Global Wealth Management Investment Advisory, Inc.

Registered adviser

CIK

1767855

Location

FORT LAUDERDALE, FL

Portfolio Value

Small $713,107,523

Diversification

Diversified

Files via

AE Wealth Management LLC

Filing Date

Global Rank

#3,150 / 8,827 ▼ 53 · as of Jun 2026

Top Industry

Software - Infrastructure 11.1%

Period ended 39 days ago

Filed Nov 4, 2026 · 4d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 286005

Roster of Nov 1, 2026

Regulatory AUM

$722,818,219

Main clients

Individuals and high net worth (98% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$722,818,219	Individuals and high net worth (98%)
Apr 2025 to Mar 2026	$529,098,628	Individuals and high net worth (100%)
Apr 2024 to Mar 2025	$422,042,783	Individuals and high net worth (100%)
May 2023 to Mar 2024	$331,402,981	Individuals and high net worth (100%)
Apr 2023	$331,402,981	Individuals and high net worth (100%)
Apr 2022 to Mar 2023	$352,438,455	Individuals and high net worth (100%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 45.7%, 23.6 effective positions, active share 65.8% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

14.4% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 21.2 quarters (12+), a floor since 70.7% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 65.8%; sector active share 32.9% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

155 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

14.0%

−1.7 pts

Top 5

32.6%

−1.1 pts

Top 10

46.0%

+0.3 pts

HHI

387

Diversified−37

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	39.3%	$280,092,962	66
Technology	16.8%	$119,633,611	14
Financial Services	8.4%	$59,641,120	19
Healthcare	7.5%	$53,636,194	7
Consumer Defensive	5.9%	$41,835,459	10
Energy	4.7%	$33,255,874	6
Consumer Cyclical	4.6%	$32,501,639	7
Industrials	4.4%	$31,186,144	10
Communication Services	4.1%	$29,593,254	5
Utilities	2.5%	$18,180,441	3
Real Estate	1.9%	$13,550,825	8

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	+199,793	221,031	$13,540,359
SLQD	iShares 0-5 Year Investment Grade Corporate Bond ETF	+111,796	387,229	$19,160,090
KHC	Kraft Heinz Co	+43,335	203,491	$4,623,315
CRWD	CrowdStrike Holdings, Inc.	+27,944	40,764	$10,792,269
SO	Southern Co	+27,373	83,204	$6,896,779
WMT	Walmart Inc.	+25,501	64,785	$6,732,457
UPS	United Parcel Service Inc	+22,017	62,366	$5,827,479
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	+19,072	323,460	$25,330,152
DUK	Duke Energy CORP	+15,696	61,334	$6,992,689
HYG	iShares iBoxx $ High Yield Corporate Bond ETF	+13,502	214,975	$16,598,219
NFLX	Netflix Inc	+10,651	56,389	$3,923,546
IBM	International Business Machines Corp	+9,701	30,339	$6,672,456
TFC	Truist Financial Corp	+9,660	159,232	$7,372,441
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	+9,487	399,219	$22,979,045
DCRE	DoubleLine Commercial Real Estate Debt ETF	+9,074	124,708	$6,362,602
SCEC	STERLING CAPITAL ENHANCED CORE BOND ETF	+8,918	272,878	$6,480,852
CMI	Cummins Inc	+8,563	9,144	$4,723,516
HD	Home Depot, Inc.	+7,986	23,203	$6,601,021
DMBS	DoubleLine Mortgage ETF	+7,763	93,957	$4,351,148
OBDC	Blue Owl Capital Corp	+7,553	124,190	$1,302,753
GBDC	GOLUB CAPITAL BDC, Inc.	+6,491	107,677	$1,359,960
GSBD	Goldman Sachs BDC, Inc.	+6,311	118,608	$1,078,146
MU	Micron Technology Inc	+5,839	6,076	$6,471,608
VGIT	VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND	+5,832	81,277	$4,605,154
KMB	Kimberly Clark Corp	+5,629	65,975	$6,427,944
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
JEPI	JPMorgan Equity Premium Income ETF	−198,953	224,966	$12,647,588
IEFA	iShares Core MSCI EAFE ETF	−76,128	142,401	$13,795,808
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	−30,544	65,356	$10,143,251
IEMG	iShares Trust	−9,557	87,539	$0
DAL	Delta Air Lines, Inc.	−6,437	56,532	$4,718,160
PANW	Palo Alto Networks Inc	−5,800	22,034	$8,754,328
RTX	RTX Corp	−5,690	22,411	$4,160,602
GOOGL	Alphabet Inc.	−4,513	27,038	$9,303,235
NET	Cloudflare, Inc.	−4,123	20,301	$7,050,131
CVX	Chevron Corp	−3,389	75,566	$15,431,332
MSFT	Microsoft Corp	−2,111	41,877	$21,478,713
AMGN	Amgen Inc	−1,620	15,081	$6,356,792
VEA	Vanguard FTSE Developed Markets ETF	−1,448	38,204	$2,697,584
QQQ	Invesco Qqq Trust, Series 1	−1,229	29,394	$21,744,799
VUG	VANGUARD GROWTH INDEX FUND	−1,226	35,233	$3,174,845
VTWO	VANGUARD RUSSELL 2000 INDEX FUND	−1,191	4,348	$488,019
—		−768	1,828	$0
VTV	VANGUARD VALUE INDEX FUND	−693	13,747	$2,970,451
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	−519	9,474	$1,854,535
AAPL	Apple Inc.	−413	73,483	$24,471,308
IVV	iShares Core S&P 500 ETF	−406	26,293	$20,136,494
IJH	iShares Core S&P Mid-Cap ETF	−388	181,856	$13,084,539
—		−382	12,426	$0
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	−317	17,033	$1,010,227
PECO	Phillips Edison & Company, Inc.	−315	6,338	$236,660
No positions match the current search.

