HawsGoodwin Investment Management LLC

CIK

1799500

Location

FRANKLIN, TN

Portfolio Value

Small $324,032,986

Diversification

Highly concentrated

Filing Date

Global Rank

#3,717 / 6,919 ▼ 173 · as of Dec 2021

Top Industry

Consumer Electronics 8.4%

Period ended 4 years ago

Filed Feb 9, 2022 · 4y

8 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Dec 31, 2021, never from the firm's own description.

Style

Concentrated

The top 10 positions are 78.1% of the book (60%+)

Turnover

Low turnover

28.8% over the last four quarters (under 30%)

Horizon

Horizon unknown

The value-weighted holding period is at least 7.0 quarters, but 62.9% of the book was already held when coverage starts

Closest benchmark: the S&P 500 as of 2021-12-31, active share 86.0%; sector active share 44.9% against the combined 13F book's sector weights.

Over time 8 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

113 tracked positions · as of Dec 31, 2021 · Δ vs Sep 30, 2021

Top Position

50.5%

−1.3 pts

Top 5

70.5%

−0.2 pts

Top 10

78.1%

+0.1 pts

HHI

2,685

Highly concentrated−117

Portfolio Trend

8 quarters · across all stocks

Sector Breakdown

As of Dec 31, 2021

Sector	% Portfolio	Value	Positions
Unclassified	74.2%	$240,440,791	65
Technology	4.7%	$15,237,648	6
Industrials	3.9%	$12,532,139	8
Consumer Cyclical	3.8%	$12,264,402	6
Financial Services	3.2%	$10,448,306	7
Healthcare	3.2%	$10,348,310	6
Communication Services	2.5%	$7,951,245	4
Consumer Defensive	2.4%	$7,829,051	6
Utilities	1.1%	$3,597,266	3
Real Estate	0.7%	$2,264,525	1
Basic Materials	0.3%	$1,119,303	1

Last Quarter's Activity

Export CSV

Dec 31, 2021 vs Sep 30, 2021

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
IAU	Ishares Gold Trust	+32,862	551,828	$19,209,132
COMT	iShares GSCI Commodity Dynamic Roll Strategy ETF	+24,687	292,583	$9,034,963
JPST	JPMorgan Ultra-Short Income ETF	+14,938	82,828	$4,181,157
IYE	iShares U.S. Energy ETF	+8,212	264,487	$7,961,058
ESGU	iShares ESG Aware MSCI USA ETF	+8,131	370,127	$39,936,703
IXG	iShares Global Financials ETF	+7,616	53,877	$4,313,392
FALN	iShares Fallen Angels USD Bond ETF	+5,392	156,935	$4,703,341
ISRG	Intuitive Surgical Inc	+4,207	6,266	$2,251,373
EFG	iShares MSCI EAFE Growth ETF	+4,044	183,558	$20,244,611
VOO	VANGUARD 500 INDEX FUND	+3,750	36,812	$16,071,014
VLUE	iShares MSCI USA Value Factor ETF	+3,529	114,760	$12,562,777
IVV	iShares Core S&P 500 ETF	+2,990	3,084	$1,471,037
JPHY	JPMorgan Active High Yield ETF	+2,459	60,910	$0
VB	Vanguard Index Funds	+2,054	34,600	$7,819,946
IXN	iShares Global Tech ETF	+1,420	146,314	$9,421,158
EFA	iShares MSCI EAFE ETF	+1,139	47,006	$3,698,432
MO	Altria Group, Inc.	+966	39,853	$1,888,633
MTUM	iShares MSCI USA Momentum Factor ETF	+963	15,138	$2,752,391
SPY	Spdr S&P 500 ETF Trust	+546	26,706	$12,684,281
EMB	iShares J.P. Morgan USD Emerging Markets Bond ETF	+517	9,888	$1,078,385
TIP	iShares TIPS Bond ETF	+489	13,598	$1,756,861
DHI	Horton D R Inc	+357	3,162	$342,918
ALL	Allstate Corp	+341	15,698	$1,846,869
WMT	Walmart Inc.	+207	11,370	$1,645,125
AN	Autonation, Inc.	+96	47,650	$5,567,902
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
GOVT	iShares U.S. Treasury Bond ETF	−78,474	270,174	$7,208,242
MBB	iShares MBS ETF	−30,334	49,816	$5,351,732
IUSB	iShares Core Universal USD Bond ETF	−21,664	118,177	$6,255,108
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	−18,771	123,117	$6,633,543
VMBS	VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND	−9,638	18,365	$970,406
VZ	Verizon Communications Inc	−7,769	16,777	$871,732
AGG	iShares Core U.S. Aggregate Bond ETF	−4,375	11,683	$1,332,796
RSG	Republic Services, Inc.	−3,013	15,860	$2,211,677
ESGE	iShares Trust	−3,006	381,505	$0
HRL	Hormel Foods Corp	−2,740	28,835	$1,407,436
MMM	3M Co	−2,143	2,584	$458,996
SHYG	iShares 0-5 Year High Yield Corporate Bond ETF	−2,131	33,012	$1,495,443
EFV	iShares MSCI EAFE Value ETF	−1,248	247,163	$12,454,543
FDX	Fedex Corp	−1,209	10,473	$2,708,737
USMV	iShares MSCI USA Min Vol Factor ETF	−1,135	32,126	$2,598,993
TLT	iShares 20+ Year Treasury Bond ETF	−1,056	308	$45,642
CSCO	Cisco Systems, Inc.	−819	11,607	$735,535
PFE	Pfizer Inc	−817	29,447	$1,738,845
BTI	British American Tobacco p.l.c.	−682	27,411	$1,025,445
ED	Consolidated Edison Inc	−632	11,952	$1,019,744
LNT	Alliant Energy Corp	−600	21,151	$1,300,151
—		−596	7,655	$0
KO	Coca Cola Co	−559	19,692	$1,165,963
BNY	Bank of New York Mellon Corp	−526	45,209	$2,625,738
V	Visa Inc.	−450	12,900	$2,795,559
No positions match the current search.

