Charter Capital Management, LLC\DE

Registered adviser

CIK

2076040

Location

BROOKFIELD, WI

Portfolio Value

Small $187,643,213

Diversification

Moderately concentrated

Filing Date

Global Rank

#6,124 / 8,827 ▼ 27 · as of Jun 2026

Top Industry

Internet Content & Information 14.3%

Period ended 38 days ago

Filed Oct 28, 2026 · 10d

6 quarters · since Jun 2025

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 35919

Roster of Nov 1, 2026

Regulatory AUM

$462,184,711

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$462,184,711	Individuals and high net worth (100%)
May 2025 to Mar 2026	$411,737,769	Individuals and high net worth (100%)
Mar 2025 to Apr 2025	$406,065,314	Individuals and high net worth (100%)
Apr 2024 to Feb 2025	$355,891,809	Individuals and high net worth (100%)
May 2023 to Mar 2024	$283,207,043	Individuals and high net worth (100%)
Apr 2023	$283,207,043	Individuals and high net worth (100%)

4 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 85.8% of the book (60%+)

Turnover

Low turnover

3.9% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 4.9 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 83.4%; sector active share 72.9% against the combined 13F book's sector weights.

Over time 5 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

69 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

39.0%

+4.3 pts

Top 5

75.4%

+0.3 pts

Top 10

84.9%

−0.9 pts

HHI

1,988

Moderately concentrated+257

Portfolio Trend

6 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	83.9%	$157,402,410	25
Technology	4.3%	$7,978,852	10
Financial Services	3.6%	$6,836,112	9
Communication Services	2.6%	$4,846,963	4
Industrials	2.2%	$4,050,683	6
Utilities	1.3%	$2,408,163	4
Healthcare	0.9%	$1,722,223	5
Consumer Defensive	0.5%	$907,382	2
Energy	0.4%	$682,062	2
Consumer Cyclical	0.3%	$596,465	1
Real Estate	0.1%	$211,898	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
CGGR	Capital Group Growth ETF	+10,212	191,446	$9,080,283
CGXU	Capital Group International Focus Equity ETF	+9,482	87,520	$3,001,060
APH	Amphenol Corp	+6,513	13,965	$1,177,249
DFAI	Dimensional International Core Equity Market ETF	+5,458	394,327	$16,336,967
IJH	iShares Core S&P Mid-Cap ETF	+3,298	919,904	$66,187,092
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	+2,973	212,860	$33,035,872
CGSD	Capital Group Short Duration Income ETF	+2,387	13,245	$334,436
CGMU	Capital Group Municipal Income ETF	+2,370	11,258	$292,032
AGG	iShares Core U.S. Aggregate Bond ETF	+2,315	43,103	$4,074,957
FDRR	Fidelity Dividend ETF for Rising Rates	+166	134,382	$9,163,508
SOXX	iShares Semiconductor ETF	+112	1,537	$873,999
VOO	VANGUARD 500 INDEX FUND	+94	8,459	$5,928,574
VIG	Vanguard Specialized Funds	+77	11,920	$2,781,055
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	+32	5,949	$417,322
CVX	Chevron Corp	+30	2,148	$438,643
JNJ	Johnson & Johnson	+23	817	$216,292
AMZN	Amazon Com Inc	+20	2,394	$596,465
LNT	Alliant Energy Corp	+17	8,833	$559,128
WEC	Wec Energy Group, Inc.	+17	11,054	$1,114,022
MU	Micron Technology Inc	+8	363	$386,634
WFC	Wells Fargo & Company	+2	6,949	$556,267
NEE	Nextera Energy Inc	+2	5,875	$444,972
JCI	Johnson Controls International plc	+1	1,971	$292,989
QQQ	Invesco Qqq Trust, Series 1	+1	781	$577,760
MRK	Merck & Co., Inc.	+1	2,375	$345,111
No positions match the current search.

