Genesee Capital Advisors, LLC

Registered adviser

CIK

1652348

Location

AUBURN, NY

Portfolio Value

Small $300,926,785

Diversification

Diversified

Filing Date

Global Rank

#5,360 / 8,814 ▲ 33 · as of Jun 2026

Top Industry

Semiconductors 14.5%

Period ended 22 days ago

Filed Oct 20, 2026 · 2d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 167353

Roster of Oct 1, 2026

Regulatory AUM

$420,339,749

Main clients

Individuals and high net worth (96% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Oct 2026	$420,339,749	Individuals and high net worth (96%)
Mar 2025 to Feb 2026	$375,236,504	Individuals and high net worth (95%)
Mar 2024 to Feb 2025	$327,436,850	Individuals and high net worth (92%)
May 2023 to Feb 2024	$287,157,526	Individuals and high net worth (89%)
Mar 2023 to Apr 2023	$287,157,526	Individuals and high net worth (89%)
Feb 2022 to Feb 2023	$314,449,981	Individuals and high net worth (91%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 61.9% of the book (60%+)

Turnover

Low turnover

25.8% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 13.0 quarters (12+), a floor since 11.2% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 75.4%; sector active share 54.0% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

183 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

17.5%

−1.5 pts

Top 5

49.9%

−0.0 pts

Top 10

62.8%

+1.0 pts

HHI

694

Diversified−83

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	66.4%	$199,923,907	75
Technology	12.7%	$38,095,246	20
Financial Services	6.9%	$20,720,914	26
Industrials	3.1%	$9,447,049	19
Communication Services	2.8%	$8,330,480	5
Healthcare	2.6%	$7,878,457	12
Consumer Cyclical	2.1%	$6,343,984	7
Energy	1.2%	$3,619,125	6
Basic Materials	1.2%	$3,493,706	9
Real Estate	0.7%	$2,032,509	3
Consumer Defensive	0.3%	$1,041,408	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
OSCR	Oscar Health, Inc.	+30,814	44,338	$1,367,383
QLD	ProShares Ultra QQQ	+20,557	23,972	$2,292,921
UWM	ProShares Ultra Russell2000	+12,629	32,663	$1,852,645
SSO	ProShares Ultra S&P500	+9,653	32,041	$2,221,402
APH	Amphenol Corp	+6,759	12,961	$1,092,612
BTQ	BTQ Technologies Corp.	+5,000	26,304	$76,281
NMFC	New Mountain Finance Corp	+3,694	20,141	$139,375
UPRO	ProShares UltraPro S&P500	+2,263	8,750	$1,285,987
MRX	Marex Group Ltd	+1,826	19,449	$1,356,762
TNA	Direxion Daily Small Cap Bull 3X Shares	+1,405	5,224	$301,633
TLT	iShares 20+ Year Treasury Bond ETF	+1,326	29,423	$2,288,520
QQQI	NEOS Nasdaq-100(R) High Income ETF	+1,061	116,781	$6,487,184
DPST	Direxion Daily Regional Banks Bull 3X Shares	+932	3,543	$387,958
BWA	Borgwarner Inc	+884	12,276	$737,910
BAC	Bank Of America Corp	+814	18,844	$1,025,678
NEM	NEWMONT Corp	+732	2,934	$338,407
VIK	Viking Holdings Ltd	+628	2,628	$205,851
SCHD	Schwab U.S. Dividend Equity ETF	+553	58,791	$1,912,471
NVDU	Direxion Daily NVDA Bull 2X Shares	+540	3,460	$504,122
JCI	Johnson Controls International plc	+469	2,033	$302,205
