Halpern Financial, Inc.
CIK
1994335
Location
ASHBURN, VA
Portfolio Value
Small
$386,196,054
Diversification
Highly concentrated
Filing Date
Global Rank
#3,672
/ 7,447
▲ 20
· as of Sep 2024
Top Industry
Oil & Gas Integrated
25.2%
Period ended 2 years ago
Filed Oct 4, 2024 · 2y
19 quarters · since Mar 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Unknown
Portfolio style
Measured from the filed 13F common-share book for Sep 30, 2024, never from the firm's own description.
Style
Concentrated
The top 10 positions are 95.8% of the book (60%+)
Turnover
Low turnover
14.6% over the last four quarters (under 30%)
Horizon
Long horizon
Value-weighted holding period 17.2 quarters (12+), a floor since 75.2% of the book was already held when coverage starts
Closest benchmark: every 13F filer's combined book, active share 89.3%; sector active share 82.6% against the combined 13F book's sector weights.
Over time 19 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
226 tracked positions · as of Sep 30, 2024 · Δ vs Jun 30, 2024Top Position
49.2%
−1.6 pts
Top 5
81.8%
+0.3 pts
Top 10
95.8%
+0.3 pts
HHI
2,751
Highly concentrated−123
Portfolio Trend
19 quarters · across all stocks
Sector Breakdown
As of Sep 30, 2024| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 94.7% | $365,907,030 |
| Energy | 1.4% | $5,389,800 |
| Financial Services | 1.2% | $4,710,944 |
| Consumer Cyclical | 0.9% | $3,402,493 |
| Technology | 0.8% | $2,945,889 |
| Healthcare | 0.3% | $1,077,981 |
| Consumer Defensive | 0.2% | $853,428 |
| Real Estate | 0.2% | $742,300 |
| Communication Services | 0.2% | $674,651 |
| Industrials | 0.1% | $321,597 |
| Utilities | 0.0% | $108,651 |
| Basic Materials | 0.0% | $61,290 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| VWO | VANGUARD EMERGING MARKETS STOCK INDEX FUND | +43,641 | 371,304 | $17,766,896 | |
| SPDW | State Street(R) SPDR(R) Portfolio Developed World ex-US ETF | +40,609 | 842,980 | $31,662,328 | |
| JEPI | JPMorgan Equity Premium Income ETF | +22,643 | 242,713 | $14,443,850 | |
| SCHM | Schwab U.S. Mid-Cap ETF | +14,810 | 67,075 | $5,573,268 | |
| VTV | VANGUARD VALUE INDEX FUND | +10,450 | 60,200 | $10,509,114 | |
| SCHD | Schwab U.S. Dividend Equity ETF | +8,803 | 253,173 | $21,400,739 | |
| VB | Vanguard Index Funds | +7,076 | 57,497 | $13,638,863 | |
| JCPI | JPMorgan Inflation Managed Bond ETF | +5,477 | 224,635 | $10,784,726 | |
| IJR | iShares Core S&P Small-Cap ETF | +3,289 | 106,988 | $12,513,316 | |
| XOM | ExxonMobil Holdings Corp | +2,092 | 43,551 | $5,105,048 | |
| VOO | VANGUARD 500 INDEX FUND | +2,051 | 21,872 | $11,541,198 | |
| VUG | VANGUARD GROWTH INDEX FUND | +1,760 | 11,849 | $4,549,184 | |
| IJH | iShares Core S&P Mid-Cap ETF | +492 | 132,268 | $8,242,941 | |
| TSLA | Tesla, Inc. | +172 | 506 | $132,384 | |
| IWB | iShares Russell 1000 ETF | +86 | 660 | $207,497 | |
| NVDA | Nvidia Corp | +76 | 466 | $56,591 | |
| SPYG | State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF | +63 | 878 | $72,821 | |