New Positions

Positions the filer opened this quarter

1 positions

Ticker	Company	Shares	Value	Open
HD	Home Depot, Inc.	567	$235,310
No positions match the current search.

Sold Out

Positions the filer fully exited

4 positions

Ticker	Company	Shares	Value
LQD	iShares iBoxx $ Investment Grade Corporate Bond ETF	221	$29,399
VO	VANGUARD MID-CAP INDEX FUND	55	$13,021
VGIT	VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND	29	$1,958
ITA	iShares U.S. Aerospace & Defense ETF	3	$312
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

113 tracked positions · $324,032,986 total · filing declares 113 positions · $343,248,000 · as of Dec 31, 2021

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 113 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
ESGU	iShares ESG Aware MSCI USA ETF	Added	370,127	+8,131	$39,936,703	+12.0%	8+	before history	12.32%
EFG	iShares MSCI EAFE Growth ETF	Added	183,558	+4,044	$20,244,611	+5.9%	7	unpriced	6.25%
IAU	Ishares Gold Trust	Added	551,828	+32,862	$19,209,132	+10.8%	8+	before history	5.93%
VOO	VANGUARD 500 INDEX FUND	Added	36,812	+3,750	$16,071,014	+23.2%	8+	before history	4.96%
SPY	Spdr S&P 500 ETF Trust	Added	26,706	+546	$12,684,281	+13.0%	8+	before history	3.91%
VLUE	iShares MSCI USA Value Factor ETF	Added	114,760	+3,529	$12,562,777	+12.2%	7	unpriced	3.88%
EFV	iShares MSCI EAFE Value ETF	Reduced	247,163	-1,248	$12,454,543	−1.4%	4	unpriced	3.84%
IXN	iShares Global Tech ETF	Added	146,314	+1,420	$9,421,158	+14.8%	8+	before history	2.91%
COMT	iShares GSCI Commodity Dynamic Roll Strategy ETF	Added	292,583	+24,687	$9,034,963	−5.9%	3	$33.07	2.79%
IYE	iShares U.S. Energy ETF	Added	264,487	+8,212	$7,961,058	+9.9%	3	unpriced	2.46%
VB	Vanguard Index Funds	Added	34,600	+2,054	$7,819,946	+9.9%	8+	before history	2.41%
GOVT	iShares U.S. Treasury Bond ETF	Reduced	270,174	-78,474	$7,208,242	−22.1%	8+	before history	2.22%
AAPL	Apple Inc. Technology	Reduced	39,659	-224	$7,042,248	+24.8%	8+	before history	2.17%
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	Reduced	123,117	-18,771	$6,633,543	−14.4%	7	unpriced	2.05%
IUSB	iShares Core Universal USD Bond ETF	Reduced	118,177	-21,664	$6,255,108	−16.0%	4	unpriced	1.93%
AN	Autonation, Inc. Consumer Cyclical	Added	47,650	+96	$5,567,902	−3.8%	7	$36.82	1.72%
MBB	iShares MBS ETF	Reduced	49,816	-30,334	$5,351,732	−38.3%	5	unpriced	1.65%
FALN	iShares Fallen Angels USD Bond ETF	Added	156,935	+5,392	$4,703,341	+3.1%	4	unpriced	1.45%
GLD	Spdr Gold Trust	Held	26,953	0	$4,607,884	+4.1%	8+	before history	1.42%
IHI	iShares U.S. Medical Devices ETF	Reduced	66,845	-145	$4,401,743	+4.7%	7	unpriced	1.36%
IXG	iShares Global Financials ETF	Added	53,877	+7,616	$4,313,392	+18.9%	3	unpriced	1.33%
JPST	JPMorgan Ultra-Short Income ETF	Added	82,828	+14,938	$4,181,157	+21.4%	8+	before history	1.29%