XBI	State Street(R) SPDR(R) S&P(R) Biotech ETF	+461	1,730	$272,786
GLW	Corning Inc	+442	4,733	$727,746
SPTL	State Street(R) SPDR(R) Portfolio Long Term Treasury ETF	+403	154,302	$3,680,102
IRM	Iron Mountain Inc	+389	8,012	$888,931
ANET	Arista Networks, Inc.	+367	1,613	$328,390
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
SCHB	Schwab U.S. Broad Market ETF	−21,344	1,031,515	$30,233,704
SCHG	Schwab U.S. Large-Cap Growth ETF	−12,794	510,783	$18,352,433
FYX	First Trust Small Cap Core AlphaDEX Fund	−6,182	157,707	$21,225,785
HIMS	Hims & Hers Health, Inc.	−3,769	31,607	$941,572
FXL	First Trust Technology AlphaDEX Fund	−3,367	104,500	$23,094,500
DAX	Global X DAX Germany ETF	−2,379	33,509	$1,474,362
IGV	iShares Expanded Tech-Software Sector ETF	−1,628	65,032	$6,924,607
IBIT	iShares Bitcoin Trust ETF	−1,533	39,089	$1,850,473
QQQ	Invesco Qqq Trust, Series 1	−1,502	20,250	$14,980,342
MAGS	Roundhill Magnificent Seven ETF	−1,315	80,153	$5,746,168
RDVY	First Trust Rising Dividend Achievers ETF	−1,315	31,628	$2,476,156
SUN	Sunoco LP	−1,285	3,673	$267,651
PDFS	Pdf Solutions Inc	−1,252	15,812	$807,202
NBIS	Nebius Group N.V.	−1,166	8,041	$1,896,711
IFV	First Trust Dorsey Wright International Focus 5 ETF	−1,115	93,344	$2,315,677
IEUR	iShares Core MSCI Europe ETF	−1,017	22,727	$1,674,979
CF	CF Industries Holdings, Inc.	−977	7,035	$810,432
ICE	Intercontinental Exchange, Inc.	−878	11,298	$1,717,634
SPY	Spdr S&P 500 ETF Trust	−867	11,737	$8,950,988
NVDA	Nvidia Corp	−838	21,213	$4,844,624
KRE	State Street(R) SPDR(R) S&P(R) Regional Banking ETF	−702	54,308	$3,771,147
IYC	iShares U.S. Consumer Discretionary ETF	−610	8,088	$766,580
IYF	iShares U.S. Financials ETF	−523	6,657	$836,518
PIZ	Invesco Ltd.	−501	53,084	$0
EWJ	iShares MSCI Japan ETF	−496	13,585	$1,323,994
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
DDM	ProShares Ultra Dow30	19,193	$1,174,611
ERO	Ero Copper Corp.	9,191	$337,217
SN	SharkNinja, Inc.	1,693	$304,943
MATX	Matson, Inc.	1,282	$281,578
WAB	Westinghouse Air Brake Technologies Corp	966	$277,415
FCX	Freeport-Mcmoran Inc	3,791	$265,370
NIC	Nicolet Bankshares Inc	1,607	$261,973
ATI	Ati Inc	1,369	$259,288
TECK	Teck Resources Ltd	3,941	$259,278
TD	Toronto Dominion Bank	2,161	$253,982
BHP	BHP Group Ltd	2,972	$252,144
TRGP	Targa Resources Corp.	930	$251,388
SEI	Solaris Energy Infrastructure, Inc.	3,516	$250,268
RIO	Rio Tinto PLC	2,558	$240,886
SPCX	Space Exploration Technologies Corp	1,584	$238,962
MCY	Mercury General Corp	2,414	$238,623
NSC	Norfolk Southern Corp	769	$237,621
ABCB	Ameris Bancorp	2,962	$235,538
AMGN	Amgen Inc	535	$225,507
TSM	Taiwan Semiconductor Manufacturing Co Ltd	482	$219,883
PLAB	Photronics Inc	6,639	$204,348
MSFU	Direxion Daily MSFT Bull 2X Shares	5,116	$201,058
CORZ	Core Scientific, Inc.	10,294	$164,498
IVR	Invesco Mortgage Capital Inc.	11,518	$69,914
ECC	Eagle Point Credit Co	10,238	$35,423
No positions match the current search.