| XLU | State Street(R) Utilities Select Sector SPDR(R) ETF | +41 | 149 | $12,036 | |
| KO | Coca Cola Co | +37 | 1,434 | $103,047 | |
| WMT | Walmart Inc. | +20 | 320 | $25,840 | |
| NEE | Nextera Energy Inc | +18 | 1,018 | $86,051 | |
| ORCL | Oracle Corp | +14 | 514 | $87,585 | |
| XLK | State Street(R) Technology Select Sector SPDR(R) ETF | +14 | 51 | $11,513 | |
| MDY | Spdr S&P Midcap 400 ETF Trust | +12 | 1,605 | $914,304 | |
| ABBV | AbbVie Inc. | +12 | 162 | $31,991 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| FHLC | Fidelity MSCI Health Care Index ETF | −21,880 | 27,150 | $1,976,520 | |
| FVAL | Fidelity Value Factor ETF | −18,963 | 155,686 | $9,434,571 | |
| USMV | iShares MSCI USA Min Vol Factor ETF | −12,144 | 362,245 | $33,076,590 | |
| IVW | iShares S&P 500 Growth ETF | −10,745 | 237,739 | $22,763,509 | |
| INTC | Intel Corp | −7,000 | 486 | $11,401 | |
| IVE | iShares S&P 500 Value ETF | −6,940 | 254,034 | $50,087,883 | |
| FTEC | Fidelity MSCI Information Technology Index ETF | −3,835 | 62,205 | $10,854,772 | |
| TLRY | Tilray Brands, Inc. | −3,352 | 2,514 | $4,424 | |
| IVV | iShares Core S&P 500 ETF | −3,134 | 57,666 | $33,262,902 | |
| IEFA | iShares Core MSCI EAFE ETF | −2,360 | 155,026 | $12,099,779 | |
| IVOV | VANGUARD S&P MID-CAP 400 VALUE INDEX FUND | −2,043 | 1,648 | $157,763 | |
| IEMG | iShares Trust | −1,435 | 73,124 | $0 | |
| IJS | iShares S&P Small-Cap 600 Value ETF | −1,421 | 1 | $107 | |
| CRWD | CrowdStrike Holdings, Inc. | −500 | 3,498 | $981,084 | |
| NDAQ | Nasdaq, Inc. | −380 | 19,420 | $1,417,854 | |
| IJT | iShares S&P Small-Cap 600 Growth ETF | −335 | 8,295 | $1,157,069 | |
| MO | Altria Group, Inc. | −330 | 850 | $43,384 | |
| FTNT | Fortinet, Inc. | −300 | 1,000 | $77,550 | |
| PG | PROCTER & GAMBLE Co | −210 | 1,461 | $253,045 | |
| GOOG | Alphabet Inc. | −207 | 440 | $73,563 | |
| EFAV | iShares MSCI EAFE Min Vol Factor ETF | −200 | 400 | $30,680 | |
| SPY | Spdr S&P 500 ETF Trust | −190 | 10,174 | $5,837,434 | |
| NVO | Novo Nordisk A S | −163 | 50 | $5,953 | |
| BRK-B | Berkshire Hathaway Inc | −148 | 2,953 | $1,359,147 | |
| IRM | Iron Mountain Inc | −137 | 724 | $86,032 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| RVMD | Revolution Medicines, Inc. | 5,626 | $255,139 | |
| — | 6,930 | $143,589 | ||
| VXUS | Vanguard Total International Stock ETF | 1,484 | $96,074 | |
| META | Meta Platforms, Inc. | 81 | $46,367 | |
| VGT | VANGUARD INFORMATION TECHNOLOGY INDEX FUND | 58 | $34,018 | |
| QUAL | iShares MSCI USA Quality Factor ETF | 145 | $25,998 | |
| XLF | State Street Corp | 375 | $16,995 | |
| DGRO | iShares Core Dividend Growth ETF | 269 | $16,863 | |
| XLV | State Street(R) Health Care Select Sector SPDR(R) ETF | 101 | $15,556 | |
| VCR | VANGUARD CONSUMER DISCRETIONARY INDEX FUND | 39 | $13,278 | |
| XLC | State Street(R) Communication Services Select Sector SPDR(R) ETF | 132 | $11,932 | |
| XLI | State Street(R) Industrial Select Sector SPDR(R) ETF | 83 | $11,241 | |
| OEF | iShares S&P 100 ETF | 39 | $10,793 | |
| JMBS | Janus Henderson Mortgage-Backed Securities ETF | 149 | $6,950 | |