New Positions

Positions the filer opened this quarter

5 positions

Ticker	Company	Shares	Value
VYMI	VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND	94,952	$9,602,495
XOM	ExxonMobil Holdings Corp	58,251	$9,480,350
IWD	iShares Russell 1000 Value ETF	996	$246,938
VBK	VANGUARD SMALL-CAP GROWTH INDEX FUND	641	$216,549
GE	General Electric Co	690	$215,480
No positions match the current search.

Sold Out

Positions the filer fully exited

10 positions

Ticker	Company	Shares	Value
D	Dominion Energy, Inc	101,280	$6,916,411
VICI	Vici Properties Inc.	193,666	$5,141,832
CCI	Crown Castle Inc.	61,298	$4,642,097
UBER	Uber Technologies, Inc	58,038	$4,188,022
SHOP	Shopify Inc.	36,628	$4,182,185
TMUS	T-Mobile US, Inc.	17,674	$2,964,460
CW	Curtiss Wright Corp	354	$268,247
VT	VANGUARD TOTAL WORLD STOCK INDEX FUND	1,583	$248,451
AEP	American Electric Power Co Inc	1,746	$238,870
GS	Goldman Sachs Group Inc	203	$205,308
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

155 tracked positions · $713,107,523 total · filing declares 155 positions · $728,000,793 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 155 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
NVDA	Nvidia Corp Technology	Reduced	111,661	-143	$25,501,139	+14.0%	3.58%
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	Added	323,460	+19,072	$25,330,152	+0.7%	3.55%
AAPL	Apple Inc. Technology	Reduced	73,483	-413	$24,471,308	+14.4%	3.43%
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	Added	399,219	+9,487	$22,979,045	+1.3%	3.22%
QQQ	Invesco Qqq Trust, Series 1	Reduced	29,394	-1,229	$21,744,799	−3.6%	3.05%
MSFT	Microsoft Corp Technology	Reduced	41,877	-2,111	$21,478,713	+30.9%	3.01%
IVV	iShares Core S&P 500 ETF	Reduced	26,293	-406	$20,136,494	+0.7%	2.82%
SLQD	iShares 0-5 Year Investment Grade Corporate Bond ETF	Added	387,229	+111,796	$19,160,090	+38.1%	2.69%
HYG	iShares iBoxx $ High Yield Corporate Bond ETF	Added	214,975	+13,502	$16,598,219	+3.0%	2.33%
CVX	Chevron Corp Energy	Reduced	75,566	-3,389	$15,431,332	+17.9%	2.16%
JPM	Jpmorgan Chase & Co Financial Services	Added	45,195	+1,288	$14,951,861	+4.0%	2.10%
BAC	Bank Of America Corp Financial Services	Added	267,640	+3,541	$14,567,645	−3.2%	2.04%
IEFA	iShares Core MSCI EAFE ETF	Reduced	142,401	-76,128	$13,795,808	−34.6%	1.93%
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	Added	221,031	+199,793	$13,540,359	+937.3%	1.90%
ABBV	AbbVie Inc. Healthcare	Added	51,351	+1,060	$13,432,908	+6.1%	1.88%
IJH	iShares Core S&P Mid-Cap ETF	Reduced	181,856	-388	$13,084,539	−6.9%	1.83%
JEPI	JPMorgan Equity Premium Income ETF	Reduced	224,966	-198,953	$12,647,588	−47.2%	1.77%
LLY	ELI LILLY & Co Healthcare	Added	9,496	+4,968	$10,987,631	+102.3%	1.54%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	43,914	-32	$10,941,173	+4.5%	1.53%
