	Exelon Corp Utilities	NEW	11,000	NEW	$446,050	NEW	1	$37.60	0.51%
STT	State Street Corp Financial Services	Held	5,000	0	$442,350	+19.6%	8	$73.64	0.50%
FITB	Fifth Third Bancorp Financial Services	NEW	10,000	NEW	$428,400	NEW	1	$40.69	0.49%
BBY	Best Buy Co Inc Consumer Cyclical	Held	4,000	0	$413,200	+22.6%	2	$79.39	0.47%

Showing the top 50 of 62 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.