| TLH | iShares 10-20 Year Treasury Bond ETF | 44 | $4,810 | |
| IXN | iShares Global Tech ETF | 51 | $4,209 | |
| AVGO | Broadcom Inc. | 24 | $4,140 | |
| XLRE | State Street(R) Real Estate Select Sector SPDR(R) ETF | 69 | $3,082 | |
| MA | Mastercard Inc | 6 | $2,962 | |
| ISRG | Intuitive Surgical Inc | 5 | $2,456 | |
| REGN | Regeneron Pharmaceuticals, Inc. | 2 | $2,102 | |
| APD | Air Products & Chemicals, Inc. | 7 | $2,084 | |
| FICO | Fair Isaac Corp | 1 | $1,943 | |
| DHI | Horton D R Inc | 10 | $1,907 | |
| BLK | BlackRock, Inc. | 2 | $1,899 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
20 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| — | 26,686 | $331,707 | ||
| ALK | Alaska Air Group, Inc. | 2,000 | $80,800 | |
| UAL | United Airlines Holdings, Inc. | 1,250 | $60,825 | |
| FENY | Fidelity MSCI Energy Index ETF | 500 | $12,545 | |
| SYLD | Cambria Shareholder Yield ETF | 163 | $11,129 | |
| WM | Waste Management Inc | 43 | $9,173 | |
| MCK | Mckesson Corp | 10 | $5,840 | |
| CI | Cigna Group | 17 | $5,619 | |
| GDDY | GoDaddy Inc. | 32 | $4,470 | |
| GD | General Dynamics Corp | 14 | $4,061 | |
| WING | Wingstop Inc. | 8 | $3,381 | |
| KLAC | Kla Corp | 4 | $3,298 | |
| MPWR | Monolithic Power Systems, Inc. | 4 | $3,286 | |
| H | Hyatt Hotels Corp | 20 | $3,038 | |
| MAR | Marriott International Inc | 12 | $2,901 | |
| AMAT | Applied Materials Inc | 9 | $2,123 | |
| TRI | Thomson Reuters Corp | 11 | $1,854 | |
| KBR | Kbr, Inc. | 26 | $1,667 | |
| GBTC | Grayscale Bitcoin Trust ETF | 34 | $1,635 | |
| NDSN | Nordson Corp | 7 | $1,623 | |
| No positions match the current search. | ||||
226 tracked positions ·
$386,196,054 total
· filing declares
230 positions · $388,733,178
· as of Sep 30, 2024
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 226 positions by value
· page 1 of 5
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| IVE |
iShares S&P 500 Value ETF
|
Reduced | 254,034 | $50,087,883 | 12.97% | |
| IVV |
iShares Core S&P 500 ETF
|
Reduced | 57,666 | $33,262,902 | 8.61% | |
| USMV |
iShares MSCI USA Min Vol Factor ETF
|
Reduced | 362,245 | $33,076,590 | 8.56% | |
| SPDW |
State Street(R) SPDR(R) Portfolio Developed World ex-US ETF
|
Added | 842,980 | $31,662,328 | 8.20% | |
| IVW |
iShares S&P 500 Growth ETF
|
Reduced | 237,739 | $22,763,509 | 5.89% | |
| SCHD |
Schwab U.S. Dividend Equity ETF
|
Added | 253,173 | $21,400,739 | 5.54% | |
| VWO |
VANGUARD EMERGING MARKETS STOCK INDEX FUND
|
Added | 371,304 | $17,766,896 | 4.60% | |
| JEPI |
JPMorgan Equity Premium Income ETF
|
Added | 242,713 | $14,443,850 | 3.74% | |
| VB |
Vanguard Index Funds
|
Added | 57,497 | $13,638,863 | 3.53% | |
| IJR |
iShares Core S&P Small-Cap ETF
|
Added | 106,988 | $12,513,316 | 3.24% | |
| IEFA |
iShares Core MSCI EAFE ETF
|
Reduced | 155,026 | $12,099,779 | 3.13% | |
| VOO |
VANGUARD 500 INDEX FUND
|
Added | 21,872 | $11,541,198 | 2.99% | |
| FTEC |
Fidelity MSCI Information Technology Index ETF
|
Reduced | 62,205 | $10,854,772 | 2.81% | |