EFA	iShares MSCI EAFE ETF	Added	47,006	+1,139	$3,698,432	+3.4%	8+	before history	1.14%
META	Meta Platforms, Inc. Communication Services	Added	10,038	+5	$3,376,281	−0.8%	8+	before history	1.04%
ADBE	Adobe Inc. Technology	Reduced	5,826	-149	$3,303,691	−4.0%	8+	before history	1.02%
V	Visa Inc. Financial Services	Reduced	12,900	-450	$2,795,559	−6.0%	8+	before history	0.86%
MTUM	iShares MSCI USA Momentum Factor ETF	Added	15,138	+963	$2,752,391	+10.6%	4	unpriced	0.85%
FDX	Fedex Corp Industrials	Reduced	10,473	-1,209	$2,708,737	+5.7%	7	unpriced	0.84%
UNH	Unitedhealth Group Inc Healthcare	Reduced	5,363	-25	$2,692,976	+27.9%	8+	before history	0.83%
BNY	Bank of New York Mellon Corp Financial Services	Reduced	45,209	-526	$2,625,738	+10.7%	8+	before history	0.81%
USMV	iShares MSCI USA Min Vol Factor ETF	Reduced	32,126	-1,135	$2,598,993	+6.3%	8+	before history	0.80%
AZO	Autozone Inc Consumer Cyclical	Added	1,230	+11	$2,578,559	+24.6%	4	$1,243.60	0.80%
CSGP	Costar Group, Inc. Real Estate	Reduced	28,654	-235	$2,264,525	−8.9%	8+	before history	0.70%
ISRG	Intuitive Surgical Inc Healthcare	Added	6,266	+4,207	$2,251,373	+10.0%	8+	before history	0.69%
ABT	Abbott Laboratories Healthcare	Reduced	15,786	-331	$2,221,721	+16.7%	8+	before history	0.69%
PAYX	Paychex Inc Technology	Reduced	16,261	-344	$2,219,626	+18.9%	8+	before history	0.69%
RSG	Republic Services, Inc. Industrials	Reduced	15,860	-3,013	$2,211,677	−2.4%	8+	before history	0.68%
SBUX	Starbucks Corp Consumer Cyclical	Added	17,744	+7	$2,075,515	+6.1%	8+	before history	0.64%
IEFA	iShares Core MSCI EAFE ETF	Reduced	26,365	-159	$1,967,883	−0.1%	8+	before history	0.61%
ETN	Eaton Corp plc Industrials	Reduced	10,997	-303	$1,900,501	+12.6%	8+	before history	0.59%
MO	Altria Group, Inc. Consumer Defensive	Added	39,853	+966	$1,888,633	+6.7%	7	$39.83	0.58%
		Reduced	14,116	-144	$1,861,900	−8.2%	8+	before history	0.57%
ALL	Allstate Corp Financial Services	Added	15,698	+341	$1,846,869	−5.5%	8+	before history	0.57%
DIS	Walt Disney Co Communication Services	Reduced	11,888	-116	$1,841,332	−9.3%	8+	before history	0.57%
TIP	iShares TIPS Bond ETF	Added	13,598	+489	$1,756,861	+5.0%	3	unpriced	0.54%
PFE	Pfizer Inc Healthcare	Reduced	29,447	-817	$1,738,845	+33.6%	8+	before history	0.54%
UPS	United Parcel Service Inc Industrials	Reduced	8,025	-203	$1,720,078	+14.8%	8+	before history	0.53%
WMT	Walmart Inc. Consumer Defensive	Added	11,370	+207	$1,645,125	+5.7%	8+	before history	0.51%
WM	Waste Management Inc Industrials	Reduced	9,595	-235	$1,601,405	+9.1%	8+	before history	0.49%
SHYG	iShares 0-5 Year High Yield Corporate Bond ETF	Reduced	33,012	-2,131	$1,495,443	−6.9%	8+	before history	0.46%

Showing the top 50 of 113 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.