CRWD	CrowdStrike Holdings, Inc. Technology	Added	40,764	+27,944	$10,792,269	+10.3%	1.51%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Reduced	65,356	-30,544	$10,143,251	−33.1%	1.42%
VYMI	VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND	NEW	94,952	NEW	$9,602,495	NEW	1.35%
XOM	ExxonMobil Holdings Corp Energy	NEW	58,251	NEW	$9,480,350	NEW	1.33%
IJR	iShares Core S&P Small-Cap ETF	Added	68,457	+934	$9,312,890	−7.0%	1.31%
GOOGL	Alphabet Inc. Communication Services	Reduced	27,038	-4,513	$9,303,235	−17.5%	1.30%
PANW	Palo Alto Networks Inc Technology	Reduced	22,034	-5,800	$8,754,328	−7.8%	1.23%
MS	Morgan Stanley Financial Services	Added	41,891	+264	$7,878,859	−9.5%	1.10%
VZ	Verizon Communications Inc Communication Services	Added	170,245	+5,189	$7,809,138	+11.7%	1.10%
TFC	Truist Financial Corp Financial Services	Added	159,232	+9,660	$7,372,441	−1.1%	1.03%
JNJ	Johnson & Johnson Healthcare	Added	27,401	+721	$7,254,140	+7.1%	1.02%
NET	Cloudflare, Inc. Technology	Reduced	20,301	-4,123	$7,050,131	+17.7%	0.99%
META	Meta Platforms, Inc. Communication Services	Added	9,684	+705	$7,022,643	+38.8%	0.98%
DUK	Duke Energy CORP Utilities	Added	61,334	+15,696	$6,992,689	+21.0%	0.98%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	47,642	+1,648	$6,921,429	+2.6%	0.97%
SO	Southern Co Utilities	Added	83,204	+27,373	$6,896,779	+29.1%	0.97%
DLR	Digital Realty Trust, Inc. Real Estate	Added	38,364	+1,218	$6,734,032	+0.9%	0.94%
WMT	Walmart Inc. Consumer Defensive	Added	64,785	+25,501	$6,732,457	+51.3%	0.94%
IBM	International Business Machines Corp Technology	Added	30,339	+9,701	$6,672,456	+15.0%	0.94%
HD	Home Depot, Inc. Consumer Cyclical	Added	23,203	+7,986	$6,601,021	+23.0%	0.93%
SCEC	STERLING CAPITAL ENHANCED CORE BOND ETF	Added	272,878	+8,918	$6,480,852	−1.9%	0.91%
MU	Micron Technology Inc Technology	Added	6,076	+5,839	$6,471,608	+2265.6%	0.91%
KMB	Kimberly Clark Corp Consumer Defensive	Added	65,975	+5,629	$6,427,944	−3.0%	0.90%
CSCO	Cisco Systems, Inc. Technology	Added	59,131	+1,110	$6,364,269	−6.6%	0.89%
DCRE	DoubleLine Commercial Real Estate Debt ETF	Added	124,708	+9,074	$6,362,602	+6.2%	0.89%
AMGN	Amgen Inc Healthcare	Reduced	15,081	-1,620	$6,356,792	+5.1%	0.89%
CAT	Caterpillar Inc Industrials	Added	7,576	+372	$6,142,545	−19.9%	0.86%
MCK	Mckesson Corp Healthcare	Added	7,066	+2,145	$6,033,021	+62.3%	0.85%
DVN	Devon Energy Corp Energy	Added	129,725	+1,754	$5,972,539	+13.0%	0.84%
UPS	United Parcel Service Inc Industrials	Added	62,366	+22,017	$5,827,479	+34.4%	0.82%
COST	Costco Wholesale Corp Consumer Defensive	Added	6,251	+1,056	$5,690,535	+17.1%	0.80%

Showing the top 50 of 155 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.