BROADWATER CAPITAL MANAGEMENT LLC
Registered adviserRegulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Nov 2026 | $161,029,271 | Individuals and high net worth (88%) |
| Apr 2025 to Mar 2026 | $153,576,644 | Individuals and high net worth (88%) |
| Apr 2024 to Mar 2025 | $151,585,557 | Individuals and high net worth (89%) |
| May 2023 to Mar 2024 | $144,368,592 | Individuals and high net worth (88%) |
| Apr 2023 | $144,368,592 | Individuals and high net worth (88%) |
| Sep 2022 to Mar 2023 | $163,092,030 | Individuals and high net worth (86%) |
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.
Closest benchmark: the S&P 500 as of 2026-06-30, active share 65.4%; sector active share 27.0% against the combined 13F book's sector weights.
Over time 11 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
208 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Portfolio Trend
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Technology | 29.5% | $40,634,264 |
| Healthcare | 15.8% | $21,810,038 |
| Communication Services | 14.4% | $19,910,574 |
| Consumer Defensive | 11.4% | $15,713,621 |
| Industrials | 7.2% | $9,991,953 |
| Utilities | 5.5% | $7,591,372 |
| Consumer Cyclical | 4.9% | $6,814,932 |
| Energy | 4.1% | $5,666,492 |
| Basic Materials | 2.4% | $3,281,127 |
| Financial Services | 2.1% | $2,901,071 |
| Unclassified | 1.8% | $2,413,938 |
| Real Estate | 0.8% | $1,134,457 |
Last Quarter's Activity
Export CSVTrimmed
Positions the filer reduced| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| FLO | Flowers Foods Inc | −12,713 | 18,462 | $145,849 | |
| GIS | General Mills Inc | −4,960 | 15,462 | $538,077 | |
| HON | Honeywell International Inc | −3,119 | 3,116 | $697,672 | |
| KO | Coca Cola Co | −2,375 | 44,135 | $3,586,851 | |
| VZ | Verizon Communications Inc | −1,949 | 18,715 | $792,393 | |
| PFE | Pfizer Inc | −1,568 | 10,117 | $243,617 | |
| XOM | ExxonMobil Holdings Corp | −1,517 | 20,053 | $2,741,646 | |
| BMY | Bristol Myers Squibb Co | −1,185 | 6,545 | $377,122 | |
| CSX | Csx Corp | −1,080 | 405 | $19,249 | |
| GOOGL | Alphabet Inc. | −1,030 | 26,755 | $9,561,434 | |
| JNJ | Johnson & Johnson | −913 | 21,130 | $5,366,386 | |
| GOOG | Alphabet Inc. | −900 | 20,550 | $7,260,931 | |
| MSFT | Microsoft Corp | −810 | 30,034 | $11,203,282 | |
| HR | Healthcare Realty Trust Inc | −645 | 1,075 | $21,682 | |
| PG | PROCTER & GAMBLE Co | −608 | 22,260 | $3,264,206 | |
| OHI | Omega Healthcare Investors Inc | −555 | 925 | $44,104 | |
| XEL | Xcel Energy Inc | −540 | 180 | $14,454 | |
| UL | Unilever PLC | −480 | 1,288 | $77,434 | |
| SCCO | Southern Copper Corp | −467 | 916 | $159,622 | |
| LAZ | Lazard, Inc. | −465 | 775 | $32,503 | |
| CWT | California Water Service Group | −420 | 980 | $47,677 | |
| XBI | State Street(R) SPDR(R) S&P(R) Biotech ETF | −400 | 11,900 | $1,883,175 | |
| CVX | Chevron Corp | −395 | 7,372 | $1,221,982 | |
| SHEL | Shell plc | −360 | 3,565 | $276,430 | |
| SBUX | Starbucks Corp | −300 | 3,310 | $338,248 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| HONA | Honeywell Aerospace Inc. | 3,116 | $688,885 | |
| WAT | Waters Corp | 308 | $115,512 | |
| NOW | ServiceNow, Inc. | 470 | $46,661 | |
| INTU | Intuit Inc. | 120 | $31,320 | |
| C | Citigroup Inc | 200 | $27,992 | |
| FDXF | FedEx Freight Holding Company, Inc. | 15 | $2,265 | |
| VSNT | Versant Media Group, Inc. | 17 | $612 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| EPD | Enterprise Products Partners L.P. | 2,990 | $113,141 | |
| BIP | Brookfield Infrastructure Partners L.P. | 1,170 | $42,260 | |
| RA | Brookfield Real Assets Income Fund Inc. | 1,720 | $22,119 | |
| — | 234 | $17,431 | ||
| AGNC | AGNC Investment Corp. | 1,320 | $13,239 | |
| NLY | Annaly Capital Management Inc | 610 | $12,901 | |
| MICC | Magnum Ice Cream Co N.V. | 398 | $5,950 | |
| UPST | Upstart Holdings, Inc. | 200 | $5,130 | |
| BIPC | Brookfield Infrastructure Corp | 129 | $5,098 | |
| — | 3 | $305 | ||
| No positions match the current search. | ||||
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| AAPL |
Apple Inc.
Technology
|
Reduced | 46,691 | $13,510,507 | 9.80% | |
| MSFT |
Microsoft Corp
Technology
|
Reduced | 30,034 | $11,203,282 | 8.13% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Reduced | 26,755 | $9,561,434 | 6.94% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Reduced | 20,550 | $7,260,931 | 5.27% | |
| WMT |
Walmart Inc.