Trimmed

Positions the filer reduced

21 positions

Ticker	Company	Δ Shares	Shares	Value
PRF	Victory Portfolios II	−3,205	601,286	$0
USB	US Bancorp De	−1,991	27,650	$1,597,064
CSX	Csx Corp	−1,800	40,184	$1,868,957
UPS	United Parcel Service Inc	−850	3,653	$341,336
VZ	Verizon Communications Inc	−574	11,146	$511,267
UBER	Uber Technologies, Inc	−560	12,703	$870,282
LDUR	PIMCO Enhanced Low Duration Active Exchange-Traded Fund	−346	7,187	$676,440
JPM	Jpmorgan Chase & Co	−255	3,725	$1,232,341
IVV	iShares Core S&P 500 ETF	−240	1,392	$1,066,063
AMD	Advanced Micro Devices Inc	−219	1,929	$1,180,085
PG	PROCTER & GAMBLE Co	−180	3,520	$511,385
GOOGL	Alphabet Inc.	−156	5,840	$2,009,427
BRK-B	Berkshire Hathaway Inc	−111	2,570	$1,279,731
GOOG	Alphabet Inc.	−97	5,199	$1,771,507
FELG	Fidelity Enhanced Large Cap Growth ETF	−90	15,367	$692,898
MSFT	Microsoft Corp	−69	2,635	$1,351,491
LLY	ELI LILLY & Co	−63	553	$639,865
DUK	Duke Energy CORP	−48	2,544	$290,041
TIP	iShares TIPS Bond ETF	−44	6,104	$635,060
AAPL	Apple Inc.	−39	3,075	$1,024,036
DVY	iShares Select Dividend ETF	−31	2,718	$413,326
No positions match the current search.

New Positions

Positions the filer opened this quarter

2 positions

Ticker	Company	Shares	Value
ACN	Accenture plc	1,331	$244,065
VLO	Valero Energy Corp	628	$243,419
No positions match the current search.

Sold Out

Positions the filer fully exited

8 positions

Ticker	Company	Shares	Value
AKRE	Professionally Managed Portfolios	5,930	$315,416
MEAR	iShares Trust	5,297	$266,862
BLK	BlackRock, Inc.	243	$233,659
RPM	Rpm International Inc	2,021	$224,634
PNC	Pnc Financial Services Group, Inc.	880	$216,673
INTC	Intel Corp	1,470	$205,256
RF	Regions Financial Corp	6,749	$203,819
IJK	iShares S&P Mid-Cap 400 Growth ETF	1,732	$203,510
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