| JCPI |
JPMorgan Inflation Managed Bond ETF
|
Added | 224,635 | $10,784,726 | 2.79% | |
| IWF |
iShares Russell 1000 Growth ETF
|
Reduced | 28,475 | $10,688,945 | 2.77% | |
| VTV |
VANGUARD VALUE INDEX FUND
|
Added | 60,200 | $10,509,114 | 2.72% | |
| FVAL |
Fidelity Value Factor ETF
|
Reduced | 155,686 | $9,434,571 | 2.44% | |
| IJH |
iShares Core S&P Mid-Cap ETF
|
Added | 132,268 | $8,242,941 | 2.13% | |
| SPY |
Spdr S&P 500 ETF Trust
|
Reduced | 10,174 | $5,837,434 | 1.51% | |
| SCHM |
Schwab U.S. Mid-Cap ETF
|
Added | 67,075 | $5,573,268 | 1.44% | |
| XOM |
ExxonMobil Holdings Corp
Energy
|
Added | 43,551 | $5,105,048 | 1.32% | |
| VUG |
VANGUARD GROWTH INDEX FUND
|
Added | 11,849 | $4,549,184 | 1.18% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Held | 16,470 | $3,068,855 | 0.79% | |
| FHLC |
Fidelity MSCI Health Care Index ETF
|
Reduced | 27,150 | $1,976,520 | 0.51% | |
| IWD |
iShares Russell 1000 Value ETF
|
Held | 10,259 | $1,947,158 | 0.50% | |
| IWR |
iShares Russell Mid-Cap ETF
|
Reduced | 17,708 | $1,560,783 | 0.40% | |
| IWM |
iShares Russell 2000 ETF
|
Held | 6,570 | $1,451,247 | 0.38% | |
| NDAQ |
Nasdaq, Inc.
Financial Services
|
Reduced | 19,420 | $1,417,854 | 0.37% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Reduced | 2,953 | $1,359,147 | 0.35% | |
| IJT |
iShares S&P Small-Cap 600 Growth ETF
|
Reduced | 8,295 | $1,157,069 | 0.30% | |
| SCHG |
Schwab U.S. Large-Cap Growth ETF
|
Held | 11,100 | $1,156,398 | 0.30% | |
| JMSB |
John Marshall Bancorp, Inc.
Financial Services
|
Held | 49,730 | $983,659 | 0.25% | |
| CRWD |
CrowdStrike Holdings, Inc.
Technology
|
Reduced | 3,498 | $981,084 | 0.25% | |
| MDY |
Spdr S&P Midcap 400 ETF Trust
|
Added | 1,605 | $914,304 | 0.24% | |
| AAPL |
Apple Inc.
Technology
|
Reduced | 3,775 | $879,575 | 0.23% | |
|
|
Held | 4,996 | $585,980 | 0.15% | ||
| VOOG |
VANGUARD S&P 500 GROWTH INDEX FUND
|
Held | 1,610 | $555,916 | 0.14% | |
| IWS |
iShares Russell Mid-Cap Value ETF
|
Held | 3,644 | $481,919 | 0.12% | |
| EQIX |
Equinix Inc
Real Estate
|
Held | 538 | $477,544 | 0.12% | |
|
|
Held | 2,811 | $468,931 | 0.12% | ||
| GOOGL |
Alphabet Inc.
Communication Services
|
Reduced | 2,771 | $459,570 | 0.12% | |
| COST |
Costco Wholesale Corp
Consumer Defensive
|
Held | 401 | $355,494 | 0.09% | |
| UBSI |
United Bankshares Inc
Financial Services
|
Held | 9,450 | $350,595 | 0.09% | |
| LLY |
ELI LILLY & Co
Healthcare
|
Added | 358 | $317,166 | 0.08% | |
| VTI |
VANGUARD TOTAL STOCK MARKET INDEX FUND
|
Held | 1,083 | $306,662 | 0.08% | |
| MSFT |
Microsoft Corp
Technology
|
Reduced | 660 | $283,998 | 0.07% | |
| RVMD |
Revolution Medicines, Inc.
Healthcare
|
NEW | 5,626 | $255,139 | 0.07% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Added | 1,570 | $254,434 | 0.07% | |
| PG |
PROCTER & GAMBLE Co
Consumer Defensive
|
Reduced | 1,461 | $253,045 | 0.07% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Reduced | 1,100 | $231,946 | 0.06% |
Showing the top 50 of 226 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.