Consumer Defensive
|
Held | 50,000 | $5,663,000 | 4.11% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Reduced | 21,130 | $5,366,386 | 3.89% | |
| INTC |
Intel Corp
Technology
|
Held | 38,256 | $5,341,685 | 3.87% | |
| MCD |
Mcdonalds Corp
Consumer Cyclical
|
Added | 19,258 | $5,205,629 | 3.78% | |
| ADI |
Analog Devices Inc
Technology
|
Reduced | 11,080 | $4,400,643 | 3.19% | |
| MRK |
Merck & Co., Inc.
Healthcare
|
Reduced | 29,582 | $3,801,287 | 2.76% | |
| KO |
Coca Cola Co
Consumer Defensive
|
Reduced | 44,135 | $3,586,851 | 2.60% | |
| PG |
PROCTER & GAMBLE Co
Consumer Defensive
|
Reduced | 22,260 | $3,264,206 | 2.37% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Reduced | 12,957 | $3,260,499 | 2.37% | |
| SO |
Southern Co
Utilities
|
Held | 29,154 | $2,790,329 | 2.02% | |
| XOM |
ExxonMobil Holdings Corp
Energy
|
Reduced | 20,053 | $2,741,646 | 1.99% | |
| WEC |
Wec Energy Group, Inc.
Utilities
|
Reduced | 23,150 | $2,703,225 | 1.96% | |
| ECL |
Ecolab Inc.
Basic Materials
|
Held | 8,830 | $2,460,126 | 1.78% | |
| ISRG |
Intuitive Surgical Inc
Healthcare
|
Held | 5,772 | $2,295,408 | 1.66% | |
| SYK |
Stryker Corp
Healthcare
|
Held | 6,465 | $2,035,440 | 1.48% | |
| XBI |
State Street(R) SPDR(R) S&P(R) Biotech ETF
|
Reduced | 11,900 | $1,883,175 | 1.37% | |
| IBM |
International Business Machines Corp
Technology
|
Held | 6,455 | $1,815,210 | 1.32% | |
| SPGI |
S&P Global Inc.
Financial Services
|
Held | 3,520 | $1,433,555 | 1.04% | |
| ABT |
Abbott Laboratories
Healthcare
|
Reduced | 15,163 | $1,375,890 | 1.00% | |
| DIS |
Walt Disney Co
Communication Services
|
Held | 14,212 | $1,367,905 | 0.99% | |
| GD |
General Dynamics Corp
Industrials
|
Held | 3,730 | $1,321,315 | 0.96% | |
| CVX |
Chevron Corp
Energy
|
Reduced | 7,372 | $1,221,982 | 0.89% | |
| POR |
Portland General Electric Co
Utilities
|
Held | 23,314 | $1,208,364 | 0.88% | |
| CVS |
CVS HEALTH Corp
Healthcare
|
Held | 11,210 | $1,159,674 | 0.84% | |
| ADP |
Automatic Data Processing Inc
Technology
|
Reduced | 4,785 | $1,071,600 | 0.78% | |
| MMM |
3M Co
Industrials
|
Held | 6,400 | $1,036,224 | 0.75% | |
| NOC |
Northrop Grumman Corp
Industrials
|
Held | 1,870 | $952,409 | 0.69% | |
| O |
Realty Income Corp
Real Estate
|
Reduced | 14,455 | $895,631 | 0.65% | |
| CL |
Colgate Palmolive Co
Consumer Defensive
|
Held | 9,450 | $866,376 | 0.63% | |
| VZ |
Verizon Communications Inc
Communication Services
|
Reduced | 18,715 | $792,393 | 0.57% | |
| CHRW |
C. H. Robinson Worldwide, Inc.
Industrials
|
Held | 4,199 | $790,839 | 0.57% | |
| QCOM |
Qualcomm Inc
Technology
|
Held | 4,223 | $780,368 | 0.57% | |
| MPC |
Marathon Petroleum Corp
Energy
|
Reduced | 3,050 | $779,793 | 0.57% | |
| RTX |
RTX Corp
Industrials
|
Held | 4,072 | $772,580 | 0.56% | |
| FAST |
Fastenal Co
Industrials
|
Held | 16,000 | $768,480 | 0.56% | |
| PEP |
Pepsico Inc
Consumer Defensive
|
Reduced | 5,580 | $755,532 | 0.55% | |
| UNH |
Unitedhealth Group Inc
Healthcare
|
Held | 1,754 | $729,015 | 0.53% | |
| ROP |
Roper Technologies Inc
Technology
|
Held | 2,150 | $727,538 | 0.53% | |
| HON |
Honeywell International Inc
Industrials
|
Reduced | 3,116 | $697,672 | 0.51% | |
| HONA |
Honeywell Aerospace Inc.
Industrials
|
NEW | 3,116 | $688,885 | 0.50% | |
| EXPD |
Expeditors International Of Washington Inc
Industrials
|
Held | 4,200 | $684,516 | 0.50% | |
| DCI |
DONALDSON Co INC
Industrials
|
Held | 7,100 | $637,367 | 0.46% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Held | 1,881 | $615,707 | 0.45% | |
| NKE |
NIKE, Inc.
Consumer Cyclical
|
Held | 14,231 | $584,182 | 0.42% | |
| CSCO |
Cisco Systems, Inc.
Technology
|
Held | 4,948 | $581,192 | 0.42% | |
| AVY |
Avery Dennison Corp
Consumer Cyclical
|
Held | 3,360 | $545,496 | 0.40% |
Showing the top 50 of 208 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.