69 tracked positions · $187,643,213 total · filing declares 69 positions · $220,373,162 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 69 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
IJH	iShares Core S&P Mid-Cap ETF	Added	919,904	+3,298	$66,187,092	−6.4%	35.27%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Added	212,860	+2,973	$33,035,872	−0.4%	17.61%
DFAI	Dimensional International Core Equity Market ETF	Added	394,327	+5,458	$16,336,967	+1.8%	8.71%
FDRR	Fidelity Dividend ETF for Rising Rates	Added	134,382	+166	$9,163,508	+5.2%	4.88%
CGGR	Capital Group Growth ETF	Added	191,446	+10,212	$9,080,283	+6.1%	4.84%
VOO	VANGUARD 500 INDEX FUND	Added	8,459	+94	$5,928,574	+3.2%	3.16%
AGG	iShares Core U.S. Aggregate Bond ETF	Added	43,103	+2,315	$4,074,957	+0.9%	2.17%
CGXU	Capital Group International Focus Equity ETF	Added	87,520	+9,482	$3,001,060	+11.1%	1.60%
VIG	Vanguard Specialized Funds	Added	11,920	+77	$2,781,055	−0.8%	1.48%
GOOGL	Alphabet Inc. Communication Services	Reduced	5,840	-156	$2,009,427	−6.2%	1.07%
CSX	Csx Corp Industrials	Reduced	40,184	-1,800	$1,868,957	−6.3%	1.00%
GOOG	Alphabet Inc. Communication Services	Reduced	5,199	-97	$1,771,507	−5.3%	0.94%
USB	US Bancorp De Financial Services	Reduced	27,650	-1,991	$1,597,064	−10.8%	0.85%
MSFT	Microsoft Corp Technology	Reduced	2,635	-69	$1,351,491	+34.0%	0.72%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	2,570	-111	$1,279,731	−4.6%	0.68%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	3,725	-255	$1,232,341	−5.4%	0.66%
AMD	Advanced Micro Devices Inc Technology	Reduced	1,929	-219	$1,180,085	−5.4%	0.63%
APH	Amphenol Corp Technology	Added	13,965	+6,513	$1,177,249	−10.4%	0.63%
WEC	Wec Energy Group, Inc. Utilities	Added	11,054	+17	$1,114,022	−13.6%	0.59%
IVV	iShares Core S&P 500 ETF	Reduced	1,392	-240	$1,066,063	−12.8%	0.57%
AAPL	Apple Inc. Technology	Reduced	3,075	-39	$1,024,036	+13.6%	0.55%
CW	Curtiss Wright Corp Industrials	Held	1,786	0	$971,262	−28.2%	0.52%
SOXX	iShares Semiconductor ETF	Added	1,537	+112	$873,999	−4.3%	0.47%
UBER	Uber Technologies, Inc Technology	Reduced	12,703	-560	$870,282	−9.1%	0.46%
V	Visa Inc. Financial Services	Held	2,125	0	$763,576	+4.7%	0.41%
FELG	Fidelity Enhanced Large Cap Growth ETF	Reduced	15,367	-90	$692,898	+2.5%	0.37%
QDF	FlexShares Quality Dividend Index Fund	Held	7,536	0	$680,048	+0.4%	0.36%
LDUR	PIMCO Enhanced Low Duration Active Exchange-Traded Fund	Reduced	7,187	-346	$676,440	−6.1%	0.36%
ZBRA	Zebra Technologies Corp Technology	Held	1,800	0	$671,958	+41.8%	0.36%
LLY	ELI LILLY & Co Healthcare	Reduced	553	-63	$639,865	−13.4%	0.34%
TIP	iShares TIPS Bond ETF	Reduced	6,104	-44	$635,060	−5.6%	0.34%
AMZN	Amazon Com Inc Consumer Cyclical	Added	2,394	+20	$596,465	+5.4%	0.32%
QQQ	Invesco Qqq Trust, Series 1	Added	781	+1	$577,760	+0.6%	0.31%
TDY	Teledyne Technologies Inc Technology	Held	946	0	$574,042	−9.0%	0.31%
LNT	Alliant Energy Corp Utilities	Added	8,833	+17	$559,128	−16.9%	0.30%
WFC	Wells Fargo & Company Financial Services	Added	6,949	+2	$556,267	−3.1%	0.30%
META	Meta Platforms, Inc. Communication Services	Held	765	0	$554,762	+28.7%	0.30%
MS	Morgan Stanley Financial Services	Held	2,860	0	$537,908	−10.0%	0.29%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	3,520	-180	$511,385	−5.7%	0.27%
VZ	Verizon Communications Inc Communication Services	Reduced	11,146	-574	$511,267	+3.0%	0.27%
NVDA	Nvidia Corp Technology	Held	2,185	0	$499,010	+14.1%	0.27%
NEE	Nextera Energy Inc Utilities	Added	5,875	+2	$444,972	−13.7%	0.24%
CVX	Chevron Corp Energy	Added	2,148	+30	$438,643	+24.9%	0.23%
MTB	M&T Bank Corp Financial Services	Held	2,000	0	$435,200	−8.6%	0.23%
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	Added	5,949	+32	$417,322	−3.9%	0.22%
DVY	iShares Select Dividend ETF	Reduced	2,718	-31	$413,326	−3.8%	0.22%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Held	1,089	0	$407,547	+1.1%	0.22%
COST	Costco Wholesale Corp Consumer Defensive	Held	435	0	$395,997	−2.7%	0.21%
MU	Micron Technology Inc Technology	Added	363	+8	$386,634	−5.6%	0.21%
GATX	Gatx Corp Industrials	Held	2,066	0	$351,261	−4.0%	0.19%

Showing the top 50 of 69 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.