Sold Out

Positions the filer fully exited

14 positions

Ticker	Company	Shares	Value
TQQQ	ProShares UltraPro QQQ	14,385	$1,165,185
FIVE	Five Below, Inc	3,898	$700,821
FMHI	First Trust Municipal High Income ETF	7,121	$345,297
ASTS	AST SpaceMobile, Inc.	3,825	$339,889
VRT	Vertiv Holdings Co	801	$268,190
XTN	State Street(R) SPDR(R) S&P(R) Transportation ETF	2,001	$231,395
LMBS	First Trust Low Duration Opportunities ETF	4,564	$227,195
FMB	First Trust Managed Municipal ETF	4,415	$226,785
BA	Boeing Co	1,006	$217,768
LYV	Live Nation Entertainment, Inc.	1,163	$212,956
FXO	First Trust Financials AlphaDEX Fund	3,356	$209,615
RCL	Royal Caribbean Cruises Ltd	655	$207,982
ORCL	Oracle Corp	1,368	$200,480
NPKI	NPK International Inc.	11,724	$186,528
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

183 tracked positions · $300,926,785 total · filing declares 183 positions · $317,506,060 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology

Showing 1–50 of 183 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
SCHB	Schwab U.S. Broad Market ETF	Reduced	1,031,515	-21,344	$30,233,704	−0.8%	10.05%
FXL	First Trust Technology AlphaDEX Fund	Reduced	104,500	-3,367	$23,094,500	−1.4%	7.67%
FYX	First Trust Small Cap Core AlphaDEX Fund	Reduced	157,707	-6,182	$21,225,785	−10.2%	7.05%
SCHG	Schwab U.S. Large-Cap Growth ETF	Reduced	510,783	-12,794	$18,352,433	+3.6%	6.10%
QQQ	Invesco Qqq Trust, Series 1	Reduced	20,250	-1,502	$14,980,342	−6.5%	4.98%
AAPL	Apple Inc. Technology	Reduced	42,485	-484	$14,148,354	+13.8%	4.70%
SPY	Spdr S&P 500 ETF Trust	Reduced	11,737	-867	$8,950,988	−4.9%	2.97%
IGV	iShares Expanded Tech-Software Sector ETF	Reduced	65,032	-1,628	$6,924,607	—	2.30%
AMD	Advanced Micro Devices Inc Technology	Reduced	11,033	-285	$6,749,548	+2.7%	2.24%
QQQI	NEOS Nasdaq-100(R) High Income ETF	Added	116,781	+1,061	$6,487,184	−1.3%	2.16%
MAGS	Roundhill Magnificent Seven ETF	Reduced	80,153	-1,315	$5,746,168	—	1.91%
NVDA	Nvidia Corp Technology	Reduced	21,213	-838	$4,844,624	+9.8%	1.61%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	8,166	-182	$4,066,259	−2.7%	1.35%
MSFT	Microsoft Corp Technology	Reduced	7,515	-60	$3,854,443	+36.4%	1.28%
KRE	State Street(R) SPDR(R) S&P(R) Regional Banking ETF	Reduced	54,308	-702	$3,771,147	−8.4%	1.25%
SPTL	State Street(R) SPDR(R) Portfolio Long Term Treasury ETF	Added	154,302	+403	$3,680,102	−8.8%	1.22%
GOOGL	Alphabet Inc. Communication Services	Reduced	9,326	-244	$3,208,890	−6.2%	1.07%
IWM	iShares Russell 2000 ETF	Reduced	10,598	-251	$2,945,078	—	0.98%
IDOG	ALPS International Sector Dividend Dogs ETF	Added	64,653	+133	$2,720,598	—	0.90%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	10,808	-414	$2,692,813	+0.7%	0.89%
IWB	iShares Russell 1000 ETF	Reduced	6,278	-12	$2,612,464	—	0.87%
META	Meta Platforms, Inc. Communication Services	Added	3,440	+27	$2,494,619	+29.8%	0.83%
RDVY	First Trust Rising Dividend Achievers ETF	Reduced	31,628	-1,315	$2,476,156	−7.3%	0.82%
IFV	First Trust Dorsey Wright International Focus 5 ETF	Reduced	93,344	-1,115	$2,315,677	−9.0%	0.77%
QLD	ProShares Ultra QQQ	Added	23,972	+20,557	$2,292,921	+593.9%	0.76%
TLT	iShares 20+ Year Treasury Bond ETF	Added	29,423	+1,326	$2,288,520	—	0.76%
SSO	ProShares Ultra S&P500	Added	32,041	+9,653	$2,221,402	+47.3%	0.74%
VGK	VANGUARD EUROPEAN STOCK INDEX FUND	Reduced	24,506	-172	$2,127,120	−2.6%	0.71%
AVGO	Broadcom Inc. Technology	Added	5,999	+101	$2,106,788	−5.4%	0.70%
WMB	Williams Companies, Inc. Energy	Reduced	30,063	-232	$2,043,382	−9.3%	0.68%
SCHD	Schwab U.S. Dividend Equity ETF	Added	58,791	+553	$1,912,471	+3.6%	0.64%
NBIS	Nebius Group N.V. Communication Services	Reduced	8,041	-1,166	$1,896,711	−25.4%	0.63%
UWM	ProShares Ultra Russell2000	Added	32,663	+12,629	$1,852,645	+37.6%	0.62%
IBIT	iShares Bitcoin Trust ETF	Reduced	39,089	-1,533	$1,850,473	+36.8%	0.61%
ICE	Intercontinental Exchange, Inc. Financial Services	Reduced	11,298	-878	$1,717,634	+14.6%	0.57%
IEUR	iShares Core MSCI Europe ETF	Reduced	22,727	-1,017	$1,674,979	—	0.56%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	4,650	-343	$1,649,866	−21.4%	0.55%
BLK	BlackRock, Inc. Financial Services	Reduced	1,408	-126	$1,490,072	+1.0%	0.50%
DAX	Global X DAX Germany ETF	Reduced	33,509	-2,379	$1,474,362	−7.0%	0.49%
MS	Morgan Stanley Financial Services	Added	7,783	+323	$1,463,826	−6.1%	0.49%
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	Reduced	18,679	-109	$1,462,752	−5.8%	0.49%
ING	Ing Groep NV Financial Services	Reduced	40,892	-284	$1,451,666	+12.3%	0.48%
OSCR	Oscar Health, Inc. Healthcare	Added	44,338	+30,814	$1,367,383	+254.5%	0.45%
MRX	Marex Group Ltd Financial Services	Added	19,449	+1,826	$1,356,762	+26.3%	0.45%
GE	General Electric Co Industrials	Reduced	4,288	-128	$1,339,099	−18.9%	0.44%
EFA	iShares MSCI EAFE ETF	Held	12,855	0	$1,335,505	—	0.44%
GS	Goldman Sachs Group Inc Financial Services	Reduced	1,472	-21	$1,325,329	−12.2%	0.44%
EWJ	iShares MSCI Japan ETF	Reduced	13,585	-496	$1,323,994	+0.8%	0.44%
UPRO	ProShares UltraPro S&P500	Added	8,750	+2,263	$1,285,987	+39.8%	0.43%
ABBV	AbbVie Inc. Healthcare	Reduced	4,818	-26	$1,260,340	+3.4%	0.42%

Showing the top 50 of 183 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.